Stowe v. State , 2014 Wyo. LEXIS 113 ( 2014 )

IN THE SUPREME COURT, STATE OF WYOMING
2014 WY 97
APRIL TERM, A.D. 2014
August 1, 2014
SARAH STOWE,
Appellant
(Defendant),
v. S-13-0219
THE STATE OF WYOMING,
Appellee
(Plaintiff).
Appeal from the District Court of Carbon County
The Honorable Wade E. Waldrip, Judge
Representing Appellant:
Office of the State Public Defender: Diane Lozano, State Public Defender; Tina N.
Olson, Chief Appellate Counsel; David E. Westling, Senior Assistant Appellate
Counsel. Argument by Mr. Westling.
Representing Appellee:
Peter K. Michael, Wyoming Attorney General; David L. Delicath, Deputy
Attorney General; Jenny L. Craig, Senior Assistant Attorney General; John A.
Brodie, Assistant Attorney General. Argument by Mr. Brodie.
Before BURKE, C.J., and HILL, KITE*, DAVIS, and FOX, JJ.
* Chief Justice at time of oral argument
NOTICE: This opinion is subject to formal revision before publication in Pacific Reporter Third.
Readers are requested to notify the Clerk of the Supreme Court, Supreme Court Building,
Cheyenne, Wyoming 82002, of any typographical or other formal errors so that correction may be
made before final publication in the permanent volume.
DAVIS, Justice.
[¶1] Sarah Stowe entered a conditional nolo contendere1 plea to a felony charge of
fourth-offense driving while under the influence of alcohol, reserving the right to appeal
the district court’s denial of her motion to suppress evidence. We affirm.
ISSUES
[¶2] Stowe contends that the results of a urine alcohol test should have been suppressed
for two reasons:
1. Her urine was collected pursuant to an arrest that was
unlawful because the arresting officer lacked probable cause
to believe that she had been driving while intoxicated.
2. The result of her urinalysis was invalid because it was
collected from a catheter in a manner that is contrary to the
methods approved by the State Department of Health.
FACTS
[¶3] During the early morning hours of November 24, 2011, Stowe left Laramie and
drove with her seven-year-old daughter toward their home in Casper. Approximately
eighteen miles north of Medicine Bow on a dry Wyoming Highway 487, her vehicle
crossed the southbound lane and ran off the west side of the road. It travelled three
hundred and eighteen feet and rolled twice before coming to a stop.
[¶4] A passerby drove the two northward from Carbon County into Natrona County
until he obtained cellular phone service that allowed him to contact law enforcement and
emergency medical services. He met two Natrona County deputy sheriffs, Corporal
Cohee and Deputy Olson, as well as two ambulances, at the intersection with Wyoming
Highway 220.
[¶5] At approximately 3:40 a.m., the Highway Patrol dispatched Casper-based State
Trooper Adam Bruning to investigate the accident. The ambulances carrying Stowe and
her daughter were en route to the Wyoming Medical Center in Casper by the time the
trooper reached the Highway 487 intersection, where he spoke with the man who had
1
A nolo contendere, or “no contest”, plea has the same effect as a guilty plea in a criminal case, but it
cannot be used as an admission in a later civil action based on the act for which the defendant was
prosecuted. Black’s Law Dictionary 1209 (10th ed. 2014). Wyoming Rule of Criminal Procedure
11(a)(2) provides that, with court approval and prosecutorial consent, a defendant may enter a conditional
guilty or nolo contendere plea and reserve the right to seek appellate review of an adverse ruling on a
specified pretrial motion. If she prevails on appeal, she may withdraw her plea.
1
driven Stowe and her daughter there and the two deputies. The Good Samaritan briefly
described the scene of the single vehicle rollover, and Corporal Cohee told Trooper
Bruning about her conversation with Stowe prior to the departure of the ambulances. She
observed that Stowe slurred her words and gave off the overpowering odor of an
alcoholic beverage. When Stowe first explained the cause of the accident, she told Cohee
that she had swerved to avoid hitting a deer. She later told the corporal she had swerved
to avoid a rabbit.
