Phoenix City Prosecutor v. Hon. ybarra/landers

SUPREME COURT OF ARIZONA
En Banc
PHOENIX CITY PROSECUTOR’S OFFICE, ) Arizona Supreme Court
) No. CV-07-0265-PR
)
Petitioner, ) Court of Appeals
) Division One
v. ) No. 1 CA-SA 07-0029
)
THE HONORABLE GLORIA YBARRA, ) Maricopa County
JUDGE OF THE PHOENIX MUNICIPAL ) Superior Court
COURT, ) No. LC2007-000005-001 DT
)
Respondent Judge, ) Phoenix Municipal Court
) No. 13379681
JOSHUA PRICE LANDERS, )
)
Real Party in Interest. )
) O P I N I O N
_________________________________ )
Appeal from the Phoenix Municipal Court
The Honorable Gloria Ybarra, Judge
REVERSED AND REMANDED
________________________________________________________________
Opinion of the Court of Appeals Division One
215 Ariz. 374, 160 P.3d 695 (2007)
VACATED
________________________________________________________________
AARÓN J. CARREÓN-AÍNSA, PHOENIX CITY PROSECUTOR Phoenix
KERRY G. WANGBERG, FORMER PHOENIX CITY PROSECUTOR
By Gary L. Shupe, Assistant City Prosecutor
Attorneys for Phoenix City Prosecutor’s Office
Jonathan L. Warshaw Gilbert
Attorney for Joshua Price Landers
________________________________________________________________
R Y A N, Justice
¶1 For misdemeanor driving under the influence (“DUI”)
offenses, Arizona Revised Statutes (“A.R.S.”) section 28-1381(F)
(1998 and Supp. 2005) provides that “[a]t the arraignment, the
court shall inform the defendant that the defendant may request
a trial by jury and that the request, if made, shall be
granted.” We hold that this statute does not allow a defendant
to waive a jury trial without the consent of the prosecution.
I
¶2 The Phoenix City Prosecutor’s Office charged Joshua
Price Landers in municipal court with two DUI offenses: driving
while impaired to the slightest degree in violation of A.R.S. §
28-1381(A)(1) (Supp. 2005) and having an “alcohol concentration
of 0.08 or more within two hours of driving” in violation of
A.R.S. § 28-1381(A)(2) (Supp. 2005). Both offenses are class
one misdemeanors. A.R.S. § 28-1381(C) (Supp. 2005). Landers
requested a jury trial under A.R.S. § 28-1381(F). The jury
acquitted Landers of the impaired driving charge but found him
guilty of having a blood alcohol concentration of more than 0.08
within two hours of driving. Landers filed a motion for a new
trial, which the municipal court granted.
¶3 Before the retrial, Landers filed a “Waiver Of His
Right To Jury Trial.” The prosecutor opposed Landers’ waiver
and demanded a jury trial, citing, inter alia, A.R.S. § 13-3983
(2001), which permits waiver of trial by jury only with “the
2
consent of both parties expressed in open court and entered on
its minutes,” and Arizona Rule of Criminal Procedure 18.1(b),
which similarly provides that a “defendant may waive the right
to trial by jury with consent of the prosecution and the court.”
¶4 The municipal court granted Landers’ motion, finding
that A.R.S. § 28-1381(F) gives a defendant the statutory right
to a jury trial. The court also concluded that although a
defendant may waive that right, “nothing in the statute requires
the consent or approval of the state.”
¶5 The prosecution filed a petition for special action in
the superior court challenging the municipal court’s ruling.
The superior court declined to accept jurisdiction.
¶6 The prosecution subsequently sought relief in the
court of appeals. That court accepted jurisdiction but, with
one judge dissenting, denied relief. The majority held that
“[a] plain reading of [A.R.S. § 28-1381(F)] compels the
conclusion that only the defendant is entitled to a jury trial
and only if the defendant asks for it. Thus, if no request is
made by the defendant, the case will not be tried before a
jury.” Phoenix City Prosecutor’s Office v. Ybarra (Landers),
215 Ariz. 374, 377, ¶ 10, 160 P.3d 695, 698 (App. 2007). Judge
Hall dissented, stating that a defendant does not have “the
right to be tried without a jury.” Id. at 381, ¶ 30, 160 P.3d
at 702 (Hall, J., dissenting). He reasoned that the plain
3
language of Rule 18.1(b) and A.R.S. § 13-3983 requires the
consent of the prosecution before the court may grant a
defendant’s request to waive a jury trial. Id.
