Jeremiah Anthony Marshall, a/k/a Jeremiah Anthony Mahoney v. State , 2016 Wyo. LEXIS 132 ( 2016 )

IN THE SUPREME COURT, STATE OF WYOMING
2016 WY 119OCTOBER TERM, A.D. 2016
December 13, 2016
JEREMIAH ANTHONY MARSHALL, a/k/a
JEREMIAH ANTHONY MAHONEY,
Appellant
(Defendant),
S-16-0007, S-16-0111
v.
THE STATE OF WYOMING,
Appellee
(Plaintiff).
Appeal from the District Court of Natrona County
The Honorable W. Thomas Sullins, Judge
Representing Appellant:
Office of the State Public Defender: Diane M. Lozano, State Public Defender;
Tina N. Olson, Chief Appellate Counsel; Patricia Lynn Bennett, Senior Assistant
Appellate Counsel.
Representing Appellee:
Peter K. Michael, Attorney General; David L. Delicath, Deputy Attorney General;
Christyne M. Martens, Senior Assistant Attorney General; Micah Christensen,
Student Intern.
Before BURKE, C.J., and HILL, DAVIS, FOX, and KAUTZ, JJ.
NOTICE: This opinion is subject to formal revision before publication in Pacific Reporter Third. Readers
are requested to notify the Clerk of the Supreme Court, Supreme Court Building, Cheyenne, Wyoming
82002, of any typographical or other formal errors so that correction may be made before final publication in
the permanent volume.
BURKE, Chief Justice.
[¶1] Appellant, Jeremiah Anthony Marshall, challenges his convictions of felony
possession of methamphetamine, in violation of Wyo. Stat. Ann. § 35-7-1031(c)(ii), and
misdemeanor interference with a peace officer, in violation of Wyo. Stat. Ann. § 6-5-
204(a). He contends the district court erred by refusing to stay proceedings for purposes
of a second competency evaluation. We affirm.
ISSUE
[¶2] Mr. Marshall presents a single issue:
Did the district court err when it failed to suspend
proceedings and order a competency evaluation?
FACTS
[¶3] In November 2014, Mr. Marshall was a passenger in a vehicle that was stopped for
driving with its high-beam headlights on. During the stop, the officer learned from the
driver of the vehicle that Mr. Marshall had given the officer a false name. The officer
conducted a pat-down search of Mr. Marshall and detected an object in his left pant leg
pocket. When the officer inquired about the object, Mr. Marshall ran from the officer.
After a foot chase, he was apprehended and arrested. Officers searched the path of the
foot chase and found a case containing two glass pipes and a plastic bag with
methamphetamine inside.
[¶4] Mr. Marshall was charged with one count of felony possession of
methamphetamine, in violation of Wyo. Stat. Ann. § 35-7-1031(c)(ii), one count of
interference with a peace officer, in violation of Wyo. Stat. Ann. § 6-5-204(a), and one
count of forgery, in violation of Wyo. Stat. Ann. § 6-3-602(a). The forgery charge was
subsequently dismissed. After he was charged, Mr. Marshall’s appointed counsel filed a
motion to suspend proceedings pending a competency evaluation. At the hearing on that
motion, Mr. Marshall’s counsel noted that Mr. Marshall had a self-reported traumatic
brain injury and had trouble recognizing that he had previously spoken with counsel. The
court determined that there was reasonable cause to believe that Mr. Marshall had a
mental illness or deficiency making him unfit to proceed and ordered an inpatient
competency evaluation to be conducted at the Wyoming State Hospital.
[¶5] Mr. Marshall was evaluated for approximately six weeks at the hospital by
Dr. David Carrington, a board-certified forensic psychiatrist. Dr. Carrington provided a
written report in which he concluded that Mr. Marshall “possesses a rational as well as a
factual understanding of his legal charges and of basic legal procedure in general.” The
report states:
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It is my opinion that though [Mr. Marshall] expresses some
seemingly paranoid behaviors and makes paranoid statements
[they] are due to personality factors including the sense of
entitlement and manipulation more than they are related to the
presence of a major mental illness. It is my opinion that
[Mr. Marshall] is currently able to cooperate with his attorney
with a reasonable degree of rational understanding and
participate appropriately and effectively in his defense if he
chooses to do so. Thus, it is my opinion with a reasonable
degree of medical and psychiatric certainty that
[Mr. Marshall] is presently fit to proceed on his current
charges.