[¶6] Believing that there was probable cause to arrest Stowe for driving while
intoxicated, but needing to locate and examine the crash scene, Trooper Bruning asked
Corporal Cohee if she could have a deputy in Casper go to the hospital and obtain a blood
or urine sample. Patrol Sergeant Trey Warne of the Natrona County Sheriff’s
Department undertook those duties.
[¶7] Sergeant Warne went to Wyoming Medical Center, where he informed Stowe that
he was there at the request of the trooper who was investigating her accident, and he read
her an implied consent advice form. He advised her that she was under arrest for driving
while intoxicated, and he asked whether she preferred to give a blood or a urine sample.
She chose the latter.
[¶8] When the sergeant first encountered Stowe, she had been catheterized due to the
possibility that she had suffered lower back and neck injuries. As explained by Tara
Mackler, the registered nurse who inserted the catheter, it was used to keep Stowe from
moving until treating physicians received the results of a CT scan. That is, it allowed her
bladder to be drained without moving her until her care providers could determine the
extent of her injuries.
[¶9] Consequently, when Nurse Mackler drew the urine samples for Sergeant Warne,
she used a port that was built into the catheter. To ensure that she was drawing fresh
urine for each of the two required samples, she clamped a hemostat onto the catheter
between the port and the collection bag, sterilized the port, and screwed a syringe body
into it. After drawing a sample, she transferred it to a sterile test tube contained in a
Department of Health test kit. Mackler repeated that process approximately twenty-three
minutes later at 5:33 a.m. Those samples were given to Trooper Bruning, who submitted
them for analysis to the Department’s Chemical Testing Program. The tests indicated a
.17% alcohol concentration.
[¶10] On January 12, 2012, the Carbon County and Prosecuting Attorney charged Stowe
with two felonies: driving while under the influence of intoxicating liquor, and child
2
endangerment.2 Approximately nine months later, her attorney filed a motion to suppress
the urine test results for the reasons raised in this appeal. Following a hearing in early
December of 2012, the district court denied her motion in all respects but one.3
[¶11] The court scheduled a change of plea hearing for January 11, 2013 at the request
of the parties. Just prior to that hearing, they filed a plea agreement letter signed by
Stowe, her attorney, and the prosecutor. As is evident from that document and the
ensuing discussion of the agreement at the hearing, the State offered to dismiss the child
endangerment charge and cap its sentencing recommendation on the remaining charge.
In exchange, Stowe would enter a conditional nolo contendere plea to the felony drunk
driving charge, reserving the right to challenge the denial of her suppression motion on
appeal.4
[¶12] The court accepted the plea agreement and Stowe’s plea and sentenced her to
imprisonment for a term of nineteen to twenty-four months. Stowe timely perfected this
appeal.
STANDARD OF REVIEW
[¶13] As we have previously stated:
We review the district court’s factual findings on a
motion to suppress for clear error. We defer to those findings
and view the evidence in the light most favorable to the
prevailing party because the district court is in the best
position to weigh the evidence, assess the credibility of
witnesses, and make the necessary inferences, deductions,
and conclusions.
2
The former was a felony because it was Stowe’s fourth driving under the influence offense in ten years.
Wyo. Stat. Ann. § 31-5-233(e) (LexisNexis 2013 & Supp. 2014). The latter was a felony because she
previously had been convicted of child endangerment. Wyo. Stat. Ann. § 6-4-403(c) (LexisNexis 2013).
3
Although the court denied Stowe’s motion with respect to the suppression of the chemical analysis of
her urine, it did suppress the result of tests performed on a sample of her blood which the State conceded
was unlawfully collected.
