Mahar v. Acuna, II

FILED BY CLERK
IN THE COURT OF APPEALS OCT 18 2012
STATE OF ARIZONA
COURT OF APPEALS
DIVISION TWO DIVISION TWO
GINA MARIE MAHAR, )
) 2 CA-CV 2012-0060
Plaintiff/Appellee, ) DEPARTMENT A
)
v. ) OPINION
)
HECTOR ACUNA II, )
)
Defendant/Appellant. )
)
APPEAL FROM THE SUPERIOR COURT OF PIMA COUNTY
Cause No. DV20120168
Honorable David R. Ostapuk, Judge Pro Tempore
AFFIRMED IN PART; VACATED IN PART
Natasha Wrae Tucson
Attorney for Defendant/Appellant
E C K E R S T R O M, Presiding Judge.
¶1 This appeal concerns an order restricting the right of the appellant, Hector
Acuna, to possess a firearm. The trial court issued this formal order, which was entitled
“Notice to Sheriff of Positive Brady Indicator” (hereafter “Brady notice”), 1 along with an
1
The Brady notice refers to the federal Brady Handgun Violence Prevention Act,
Pub. L. No. 103-159, 107 Stat. 1536 (1993), but the substance of the document relates to
the Violent Crime Control and Law Enforcement Act of 1994, Pub. L. No. 103-322,
order of protection in favor of the appellee, Gina Mahar, after a hearing at which both
parties testified. On appeal, Hector maintains the court erred by entering the Brady
notice without finding a sufficient legal basis to support it. Because we agree the
firearms restriction is either unsupported by the record or legally erroneous, we vacate the
court’s order prohibiting Hector from possessing firearms or ammunition.
Factual and Procedural Background
¶2 We view the evidence in the light most favorable to upholding the trial
court’s ruling. IB Prop. Holdings, LLC v. Rancho Del Mar Apartments Ltd. P’ship, 228
Ariz. 61, ¶ 2, 263 P.3d 69, 71 (App. 2011). Hector and Gina’s marriage, which produced
children, was dissolved by a Pima County Superior Court decree. Hector is a federal
Border Patrol agent and is remarried to Guadalupe Acuna.
¶3 In late January 2012, Gina filed a petition for an order of protection against
Hector—as well as a petition for an injunction prohibiting harassment by Guadalupe—
based on an incident that had occurred earlier that week.2 In the petition against Hector,
Gina alleged she had been involved in a verbal altercation with the Acunas that became
physically violent when Guadalupe punched Gina. The petition further alleged Hector
had committed “custodial interference” during the encounter by refusing to return
physical custody of their eldest daughter to Gina. In the same petition, Gina specifically
§ 110401, 108 Stat. 1796, which amended portions of the Gun Control Act of 1968. See
generally United States v. Sanchez, 639 F.3d 1201, 1203 (9th Cir. 2011); Martin v.
Schroeder, 209 Ariz. 531, ¶ 20, 105 P.3d 577, 582 (App. 2005).
2
Although Guadalupe is not a party to this appeal, her involvement below is
relevant to the factual and procedural background of the case.
2
requested that the trial court prohibit Hector from possessing firearms or ammunition
based on “the risk of harm” he posed.
¶4 At the ex parte hearing on the petitions, the superior court declined to issue
any orders, because a petition to modify child custody was still pending before the court.
The court then transferred the case to a different division and scheduled a hearing for
February 2, 2012.3
¶5 At the February hearing on Gina’s petitions, she testified she and the
Acunas had met outside her apartment complex on the day in question to discuss issues
related to the children. According to Gina, Hector had yelled at her and had “verbally
abus[ed]” her, calling her a “whore who lives on welfare.” Guadalupe then began
pushing Gina. Hector got between the two women in an effort to keep them apart, but
Guadalupe threw a punch over his shoulder that hit Gina in her jaw. Gina did not claim
that Hector had physically assaulted her during the incident. Law enforcement officers
responded to Gina’s call for assistance and cited Guadalupe for assault.
¶6 Gina went to a hospital later that day, and an emergency room report she
introduced at the hearing showed she had suffered a facial contusion. Guadalupe’s punch
also had cracked one of Gina’s teeth. In their testimony, the Acunas agreed that a heated
verbal exchange had occurred in the parking lot and that Hector had come between Gina
and Guadalupe in an effort to separate them. But the Acunas denied Gina had been
struck or insulted in the manner she had described.