¶7 We granted review to resolve this issue of first
impression and statewide concern. See ARCAP 23(c)(3). We
exercise jurisdiction under Article 6, Section 5(3), of the
Arizona Constitution and A.R.S. § 12-120.24 (2003).
II
¶8 Landers contends that A.R.S. § 28-1381(F) grants a
defendant a right to elect a bench trial for a misdemeanor DUI
offense. He argues that “the plain language of A.R.S. § 28-
1381(F) vested [him] with the option – but not the obligation -
to request a jury trial, and . . . the statute does not grant
the [prosecution] a reciprocal option.” The prosecution
counters that, even though a defendant may elect to forgo the
right to jury trial under A.R.S. § 28-1381(F), A.R.S. § 13-3983
and Rule 18.1(b) condition that right on the prosecution’s
consent. Thus, the crux of the dispute here is whether, for a
misdemeanor DUI offense, the prosecution has a right to veto a
defendant’s request to have a bench trial.
¶9 The parties do not contest that A.R.S. § 28-1381(F)
grants a defendant charged with a misdemeanor DUI offense a
statutory right to a jury trial if requested. See Manic v.
Dawes (Tucson City Attorney’s Office), 213 Ariz. 252, 254, ¶ 9,
4
141 P.3d 732, 734 (App. 2006) (holding that § 28-1381(F) created
a substantive right to a jury trial); State ex rel. Wangberg v.
Smith (Levinson), 211 Ariz. 101, 104, ¶ 11, 118 P.3d 49, 52
(App. 2005) (same). On its face, however, this statute only
requires that, at arraignment, the magistrate advise a defendant
of the right to a jury trial, and if one is requested, grant it.
The statute is silent on when such a request must be made or
what happens if a defendant does not demand a jury trial.
Section 22-320(A) (2002) fills in some of the gaps in limited
jurisdiction courts, providing generally, that “[u]nless the
demand [for a jury trial] is made at least five days before
commencement of the trial, a trial by jury shall be deemed
waived.” But this statute, which is purely procedural, see
Goldman v. Kautz, 111 Ariz. 431, 432, 531 P.2d 1138, 1139
(1975), does not confer a right to a jury trial on the
prosecution nor speak at all to the issue of whether the
defendant’s waiver requires the prosecution’s consent.1
¶10 A third statute, A.R.S. § 13-3983, squarely addresses
this issue. Since before statehood the legislature has
consistently required the prosecution’s consent before a jury
1
Cf. Manic, 213 Ariz. at 254, ¶ 12, 141 P.3d at 734(observing that although § 22-320(A) provides that a jury trial
is deemed waived if not timely requested, “[g]enerally, waiver
of a jury trial does not occur by default”) (citing State v.
Jelks, 105 Ariz. 175, 177, 461 P.2d 473, 475 (1969), and Rule
18.1).
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trial can be waived in a criminal action. See Rev. Stat. of
Ariz., Penal Code § 895 (1901) (“Issues of fact must be tried by
jury unless a trial by jury be waived in criminal cases not
amounting to felony, by the consent of both parties, expressed
in open court and entered in its minutes.”); Rev. Stat. Ariz.
Penal Code § 1006 (1913) (same); Ariz. Rev. Code § 5027 (1928)
(“Issues of fact must be tried by jury, unless a trial by jury
be waived in actions not amounting to felony, by the consent of
both parties, expressed in open court and entered on its
minutes.”); Ariz. Code Ann. § 44-1807 (1939) (same); A.R.S. §
13-1593 (1956) (“A trial by jury may be waived in criminal
actions not amounting to felony by the consent of both parties
expressed in open court and entered on its minutes.”). In 1978,
the legislature amended A.R.S. § 13-3983 to provide that “[a]
trial by jury may be waived in criminal actions by the consent
of both parties expressed in open court and entered on its
minutes.” 1978 Ariz. Sess. Laws, ch. 201, § 250 (2d Reg.
Sess.). Section 13-3983 therefore plainly requires the consent
of the prosecution before a jury trial may be waived. Nothing
in the legislative history or the plain language of A.R.S. § 28-
1381(F)2 reflects any legislative intent to displace § 13-3983.
2
The original version of what is now A.R.S. § 28-1381(F) was
promulgated in 1973 as part of the implied consent statute
relating to the offense of driving while under the influence of
intoxicating liquor, A.R.S. § 28-691. 1973 Ariz. Sess. Laws,
6
¶11 The court of appeals acknowledged that “the plain
language of A.R.S. § 13-3983” gives the prosecution the right to
object to a defendant’s decision to forgo a jury trial.