4
The intent to enter a conditional plea was clearly set out in writing in the plea agreement letter, and to
that extent it conformed to the requirements of W.R.Cr.P. 11(a)(2). However, it did not strictly comply
with that rule because that writing did not specify the pretrial motion, the adverse determination of which
Stowe wanted to challenge. We will overlook that omission because the suppression motion was the only
significant motion Stowe filed, and because the transcript of the change of plea hearing leaves no doubt
that the parties and the district court knew that she wished to challenge the denial of the suppression
motion. Smith v. State, 871 P.2d 186, 189 (Wyo. 1994). Nevertheless, we remind the criminal bar that
strict compliance with Rule 11(a)(2) is the best practice. Matthews v. State, 2014 WY 54, ¶ 15 n.1, 322
P.3d 1279, 1281 n.1 (Wyo. 2014).
3
Hunnicutt-Carter v. State, 2013 WY 103, ¶ 20, 308 P.3d 847, 852 (Wyo. 2013).
However, we review de novo the district court’s ultimate determination as to whether a
particular search or seizure was lawful. Id.
DISCUSSION
Probable Cause
[¶14] Stowe first argues that Sergeant Warne did not have probable cause to arrest her or
arrange to collect her urine as required by Wyo. Stat. Ann. § 31-6-102(a)(i), which
provides as follows:
(a) If arrested for an offense as defined by W.S. 31-5-2335:
(i) Any person who drives or is in actual physical
control of a motor vehicle upon a public street or highway in
this state is deemed to have given consent, subject to the
provisions of this act, to a chemical test or tests of his blood,
breath or urine for the purpose of determining the alcohol
concentration or controlled substance content of his blood.
The test or tests shall be:
(A) Incidental to a lawful arrest;
(B) Given as promptly as possible after the arrest;
(C) Administered at the direction of a peace officer
who has probable cause to believe the person was driving or
in actual physical control of a motor vehicle upon a public
street or highway in this state in violation of W.S. 31-5-
233(b) or any other law prohibiting driving under the
influence as defined by W.S. 31-5-233(a)(v). The peace
officer who requires a test for alcohol concentration pursuant
to this section may direct that the test shall be of blood, breath
or urine. However, if the officer directs that the test be of the
person’s blood or urine, the person may choose whether the
test shall be of blood or urine. The person shall not have the
option if the peace officer has probable cause to believe there
is impairment by a controlled substance which is not subject
5
This statute prohibits driving while under the influence of alcohol or a controlled substance.
4
to testing by a breath test in which case a blood or urine test
may be required, as directed by the peace officer.
Wyo. Stat. Ann. § 31-6-102(a)(i) (LexisNexis 2013).
[¶15] Two subparagraphs of the statute touch upon probable cause. Subparagraph
(a)(i)(A) requires that a test for alcohol be incidental to a “lawful arrest” for driving under
the influence. Stowe’s arrest without a warrant was “lawful” under the Fourth
Amendment to the United States Constitution and Article 1, § 4 of the Wyoming
Constitution only if supported by probable cause. Ostrowski v. State, 665 P.2d 471, 476
(Wyo. 1983). Subparagraph (a)(i)(C) directly addresses the same point by requiring that
tests for alcohol be administered “at the direction of a peace officer who has probable
cause to believe the person was driving” under the influence.6
[¶16] Stowe does not go so far as to argue that there was no probable cause to arrest her
for driving while intoxicated or to direct that her urine be tested for the presence of
alcohol. Her argument is much narrower. She asserts that her arrest and the test were
unlawful because Sergeant Warne was not aware of the evidence which established
probable cause when he arrested her.
[¶17] Although she does not say it in so many words, Stowe seems to argue that
Sergeant Warne, as the officer who directed that the urine test be administered, had to
have personal knowledge amounting to probable cause to believe that she was driving
under the influence. She also appears to argue that the evidence and probable cause
developed by Trooper Bruning cannot be imputed to Sergeant Warne. Those arguments,
however, rely on a reading of the statute which would require us to ignore the realities of
accident investigation in the vast distances of this state, as well as longstanding Wyoming
and federal constitutional law governing warrantless arrests.