[¶6] After receiving the report, the court convened a competency hearing. At that
hearing, Mr. Marshall noted that he did not agree with certain aspects of the evaluation.
As a result, the court ordered a contested hearing in accordance with Wyo. Stat. Ann. § 7-
11-303(f) (LexisNexis 2013).
[¶7] At the contested hearing, Dr. Carrington testified regarding the findings in his
report. Neither party objected to the report or expressed any disagreement with respect to
the finding that Mr. Marshall was fit to proceed. Accordingly, the court found
Mr. Marshall competent under Wyo. Stat. Ann. § 7-11-303.
[¶8] The matter proceeded to trial in November 2015. The jury found Mr. Marshall
guilty of interference with a peace officer but was unable to reach a verdict with respect
to the felony possession charge. Mr. Marshall was sentenced to time served for the
conviction of interference with a peace officer, and the court declared a mistrial on the
possession charge. A new trial on the possession charge was set for April 2016.
[¶9] In December 2015, Mr. Marshall wrote a letter to the court requesting an appeal of
his conviction of interference with a peace officer. He also requested dismissal of the
possession charge. The court held a hearing to address the issues raised in the letter. At
that hearing, defense counsel raised the possibility that Mr. Marshall may warrant a
second competency evaluation. In response, the court noted that Mr. Marshall “has not
been directly responsive to my questions, sort of rambles on about all sorts of concerns,
but I am able to follow him.” Ultimately, the court concluded that a second competency
evaluation was not warranted:
[W]e addressed competency after evaluation at the Wyoming
State Hospital . . . and Mr. Marshall was found competent to
proceed. And if there’s going to be a change in that, I think
we need a proper motion, the opportunity of the State to be
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prepared, the Court to review things, and we can take that up
again. But I don’t see anything right now that’s before me
that would indicate we could not have a retrial in this case.
Mr. Marshall subsequently filed a notice of appeal from his conviction for interference
with a peace officer. That appeal was docketed in this Court as Case No. S-16-0007 and
was stayed pending resolution of the felony possession charge.
[¶10] On March 1, 2016, defense counsel filed a motion to suspend proceedings for a
competency evaluation. The motion asserted that Mr. Marshall was “not eating at the
jail” and that he was “refusing to meet with counsel at this time.” A hearing on the
motion was scheduled for March 18, 2016. Before the competency hearing began,
however, the parties advised the court that Mr. Marshall would enter an Alford plea to the
felony possession charge. Defense counsel then withdrew the motion to suspend
proceedings for a second competency evaluation.
[¶11] Before accepting Mr. Marshall’s plea, the district court inquired as to whether he
understood the nature of the charge and the consequences of entering an Alford plea. The
court also asked whether Mr. Marshall was voluntarily changing his plea and explained to
Mr. Marshall his right to persist in his not guilty plea and his rights concerning trial. The
court asked Mr. Marshall if he consented to the plea agreement, to which Mr. Marshall
replied, “Yes.” The court found that:
[T]he plea entered by Mr. Marshall pursuant to Alford versus
North Carolina where he would not contest the entry of the
guilty plea and conviction, but he would stand by his right to
disagree with and not make an admission of the underlying
factual basis nor of his actual possession of the
methamphetamine is accepted by the Court. The Court notes
that the defendant is alert and not under the influence of
anything which would adversely affect his ability to
understand this proceeding, that he’s competent to enter a
plea here today. And I note he has taken the time to ask
follow-up questions, to give some thought to what’s being
proposed here today, and has knowingly responded to the
questions that preceded the entry of the plea; that the plea is
made knowingly and voluntarily.
After finding Mr. Marshall competent to enter his plea to felony possession of
methamphetamine, the district court accepted the plea and sentenced him to time served
on that charge. Mr. Marshall timely appealed from the judgment and sentence. That
appeal was docketed as Case No. S-16-0111. The appeals were consolidated for purposes
of briefing and decision.
