State v. Wright

Notice: This opinion is subject to correction before publication in the
PACIFIC REPORTER. Readers are requested to bring errors to the attention
of the Clerk of the Appellate Courts, 303 K Street, Anchorage, Alaska 99501,
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THE SUPREME COURT OF THE STATE OF ALASKA
STATE OF ALASKA, )
) Supreme Court No. S-15917
Petitioner, ) Court of Appeals No. A-10587
)
v. ) Superior Court No. 3AN-99-09867 CR
)
SEAN WRIGHT, ) OPINION
)
Respondent. ) No. 7200 – September 22, 2017
)
Petition for Review from the Court of Appeals of the State of
Alaska, on appeal from the Superior Court of the State of
Alaska, Third Judicial District, Anchorage, Philip R. Volland
and Michael R. Spaan, Judges.
Appearances: Timothy W. Terrell, Assistant Attorney
General, Anchorage, and Jahna Lindemuth, Attorney
General, Juneau, for Petitioner. Margie Mock, Contract
Attorney, Anchorage, and Quinlan G. Steiner, Public
Defender, Anchorage, for Respondent.
Before: Stowers, Chief Justice, Maassen, Bolger, and
Carney, Justices, and Matthews, Senior Justice.* [Winfree,
Justice, not participating.]
MATTHEWS, Senior Justice.
BOLGER, Justice, concurring.
CARNEY, Justice, concurring in part and dissenting in part.
*
Sitting by assignment made pursuant to article IV, section 11 of the Alaska
Constitution and Alaska Administrative Rule 23(a).
I. INTRODUCTION
In November 1999 the State filed a felony information charging Sean
Wright with sexually abusing two young girls. Wright was not arrested or indicted on
these charges until almost five years later. He moved to dismiss the charges, claiming,
among other reasons, that his right to a speedy trial had been violated. The superior
court denied this motion. On appeal, the court of appeals ordered a reassessment of
Wright’s claim.
We granted the State’s petition for review and now decide two questions:
(1) Do speedy trial rights begin when a felony information is filed, or only
when a defendant is arrested or indicted?
(2) Did the superior court err when it decided that Wright was more
responsible than the State for the delay?
We conclude that speedy trial time begins to run from the filing of an
information. We also find that the superior court did not err in attributing primary
responsibility for the delay to Wright.
II. FACTS AND PROCEEDINGS
A. Facts
The State began investigating Wright in February 1999 after receiving a
report that Wright had sexually abused his eleven-year-old stepdaughter, K.A. K.A. and
her mother, Evelyn Wright, had confronted Wright about the abuse, and Wright moved
out of the home, at which point they informed the police. Alaska State Trooper
Investigator Ruth Josten interviewed K.A. and Evelyn on February 16 and 17, 1999.
Evelyn indicated that Wright may have also abused another child, M.C., the daughter of
his prior long-term partner. On March 4, Josten made contact with M.C., who confirmed
that Wright had sexually abused her a decade prior.
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When the investigation into the sexual abuse began, Wright left the state.
Initially, he stayed with his brother in Arkansas. He subsequently decided to leave
Alaska permanently and, over the next five years, worked various jobs in Arkansas,
Mississippi, Alabama, Georgia, Oklahoma, Tennessee, and Minnesota.
At first, Wright stayed in contact with Evelyn via phone and letter. He
called Evelyn on February 28 and March 1, 1999, but would not say where he was.
Josten placed a phone trap on Evelyn’s phone on March 2. With the phone trap, the
Matanuska Telephone Authority identified phone calls from Wright to Evelyn on
March 9, 10, and 11 as coming from Arkansas. In phone calls between February 28 and
April 1, Wright expressed concern that the calls might be monitored by police, checked
to see whether a warrant had been issued for him, indicated that he was attempting to
retain counsel, and expressed his desire to achieve a non-criminal resolution of the
allegations against him.
In mid-March 1999, he returned to Alaska. He stayed with a friend in
Anchorage except for the weekend of March 20-21, which he spent with Evelyn in
Wasilla. While back in Alaska he sold land to a friend, arranged to sell his truck, and
placed his personal belongings in storage. On March 22 he formally resigned from his
job and took a “red-eye” flight that night back to Arkansas. While Wright was waiting
for his flight out of Alaska, he wrote to a friend:
I don’t know what’s going on but I got a bad feeling, time to
travel while I can. Note to trust no one, I won’t call for a
long time and don’t know where I’m going yet. Have to stick
to myself and stay away from family and friends till my
attorney knows what’s happening and how to deal with it. So
I act like a termite for a while and work where I can to pay
lawyer and survive.
Josten did not learn that Wright had been in Alaska until May 1999. Wright did not
return to Alaska until after he was arrested in Minnesota in 2004.
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Wright telephoned Evelyn frequently for several months after permanently
leaving the state, but according to Evelyn, this regular contact ended after a warrant was
issued. On May 6, 1999 Wright wrote to Evelyn to send her an address where he could
receive mail. The address was his brother’s in Vilonia, Arkansas, but it was clear this
was only a forwarding address. He wrote, “Bill will get my mail to me were [sic] I’m
at.” This was the only address Evelyn and Josten had for Wright.1 The record reflects
that Wright also occasionally received mail at several mailing addresses in Russellville,
Arkansas, where he at times lived with a girlfriend.2 And Wright kept his brother
apprised of where he was working.
Josten completed her investigation in June 1999. She forwarded the
information she had gathered to the district attorney’s office for review, and, aware that
Wright had fled the state, requested that an extraditable arrest warrant issue. Her request
was declined, “inexplicably,” according to the superior court.
Five months later, in November 1999, the State filed a criminal information
with the court charging Wright with eleven counts of sexual abuse of a minor. On
November 16, 1999, an arrest warrant was issued for Wright. But the warrant was non-
extraditable, so it was not placed in the FBI’s National Crime Information Center system.
1
Evelyn used the Vilonia address to contact Wright in order to obtain a
dissolution of their marriage. The Palmer superior court did so as well. Wright waived
his right to appear in the dissolution proceedings and signed the dissolution paperwork
before a notary in Arkansas.
2
At one of the Russellville addresses, Wright received a summons from a
law firm about a case in Juneau regarding his overdue student loans. He also gave a
Russellville address to the Alaska Bureau of Vital Statistics when he made a request for
a death certificate.
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In the summer of 1999, Josten was reassigned. Between then and 2004, she
periodically checked for information about Wright using databases available to Alaska
State Troopers, but she made no other efforts to locate Wright.
Wright obtained an Arkansas driver’s license in 2001. And between 1999
and 2004 he worked at a number of nuclear facilities requiring security clearance. Had
his warrant been entered into the National Crime Information Center database, his
employers would have discovered it.
On September 17, 2004, almost five years after the felony information was
filed, Alaska State Trooper Sergeant Iliodor Kozloff received an inquiry from an
employer in Minnesota about Wright.3 Sgt. Kozloff confirmed there was an arrest
warrant for Wright, but discovered that it was non-extraditable. He then contacted the
district attorney’s office, which decided to obtain an extraditable warrant. Wright was
subsequently arrested and brought back to Alaska.
On October 3, 2004, Wright was arraigned on the charges filed in 1999.
On October 12, 2004, a grand jury indicted Wright on eighteen counts of sexual abuse
of a minor covering the abuse of K.A., M.C., and a third girl, T.W.4
B. The Superior Court Proceedings
In August 2005 Wright filed a motion to dismiss the indictment claiming
that the delay in prosecuting him violated his due process and speedy trial rights. After
extensive briefing and an evidentiary hearing spread over seven non-consecutive days,
3
According to the State, the personnel officer who made the inquiry was
suspicious since “it appeared that Mr. Wright wasn’t providing any residences since
living in Alaska.”
4
The State later agreed to dismiss the counts pertaining to the abuse of T.W.
on statute of limitations grounds.
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Superior Court Judge Philip Volland denied the motion in a 13-page written opinion.
The discussion portion of Judge Volland’s opinion is set out in the appendix.
With respect to the due process claim, the court determined that Wright had
failed to show actual prejudice or unreasonable delay, and found Wright largely
responsible for the delay.
As to the speedy trial claim, the court implicitly determined that the speedy
trial clock began to run when the information was filed in November 1999. The court
then applied a four-factor balancing test to determine whether the delay deprived Wright
of his right to a speedy trial. The test, laid out by the Supreme Court of the United States
in Barker v. Wingo, requires a court to consider: (1) the length of the delay, (2) the
reasons for the delay, (3) the defendant’s assertion of the speedy trial right, and (4)
prejudice to the defendant.5 The superior court found that none of the latter three factors
favored Wright.
Wright unsuccessfully sought interlocutory review in state and federal
courts.6 He also brought numerous other motions before the case finally came to trial in
May 2009. Wright renewed his speedy trial motion just prior to trial. Superior Court
Judge Michael Spaan denied this motion, relying on Judge Volland’s decision. Before
the jury began deliberations Wright again renewed his motion to dismiss on speedy trial
grounds. Judge Spaan again denied this motion. The jury convicted Wright on eight
5
407 U.S. 514, 530 (1972). In State v. Mouser, the court of appeals used this
test in evaluating a speedy trial claim arising under the Alaska Constitution. 806 P.2d
330, 340 (Alaska App. 1991).
6
Wright v. State, 347 P.3d 1000, 1005 & n.3 (Alaska App. 2015).
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counts of sexual abuse of a minor involving M.C. and five counts involving K.A. After
Wright was sentenced, he appealed to the court of appeals.7
C. The Court Of Appeals’ Decision
The court of appeals held that Wright’s speedy trial claim under the federal
constitution was without merit.8 The court explained that federal courts have held that
such claims do not begin to run until either an arrest or the filing of formal charges in a
court having jurisdiction to try to accused, whichever comes first.9 Since the November
1999 information was filed in the district court, which does not have jurisdiction to try
felonies, the federal speedy trial right did not attach until Wright’s arrest in September
2004.10 Wright made no claim that the post-arrest delay violated his rights. He therefore
had no viable federal speedy trial claim.11
But the court held that Wright’s state speedy trial right attached when the
felony information was filed in November of 1999.12 The court based its holding in part
on the court of appeals’ decision in State v. Mouser13 and in part on this court’s decision
in Yarbor v. State.14
7
Id. at 1005.
8
Id. at 1005-06.
9
Id. (citing 5 WAYNE R. LAFAVE, JEROLD H. ISRAEL, NANCY J. KING & ORIN
S. KERR, CRIMINAL PROCEDURE § 18.1(c), at 110 (3d ed. 2007)).
10
Id. at 1006.
11
Id.
12
Id. at 1006-07.