[¶18] In interpreting statutes, we seek to determine the legislature’s intent:
All statutes must be construed in pari materia and, in
ascertaining the meaning of a given law, all statutes relating
to the same subject or having the same general purpose must
be considered and construed in harmony. Statutory
construction is a question of law, so our standard of review is
de novo. We endeavor to interpret statutes in accordance
with the legislature’s intent. We begin by making an inquiry
respecting the ordinary and obvious meaning of the words
6
“Probable cause for a warrantless arrest exists when, under the totality of the circumstances, a prudent,
reasonable, and cautious peace officer would be led to believe that a crime has been or is being committed
and the individual arrested is the perpetrator.” Vasco v. State, Dep’t of Transp., 2011 WY 100, ¶ 15, 253
P.3d 515, 519 (Wyo. 2011).
5
employed according to their arrangement and connection.
We construe the statute as a whole, giving effect to every
word, clause, and sentence, and we construe all parts of the
statute in pari materia. When a statute is sufficiently clear
and unambiguous, we give effect to the plain and ordinary
meaning of the words and do not resort to the rules of
statutory construction. Moreover, we must not give a statute
a meaning that will nullify its operation if it is susceptible of
another interpretation.
Moreover, we will not enlarge, stretch, expand, or
extend a statute to matters that do not fall within its express
provisions.
Only if we determine the language of a statute is
ambiguous will we proceed to the next step, which involves
applying general principles of statutory construction to the
language of the statute in order to construe any ambiguous
language to accurately reflect the intent of the legislature. If
this Court determines that the language of the statute is not
ambiguous, there is no room for further construction. We
will apply the language of the statute using its ordinary and
obvious meaning.
Redco Const. v. Profile Properties, LLC, 2012 WY 24, ¶ 26, 271 P.3d 408, 415-16 (Wyo.
2012) (quoting Cheyenne Newspapers, Inc. v. Building Code Bd. of Appeals of City of
Cheyenne, 2010 WY 2, ¶ 9, 222 P.3d 158, 162 (Wyo. 2010) (which in turn cites BP Am.
Prod. Co. v. Dep’t of Revenue, 2005 WY 60, ¶ 15, 112 P.3d 596, 604 (Wyo. 2005)).
[¶19] Although Sergeant Warne arranged for Nurse Mackler to collect samples of
Stowe’s urine, it is uncontested that he did so at the direction of Trooper Bruning as
communicated through Corporal Cohee. To suggest that Trooper Bruning cannot be
deemed to be the peace officer with probable cause to direct the administration of urine
collection and testing would oblige us to find that the legislature intended to require that
officers in the trooper’s position make an untenable choice. That is, if Bruning could not
“direct” the testing without being present at the hospital, he would have had to postpone
finding, securing, and investigating the accident scene and proceed to the hospital.
Alternatively, he could have driven nearly to Medicine Bow, processed the scene, and
then returned to Casper—all the while delaying the collection of Stowe’s testable bodily
fluids.7
7
Appellant may also suggest that the officer possessing probable cause must relay the information he
possesses to the arresting officer. This would be the law enforcement equivalent of the game of
6
[¶20] The record tells us that when Stowe’s urine was collected, its alcohol
concentration was decreasing, that hospital personnel had given her narcotics and other
medications, and that doctors were awaiting the results of a CT scan to determine what
further treatment might be necessary. That treatment might or might not have prevented
collection of the sample. Nothing in the plain language of the statute indicates that the
legislature intended to require law enforcement officers to make the choice Appellant’s
argument necessarily implies.