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STANDARD OF REVIEW
[¶12] We apply the substantial evidence standard when reviewing a trial court’s decision
not to order a further competency evaluation.
Once the trial court has “evaluated a defendant’s competency
by the correct standard, the second inquiry on review is
whether the trial court’s determination of a defendant’s
competency is fairly supported by the record of the
proceeding at which the determination [is] made. . . . In other
words, the substantial evidence standard of review governs
the second inquiry.”
Schaeffer v. State, 2012 WY 9, ¶ 32, 268 P.3d 1045, 1058 (Wyo. 2012) (quoting Fletcher
v. State, 2010 WY 167, ¶ 12, 245 P.3d 327, 331 (Wyo. 2010)).
DISCUSSION
[¶13] In his only issue, Mr. Marshall claims the district court erred when it failed to
suspend proceedings and order a second competency evaluation. According to
Mr. Marshall, the district court was required to order a second competency evaluation
under Wyo. Stat. Ann. § 7-11-303 because there was reasonable cause to believe he was
unfit to proceed. He contends that his mental health deteriorated between the time he was
found fit to proceed, in October 2015, and the time he entered his plea, in March 2016.
He further contends that Wyo. Stat. Ann. § 7-11-303 requires the district court to order a
competency evaluation after a motion is filed even where, in cases like the present, the
defense withdraws its motion. Mr. Marshall requests a remand to the district court for
further proceedings.
[¶14] Mr. Marshall claims the district court’s refusal to order a second competency
evaluation provides grounds to reverse his conviction of felony possession as well as his
conviction of misdemeanor interference with a peace officer. As noted above, however,
his conviction of interference with a peace officer was issued prior to his request for a
second competency evaluation. Considering that the specific behavior alleged as grounds
for an additional competency evaluation occurred after the misdemeanor conviction was
issued, Mr. Marshall has provided no argument or analysis relevant to the claim that his
misdemeanor conviction should be overturned. Accordingly, we summarily affirm
Mr. Marshall’s conviction of interference with a peace officer. Serna v. State, 2013 WY
87, ¶ 7, 305 P.3d 1142, 1143 (Wyo. 2013) (“We may decline to consider claims
unsupported by cogent argument and pertinent legal authority.”) (citing DeLoge v. State,
2012 WY 128, ¶ 11 n.2, 289 P.3d 776, 779 n.2 (Wyo. 2012)).
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[¶15] We turn, then, to an evaluation of Mr. Marshall’s claim with respect to his
conviction of felony possession. Mr. Marshall correctly notes that a district court has a
continuing duty to monitor whether a defendant’s competency should be evaluated:
A criminal defendant may not be tried unless he is
competent, and he may not waive his right to counsel or plead
guilty unless he does so “competently and intelligently.”
Godinez v. Moran, 509 U.S. 389, 396, 113 S.Ct. 2680, 125
L.Ed.2d 321 (1993), quoting Johnson v. Zerbst, 304 U.S. 458,
468, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938). The same standard
of competency applies whether a defendant goes to trial or
pleads guilty. Godinez, 509 U.S. at 398[-399]. The United
States Supreme Court has ruled that a defendant is competent,
under the standards of due process, if he has “‘sufficient
present ability to consult with his lawyer with a reasonable
degree of rational understanding’ and has ‘a rational as well
as factual understanding of the proceedings against him.’”
Godinez, 509 U.S. at 396, quoting Dusky v. United States,
362 U.S. 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960) (per
curiam). The determination of whether a defendant is
mentally fit to proceed must be made by the trial court. Hayes
v. State, 599 P.2d 558, 563 (Wyo. 1979). “It is not in the
nature of a defense to the charge. It is a threshold issue,
necessary to be resolved to prevent a violation of due process
through conviction of a person incompetent to stand trial.” Id.Moreover, the competency requirement continues from the
time of arraignment through sentencing. See Godinez, 509
U.S. at 403 (Kennedy , J., concurring); deShazer v. State,
2003 WY 98, ¶ 20, 74 P.3d 1240, 1248 (Wyo. 2003).
Follett v. State, 2006 WY 47, ¶ 8, 132 P.3d 1155, 1158 (Wyo. 2006).