3
Judge Frederic J. Dardis presided over the ex parte hearing. Judge David R.
Ostapuk presided over the subsequent hearing and issued the orders relevant to this
appeal.
3
¶7 The trial court, which had been involved in child-custody matters between
Gina and Hector in the past and had reviewed their dissolution file, stated at the hearing
that the parties shared joint legal custody of their children and had agreed to “split
physical custody arrangements.” According to Gina’s testimony, their then sixteen-year-
old daughter had been present at the meeting in the parking lot and was living with Gina
at the time of the incident. Although Gina did not provide any additional details at the
hearing about how the custodial interference had occurred, she restated the claim in her
petition that Hector had refused to return the daughter to Gina, which she believed to be
custodial interference. Hector denied that he had refused to return the daughter. By the
Acunas’ account, the daughter had been crying and trying to get behind the Acunas
because she was scared of Gina and did not want to go back to her, which then had
caused the situation to escalate.
¶8 The parties made no reference to firearms during the hearing. Nevertheless,
at its conclusion, the trial court stated as follows:
[T]he Court finds reasonable cause has been shown
that, absent the issuance of an Order of Protection, domestic
violence may occur and, thus, it is granting the Petition for an
Order of Protection.
....
[The] Court[,] having conducted a hearing at which the
parties are present, [finds] Brady now applies and, thus, the
Court will sign the appropriate Brady notice. . . .
Consequently, the Defendant, Hector, shall not possess,
purchase or receive firearms or ammunition for [the one-year]
period . . . of the Order.
4
¶9 Hector objected to this aspect of the order, pointing out that his
employment required him to carry a firearm. He also stated, “I didn’t do anything to
[Gina]. I didn’t touch her. . . . I just got in between my wife and . . . my ex-wife.” The
trial court refused to modify its order on these grounds, explaining:
This is one of the consequences, unfortunately, of the kind of
conduct that you and Guadalupe were engaged in on
January 22, 2012. . . . You were yelling and creating a
domestic violence situation, and your wife, I believe, the
credible evidence is, reached across you and punched your
ex-wife in the jaw. This is not a good thing for you to have
participated in.
When Guadalupe stated that Hector “didn’t participate,” the court responded, “Lesson
learned.”
¶10 In the order of protection the trial court entered the same day as the hearing,
the court did not restrict Hector’s right to possess firearms. Rather, the court left blank
the portion of the form related to firearms restrictions.4 In the separately filed Brady
notice, however, the court “disqualified” Hector “from purchasing or possessing a
firearm or ammunition” based upon his meeting the criteria set forth in 18 U.S.C.
§ 922(g)(8). Both documents were signed and entered on February 2, 2012. Hector filed
a notice of appeal from the “Order of Protection” on March 1, 2012.
4
The form includes an empty checkmark box next to the following text:
“FIREARMS. Because Defendant poses a credible threat of bodily injury to Plaintiff or
Protected Person(s), Defendant shall not possess, receive, or purchase firearms or
ammunition and shall surrender same within 24 hours of service to: ________.”
5
Jurisdiction
¶11 Despite the curious formal aspects of the trial court’s separate orders, we
conclude we have jurisdiction over the present appeal and may reach the questions
Hector raises relating to the trial court’s firearms prohibition. Normally, an appeal from a
final “judgment,” as it is defined in Rules 54(a) and 58(a), Ariz. R. Civ. P., allows an
appellate court to review “all orders . . . assigned as error” in the proceeding. A.R.S.
§ 12-2102(A); see A.R.S. § 12-120.22(A). Here, the trial court prohibited Hector from
possessing firearms in the course of a protective-order proceeding that was commenced
in the superior court pursuant to A.R.S. § 13-3602(A). Furthermore, the court apparently
issued this order in response to Gina’s specific request. We therefore find the Brady
notice or disqualification order to be encompassed within the “judgment”—that is, the
signed order of protection—which is appealable to this court pursuant to A.R.S. § 12-
2101(A)(1) and Rules 9(A)(2) and 9(B)(2), Ariz. R. Prot. Order P. We additionally
conclude that the orders may be appealed under § 12-2101(A)(5)(b), as orders “[g]ranting
. . . an injunction.” Cf. LaFaro v. Cahill, 203 Ariz. 482, ¶¶ 7-8, 56 P.3d 56, 58-59 (App.
2002) (permitting appeal of injunction against harassment).