[¶21] We presume that the legislature has acted in a thoughtful and rational manner with
full knowledge of existing law when it enacts a statute. DiFelici v. City of Lander, 2013
WY 141, ¶ 31, 312 P.3d 816, 824 (Wyo. 2013) (citing Redco Const., ¶ 37, 271 P.3d at
418). Our constitutional analysis, which we presume was known to the legislature,
supports our construction of the statute. In Ostrowski v. State, this Court evaluated a
warrantless arrest made by a patrol officer solely on the basis that investigators in his
agency had disseminated an agency-wide “pick up and hold order” relating to the
arrestee. Ostrowski argued that the arrest was illegal because the patrolman was not
aware of the facts that gave the investigators probable cause to call for his arrest. We
characterized that position as unrealistic and contrary to law, and we held that the arrest
was constitutionally valid because collectively the police investigators had developed
probable cause when they requested that Ostrowski be picked up and held. We therefore
concluded that the arresting officer was entitled to act on the strength of that order. 665
P.2d at 476-77.
[¶22] In affirming the denial of a similar suppression motion, the Tenth Circuit Court of
Appeals recently applied the same rule, which it referred to as the “vertical collective
knowledge doctrine.” It explained as follows:
Under the vertical collective knowledge doctrine, an
arrest or stop is justified when an officer having probable
cause or reasonable suspicion instructs another officer to act,
even without communicating all of the information necessary
to justify the action. [United States v. Chavez, 534 F.3d 1338,
1345-46 (10th Cir. 2008)]. In United States v. Hensley, 469
U.S. 221, 105 S. Ct. 675, 83 L. Ed. 2d 604 (1985), the Supreme
Court held that when officers initiated a Terry stop based on a
flyer or bulletin, reliance on the flyer or bulletin was proper
so long as the officers that issued the flyer had a reasonable
suspicion about the person it targeted. Id. at 231-32, 105
S. Ct. 675. Thus, an officer with reasonable suspicion may
“Telephone,” and would provide a defendant with no more protection than is available under the existing
rules discussed below.
7
instruct another officer to make a Terry stop without
communicating the basis for the stop, so long as the
communicating officer has reasonable suspicion to make the
stop himself. See Chavez, 534 F.3d at 1347-48 (upholding a
stop when federal agent who requested officer to stop the
suspect had “all the requisite probable cause components” but
did not communicate them to the officer).
United States v. Whitley, 680 F.3d 1227, 1234 (10th Cir. 2012) (footnote and emphasis
omitted).
[¶23] For the same reasons, Stowe’s warrantless arrest by Sergeant Warne was
constitutional because it was based on information gathered by Trooper Bruning, and
Warne’s conduct in arranging to collect a urine sample for testing at the behest of
Bruning therefore complied with Wyo. Stat. Ann. § 31-6-102(a).
Use of the Catheter
[¶24] Stowe’s second argument, that a scientifically valid urine sample was not drawn
from her catheter, is based on a statutory provision which provides that “[c]hemical
analysis of the person’s . . . urine to be considered valid under this section, shall be
performed according to methods approved by the department of health[.]” Wyo. Stat.
Ann. § 31-6-105(a) (LexisNexis 2013). The department’s rules establish only a few
requirements for collecting urine samples. Two samples must be taken approximately
thirty minutes apart, and each must be placed in a sample tube containing a preservative,
must be sealed to prevent tampering, and must be sent to the chemical testing laboratory.
Wyo. Dep’t of Health, Rules and Regulations for Chemical Analysis for Alcohol Testing,
ch. 3, § 4 (2013). In addition, subsection (c) of that rule provides that “[t]he sample may
be collected in a clean container and transferred to the sample tube.”
[¶25] To resolve this issue, we must interpret the foregoing regulation. We apply the
rules of statutory construction set out above to administrative rules and regulations.
Wilson Advisory Comm. v. Bd. of Cnty. Comm’rs, 2012 WY 163, ¶ 31, 292 P.3d 855, 863
(Wyo. 2012).