13
806 P.2d 330 (Alaska App. 1991).
14
546 P.2d 564 (Alaska 1976).
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Turning to the trial court’s decision, the court of appeals found that the trial
court had misapplied the four-factor Barker test.15 According to the court of appeals, the
trial court erred in finding Wright partially responsible for the delay because after he left
Alaska he “was not hiding out, and the State had avenues of locating him” that likely
would have been productive.16 Further, the trial court should not have faulted Wright for
failing to assert his speedy trial right because he was unaware that charges had been
filed.17 Moreover, the court of appeals held that since the lengthy delay was the
responsibility of the State, a presumption of prejudice arose and additional findings were
required as to whether the State had met its burden of rebutting the presumption or
showing extenuating circumstances.18
The court of appeals noted that pretrial determinations of speedy trial claims
are necessarily provisional because prejudice can be better evaluated after a trial, so it
instructed the superior court to apply the four-factor test to the whole period between the
filing of the information and the trial.19 The court suggested that the pre-arrest delay,
which it found to be the responsibility of the State, might be counterbalanced by the post-
arrest delay, if found to be the responsibility of Wright.20 The court further suggested
15
Wright, 347 P.3d at 1007-09; Barker v. Wingo, 407 U.S. 514, 530 (1972).
16
Wright, 347 P.3d at 1008.
17
Id. at 1009.
18
Id. at 1009-11.
19
Id. at 1010-11.
20
Id. at 1011.
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that Wright’s post-arrest litigation conduct might indicate that he was not actually
interested in a speedy trial.21
The State filed a petition for review to this court contending that the speedy
trial time should have run from Wright’s 2004 arrest or indictment, rather than from the
1999 information. After oral argument we ordered supplemental briefing on whether the
court of appeals erred in attributing the pre-arrest delay to the State rather than, as the
superior court did, primarily to Wright’s flight from the state once he realized he was
under investigation.
III. STANDARDS OF REVIEW
The proper interpretation of the Alaska Constitution is a “question[] of law
to which we apply our independent judgment, adopting the rule of law that is most
persuasive in light of precedent, reason, and policy.”22
We review a trial court’s findings of fact for clear error,23 but the
assessment of the legal consequences of the trial court’s findings of fact is a question of
law that we review de novo.24
21
Id. at 1009, 1011 (citing United States v. Loud Hawk, 474 U.S. 302, 315
(1986)).
22
Premera Blue Cross v. State, Dep’t of Commerce, Cmty. & Econ. Dev., Div.
of Ins., 171 P.3d 1110, 1115 (Alaska 2007) (citing State Commercial Fisheries Entry
Comm’n v. Carlson, 65 P.3d 851, 858 (Alaska 2003)).
23
Johnson v. State, 328 P.3d 77, 81 (Alaska 2014).
24
See Michael v. State, 115 P.3d 517, 519 (Alaska 2005); Meyer v. State, 368
P.3d 613, 615 (Alaska App. 2016).
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“[W]e give no deference to the court of appeals’s conclusions when we
grant a petition for review.”25
IV. DISCUSSION
A. Purposes Of The Right To A Speedy Trial
This case concerns the speedy trial guarantee expressed in the Alaska
Constitution and its relationship to procedures for initiating criminal prosecutions.
Article I, section 11 of the Alaska Constitution states: “In all criminal prosecutions, the
accused shall have the right to a speedy and public trial . . . .” This language is almost
identical to the speedy trial clause in the Sixth Amendment to the United States
Constitution.
The speedy trial right has its origins in English law. Sir Edward Coke
wrote that “the innocent shall not be worn and wasted by long imprisonment, but . . .
speedily come to his trial.”26 As this indicates, the core evil that the right was originally
designed to prevent was lengthy pretrial incarceration. But modern cases have
recognized that the right has broader purposes. Inordinate delay, regardless of
incarceration, may impair a defendant’s ability to prepare an effective defense.27 And
regardless of prejudice in attempting to defend on the merits, long delay may “seriously
25
State v. Hodari, 996 P.2d 1230, 1232 (Alaska 2000).
26
1 SIR EDWARD COKE, SECOND PART OF THE INSTITUTES OF THE LAWS OF
ENGLAND 315 (E. & R. Brooke eds. 1797) (1642), quoted in Betterman v. Montana, 578
U.S. ___, 136 S. Ct. 1609, 1614 (2016).
27
Barker v. Wingo, 407 U.S. 514, 532 (1972) (identifying “the most serious”
interest that the speedy trial right protects as being the limits the right places on “the
possibility that the defense will be impaired”); United States v. Marion, 404 U.S. 307,
320-21 (1971) (“Passage of time, whether before or after arrest, may impair memories,
cause evidence to be lost, deprive the defendant of witnesses, and otherwise interfere
with his ability to defend himself.”).
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interfere with [a] defendant’s liberty, whether he is free on bail or not, and . . . may
disrupt his employment, drain his financial resources, curtail his associations, subject him
to public obloquy, and create anxiety in him, his family[,] and his friends.”28
There are other legal protections against undue delay in bringing criminal
charges to trial. Alaska Criminal Rule 45 requires a trial within 120 days from the date
a charging document is served on a defendant, subject to defined excluded periods. This
rule, promulgated in 1971, has sharply reduced the number of constitutional speedy trial
claims asserted in our courts, as the proscriptions of Rule 45 are generally narrower than
the limits of the constitutional speedy trial right.29 Statutes of limitations also provide a
limit beyond which the law irrebuttably presumes that a defendant cannot receive a fair
trial.30 And lengthy pre-accusation delay may result in a deprivation of due process.31
All of these protections have limits. They are not necessarily congruent
with each other, nor does any one of them fully protect against undue delay.32 The
ultimate limits on delay — statutes of limitations — are tolled when an “indictment is
28
See Marion, 404 U.S. at 320; see also Barker, 407 U.S. at 537-38 (White,
J., concurring).
29
Snyder v. State, 524 P.2d 661, 664 (Alaska 1974) (noting that Rule 45 does
not define the outer limits of Alaska’s constitutional right to a speedy trial).
30
Marion, 404 U.S. at 321.
31
Id. at 324 (due process requires dismissal of an indictment if defendant
shows that pre-indictment delay caused substantial prejudice to defendant’s right to a fair
trial and delay was an intentional means of gaining tactical advantage over the accused).
32
See Marks v. State, 496 P.2d 66, 68 (Alaska 1972) (statute of limitations
“does not fully define . . . rights with respect to the events occurring prior to indictment”
(quoting Marion, 404 U.S. at 324)).
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found” or an “information or complaint is instituted.”33 Further, there is no limitation
period for many serious crimes,34 including as of 2007, cases of felony sexual abuse of
a minor;35 for most other serious crimes the period is a lengthy ten years.36 Meanwhile,
a defendant asserting a due process claim of pre-accusation delay must prove both
unreasonable delay and actual prejudice.37 For a state constitutional speedy trial
violation, under the analysis we use, proof of actual prejudice is not always required.38
But the constitutional speedy trial right utilizes an ad hoc and imprecise balancing test,39
and it does not attach until the defendant becomes an “accused,”40 which is when the
defendant is either arrested or formally charged.41 The other protection against post-
accusation delay, Rule 45, contains well-defined standards, but it does not begin to run
until a defendant is served with the charging document.42
33
AS 12.10.010(b).
34
AS 12.10.010(a).
35
AS 12.10.010(a)(3).
36
AS 12.10.010(b)(1).
37
See State v. Mouser, 806 P.2d 330, 336 (Alaska App. 1991) (citing York v.
State, 757 P.2d 68, 70 (Alaska App. 1988)).
38
Id. at 338.
39
Id. at 340 (adopting the Barker test).
40
Alaska Const., art. 1, § 11.
41
Yarbor v. State, 546 P.2d 564, 567 (Alaska 1976).
42
Alaska R. Crim. P. 45(c)(1).
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B. The Criminal Information Was A Formal Charge That Started The
Speedy Trial Clock.
The first question in this case is when a defendant is “formally accused” for
purposes of starting the speedy trial clock under the Alaska Constitution. Specifically,
this case concerns whether the filing of a criminal information triggers the speedy trial
right.
In Alaska the initial pleading in a criminal case may be an information, a
complaint, or an indictment. All are charging documents with formal requirements
prescribed by rule.43 All may charge either misdemeanors or felonies. But felony
charges initiated by a complaint or information are generally not the final pleading
required before a defendant can be brought to trial. For that, an indictment is necessary
unless the defendant waives an indictment, in which case the trial may proceed based on
an information.44 Informations and complaints are generally similar. The main
differences are that informations must be signed by the prosecuting attorney and
complaints need not be,45 and complaints can never serve alone as the basis for a felony
prosecution, even if an indictment is waived, while informations can.46 The filing of a
complaint or information sets in motion a litigation process described in Alaska Criminal
Rules 3, 4, 5.1, 7, and 9. But the rules do not indicate how the litigation process aligns
with the state constitutional right to a speedy trial.
The State argues that the right to a speedy trial in cases where a defendant
has not been first arrested should not attach until a charging document has been filed that
43
See Alaska R. Crim. P. 3 (complaint), 7 (indictment and information).
44
Alaska R. Crim. P. 7; AS 12.80.020.
45
Alaska R. Crim. P. 3, 7.
46
Alaska R. Crim. P. 7.
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is sufficient to compel a defendant to stand trial. Because an information is not a
sufficient pleading to compel a person charged with a felony to stand trial unless the
person waives indictment, the State contends that the speedy trial time did not begin to
run in this case until Wright was arrested in September of 2004. By contrast, Wright
argues that the speedy trial right attaches in felony cases when an information is filed and
therefore the speedy trial time in this case began to run when the information was filed
in November of 1999.
Both positions find substantial support in the case law of other
jurisdictions.47 Our case law has also considered the issue. In Yarbor v. State, we stated
that the speedy trial time starts when the defendant “becomes formally accused — that
is, the subject of a filed complaint or an arrest.”48 The State asks us to revisit this
statement from Yarbor.
47
Compare, e.g., United States v. Madden, 682 F.3d 920, 930 (10th Cir.
2012) (“The general rule is that the [federal] speedy trial right attaches when the
defendant is arrested or indicted, depending on which comes first.” (quoting United
States v. Gomez, 67 F.3d 1515, 1521 (10th Cir. 1995))); United States v. Dowdell, 595
F.3d 50, 61 (1st Cir. 2010) (same); United States v. Battis, 589 F.3d 673, 678 (3rd Cir.
2009) (same); People v. Martinez, 996 P.2d 32, 41 (Cal. 2000) (felony complaint does
not trigger federal speedy trial right); and People v. Mitchell, 825 N.E.2d 1241, 1243-45
(Ill. App. 2005) (felony complaint does not trigger state or federal speedy trial right),
with Scherling v. Superior Court, 585 P.2d 219, 225 (Cal. 1978) (en banc) (state speedy
trial protections attach after a complaint has been filed); Jacobson v. Winter, 415 P.2d
297, 300 (Idaho 1966) (state speedy trial right attaches when a criminal complaint is
filed); State v. Larson, 623 P.2d 954, 957-58 (Mont. 1981) (state and federal speedy trial
guarantee “is activated . . . by arrest, the filing of a complaint, or by indictment or
information”); People v. White, 298 N.E.2d 659, 662 (N.Y. 1973) (state and federal
speedy trial right attaches by filing of felony information or complaint, detainer warrant,
or indictment); State v. Selvage, 687 N.E.2d 433, 436 (Ohio 1997) (filing of criminal
complaint triggered speedy trial inquiry); and State v. Lemay, 455 N.W.2d. 233, 236
(Wis. 1990) (speedy trial right attaches when complaint and warrant are issued).