[¶16] The continuing duty to evaluate competency is also expressed in Wyo. Stat. Ann.
§ 7-11-301 et. seq, which set forth the requirements for determining whether a criminal
defendant is competent to stand trial. Wyo. Stat. Ann. § 7-11-303 provides, in relevant
part, as follows:
§ 7-11-303. Examination of accused to determine fitness
to proceed; reports; commitment; defenses and
objections.
(a) If it appears at any stage of a criminal proceeding, by
motion or upon the court’s own motion, that there is
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reasonable cause to believe that the accused has a mental
illness or deficiency making him unfit to proceed, all further
proceedings shall be suspended.
(b) The court shall order an examination of the accused by a
designated examiner. The order may include, but is not
limited to, an examination of the accused at the Wyoming
state hospital on an inpatient or outpatient basis, at a local
mental health center on an inpatient or outpatient basis, or at
his place of detention.
Importantly, however, our precedent clearly establishes that “reasonable cause to believe
that the accused has a mental illness or deficiency making him unfit to proceed” must be
present before a competency evaluation is ordered:
A trial court “has a continuing duty to monitor whether
a defendant’s competency should be evaluated. This
continuing duty is recognized by both our statutes and our
case law. See Wyo. Stat. Ann. §§ 7-11-303 and 7-11-304
[(LexisNexis 2011)]; deShazer, 2003 WY 98, ¶ 26, 74 P.3d at
1251.” Follett v. State, 2006 WY 47, ¶ 15, 132 P.3d 1155,
1160 (Wyo. 2006). However, if a defendant has been subject
to a competency evaluation, “there must be ‘reasonable cause
to believe [that] the accused has a mental illness or deficiency
making him unfit to proceed’ before other evaluations are
mandated[.]” Id. at ¶ 15, 132 P.3d at 1160 (quoting Wyo. Stat.
Ann. § 7-11-303(a)).
Schaeffer v. State, 2012 WY 9, ¶ 33, 268 P.3d 1045, 1058 (Wyo. 2012).
[¶17] Mr. Marshall interprets Section 303(a) to mean that a motion to suspend
proceedings, by itself, supplies reasonable cause to believe the accused is unfit to
proceed. We disagree. That interpretation would allow the proceedings to be suspended
without any evidentiary or factual basis. We do not believe that such a result was
intended by the legislature. Further, Mr. Marshall’s interpretation is inconsistent with our
precedent which, as noted above, requires “‘reasonable cause to believe [that] the accused
has a mental illness or deficiency making him unfit to proceed’ before other evaluations
are mandated.” Schaeffer, ¶ 33, 268 P.3d at 1058; see also United States v. McEachern,
465 F.2d 833, 837 (5th Cir. Tex. 1972) (“[T]he phrase ‘upon such a motion’ [does not]
make[] an automaton of the court, requiring that a motion be granted merely because it
has been filed.”). Contrary to Mr. Marshall’s assertions, his motion did not, by itself,
compel the district court to suspend proceedings for a competency evaluation under Wyo.
Stat. Ann. § 7-11-303.
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[¶18] Mr. Marshall also asserts there was reasonable cause to believe he was unfit to
proceed at the time of his second motion to suspend the proceedings. He points to his
December 2015 letter to the district court and statements at the March 2016 hearing to the
effect that he was afraid to eat food handled by certain employees at the Natrona County
Detention Center. He also notes that he expressed concern that he would be involuntarily
committed to the Wyoming State Hospital. According to Mr. Marshall, these statements
“highlight [his] fears, which possibly influenced his decision to agree to the plea offer.”
These statements, however, are consistent with the behavior noted in Mr. Marshall’s
original competency evaluation. In the report of his evaluation, Dr. Carrington noted that
“[Mr. Marshall] was quite particular with regard to his food and meals. He requested
double portions, but when they were not served on separate trays he would refuse to
accept the meals unless they were provided to him by female staff.” Dr. Carrington
concluded that this behavior was not the product of a major mental illness:
In short, [Mr. Marshall] was felt to be somewhat entitled and
demanding. Some of his behaviors could be interpreted as
paranoid, but this was felt to be largely characterologic or
personality driven rather than the product of a major mental
illness such as schizophrenia or bipolar disorder.