[¶26] Stowe argues that the catheter tubing is a container, that Nurse Mackler did not
clean the tubing after taking the first sample, and that therefore the second sample was
not collected in conformance with the rule.8 James Moore of the Wyoming Chemical
8
We note that Appellant’s counsel raised this issue only tangentially. When questioning Nurse Mackler,
he established that she did not clean or irrigate the catheter tubing, which he characterized as a container,
much to her confusion. He did not argue the precise issue he now raises to the district court, which did
not therefore directly address it in its thorough decision letter, although it did make general findings
which are helpful to our review. We ordinarily do not consider issues not clearly brought to the attention
8
Testing Program testified at the hearing on the motion to suppress. He explained that he
was familiar with and partially responsible for the development and revision of the rules
governing chemical testing. He indicated that Chapter 3, § 4 of the Department rules
does not prohibit taking a urine sample from a catheter, and that the rules intentionally do
not differentiate between “catheterized samples or free-flow samples or midstream
samples or any other type of sample.” This was intended to permit flexibility in
obtaining urine samples.
[¶27] Moore explained that the only concern with collecting a sample from a catheter
would be whether the catheter was properly inserted using a medically accepted and
aseptic technique. He testified that a sample taken from a catheter could be preferable to
a sample that has gone through the bladder and urinary tract because the catheter sample
has less chance of cross-contamination. He also indicated the Department never intended
for a catheter to be viewed as a “container” for collection purposes, but that the catheter
tube is viewed as the direct source of the urine because the tube is connected directly to
the bladder.
[¶28] Mr. Moore’s testimony was intended to explain the Department of Health’s
interpretation of rules it has promulgated. We defer to an agency’s interpretation of its
own rules unless that interpretation is clearly erroneous or inconsistent with the plain
language of the rules. Wilson Advisory Comm., ¶ 22, 292 P.3d at 862 (citing Powder
River Basin Res. Council v. Wyo. Dep’t of Envtl. Quality, 2010 WY 25, ¶ 6, 226 P.3d
809, 813 (Wyo. 2010)).
[¶29] Mr. Moore’s testimony as to the Department’s interpretation and application of the
rule is supported by the plain meaning of the words “tube” and “container.” A “tube” is a
hollow cylinder used to convey fluids. Merriam Webster’s Collegiate Dictionary 1266
(10th ed. 2000). Conversely, a “container” is defined as a “receptacle for holding . . .
goods.” Id at 249. When a catheter is inserted into the bladder, it bypasses the urinary
tract and the catheter tube passes the urine into a container. The “containers” used to
collect Stowe’s urine samples were the syringes.
[¶30] The district court found that Nurse Mackler “drew the urine into a syringe, then
handed the syringe to Sergeant Warne who would then transfer the urine into a sample
tube” and that she then cleaned the catheter port with iodine prior to each sample draw.
The “containers” were the syringes. The district court determined that “[t]here is nothing
to suggest that Nurse Mackler failed to use clean syringes to obtain each urine sample.
Further, it is illogical that Nurse Mackler would use the same syringe for a second urine
draw more than twenty minutes later. . . . [I]t simply does not make sense to now assume
of the district court when a defendant enters a conditional plea. Kunselman v. State, 2008 WY 85, ¶ 11,
188 P.3d 567, 569-70 (Wyo. 2008). We reach the merits here only because the limited questioning is in
the record, because there are related findings, and because the contention may fall within a subset of the
arguments actually made.
9
that Nurse Mackler used the same (now dirty) syringe for the second draw after
disinfecting the port.”
[¶31] In other words, the district court indirectly found that the collection method
complied with the Department of Health regulations. We agree. We also note that
Appellant offered no evidence that this collection method could in some way have led to
a false increase in her urine alcohol concentration when the samples were tested.
CONCLUSION
[¶32] As a matter of both constitutional and Wyoming statutory law, Sergeant Warne
properly arrested Stowe and arranged for a urine sample to be taken at the direction of
Trooper Bruning. The urine sample was collected in a manner authorized by the
applicable statute and Department of Health regulations. The district court’s denial of the
motion to suppress and the judgment and sentence are therefore affirmed.
10