48
546 P.2d 564, 567 (Alaska 1976).
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The criminal conduct in Yarbor, lewd and lascivious acts toward a child,
took place in August 1973.49 The police investigation ended ten days later, and the
district attorney’s office completed its review of the case in December 1973, when it
notified the victim’s mother that a criminal complaint was ready for her signature.50 But
she did not sign the complaint until March 1974.51 Yarbor was served two days later, but
not arrested.52 He was indicted in April 1974 and tried in June 1974.53 On appeal Yarbor
challenged the delay in commencing prosecution on speedy trial grounds, arguing that
the right to a speedy trial attached when the State acquired sufficient evidence to charge
him.54 The State argued that the speedy trial right should not attach prior to “accusation,”
a term that it defined as “that point in time when a person is officially charged with the
49
Id. at 565.
50
Id.
51
Id. at 566.
52
Id.
53
Brief for Appellee at 3, 5, Yarbor, 546 P.2d 564 (No. 2397).
54
He relied on a law journal article that stated that the speedy trial right would
begin “from the time the defendant is arrested, from the time of his initial arraignment,
or from the time the charge is placed against the accused, whichever is first” unless the
defendant could prove that the State “had sufficient evidence . . . to prosecute him prior
to the date on which charges were formally brought,” subject to exceptions if the delay
was reasonably necessary and did not prejudice the accused in the presentation of his
defense. Mark I. Steinberg, Comment, Right to Speedy Trial: Maintaining a Proper
Balance between the Interests of Society and the Rights of the Accused, 4 UCLA ALASKA
L. REV. 242, 259-60 (1974), cited in Brief for Appellant at 13-14, Yarbor, 546 P.2d 564
(No. 2397).
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commission of a crime either by arrest, with or without a warrant, complaint, information
or indictment, whichever occurs first.”55
We rejected Yarbor’s contention on several grounds. We noted that the
United States Supreme Court in United States v. Marion56 had rejected a similar
argument and held instead that the right to a speedy trial does not attach until the
defendant has been “formally accused.”57 We also observed that Yarbor’s proposed rule
would be difficult to administer, and might have adverse effects because it would create
incentives to bring charges too hastily.58 We concluded our discussion of the speedy trial
claim with the following language:
For these reasons, we now join our sister states in holding
that the right to a speedy trial does not attach before the
defendant becomes formally accused — that is, the subject of
a filed complaint or arrest.[59]
The State now contends that the quoted statement from Yarbor is dictum
rather than a holding, and therefore has limited precedential effect. The State also argues
that even if the statement is a holding, it should be overruled because the criteria for
55
See Brief for Appellee at 8 n.1, Yarbor, 546 P.2d 564 (No. 2397). The
State went on to note that “[t]he point of referrence [sic] is the same as that employed in
Rule 45(c)(1), Alaska Rules of Criminal Procedure, to determine the time from which
the 120 day period for trial under that rule begins running.” Id. At that time Rule
45(c)(1) provided that speedy trial time would begin to run “[f]rom the date the
defendant is arrested, initially arraigned, or from the date the charge (complaint,
indictment, or information) is served upon the defendant, whichever is first.” Id. at v.
56
404 U.S. 307, 321-22 (1971).
57
Yarbor, 546 P.2d at 566 (citing Marion, 404 U.S. at 321-22).
58
Id.
59
Id. at 567.
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overruling a holding are satisfied in this case.60 Wright counters that the statement is a
holding and therefore must be followed because the grounds for overruling a holding are
not met. Wright also contends that the statement is consistent with substantial authority
and furthers the purposes underlying the speedy trial guarantee.
We find it unnecessary to resolve the question of whether the Yarbor
statement — that a defendant becomes formally accused when a complaint is filed — is
a holding or dictum. Instead, we conclude today that a defendant becomes formally
accused for speedy trial purposes under the Alaska Constitution not just upon indictment
or arrest but also when the State files an information charging the defendant with a crime.
We reach this conclusion because the filing of an information marks the
beginning of litigation against a defendant. An information is a formal document with
prescribed contents.61 It must include the name of the defendant, the statute the
defendant is charged with violating, and a concise and definite written statement of the
essential facts constituting the crime.62 An information must also bear the signature of
the prosecuting attorney.63 It is a public document, available for view by anyone in the
office of the clerk of court. When an information is filed, the title of the charges, a
citation to the statutes on which the charges are based, and the defendant’s name are
60
“We overrule a prior decision only when we are ‘clearly convinced that
(1) a decision was originally erroneous or no longer sound because of changed
conditions; and (2) more good than harm would result from overruling it.’ ” Charles v.
State, 326 P.3d 978, 983 (Alaska 2014) (quoting Native Vill. of Tununak v. State, Dep’t
of Health & Soc. Servs, Office of Children’s Servs., 303 P.3d 431, 447 (Alaska 2013)).
61
Alaska R. Crim. P. 7.
62
Id.
63
Id.
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promptly entered in the CourtView database, and thus become viewable by anyone with
access to the internet. When the prosecutor’s office files an information it “clearly
manifest[s] its decision to prosecute.”64 And the filing of an information is sufficient to
toll the statute of limitations on a criminal charge.65
When an information is filed the court must either issue a warrant of arrest
or a summons requiring the defendant to appear in court at a specified time.66 At the first
appearance the judge treats a summoned defendant much like an arrested defendant. The
judge informs the defendant of the charges and of any affidavit filed with it and makes
sure the defendant has copies.67 The judge also informs the defendant of his or her right
to counsel, the potential penalties the defendant faces, and the defendant’s right to remain
silent.68 If the defendant desires appointed counsel, the judge proceeds to determine the
defendant’s eligibility by reviewing his or her financial status, and if the defendant is
eligible, appoints an attorney.69 The judge also establishes the conditions of release
applicable to the defendant.70 In felony cases, the judge informs the defendant of his or
her right to a preliminary hearing unless the defendant waives this right or consents to
64
State v. Mouser, 806 P.2d 330, 339 (Alaska App. 1991).
65
AS 12.10.010(b).
66
Alaska R. Crim P. 9(a). See also Alaska R. Crim. P. 4(a) (requiring a judge
to find probable cause and issue a warrant or summons upon complaints).
67
Alaska R. Crim. P. 5(c)(1)–(2).
68
Alaska R. Crim. P. 5(c)(3)–(4).
69
Alaska R. Crim. P. 5(a)(2)(E)(iii), 5(c)(3).
70
Alaska R. Crim. P. 5(c)(5).
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the filing of an information in superior court.71 If there is a waiver or consent the judge
“shall forthwith hold the defendant to answer in the superior court.”72 If not, the judge
schedules a preliminary hearing, which must be held within 20 days of the initial
appearance.73
The preliminary hearing is a trial in miniature. The State must present
evidence in support of its case and the defense may present evidence.74 All witnesses are
subject to cross examination75 and the defendant has the right to counsel.76 If the judge
determines there is no probable cause the defendant is discharged,77 but if probable cause
is found to exist the judge enters an order holding the defendant to answer and
establishes conditions of release.78
All these actions and proceedings may come before an indictment. We
believe that it cannot reasonably be said that a defendant who is a party to them has not
been formally accused.
71
Alaska R. Crim. P. 5(e)(2). However, even when a defendant has not
waived the right to a preliminary hearing, a preliminary hearing need not be provided if
an indictment has already been returned on the same charges. Martinez v. State, 423
P.2d 700, 712 (Alaska 1967).
72
Alaska R. Crim P. 5(e)(3).
73
Alaska R. Crim. P. 5(e)(4).
74
Alaska R. Crim. P. 5.1(b)–(c).
75
Id.
76
Alaska R. Crim. P. 5.1(a).
77
Alaska R. Crim. P. 5.1(h).
78
Alaska R. Crim. P. 5.1(I).
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Further, the text of the Alaska Constitution suggests that the term “accused”
applies at pre-indictment stages. Several of the rights addressed at the first appearance
described above — e.g., the right to be informed of charges and to counsel — are rights
secured by the second sentence of article 1, section 11 of the Alaska Constitution.79 A
charged person thus becomes an “accused” for the purposes of these rights after an
information is filed and need not await an indictment before he or she is so considered.
There is no indication that the first sentence of section 11 embraces a different meaning
of “accused” than the second sentence.80
Moreover, the text of article 1, section 8 uses the term “accused” in a sense
that can only precede an indictment. That section states in part:
Grand Jury — No person shall be held to answer for a capital,
or otherwise infamous crime, unless on a presentment or
indictment of a grand jury . . . . Indictment may be waived by
79
Article 1, section 11 of the Alaska Constitution provides:
Rights of Accused — In all criminal prosecutions, the
accused shall have the right to a speedy and public trial, by an
impartial jury of twelve, except that the legislature may
provide for a jury of not more than twelve nor less than six in
courts not of record. The accused is entitled to be informed
of the nature and cause of the accusation; to be released on
bail, except for capital offenses when the proof is evident or
the presumption great; to be confronted with the witnesses
against him; to have compulsory process for obtaining
witnesses in his favor, and to have the assistance of counsel
for his defense.
80
We recognize, of course, that each of the enumerated rights under article 1,
section 11 can have different activation and termination points. See State v. Wassillie,
606 P.2d 1279, 1282 (Alaska 1980) (finding that the constitutional right to bail
terminates upon conviction, but rejecting the argument that each of the rights in article 1,
section 11 must terminate at the same point).
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the accused. In that case the prosecution shall be by
information.[81]
If an “accused” can waive an indictment, it is not the indictment that confers “accused”
status on a defendant. Thus, for defendants who have not been arrested, the term
logically attaches when an information is filed against them.82
We believe that the purposes of the speedy trial right are best secured when
the speedy trial clock begins with the filing of an information. As we observed above,83
the purpose of the speedy trial guarantee is to prevent lengthy pretrial imprisonment and
other adverse impacts of delay. Given the question in this case, incarceration is not a
factor since it is undisputed that an arrest would trigger the attachment of speedy trial
rights. But a long delay, regardless of incarceration, may impair a defendant’s ability to
prepare an effective defense, disrupt a defendant’s employment, drain his or her financial
resources, circumscribe his or her associations, subject the defendant to public shame,
and create anxiety in the defendant and his or her family and friends.84 These interests
come into play as readily with the filing of an information as with the return of a grand
jury indictment. A holding that speedy trial rights do not attach until an indictment
issues potentially leaves a long period when a defendant is publicly accused by an
information, suffers the detriments meant to be protected against by the speedy trial
guarantee, but does not receive its protection.
81
Alaska Const. art 1, § 8 (emphasis added).
82
Alternatively, the attaching event might be when the complaint or
information is served, as in Alaska R. Crim. P. 45(c)(1).
83
See supra Section IV.A.
84
United States v. Marion, 404 U.S. 307, 320 (1971).