¶12 The fact that Hector’s notice of appeal refers only to the “Order of
Protection” rather than the Brady notice is inconsequential. Insofar as the order
prohibiting Hector from possessing firearms was included in the final judgment that is
appealable under § 12-2101(A)(1), no further specificity was required in the notice of
appeal. And assuming arguendo the Brady notice was an order appealable separately
under § 12-2101(A)(5)(b), any defect in the notice would be harmless because it neither
6
misled nor resulted in any prejudice to Gina. See Hill v. City of Phoenix, 193 Ariz. 570,
¶ 10, 975 P.2d 700, 702 (1999) (specifying test for determining sufficiency of notice of
appeal); see also Gutierrez v. Gutierrez, 193 Ariz. 343, ¶ 30, 972 P.2d 676, 683 (App.
1998) (observing notices of appeal liberally construed whenever possible). The Acunas
indicated at the hearing, in Gina’s presence, that they intended to appeal the trial court’s
order because the firearms restriction presented a problem for Hector’s continued
employment. Since then, Gina has filed documents in this court but has raised no
objection either to the notice of appeal or the opening brief. We therefore conclude the
notice is adequate and timely, and our jurisdiction is proper. See A.R.S. § 12-120.21(A).
Discussion
¶13 On appeal, Hector maintains the trial court did not make the necessary
findings to support a restriction of his gun rights under either Arizona law or the Brady
Act. He further contends the court did not follow the procedural rules relating to firearms
restrictions.
¶14 We review a trial court’s order granting an injunction for a clear abuse of
discretion. LaFaro, 203 Ariz. 482, ¶ 10, 56 P.3d at 59. A court abuses its discretion
when it commits an error of law in the process of reaching a discretionary conclusion or
“‘when the record, viewed in the light most favorable to upholding the trial court’s
decision, is devoid of competent evidence to support the decision.’” Hurd v. Hurd, 223
Ariz. 48, ¶ 19, 219 P.3d 258, 262 (App. 2009), quoting State ex rel. Dep’t of Econ. Sec. v.
Burton, 205 Ariz. 27, ¶ 14, 66 P.3d 70, 73 (App. 2003). “[W]e review the application of
7
Arizona and federal law to the facts de novo.” Bell v. Smitty’s Super Valu, Inc., 183 Ariz.
66, 67 n.1, 900 P.2d 15, 16 n.1 (App. 1995).
¶15 In general, a trial court may issue an order of protection if it finds
“reasonable cause” to believe “[t]he defendant may commit an act of domestic violence.”
§ 13-3602(E)(1). A different standard applies, however, when a defendant’s right to
possess firearms under the Second Amendment to the United States Constitution or under
article II, § 26 of the Arizona Constitution is implicated in the proceeding. When a court
issues an order of protection, it may prohibit the possession of firearms “[i]f the court
finds that the defendant is a credible threat to the physical safety of the plaintiff or other
specifically designated persons.” § 13-3602(G)(4).5 Firearms restrictions in the federal
Gun Control Act likewise are triggered by a protective order only if the order “includes a
finding that [the] person represents a credible threat to the physical safety of [the]
intimate partner or child,” 18 U.S.C. § 922(g)(8)(C)(i), or if the order “by its terms
explicitly prohibits the use, attempted use, or threatened use of physical force against
such intimate partner or child that would reasonably be expected to cause bodily injury.”
18 U.S.C. § 922(g)(8)(C)(ii).6
5
The preliminary seizure of firearms by law enforcement officials is addressed
separately by A.R.S. § 13-3601(C) through (F) and may last only six months.
6
A co-parent or former spouse falls within the definition of an “intimate partner”
under federal law. 18 U.S.C. § 921(a)(32). In Arizona, orders of protection are “limited
to parties with specified relationships between them.” Ariz. R. Prot. Order P. 1(B)(2)(d).
But the relationship element is not at issue in this case. See A.R.S. §§ 13-3601(A)(1),
(2), 13-3602(A), (C)(4).
8
¶16 Here, the order of protection concerns only Hector and Gina; no other
family members or protected persons are listed in it. The order is also a general no-
contact order that does not include any explicit prohibition of “the use, attempted use, or
threatened use of physical force” against Gina.7 Id.; see § 13-3602(G)(1) (permitting
court to “[e]njoin the defendant from committing a violation of one or more of the
offenses included in domestic violence”); see also Ariz. R. Prot. Order P. 6(C)(5)(a)
(allowing general no-contact orders). A no-contact order that lacks such a specific
provision does not result in firearms restrictions under § 922(g)(8)(C)(ii). United States
v. Sanchez, 639 F.3d 1201, 1205 (9th Cir. 2011). And there would be no basis for such
an express prohibition here.