Landers, 215 Ariz. at 379, ¶ 20, 160 P.3d at 700. But the court
believed that such a reading of § 13-3983 “would effectively
grant” jury-trial rights to the prosecution in misdemeanor DUI
cases. Id. It contrasted the jury-trial right here to one that
was constitutionally based; the court reasoned that the
rationale “for allowing the [prosecution] to obtain a jury trial
in the face of a defendant’s waiver of a constitutional right to
a jury [does] not apply to a waiver of a statutorily created
jury-trial right.” Id. at 377, ¶ 14, 160 P.3d at 698.
¶12 We do not agree that the statutory requirement that
the prosecution consent to a jury trial waiver depends upon
whether that right originates from the constitution or a
ch. 150, § 1 (1st Reg. Sess.). The legislature appeared to be
responding to the holding of Rothweiler v. Superior Court (City
of Tucson), 100 Ariz. 37, 46, 410 P.2d 479, 486 (1966),
abrogated in part by Derendal v. Griffith, 209 Ariz. 416, 104
P.3d 147 (2005), that DUI defendants have a constitutional right
to a jury trial. See State ex rel. McDougall v. Strohson
(Cantrell), 190 Ariz. 120, 126, 945 P.2d 1251, 1257 (1997)
(observing that the legislature “codified the Rothweiler rule
requiring jury trials . . . in DUI cases”); Manic, 213 Ariz. at
254, ¶ 12, 141 P.3d at 734 (suggesting that, in enacting A.R.S.
§ 28-1381(F), “the legislature intended . . . to create a
statutory right to a jury trial that parallels the
constitutional right to a jury trial”). Because we resolve this
case on other grounds, we need not decide whether jury trials in
misdemeanor DUI cases are constitutionally required.
7
statute. Rather, A.R.S. § 13-3983 plainly requires, in all
criminal cases, the consent of the prosecutor before a defendant
may forgo a jury trial; this statute does not distinguish
between whether the jury-trial right is based on the
constitution or on a statute. In fact, the court of appeals’
rationale for requiring prosecutorial consent only when the
constitution requires a jury trial is contradicted by the
history of § 13-3983.
¶13 The predecessor statutes to A.R.S. § 13-3983 permitted
jury trial waivers only in misdemeanor cases. See, e.g., Rev.
Stat. of Ariz., Penal Code § 895 (1901); Ariz. Code § 44-1807
(1939). Many of the misdemeanor offenses in the penal codes did
not trigger a constitutional right to a jury trial. See, e.g.,
Ariz. Code § 43-5809 (1939) (misdemeanor to alter or deface
marks on logs or lumber); id. § 43-5816 (misdemeanor for failure
to return a book to a public library); id. § 43-5819
(misdemeanor to permit swine or fowl “to run at large”).
Accordingly, A.R.S. § 13-3983 plainly applies to the statutory
jury-trial right provided by § 28-1381(F).
¶14 In sum, nothing in A.R.S. § 28-1381(F), either
explicitly or implicitly, evidences an intent of the legislature
to abrogate § 13-3983 and single out misdemeanor DUI cases
brought under § 28-1381 as according a defendant a unilateral
8
right to demand and receive a bench trial.3 Instead, § 13-3983
requires that in all criminal cases the right to a bench trial
is conditioned on the prosecution’s consent. Thus, that statute
requires the prosecution’s agreement before the court may grant
a defendant’s request for a bench trial in a misdemeanor DUI
case.4
III
¶15 For the foregoing reasons, we vacate the opinion of
the court of the appeals, reverse the decision of the municipal
court, and remand for proceedings consistent with this opinion.
_______________________________________
Michael D. Ryan, Justice
CONCURRING:
_______________________________________
Ruth V. McGregor, Chief Justice
_______________________________________
Rebecca White Berch, Vice Chief Justice
3
Although the legislature could have given a defendant an
unconditional right in A.R.S. § 28-1381(F) to forgo a jury
trial, it did not do so.
4
Because we decide this case on the language of the statutes
at issue here, we find it unnecessary to discuss whether Rule
18.1(b) requires the prosecution’s consent to a defendant’s
decision to forgo a jury trial for a misdemeanor DUI offense.
9
_______________________________________
Andrew D. Hurwitz, Justice
_______________________________________
W. Scott Bales, Justice
10