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The fact that pending charges are now available on the internet in
searchable form magnifies their potential for harm. Such broad publicity, especially
when the charges are of a heinous nature, can effect a near banishment of the person
charged from certain lines of work and certain sectors of society, and also increases the
potential that charges may be filed or maintained for vindictive or otherwise improper
purposes.
As already noted, a number of other jurisdictions are in accord with the
view that the filing of a complaint or information rather than an indictment will start the
speedy trial clock.85 A good discussion of the reasons supporting this view is contained
in Commonwealth v. Butler. There, the Massachusetts Supreme Judicial Court reached
a conclusion similar to ours for similar reasons, stressing especially the detriments that
can flow from public charges.86 In Butler, the court held that a defendant’s right to a
speedy trial under the Massachusetts Constitution “attaches when a criminal complaint
issues.”87 “Therefore, arrest, indictment, or a criminal complaint issued pursuant to
Massachusetts law, whichever comes first, will start the speedy trial clock.”88 Moreover,
the Massachusetts speedy trial right “does not distinguish between the types of cases,
(misdemeanor or felony; within the district or superior court) to which the right to a
85
See supra note 47. A recent law review article lists ten states, including
Alaska, that either consider a complaint or information to be an accusation for speedy
trial purposes or, while not specifically addressing the question, contain language in their
case law that so suggests. Mikel Steinfeld, Rethinking the Point of Accusation: How the
Arizona Court of Appeals Erred in State v. Medina, 7 PHOENIX L. REV. 329, 354-55
(2013).
86
985 N.E.2d 377, 383 (Mass. 2013).
87
Id.
88
Id.
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speedy trial attaches.”89 The court explained that “[t]he constitutional right to a speedy
trial attaches because the subject of a criminal complaint is undoubtedly an ‘accused,’
and is not merely in ‘the pre-accusation period when a police investigation is
ongoing.’ ”90 Observing that a “criminal complaint is a formal charging document in
Massachusetts,” the court stated that “[t]he fact that a complaint may be followed by an
indictment . . . does not render a complaint any less of a formal accusation.”91 Finally,
the court emphasized, as we do in the present case, that the public aspect of the charge
is of primary importance: “Of perhaps greatest significance, the subject of a criminal
complaint typically faces the same ‘anxiety, concern, economic debilitation, public scorn
and restraint on liberty’ that the right to a speedy trial is intended to guard against.”92
The court determined that “no logical conclusion can be reached other than that the time
within which an accused is to be secured in his right to a speedy trial must be computed
from the time the complaint is filed against him.”93
At stake in the present case is whether the delay between an information
and an arrest should be assessed under the due process standard for pre-accusation delay
or the speedy trial standard applicable to post-accusation delay. Under the due process
standard, a defendant has the burden of proving both that the delay was unjustified and
that the defendant suffered actual prejudice.94 Under the speedy trial standard, if the
89
Id.
90
Id. (quoting Commonwealth v. Gove, 320 N.E.2d 900, 905 (Mass. 1974)).
91
Id.
92
Id. (quoting Gove, 320 N.E.2d at 907).
93
Id. (quoting Jacobson v. Winter, 415 P.2d 297, 300 (Idaho 1966)).
94
State v. Mouser, 806 P.2d 330, 336 (Alaska App. 1991).
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defendant can show a delay of sufficient duration to be presumptively prejudicial, the
four-factor balancing test is triggered.95 Under this test the State has the burden of
proving that the justification for the delay is valid96 and prejudice may be presumed
rather than proven when other factors weigh heavily against the State.97 It is obvious that
in speedy trial cases a heavier burden is placed on the State, and a lighter one on the
defendant, than in cases of pre-accusation delay. This differential is justified because
incarceration and the personal disruptions that flow from being publicly charged are
normally not present in pre-accusation cases, while the possibility of prejudice from
delay may be present in both.98 In addition, an information manifests the State’s decision
to go forward with prosecution, whereas at the pre-accusation stage there may be
uncertainty as to whether there will even be litigation.99 When the State files an
information, the State has placed the accused under a cloud of suspicion. At that point
it is appropriate to employ the more demanding speedy trial standard. It imposes an
incentive on the State to bring the accused to trial promptly and protects interests of the
accused, placed at risk by the filing of the information, that are not well protected by the
due process standard.
95
Barker v. Wingo, 407 U.S. 514, 531 (1972).
96
Id.; McNelly v. Blanas, 336 F.3d 822, 827 (9th Cir. 2003).
97
Mouser, 806 P.2d at 342.
98
United States v. Marion, 404 U.S. 307, 321-22 (1971).
99
Mouser, 806 P.2d at 339.
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For these reasons, we conclude that speedy trial time begins to run with the
filing of an information.100 Accordingly, Wright’s constitutional speedy trial clock
started in November 1999 when the State filed a criminal information against him.
C. The Superior Court Did Not Err In Placing Primary Responsibility
For The Delay With Wright.
We turn now to the question of whether the superior court correctly decided
that Wright bore most of the responsibility for the pre-arrest delay. This question
requires an evaluation of the trial court’s factual findings on the reasons for delay, which
we review for clear error.101 But we review de novo the superior court’s legal conclusion
that Wright failed to establish a violation of his constitutional right to a speedy trial.102
100
We do not decide whether a complaint filed by a police officer or private
person would also mark the attachment of the speedy trial right, as that question is not
presented in this case. There may be sufficient reasons not to start the time in such cases;
such complaints may, for instance, be filed prematurely, at a time when further
investigation is necessary and before the prosecutor has decided that prosecution is
warranted. But a complaint filed with the assistance of the prosecutor — as in
Yarbor — would seem to be indistinguishable from an information for speedy trial
purposes.
101
See Lentine v. State, 282 P.3d 369, 375-76 (Alaska 2012) (citing Crowley
v. State, Dep’t of Health & Soc. Servs., 253 P.3d 1226, 1229 (Alaska 2011)); see also
Doggett v. United States, 505 U.S. 647, 652 (1992) (reviewing the trial court’s
determinations as to the reasons for delay “with considerable deference”).
102
Cf. Kodiak Island Borough v. Large, 622 P.2d 440, 447 (Alaska 1981)
(reviewing de novo “the legal consequences of undisputed occurrences”); Meyer v. State,
368 P.3d 613, 615 (Alaska App. 2016); see also United States v. Velasquez, 749 F.3d
161, 174 (3rd Cir. 2014) (reviewing de novo the legal conclusion about whether
defendant established violation of constitutional right to speedy trial, but applying clear
error to the underlying factual findings); United States v. Robinson, 455 F.3d 602, 607­
08 (6th Cir. 2006) (same).
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In analyzing Wright’s speedy trial claim the superior court followed the
four-factor balancing approach embraced by the Supreme Court of the United States in
Barker v. Wingo103 and adopted by the Alaska Court of Appeals in State v. Mouser.104
We agree that this test presents an appropriate analytical structure for evaluating speedy
trial claims brought under the Alaska Constitution. The four factors, as already noted,
are: (1) length of the delay, (2) the reasons for the delay, (3) the defendant’s assertion of
his or her speedy trial right, and (4) the prejudice to the defendant.105 No one of these
factors is a necessary or sufficient condition to finding a speedy trial violation.106 Rather,
the factors are related and must be considered together with other relevant
circumstances.107
The first factor, the length of delay, bears further explanation. It is both a
triggering mechanism that activates the balancing test and a relevant factor for
consideration when the balancing test is used.108 Until there is a delay that is sufficiently
lengthy that it may be said to be presumptively prejudicial, there is no need to conduct
103
407 U.S. 514, 530 (1972).
104
806 P.2d at 340.
105
Barker, 407 U.S. at 530.
106
Id. at 533.
107
Id.
108
Id. at 530.
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the balancing test.109 In the present case, the superior court found the nearly five-year
pre-arrest delay to be presumptively prejudicial,110 thus triggering the balancing test.
While no one disputes the first factor in this case, the superior court and the
court of appeals disagreed as to the second factor. When considering the reasons for the
delay, the superior court stated that “part of the reason for the delay is the State’s
negligence in failing to issue an extraditable warrant for Wright’s arrest. Had such a
warrant been issued, the State would likely have located Wright when he applied for
work at the nuclear facilities in Arkansas in 2000 which required security clearance.”111
But apart from the State’s failure to obtain an extraditable warrant the court did not find
other negligent conduct on the part of the State. The court focused largely on
Investigator Josten, finding that her conduct was reasonable, in part because by
September of 1999 she was no longer assigned to the case.112 The court stated:
Wright’s argument that Josten could have located Wright by
checking Palmer court records, Juneau court records, and
Vital Statistics files places an unreasonable burden on law
enforcement. By the time an arrest warrant was issued for
Wright in September 1999, Josten was off the case and
assigned different duties. She did what any reasonable
officer would do under the circumstances and that is to
periodically check with various police sources to see if
Wright had surfaced. A more thorough investigation of a
109
Id.
110
See Rutherford v. State, 486 P.2d 946, 952 (Alaska 1971) (14-month delay
presumed prejudicial); State v. Mouser, 806 P.2d 330, 340 (Alaska App. 1991)
(“[U]nexplained delays of fourteen months or more [are] presumptively prejudicial.”).
111
Appendix at 6.
112
Appendix at 7.
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defendant’s whereabouts cannot be expected of a police
officer no longer having responsibility for the case.[113]
The court also concluded that “contacting Wright at his brother’s without an extraditable
warrant would only have alerted Wright that police were searching for him.”114
The superior court concluded that the State’s negligence in failing to obtain
an extraditable warrant as a reason for delay was greatly outweighed by Wright’s
departure from the state when he realized he was under investigation. The court wrote
that Wright’s departure “made it impossible to comply with the right to speedy trial” and
added a footnote stating that “defendant’s causes for delay do not count towards
determining speedy trial violation.”115 Earlier in its decision, when discussing Wright’s
due process claim, the court also placed primary responsibility on Wright for the delay:
Wright voluntarily left the state once he realized he was
under investigation for alleged sexual abuse of a minor.
Wright moved from state to state and job to job until
authorities found him in Minnesota. Wright was promptly
extradited once located. The delay in indicting Wright was
largely attributable to his flight from the state and his
frequent moves to different states to obtain employment.[116]
The court of appeals interpreted the superior court’s decision as finding
Wright only partially at fault for the delay and found even this conclusion to be
erroneous.117 Instead, the court of appeals concluded, none of the responsibility for the
113
Appendix at 6-7.
114
Appendix at 7.
115
Appendix at 6.
116
Appendix at 4.
117
Wright v. State, 347 P.3d 1000, 1008-09 (Alaska App. 2015).