...
He related to various staff members including this examiner,
that he would prefer to stay in the hospital and not return to
jail as things were far more comfortable here. In essence,
although [Mr. Marshall’s] behavior at times appeared to be
paranoid or odd, it was the consensus of the staff members as
well as of this examiner that the primary motivation of
[Mr. Marshall’s] behaviors were both to remain at the
hospital and to prolong the evaluation process as long as
possible, as well as to gratify his desire for female
companionship and his need and desire to be special, different
or more important than the other patients.
Dr. Carrington concluded that “Some of [Mr. Marshall’s] behaviors and statements at
times appear to be somewhat paranoid, however, this appears to be related more to his
personality, his sense of entitlement, his efforts to control his environment and his
circumstances more than it is related to any form of mental illness.”
[¶19] The report of Mr. Marshall’s original competency evaluation makes clear that his
behavior and statements prior to and during the hearing in March 2016 were not different
or distinct from the behaviors presented during the initial competency evaluation in
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October 2015. Because there was no new information presented that would give
“reasonable cause to believe that the accused has a mental illness or deficiency making
him unfit to proceed,” we find substantial evidence to support the district court’s
determination that further inquiry into Mr. Marshall’s competency was not warranted.
See Schaeffer, ¶ 34, 268 P.3d at 1058-59; Follett, ¶ 15, 132 P.3d at 1160.
[¶20] Mr. Marshall contends this case is similar to deShazer v. State, 2003 WY 98, ¶ 28,
74 P.3d 1240, 1252 (Wyo. 2003), where we held that the district court’s failure to order a
competency evaluation sua sponte was reversible error. That case, however, is
distinguishable. In deShazer, we noted that
Considerable evidence was seized at the time deShazer
was arrested, including tape-recorded “rantings” and
typewritten and handwritten letters and notes, most of which
might have raised the spectre of mental illness or
incompetency even in the mind of a lay observer. Those
materials strongly suggested that deShazer’s “state of mind”
was that he intended to kidnap and kill the victim and then
take his own life.
Id., ¶ 15, 74 P.3d at 1245. Moreover, questions about the defendant’s competency were
raised at several points during the proceedings. Id., ¶¶ 16-19, 74 P.3d at 1245-47. In
contrast to the present case, however, the district court did not hold a competency
hearing, order that a competency evaluation be conducted, or make a determination of
competency prior to trial. Accordingly, deShazer does not provide an analogous fact
pattern for comparison to the present case.
[¶21] Finally, we note that “the standard for determining competence to stand trial is the
same as the standard for determining competence to plead.” Major v. State, 2004 WY 4,
¶ 19, 83 P.3d 468, 477 (Wyo. 2004). At Mr. Marshall’s change of plea hearing, the
district court inquired as to whether he understood the nature of the charge and the
consequences of entering an Alford plea. Mr. Marshall responded that he understood the
nature of the charge and the possible consequences of the plea. Based on Mr. Marshall’s
answers and his ability to engage in meaningful and productive dialogue, the court found
he was competent to enter his plea:
The Court notes that the defendant is alert and not under the
influence of anything which would adversely affect his ability
to understand this proceeding, that he’s competent to enter a
plea here today. And I note he has taken the time to ask
follow-up questions, to give some thought to what’s being
proposed here today, and has knowingly responded to the
questions that preceded the entry of the plea; that the plea is
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made knowingly and voluntarily.
I note [that it’s] with some reluctance, but he did voluntarily
enter the plea without any improper inducement or condition,
free of coercion, and with an understanding of the charge and
the consequences. The plea of guilty pursuant to Alford
versus North Carolina was made after consultation with
competent counsel, and there is a factual basis for the plea.
So the Court does accept and enter the plea and conviction in
this case.
Mr. Marshall does not contend he was not competent to enter his plea or otherwise
challenge the district court’s findings. Accordingly, because Mr. Marshall has not
challenged the court’s finding that he was competent to enter his plea, any alleged error
in the failure to suspend proceedings for a competency evaluation is ultimately
inconsequential.
[¶22] Affirmed.
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