Ex Parte Williams

In homicide cases, where self-defense is relied upon — the state having made out a prima facie case of intentional killing by evidence which does not itself tend to show that the killing was done in self-defense — the burden rests upon the defendant to offer some evidence tending to show (1) that he was in actual and imminent danger of death or serious bodily harm, or that he honestly and reasonably believed that he was in such danger by reason of circumstances apparent to him; and (2) that he was apparently unable to retreat in safety, or without increasing his peril.

The defendant's burden in this behalf has often been loosely referred to as the burden of proving self-defense, and sometimes as the burden of reasonably satisfying the jury of the existence of the two elements above referred to. But the actual burden is not a burden of proof, in the ordinary sense of the phrase, to establish an issue to the reasonable satisfaction of the jury, but a burden merely of offering enough evidence tending to show these two elements to generate, in connection with all the other evidence, a reasonable doubt of defendant's guilt of the unlawful killing charged. Henson v. State, 112 Ala. 41, 21 So. 79; McGhee v. State, 178 Ala. 4, 11,59 So. 573; Roberson v. State, 183 Ala. 43, 58, 62 So. 837; Ragsdale v. State, 134 Ala. 24, 35, 36, 32 So. 674; Baker v. State, 19 Ala. App. 432, 98 So. 213, affirmed 210 Ala. 374,98 So. 215; Perry v. State, 212 Ala. 458, 100 So. 842.

In the instant case the trial judge instructed the jury:

"The burden rests upon this defendant to satisfy the jury that two of the elements of self-defense existed; with regard to self-defense there are two points about which the defendant must satisfy you — he must satisfy you that before he struck to kill the danger existed, either the real or reasonably apparent danger, and then he must satisfy you that to have retreated would have increased his peril, or that it would have so appeared to a reasonable man placed as he then was. * * * And the burden is upon him to establish the existence of these two elements; he must reasonably satisfy you there."

This instruction was erroneous (Ragsdale v. State, 134 Ala. 24,35, 36, 32 So. 674); and it must be held as prejudicial error, working a reversal of the judgment of conviction, notwithstanding the prefatory instruction that the burden was upon the state, as a whole, to convince the jury of the defendant's guilt, upon all the evidence (Baker v. State,19 Ala. App. 432, 98 So. 213; Id., 210 Ala. 374, 98 So. 215). The latest discussion of the subject, in full accord with what we have said herein, will be found in Perry v. State, 212 Ala. 458,100 So. 842.

We are unable to distinguish the Baker Case, either as to the substance of the instructions given, or as to the nonavailability of the doctrine of error, without injury in such a case. And indeed we do not see how a consideration of the erroneous instruction as to the defendant's burden, in connection with the correct instruction as to the general burden resting on the state, can result in their harmonization. On the contrary, they present a sharp and irreconcilable conflict, and the jury could only choose between them. Perry v. State, supra.

The indictment charges murder in the first degree, and on the first trial defendant was convicted of murder in the second degree, thus working an acquittal of first degree murder, which was available to defendant in bar of a conviction of first degree murder on the second trial, if he chose to formally plead it. He did not choose to do so, and objected to being tried by a jury from the regular venire, as for a noncapital offense. Nevertheless, upon the introduction by the solicitor of the record of former conviction, the trial court — as shown by a recital in the judgment entry — required the defendant "to plead to murder in the second degree and the lesser degrees of homicide included in the indictment"; and, upon the reading of the indictment by the solicitor, the trial judge stated to the jury, that the defendant "is being put on trial, not for murder in the first degree, but for murder in the second degree and the lesser charges or degrees of homicide included in said charge of murder in the second degree."

The Court of Appeals holds that, under this procedure, the defendant was not on trial for a capital felony, and cannot complain that he was not allowed to be tried on the major charge, with the procedure prescribed by law therefor, as he insisted should be done.

We have stated the question, not for the purpose of reviewing the merit of its decision, but only to suggest that on another trial — if, upon following the procedure prescribed by circuit court rule 31 (volume 4, Code 1923, p. 904), the defendant elects not to plead the former acquittal, and the state nevertheless desires to waive conviction for murder in the first degree — an order of nolle prosequi, with consent of the court, as to murder in the first degree, but excluding all lower included offenses, ought to be entered on the initiative of the solicitor, as a formal matter of record, whether that is essential, or whether it is sufficient, we need not now determine. See Linnehan v. State, 116 Ala. 471,22 So. 662; and 16 Corp. Jur. pp. 436, 437.

For the error of instruction noted, the judgment of the Court of Appeals will be reversed, and the cause will be remanded to that court for further proceedings.

Writ granted.

All the Justices concur.