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delay should have been attributed to Wright.118 The court accepted Wright’s argument
that “he was unaware that charges had been filed” and “that none of his actions were
directed at avoiding apprehension.”119 The court also noted that the State had conceded
that after Wright left the state he “was not hiding out, and the State had avenues of
locating him that likely would have produced him within a brief period.”120 The court
of appeals also wrote “that although Wright moved frequently for work, he maintained
an Arkansas driver’s license and a physical address that other Alaska state agencies used
to communicate with him. Wright also repeatedly passed intensive security clearances
that would have uncovered the arrest warrant if the information had been entered into the
[National Crime Information Center] data base.”121
But the court of appeals’ conclusion that the trial court attributed only
“partial” blame to Wright for the delay substantially understates the trial court’s
assessment of the relative responsibility of the parties. Initially, in the inquiry as to the
due process clause, the trial court found that the responsibility “largely” fell on Wright:
“[t]he delay in indicting Wright was largely attributable to his flight from the state and
his frequent moves to different states to obtain employment.”122 When weighing the
responsibility-for-delay factor in its speedy trial analysis, the trial court found against
Wright even more heavily, concluding that Wright’s flight from the state made it
impossible for the State to comply with the speedy trial right.
118
Id.
119
Id. at 1008.
120
Id.
121
Id. at 1009.
122
Appendix at 4.
-29- 7200
Wright’s flight from the state did not make it literally impossible for the
State to apprehend him. The trial court recognized this when it stated that an extraditable
warrant would likely have been effective. We therefore understand the trial court’s
finding of impossibility not in its literal sense, but as a means of expressing the much
greater responsibility that Wright should bear for the pre-arrest delay.
As so understood, we agree with the trial court. As between an individual
who takes flight to avoid prosecution and a government that is negligent in its efforts to
apprehend him, the relative responsibility for the ensuing delay must weigh heavily
against the individual. Many authorities illustrate this point.123
123
The Sixth Circuit, in Wilson v. Mitchell, applied tort law principles to weigh
the relative fault of the defendant and the state in causing a 22-year delay between the
defendant’s indictment and arrest. 250 F.3d 388, 395 (6th Cir. 2001). In analyzing the
second Barker factor, the Sixth Circuit explained:
Under general tort-law principles, an active tortfeasor is not
entitled to either indemnity or contribution from a passive
tortfeasor. . . . [U]nder our tort [law] analogy, because Wilson
actively evaded discovery, and the state was, at worst, passive
in its pursuit of him, we cannot attribute the primary
responsibility for the delay to the state. Indeed, even if the
police made mistakes in their search for Wilson, he is not
entitled to relief on this ground so long as his active evasion
“is more to blame for that delay.”
Id. at 396 (quoting Doggett v. United States, 505 U.S. 647, 651 (1992)). See also United
States v. Arceo, 535 F.3d 679, 685-86 (7th Cir. 2008) (attributing “most of the blame for
the delay” to the defendant, who fled the jurisdiction when he became “aware that
criminal charges were forthcoming” and hid from authorities “in a calculated effort to
avoid arrest and prosecution”); People v. Hsu, 85 Cal. Rptr. 3d 566, 572 (Cal. App.
2008) (explaining that a defendant’s active evasion must be weighed more heavily than
the state’s failure to pursue the defendant diligently enough because to hold otherwise
would “encourage[] defendants to become fugitives” (emphasis omitted)); People v.
Perez, 279 Cal. Rptr. 915, 922 (Cal. App. 1991) (“[T]he prosecution cannot be held
(continued...)
-30- 7200
The superior court’s characterization of Wright’s conduct as “flight from
the State”124 has evidentiary support and therefore is not clearly erroneous. As Wright
was leaving the state he left the following note to a friend:
I don’t know what’s going on but I got a bad feeling, time to
travel while I can. Note to trust no one, I won’t call for a
long time and don’t know where I’m going yet. Have to stick
to myself and stay away from family and friends till my
attorney knows what’s happening and how to deal with it. So
I act like a termite for a while and work where I can to pay
lawyer and survive.
The court of appeals stressed that after Wright left the state he was living
and working under his own name and that the State had means of locating Wright that
could readily have been successful.125 But these observations, in our view, do not
undercut the superior court’s determination that the primary responsibility for the delay
was Wright’s act of fleeing the state. It is likely not a simple matter to change one’s
identity and yet remain eligible for well-paying construction jobs. Wright apparently
hoped that by leaving the state and, as he put it, “acting like a termite,” his absence
would create sufficient difficulties for the State so that he could escape prosecution. This
strategy worked for about five years, and the superior court was right to reject Wright’s
123
(...continued)
accountable for delay caused by defendant’s unilateral action in fleeing the jurisdiction
in order to avoid prosecution.”).
124
Appendix at 4.
125
Wright, 347 P.3d at 1009.
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attempt to blame the State for its success.126 We therefore affirm the superior court’s
determination that Wright bore primary responsibility for the delay.
This means that the superior court’s determination that Wright’s speedy
trial claim was without merit also must be affirmed. Wright was primarily responsible
for the lengthy delay, and the delay did not prejudice him in preparing his defense, so the
first, second, and fourth factors of the Barker balancing test weigh heavily against
Wright. And any dispute as to the third factor — whether Wright should be faulted for
failing to assert his speedy trial right or whether his non-assertion is irrelevant under the
circumstances of this case — is moot because that factor cannot be favorable to Wright;
at best it is neutral.
V. CONCLUSION
For these reasons we conclude that the superior court correctly decided that
Wright was not denied his right to a speedy trial under the Alaska Constitution. We
therefore REVERSE the decision of the court of appeals and REMAND this case with
directions to AFFIRM the decision of the superior court.
126
We note that we find that the focus of the trial court solely on Investigator
Josten’s actions after September 1999 was too narrow. The focus should have been on
whether the police as a whole were negligent. There is no suggestion in the record that
once Josten was off the case another officer was assigned to pursue it. But even if we
assume that the State was negligent in failing to further investigate Wright’s
whereabouts, that negligence, like the negligence of the State in failing to issue an
extraditable warrant, would clearly be secondary to Wright’s flight as an assignable
cause for delay.
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BOLGER, Justice, concurring.
I agree with the court’s opinion that the State did not violate Sean Wright’s
right to a speedy trial. But I disagree with the court’s conclusion that a prosecutor’s
information is a formal charge sufficient to initiate a felony prosecution within the
meaning of this constitutional guarantee. The Alaska Constitution requires a grand jury
indictment to initiate a felony prosecution. Therefore, until the defendant has been
arrested or indicted, we should apply the due process test to assess preindictment delay.
A. Alaska Law Requires The Grand Jury To Return An Indictment To
Initiate Felony Charges.
The right to a speedy trial does not accrue until the defendant is arrested or
formally charged.1 A formal charge means a criminal charge that “alone gives ‘the court
jurisdiction to proceed to trial.’ ”2 For example, the filing of a criminal complaint in a
felony matter generally will not trigger the defendant’s right to a speedy trial.3 In the
1
5 WAYNE R. LAFAVE, ET. AL., CRIMINAL PROCEDURE § 18.1(c) (4th ed.
Supp. 2016) (citing United States v. Marion, 404 U.S. 307 (1971)).
2
Id. (quoting People v. Martinez, 996 P.2d 32, 41 (Cal. 2000)); see also
United States v. MacDonald, 456 U.S. 1, 10 (1982) (holding that speedy trial period did
not commence because “there was no criminal prosecution pending on which [the
defendant] could have been tried until the grand jury . . . returned the indictment”);
Martinez, 996 P.2d at 41-42 (“[A] pleading does not constitute a ‘formal charge’ for
purposes of attaching the federal Constitution’s speedy trial right unless the pleading is
a formal accusation upon which a defendant may be brought to trial in the court with
jurisdiction over prosecution of the offenses alleged.”); State v. Gee, 471 A.2d 712, 716
(Md. 1984) (“[T]he document consisting of a warrant of arrest and statement of charges
on which the warrant is based . . . is a ‘formal charge’ in the contemplation of the speedy
trial right when a defendant is subject to be tried on that document.” (emphasis in
original)).
3
People v. Mitchell, 825 N.E.2d 1241, 1243 (Ill. App. 2005) (“[E]ither an
arrest or a formal accusation — and not merely any charging instrument — is needed to
(continued...)
-33- 7200
majority of state jurisdictions that requires a grand jury indictment to initiate felony
charges,4 the speedy trial right does not accrue until arrest or indictment, whichever
comes first.5 This is also the rule in the federal courts, where the right to a grand jury for
3
(...continued)
start the speedy-trial clock.” (emphases in original)); State v. Caffey, 438 S.W.2d 167,
171 (Mo. 1969) (“The constitutional right to a speedy trial has no application until a
criminal prosecution is commenced. The constitutional provisions invoked contemplate
a pending charge and not merely a pending complaint, which represents a mere
possibility that a criminal charge will be filed.” (emphasis in original)).
4
The 18 states that grant the right to a grand jury to those accused of serious
crimes are Alabama, Alaska, Delaware, Georgia, Kentucky, Maine, Massachusetts,
Mississippi, New Hampshire, New Jersey, New York, North Carolina, Ohio, South
Carolina, Tennessee, Texas, Virginia, and West Virginia. 4 LAFAVE ET AL., supra
note 1, § 15.1(d).
5
See Preston v. State, 338 A.2d 562, 565 (Del. 1975) (“We hold . . . that the
speedy trial guarantee of the Sixth Amendment does not attach at the time of the filing
of a complaint and the issuance of an arrest warrant.”); Wooten v. State, 426 S.E.2d 852,
855 (Ga. 1993) (“The Sixth Amendment does not guarantee a right to a speedy arrest.
However, an inordinate delay between the time a crime is committed and the time a
defendant is arrested or indicted may violate due process . . . .” (emphases in original));
State v. Aguirre, 670 A.2d 583, 585 (N.J. Super. App. Div. 1996) (distinguishing
between speedy trial right and “claims under the Due Process Clause arising from undue
pre-indictment or pre-arrest delay”); State v. Allen, 237 S.E.2d 64, 66 (S.C. 1977) (“Their
right to a speedy trial attached . . . at the time the arrest warrants were served; and not . . .
when the warrants were issued . . . .”); State v. Utley, 956 S.W.2d 489, 493 (Tenn. 1997)
(“Like the other courts that follow the majority view, this Court has determined that a
warrant alone does not trigger speedy trial analysis; to the contrary, a formal grand jury
action or the actual restraints of an arrest are required.”); Rios v. State, 718 S.W.2d 730,
732 (Tex. Crim. App. 1986) (defendant’s statutory speedy trial right was not violated
because although “a formal complaint was filed . . . , the purpose was to secure a felony
arrest warrant from a justice of the peace sitting as a magistrate, not to constitute a
charging instrument for trial of a felony offense in district court[,] . . . [and] a criminal
action . . . did not commence until the indictment was filed in district court”); State v.
(continued...)
-34- 7200
those accused of federal felonies is guaranteed by the Fifth Amendment.6 As the United
States Supreme Court has recognized, “when no indictment is outstanding, only the
5
(...continued)
Hinchman, 591 S.E.2d 182, 187 (W. Va. 2003) (“[W]here there has been no arrest or
indictment, the Sixth Amendment right to a speedy trial is not implicated[,]” [but when]
the prosecution “may have substantially delayed the institution of criminal proceedings
. . . the Fifth Amendment due process standard is utilized.” (quoting State v. Drachman,
358 S.E.2d 603, 627 (W. Va. 1987))); see also Goncalves v. Commonwealth, 404 S.W.3d
180, 199 (Ky. 2013); State v. Harper, 613 A.2d 945, 946 n.1 (Me. 1992) (first citing
State v. Joubert, 603 A.2d 861, 863 (Me. 1992); and then citing State v. Cadman, 476
A.2d 1148, 1151 n.4 (Me. 1984)); State v. Philibotte, 459 A.2d 275, 277 (N.H. 1983);
State v. Pippin, 324 S.E.2d 900, 904 (N.C. App. 1985). But see Ex parte Walker, 928
So. 2d 259, 264 (Ala. 2005) (“[T]he length of delay is measured from the date of the
indictment or the date of the issuance of an arrest warrant — whichever is earlier . . . .”
(emphasis added) (quoting Roberson v. State, 864 So. 2d 379, 394 (Ala. Crim. App.
2002))); Commonwealth v. Butler, 985 N.E.2d 377, 383 (Mass. 2013); People v.
Taranovich, 335 N.E.2d 303, 306 (N.Y. 1975); State v. Selvage, 687 N.E.2d 433, 435
(Ohio 1997).
6
See Butler v. Mitchell, 815 F.3d 87, 89 (1st Cir. 2016) (“Under the Sixth
Amendment . . . the speedy-trial right attached, and the count began, not when the
complaint was issued, but when the . . . indictment was announced.”); United States v.
Hicks, 779 F.3d 1163, 1167 (10th Cir. 2015) (“A defendant’s constitutional right to a
speedy trial ‘attaches when he is arrested or indicted on federal charges, whichever
comes first.’ ” (quoting United States v. Banks, 761 F.3d 1163, 1181 (10th Cir. 2014)));
United States v. Claxton, 766 F.3d 280, 294 (3d Cir. 2014); United States v. Young,
657 F.3d 408, 414 (6th Cir. 2011); United States v. Jenkins-Watts, 574 F.3d 950, 966
(8th Cir. 2009); United States v. Knight, 562 F.3d 1314, 1323 (11th Cir. 2009); United
States v. Uribe-Rios, 558 F.3d 347, 358 n.8 (4th Cir. 2009); United States v. Tchibassa,
452 F.3d 918, 922 (D.C. Cir. 2006); United States v. Bloom, 865 F.2d 485, 491 (2d Cir.
1989); see also Amos v. Thornton, 646 F.3d 199, 206 (5th Cir. 2011) (applying the rule
that the Sixth Amendment right “attaches at the time of arrest or indictment, whichever
comes first” when analyzing charges for Mississippi, an indictment state (quoting Nelson
v. Hargett, 989 F.2d 847, 851 (5th Cir. 1993))).
-35- 7200
‘actual restraints imposed by arrest and holding to answer a criminal charge . . . engage
the particular protections of the speedy trial provision of the Sixth Amendment.’ ”7
Alaska is one of the jurisdictions where an indictment is required to
formally charge a criminal defendant with a felony. “In Alaska felony charges must be
initiated by grand jury indictment unless the defendant waives indictment.”8 “This
requirement ensures that a group of citizens will make an independent determination
about the probability of the accused’s guilt ‘before the accused suffers any of the grave
inconveniences which are apt to ensue upon the return of a felony indictment.’ ”9
The delegates at the Alaska Constitutional Convention considered and
rejected the original Committee proposal, which would have allowed prosecutors the
option of prosecuting by either information or indictment. Instead, the delegates voted
in favor of an amendment that retained the indictment requirement, which is now
enshrined in article I, section 8.10 Accordingly, our court rules require that a felony
7
United States v. Loud Hawk, 474 U.S. 302, 310 (1986) (omission in
original) (emphasis in original) (quoting United States v. Marion, 404 U.S. 307, 320
(1971)).
8
Cameron v. State, 171 P.3d 1154, 1156 (Alaska 2007); see also Alaska
Const. art. I, § 8 (“No person shall be held to answer for a capital, or otherwise infamous
crime, unless on a presentment or indictment of a grand jury . . . .”).
9
Cameron, 171 P.3d at 1156 (quoting State v. Gieffels, 554 P.2d 460, 465
(Alaska 1976)).
10
See generally 2 Proceedings of the Alaska Constitutional Convention
(PACC) 1322-37 (Jan. 6, 1956); Alaska Const. art. I, § 8. As the sponsor of the
amendment explained,
there isn’t any question that each grand jury that sits returns
some ‘no true bills’ . . . [which] means that somebody has
been charged with a crime by the district attorney and the
(continued...)
-36- 7200
charge “shall be prosecuted by indictment, unless indictment is waived.”11 Only non-
felony offenses “may be prosecuted by [either] indictment or information.”12 If a felony
indictment is waived, then “the prosecution shall be by information or complaint.”13
In my opinion, the court’s analysis is incomplete because of the lack of
recognition of an important qualifier: the accused’s right to a speedy trial in article I,
section 11, applies only to a criminal prosecution. “In all criminal prosecutions, the
accused shall have the right to a speedy and public trial, by an impartial jury of twelve
. . . .”14 This term comes into play in the court’s discussion of article I, section 8, the
grand jury clause, which states in relevant part:
No person shall be held to answer for a capital, or otherwise
infamous crime, unless on a presentment or indictment of a
grand jury, except in cases arising in the armed forces in time
10
(...continued)
district attorney . . . has presented all of his evidence to the
grand jury and in spite of that the grand jury has said that
there is no cause to hold this man for trial, and the man has
been released without going through a trial to a regular jury.
Certainly under those circumstances it can’t be said that the
grand jury serves no useful purpose. It serves a distinctly
useful purpose.
2 PACC at 1327.
11
Alaska R. Crim. P. 7(a).
12
Id.
13
AS 12.80.020.
14
Alaska Const. art. I, § 11 (emphasis added); cf. United States v.
MacDonald, 456 U.S. 1, 6 (1982) (“The Sixth Amendment provides that ‘[i]n all criminal
prosecutions, the accused shall enjoy the right to a speedy and public trial . . . .’ A literal
reading of the Amendment suggests that this right attaches only when a formal criminal
charge is instituted and a criminal prosecution begins.”).
-37- 7200
of war or public danger. Indictment may be waived by the
accused. In that case the prosecution shall be by
information.[15]
The court’s opinion reasons that the statement that the indictment may be waived by “the
accused” implies that a person may be an accused before an indictment.16 But the
opinion ignores the fact that the “prosecution” itself cannot begin until the grand jury has
returned an indictment or the accused has waived the indictment. If we assume that this
term has a similar meaning in these related sections, then the speedy trial right cannot
attach until the formal felony prosecution begins — upon indictment or waiver.17
In the absence of a waiver, the information that the State filed to obtain a
warrant for Wright was inadequate to initiate his formal prosecution for felony charges
and insufficient to trigger his entitlement to a speedy trial.
B. The Authority The Court’s Opinion Relies Upon Is Distinguishable.
The court’s opinion in the case at hand implies that we decided in Yarbor
v. State that a defendant becomes formally accused upon the filing of a complaint.18 In
my opinion, this language is taken out of context. The Yarbor case establishes only that,
contrary to the defendant’s argument in that case, the right to a speedy trial does not
attach “when the state has acquired sufficient evidence to charge an individual with a
15
Alaska Const. art. I, § 8 (emphasis added).
16
Op. at 19-21.
17
The court’s description of “all [the] actions and proceedings [that] may
come before an indictment” is not to the contrary. See Op. at 19. These procedures do
not occur until a felony defendant actually appears in court — generally after an arrest,
when the defendant’s speedy trial rights have already attached.
18
Op. at 14 (discussing Yarbor v. State, 546 P.2d 564 (Alaska 1976)).
-38- 7200
crime.”19 And Yarbor’s statement that “we now join our sister states in holding that the
right to a speedy trial does not attach before the defendant becomes formally accused”20
cites at least three other opinions stating or implying that a pre-indictment complaint is
insufficient to trigger the speedy trial guarantee.21
The court’s opinion relies on Commonwealth v. Butler, a Massachusetts
case.22 But the Butler court interpreted the language of article 11 of the Declaration of
Rights of the Massachusetts Constitution, which is much different from the text of the
speedy trial rights in the Alaska and U.S. Constitutions:
Every subject of the commonwealth ought to find a certain
remedy, by having recourse to the laws, for all injuries or
wrongs which he may receive in his person, property, or
character. He ought to obtain right and justice freely, and
without being obliged to purchase it; completely, and without
any denial; promptly, and without delay; conformably to the
laws.[23]
19
Yarbor, 546 P.2d at 566-67.
20
Id. at 567 (footnotes omitted) (citations omitted).
21
For instance, in People ex rel. Coca v. District Court, the court held that the
right to a speedy trial was not triggered by the filing of a complaint and issuance of a
warrant, 530 P.2d 958, 959-60 (Colo. 1975) (en banc). See also State v. Lee, 519 P.2d
56, 60 (Ariz. 1974) (“We have held that the right to a speedy trial commences at the time
the accused has been held to answer by a magistrate or after an indictment has been
returned.” (citations omitted)); State v. Bessey, 328 A.2d 807, 817 (Me. 1974) (“We
observe, first, that the right to a speedy trial does not arise until criminal prosecution has
begun and a defendant has become an ‘accused.’ Pre-indictment delay does not deny a
defendant’s Sixth Amendment right.” (emphasis in original)).
22
Op. at 22-23 (discussing Commonwealth v. Butler, 985 N.E.2d 377 (Mass.
2013)).
23
Mass. Const. pt. 1, art. 11. In contrast, the Alaska and federal constitutions
(continued...)
-39- 7200
The Butler court alluded to this difference in its analysis.24 The language of the
Massachusetts provision is concerned with prompt administration of justice generally,
rather than speedy criminal trials specifically. This language could easily cover more
stages than the criminal trial process, including pre-arrest and pre-indictment delays.
In a related proceeding, the First Circuit distinguished the Butler holding
as “a rule of state constitutional law” and explained on the same facts that “[u]nder the
Sixth Amendment . . . the speedy-trial right attached, and the count began, not when the
complaint was issued, but when the 1999 indictment was announced.”25 The First
Circuit’s conclusion is more persuasive, given that Alaska’s speedy trial right closely
resembles the text of the Sixth Amendment, not Massachusetts’s article 11.
The court’s opinion also cites Scherling v. Superior Court for the
proposition that under the California Constitution “speedy trial protections attach after
a complaint has been filed.”26 This is a correct but incomplete statement. The Scherling
court goes on to clarify that the scope of that right changes based on the stage of the
delay — and effectively describes a due process test when the delay occurs between the
complaint and an indictment or arrest:
23
(...continued)
provide that “[i]n all criminal prosecutions, the accused shall [have or enjoy] the right
to a speedy and public trial.” Alaska Const. art. I, § 11; U.S. Const. amend. VI.
24
“[A]rt. 11 does not distinguish between the types of cases . . . to which the
right to a speedy trial attaches; it states that the right to a speedy trial applies to ‘[e]very
subject of the [C]ommonwealth.’ ” Butler, 985 N.E.2d at 383 (third and fourth
alterations in original).
25
Butler v. Mitchell, 815 F.3d 87, 89 (1st Cir. 2016). The court also rejected
the defendant’s invitation to apply the Butler court’s reasoning to federal law. Id. at 90.
26
Op. at 14 n.47 (citing Scherling v. Superior Court, 585 P.2d 219, 225 (Cal.
1978) (en banc)).
-40- 7200
Unlike federal law . . . this state has extended the [speedy
trial] right to the pre-indictment and pre-arrest stage, holding
that it attaches under article I, section 15, of our Constitution
after a complaint has been filed. But the consequence of a
violation depends upon the stage at which a violation of the
right occurs. The right to a speedy trial following the filing
of an indictment or information and the time limitations
applicable thereto are set forth by statute and a violation of
the statute is presumed to be prejudicial. A violation at a
prior stage depends upon a balancing of the prejudicial effect
of the delay and the justification therefor.[27]
For delays prior to the filing of an indictment or information, California thus applies the
same test “regardless of whether [the] defendant’s claim is based on a due process
analysis or a right to a speedy trial not defined by statute.”28
Finally, the court’s opinion29 cites People v. White for the proposition that
the New York speedy trial right is “violated if there is an excessive delay between
institution of the prosecution — whether by felony information or complaint, detainer
warrant or indictment — and the trial.”30 But like the California court in Scherling, the
New York court in White recognized that the speedy trial and due process rights may
sometimes merge.31 And later decisions reinforce that in New York, “the factors utilized
27
Scherling, 585 P.2d at 225–26 (emphasis added) (footnotes omitted)
(citations omitted). Under the California Constitution, “[t]he defendant in a criminal
cause has the right to a speedy public trial.” Cal. Const. art. 1, § 15.
28
Scherling, 585 P.2d at 226.
29
Op. at 14 n.47.
30
People v. White, 298 N.E.2d 659, 662 (N.Y. 1973)).
31
White, 298 N.E.2d at 662 (“It may be that [the due process] doctrine has
now been incorporated in the ‘speedy trial’ guarantee of the Sixth Amendment . . . but
(continued...)
-41- 7200
to determine if a defendant’s rights have been abridged are the same whether the right
asserted is a speedy trial right or the due process right to prompt prosecution.”32
Accordingly — and in contrast to the Alaska rule we announced in Yarbor — New
York’s speedy trial right can apparently attach before arrest, information, indictment, or
even a warrant or complaint — even from the time of the offense.33
C. The Speedy Trial Clause Does Not Apply To These Circumstances.
When there has been no arrest or formal charge, the application of the
speedy trial clause does not promote the purposes of that provision. The speedy trial
31
(...continued)
it is only of limited analytical importance whether the right is one of a ‘speedy trial’ or
of ‘due process of law.’ ” (quoting People v. Winfrey, 228 N.E.2d 808, 812 (N.Y.
1967))).
32
People v. Vernace, 756 N.E.2d 66, 67 (N.Y. 2001) (citing People v. Staley,
364 N.E.2d 1111, 1113 (N.Y. 1977)); see also id. (“In this State, ‘we have never drawn
a fine distinction between due process and speedy trial standards’ when dealing with
delays in prosecution.” (quoting People v. Singer, 376 N.E.2d 179, 186 (N.Y. 1978))).
These factors are “the extent of the delay,” “the reasons for the delay, the nature of the
underlying charge, whether there has been an extended period of pretrial incarceration,
and whether there is any indication that the defense has been impaired by reason of the
delay.” Id. (citing People v. Taranovich, 335 N.E.2d 303, 306 (N.Y. 1975)).
33
See Singer, 376 N.E.2d at 185-86 (“[M]ore realistically, it could be said that
[the defendant] was actually although not formally accused of the homicide . . . when he
was confronted by the police with the crime scene photographs of the dead girl; informed
they ‘knew’ that he did it, and went into a state of shock in response to the charge.”);
Taranovich, 335 N.E.2d at 307 (“[T]his defendant was not deprived of his constitutional
right to a speedy trial. A one-year delay between the alleged occurrence of a crime and
an indictment for a class C felony . . . in and of itself does not entitle a defendant to a
dismissal of the indictment . . . .”); People v. Wiggins, 395 N.Y.S.3d 395, 399 (N.Y. App.
Div. 2016) (“[T]he six-year delay between the shooting in 2008 and defendant’s guilty
plea in 2014 was ‘extraordinary.’ ”) (applying Taranovich factors), leave to appeal
granted, 74 N.E.3d 688 (N.Y. 2017).
-42- 7200
clause is intended: “(1) to prevent harming the defendant by a weakening of his case as
evidence and memories of witnesses grow stale with the passage of time; (2) to prevent
prolonged pre-trial incarceration; and (3) to limit the infliction of anxiety upon the
accused because of long-standing charges.”34 But there is nothing in the record
indicating that Wright suffered any anxiety or public humiliation; indeed, he asserted that
he was completely unaware that the State had obtained an arrest warrant.35 Prior to
Wright’s arrest, he obviously did not suffer from incarceration; he was moving from job
to job and state to state. And Wright did not contest the trial court’s finding that he
suffered no actual prejudice as a result of this delay.36 So the purposes of the speedy trial
clause do not apply to the period before Wright’s arrest.
Moreover, these circumstances do not support the application of the test we
generally apply to determine a speedy trial violation. This test considers the length of
the delay, the reasons for the delay, any demand for trial by the accused, and prejudice
to the defendant.37 As the court of appeals noted, it would be unfair to consider the factor
that Wright did not demand a speedy trial prior to his arrest because he was unaware that
an information had been filed.38 And even if Wright had demanded a speedy trial, the
superior court would have been powerless to schedule one. A trial could not be
34
Rutherford v. State, 486 P.2d 946, 947 (Alaska 1971).
35
The court of appeals noted that Wright “was able to live freely and openly
[prior to his arrest], unaffected by the anxiety, stress, and ‘public obloquy’ that [felony]
charges might otherwise bring.” Wright v. State, 347 P.3d 1000, 1007 (Alaska App.
2015).
36
Id. at 1006.
37
Barker v. Wingo, 407 U.S. 514, 530-32 (1972).
38
Wright, 347 P.3d at 1009.
-43- 7200
scheduled before Wright’s arrest because there were no charges pending in a court with
jurisdiction to bring him to trial.
The remaining factors in the speedy trial test focus on the length and
reasons for the delay and the prejudice to the defendant. But we have another test that
explicitly focuses on these factors — the due process test for preindictment delay.39
We applied the due process test to a case remarkably similar to Wright’s
in State v. Gonzales.40 Similar to Wright, Gonzales became aware that the authorities
were investigating him for sexual abuse of his girlfriend’s ten-year-old daughter.41
Similar to Wright, Gonzales left Alaska suddenly and did not return for many years.42
Gonzales was not arrested until he returned to the state almost ten years later.43 We
recognized that the defendant’s flight was a reasonable basis for the State to delay a
grand jury indictment.44 We therefore concluded that the resulting preindictment delay
did not violate Gonzales’s right to due process.45
I believe the same due process analysis should apply to Sean Wright. I
would reverse the court of appeals’ decision because a prosecutor’s information in a
felony case is not a formal charge for purposes of the speedy trial clause.
39
State v. Gonzales, 156 P.3d 407, 411-12 (Alaska 2007).
40
Under this test, “the defendant must prove both that the delay was not
reasonable and that the defendant suffered actual prejudice from the delay.” Id. at 411
(footnote omitted) (citing State v. Mouser, 806 P.2d 330, 336 (Alaska App. 1991)).
41
Id. at 409.
42
Id. at 409-10.
43
Id. at 410.
44
Id. at 412-15.
45
Id. at 415.
-44- 7200
CARNEY, Justice, concurring in part and dissenting in part.
I concur in the court’s conclusion that the filing of an information starts the
speedy trial clock.
But I disagree with the court’s conclusion that the superior court did not err
in holding that the pretrial delay was Wright’s fault. I am persuaded that the superior
court clearly erred in so holding. And while I recognize that this court owes no
deference to the court of appeals’ decision in this matter, I believe that its opinion of the
facts of the case and the impact those facts had upon the pretrial delay more accurately
reflects what occurred.
Not only did the State concede that “Wright was not hiding out, and the
State had avenues of locating him that likely would have produced him within a brief
period,”1 but after leaving Alaska Wright made no attempt to hide his whereabouts or his
identity. On the contrary, he remained in touch with his wife, the mother of the young
girl he abused. He returned to Alaska and stayed at her home, he called her, and he sent
and received mail from her. While the Palmer District Attorney’s office was working
with the Alaska State Troopers to investigate his case, the Palmer Court presided over
the dissolution of his marriage. In addition, the Juneau court sent him documents
relating to a student loan matter. Wright also contacted the Alaska Department of Health
and Social Services to obtain a death certificate.2 A number of Alaska state agencies
therefore had contact information for Wright while he was outside of the state.
In addition, “Wright worked at a number of nuclear facilities that required
security clearances. To obtain these clearances, [he] provided his name, address, date
1
Wright v. State, 347 P.3d 1000, 1008 (Alaska App. 2015).
2
Id. at 1004.
-45­ 7200
of birth, and social security number, along with copies of his drivers’s license and social
security card.”3 He made no attempt to conceal his identity.
I agree with the court that Investigator Josten “did what any reasonable
officer would do under the circumstances.”4 But the superior court’s focus on the single
investigator’s actions was misplaced. The Alaska State Troopers are a statewide agency,
currently employing some 300 uniformed officers and 147 civilian employees.5 There
is no suggestion in the record that another officer was assigned after the first officer’s
reassignment. The failure to assign another trooper to continue the investigation after
Josten’s reassignment further demonstrates the State’s negligence in searching for
Wright, particularly given the quantity and seriousness of the allegations against him.
In addition, the Palmer District Attorney’s delay in charging Wright and its or the
troopers’ failure to obtain an extraditable warrant contribute to the State’s responsibility
for the pretrial delay.
I would therefore conclude that the superior court erred in holding Wright
responsible for the pre-arrest delay. But I agree with the court of appeals’ suggestion
that the post-arrest delay is another matter altogether, and may well demonstrate that he
had no interest in a speedy trial.
I would decide this case as did the court of appeals, and reverse and remand
it to the superior court for further findings. I therefore respectfully dissent from this
portion of the court’s decision.
3
Id.
4
Opinion at 27-28 (quoting Appendix at 7).
5
History of the Alaska State Troopers, DEP’T OF PUB. SAFETY, ALASKA
STATE TROOPERS, http://dps.alaska.gov/ast/history.aspx (last visited June 6, 2017).
-46- 7200
IN THE SUPERIOR COURT FOR THE STATE OF ALASKA
THIRD JUDICIAL DISTRICT AT ANCHORAGE
STATE OF ALASKA, )
)
Plaintiff, )
)
vs. )
)
SEAN WRIGHT, )
)
Defendant. )
_______________________________ )
Case No. 3AN-99-9876 CR
EXCERPT OF
ORDER RE MOTION TO DISMISS FOR PRETRIAL DELAY*
*****
II. Discussion
Wright has not made a showing of actual prejudice necessary to trigger
the due process clause.
The due process clauses of the United States and Alaska Constitutions
protect the accused against unreasonable pre-accusation delay.17 The primary concern
of the rule against pre-accusation delay is the impact of the delay on the accused’s ability
*
This decision has been edited to conform to the technical rules of the
Alaska Supreme Court, internal citations have been omitted, and typographical errors
have been corrected.
17
State v. Mouser, 806 P.2d 330, 336 (Alaska App. 1991) (citing United
States v. Marion, 404 U.S. 307, 324 (1971)).
APPENDIX
Order Re Motion to Dismiss Page 1 7200
to present a defense, not on the length of the delay itself.18 To prevail on such a claim,
the accused must establish both the absence of a valid reason for the delay, and that the
delay caused actual prejudice to the defendant.19 A showing of potential or possible
prejudice will not suffice.
In considering a claim of unreasonable delay, the court must strike a
balance weighing the reasonableness of the justification for delay against the degree of
prejudice to the defendant. The burden of proof is on the defendant to show the absence
of a valid reason for the delay; however, once the issue is raised, the State has the burden
of presenting sufficient reasons for such delay.20 When sufficient reasons are advanced
by the State, the defendant must show the State’s reasons do not justify the delay.21 The
defendant also has the burden to prove actual prejudice.22
To establish actual prejudice, the defendant must present a “particularized
showing that the unexcused delay was likely to have a specific and substantial adverse
impact on the outcome of the case.”23 At the very least, the accused must show that, but
for the delay, he would have been able to present favorable evidence. Mere speculation
about the loss of favorable evidence is insufficient. Absent a showing of specific adverse
impact stemming from the delay, the requirement of prejudice is not met, and the
18
Id.; see also Smith v. State, No. A-6340, 1998 WL 191146, at *3 (Alaska
App. Apr. 22, 1998).
19
Mouser, 806 P.2d at 336.
20
Id. (quoting Alexander v. State, 611 P.2d 469, 474 (Alaska 1980)).
21
Id.
22
Id.
23
Id. at 337.
APPENDIX
Order Re Motion to Dismiss Page 2 7200
balancing procedure is simply not triggered, even if there is no reason advanced by the
State for the delay.24
In a recent decision, State v. Gonzales,25 the Alaska Supreme Court
reemphasized that the burden of proof rests with the defendant claiming unreasonable
pre-indictment delay. In Gonzales, the defendant fled the state after being accused of
sexually abusing the ten-year-old daughter of his girlfriend in 1992. Gonzales resurfaced
in Alaska ten years later, at which point Anchorage police resumed the investigation.
Gonzales was arrested after a search of Gonzales’s home revealed thousands of images
of child pornography.26 Gonzales was then indicted on various counts of sexual abuse
of a minor stemming from the 1992 allegations.
Gonzales moved the superior court to dismiss the charges against him
arguing unreasonable pre-indictment delay. The superior court granted the motion on
the basis that the State failed to put forth any good reason for the delay.27 The Court of
Appeals affirmed the superior court finding that “the State presented no evidence
justifying the delay.”28
The Alaska Supreme Court reversed the decision of the two lower courts
and remanded the case back to the superior court, concluding that the lower courts did
24
Id. at 338. The Mouser court held that anxiety of the accused, and possible
memory loss to the defendant and witnesses do not act as a showing of actual prejudice.
25
State v. Gonzales, 156 P.3d 407 (Alaska 2007). Gonzales’s departure and
absence from the state is quite analogous to Wright’s departure and absence in this case.
26
Id. at 410.
27
Id.
28
Id. (quoting State v. Gonzales, 121 P.3d 822, 826 (Alaska App. 2005)).
APPENDIX
Order Re Motion to Dismiss Page 3 7200
not properly assign the burden of proof to the defendant.29 In reaching this conclusion,
the Supreme Court found that the lower courts erred in finding that the ten-year pre­
indictment delay was unreasonable.[30] The Court held that “because the delay here was
caused largely by the actions of the defendant, the ten-year delay was nonetheless
reasonable.”31
The same holds true in Wright’s case. Wright voluntarily left the state once
he realized he was under investigation for alleged sexual abuse of a minor. Wright
moved from state to state and job to job until authorities found him in Minnesota.
Wright was promptly extradited once located. The delay in indicting Wright was largely
attributable to his flight from the state and his frequent moves to different states to obtain
employment. As such, the length of the delay is not unreasonable. Moreover, Wright
has advanced no evidence of actual prejudice caused by the State’s delay in arresting him
and bringing him before the court.32 Without meeting his burden of showing actual
prejudice, Wright is not entitled to relief under the due process clause.
Wright is not entitled to relief under the speedy trial clause.
The Sixth Amendment of the United States Constitution, as well as Art. I,
section 11 of the Alaska Constitution, guarantee an accused the right to a speedy trial.
Courts have identified three objectives of the speedy trial guarantee: (1) to prevent
harming the defendant by a weakening of his case as evidence and memories grow stale
29
Id. at 411-12.
30
Id. at 412-14.
31
Id. at 414.
32
Wright’s assertion that he has lost the defense of “planted memory,”
asserted for the first time in his post-hearing briefing, is purely speculative. The court
sees no reason why that defense cannot now still be asserted.
APPENDIX
Order Re Motion to Dismiss Page 4 7200
with the passage of time; (2) to prevent prolonged pre-trial incarceration; and (3) to limit
the infliction of anxiety upon the accused because of longstanding charges.33 For this
reason, a showing of actual prejudice is not a prerequisite to relief under the speedy trial
clause; a showing of possible prejudice may suffice.34
To determine whether a defendant has been denied the right to speedy trial,
courts must consider (1) the length of the delay, (2) the reason for the delay, (3) the
defendant’s assertion of his right, and (4) the prejudice to the defendant.35 The accused
must show that the length of the delay is presumptively prejudicial, or alternatively, that
he was actually prejudiced to invoke the above test. When a delay is extensive, prejudice
may be presumed. Alaska courts have considered a delay of over fourteen months
presumptively prejudicial. The right to a speedy trial attaches when the defendant
becomes formally accused.36 In calculating the period of delay, any delay caused by the
defendant is excluded.37
The delay of five years in Wright’s case is of sufficient duration to be
presumptively prejudicial; however, this delay does not invariably violate Wright’s right
to speedy trial. Instead, prejudicial delay only triggers the four-part balancing test
articulated in Mouser. When using the balancing test, the court must determine precisely
33
State v. Mouser, 806 P.2d 330, 338 (Alaska App. 1991) (citing Rutherford
v. State, 486 P.2d 946, 947 (Alaska 1971)).
34
Id. (citing Moore v. Arizona, 414 U.S. 25, 26-27 (1973)).
35
Smith v. State , No. A-6340, 1998 WL 191146, at *2 (Alaska App. Apr. 22,
1998) (citing Barker v. Wingo, 407 U.S. 514, 530 (1972)); Mouser, 806 P.2d at 340.
36
Yarbor v. State, 546 P.2d 564, 567 (Alaska 1976).
37
Springer v. State, 666 P.2d 431, 435 (Alaska App. 1983).
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Order Re Motion to Dismiss Page 5 7200
how heavily any lack of diligence should weigh against the state.38 Deliberate attempts
to delay trial in order to impede defense should weigh heavily against the State, while
more neutral reasons, such as negligence, should be weighed less heavily. Valid reasons,
such as missing witness[es], should serve to justify appropriate delay.39
In the present case, it is clear that the five year delay is presumptively
prejudicial. The court finds that part of the reason for the delay is the State’s negligence
in failing to issue an extraditable warrant for Wright’s arrest. Had such a warrant been
issued, the State would likely have located Wright when he applied for work at the
nuclear facilities in Arkansas in 2000 which required security clearance. But Wright’s
departure from the state during the investigation, and after the warrant was issued for his
arrest, made it impossible to comply with the right to speedy trial.40 Wright had no less
than sixteen different jobs in different states and locations during his absence. Between
jobs he would be in Arkansas part of the time. With a few exceptions, Wright generally
stayed at one location for only a few months.41 Due diligence only requires that the State
make reasonable efforts to find a defendant whose whereabouts were unknown and bring
38
Mouser, 806 P.2d at 341.
39
Id.
40
As mentioned, the defendant’s causes for delay do not count towards
determining speedy trial violation.
41
Wright worked at the Pine Bluff Arsenal nuclear facility for one year
beginning in 1999, and at the Sequoyah Nuclear Plant in Tennessee for eight months in
2003. Other than a six-month job at Arkansas Nuclear One in Arkansas in 2000,
Wright’s periods of employment were brief.
APPENDIX
Order Re Motion to Dismiss Page 6 7200
him to trial.42 The court finds Investigator Josten’s attempts to locate Wright throughout
his absence from the State were reasonable.
Wright’s argument that Josten could have located Wright by checking
Palmer court records, Juneau court records, and Vital Statistics files places an
unreasonable burden on law enforcement. By the time an arrest warrant was issued for
Wright in September 1999, Josten was off the case and assigned different duties. She did
what any reasonable officer would do under the circumstances and that is to periodically
check with various police sources to see if Wright had surfaced. A more thorough
investigation of a defendant’s whereabouts cannot be expected of a police officer no
longer having responsibility for the case.
Wright’s argument that Josten knew (or should have known) that Wright
was at his brother’s residence shortly after he left Alaska also misses the mark. Josten
had no arrest warrant for Wright at the time, was not certain he was at his brother’s
because of phone calls to Evelyn from different numbers, and was declined an
extraditable arrest warrant when she requested it. Contacting Wright at his brother’s
without an extraditable warrant would have only alerted Wright that police were
searching for him.
Despite knowing of the investigation against him, Wright never asserted his
right to speedy trial. In Mouser, the Court of Appeals noted that the defendant presented
no evidence indicating that he made any effort to inquire into the status of his case during
the period of delay, nor did he advance an explanation for the apparent lack of inquiry.43
Here, it is equally clear that Wright did not inquire into the status of his case at any time.
42
Odekirk v. State, 648 P.2d 1039, 1043 (Alaska App. 1982).
43
Mouser, 802 P.2d at 342.
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Order Re Motion to Dismiss Page 7 7200
While memories may have faded in Wright’s case, witness statements from
the police investigation remain intact. Wright has not asserted that witnesses important
to his defense cannot now be located or cannot now recall events. Wright has not been
incarcerated during the delay in bringing him to trial. Balancing all these factors, the
court concludes that Wright’s speedy trial rights have not been violated.
For the foregoing reasons, Wright’s Motion to Dismiss is DENIED.44
DATED at Anchorage, Alaska this 8th day of May, 2007.
/s/
Philip R. Volland
Superior Court Judge
44
Wright’s Motion to Dismiss the Special Findings to the Indictment is
DENIED AS MOOT in light of State v. Dague, 143 P.3d 988 (Alaska App. 2006).
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