¶17 The record is devoid of any evidence that Hector threatened or used force
against Gina. In fact, Gina’s testimony confirms he tried to prevent a physical altercation
even though he yelled at and insulted her during their argument. The record similarly
lacks any evidence that would support a finding Hector presented a “credible threat” to
Gina’s “physical safety” under § 13-3602(G)(4) or § 922(g)(8)(C)(i).8 Accordingly, the
trial court’s order prohibiting the possession of firearms lacked any evidentiary support in
the record.
7
The only exception provided is that Hector and Gina may communicate through
electronic mail or facsimile.
8
Assuming the record provides reasonable cause to believe Hector had engaged in
or would engage in custodial interference, see A.R.S. § 13-1302, which A.R.S. § 13-
3601(A) defines as domestic violence, the record provides no support for the additional
findings concerning physical safety required under subsection (G)(4) of § 13-3602 to
prohibit Hector from possessing firearms.
9
¶18 This dearth of evidence stems, in part, from the trial court’s failure to
follow the procedures set forth in our statutes and rules concerning firearms restrictions
in protective-order proceedings. Before a court may restrict the possession of firearms or
ammunition, Rule 6(C)(5)(d) provides that “[t]he judicial officer shall ask the plaintiff
about the defendant’s use of or access to weapons or firearms.” The purpose of the rule
is explained as follows: “This inquiry shall be made to determine if the defendant poses a
credible threat to the physical safety of the plaintiff or other protected persons.” Id.
Section 13-3602(G)(4) then specifies the mandatory procedures for transferring firearms
if a restriction is imposed: “If the court prohibits the defendant from possessing a
firearm, the court shall also order the defendant to transfer any firearm owned or
possessed by the defendant immediately after service of the order to the appropriate law
enforcement agency for the duration of the order.”
¶19 Here, the trial court did not follow these procedures or issue any transfer
order, although service of the order of protection occurred at the hearing. This suggests
the court overlooked the relevant laws; applied an incorrect legal standard, using the
“reasonable cause” test under § 13-3602(E) rather than the “credible threat” test under §
13-3602(G)(4); or based its decision on the erroneous legal assumption that firearms
restrictions automatically result from an order of protection. See Sanchez, 639 F.3d at
1204-05 (holding federal restrictions of firearms rights not triggered by general no-
contact order). Any one of these legal errors would account for the lack of evidence in
the record supporting the court’s order. But whatever the precise nature of the error here,
10
an abuse of discretion has been established on the record before us. See Hurd, 223 Ariz.
48, ¶ 19, 219 P.3d at 262.9
¶20 Although the trial court’s orders simply may represent an understandable
impulse to err on the side of caution and safety, an order of protection requires a court to
be attentive to the details of the evidence presented and the relationships of the parties.
The statutes and procedural rules concerning orders of protection expressly prohibit
petitions against more than one defendant, see § 13-3602(B)(3), and they require
specificity in both the allegations, see § 13-3602(C)(3), and determinations relating to
domestic violence. See Ariz. R. Prot. Order P. 6(C)(3)(a)(1) (requiring court to consider
“specific acts of domestic violence”). A separate reasonable cause determination is
required for the “plaintiff individually, any children with whom the defendant has a legal
relationship and any other person listed in the petition.” Ariz. R. Prot. Order P.
6(C)(3)(a)(2). Moreover, orders concerning firearms should be based on a court’s
assessment of credible threats of physical harm by the specific person whose rights would
be affected by the order. See § 13-3602(G)(4); Ariz. R. Prot. Order P. 6(C)(5)(d). Our
statutes do not authorize their use to discourage people from yelling or engaging in
“harassment” of the type proscribed by A.R.S. § 12-1809(R). Nor do our statutes
9
Hector also has challenged the trial court’s firearms order on the ground that the
order of protection did not expressly restrain him from harassing, stalking, or threatening
Gina or the children, which would be required by § 922(g)(8)(B) for the federal act to
apply. See Sanchez, 639 F.3d at 1204 (discussing “distinct sub-elements” for “court
order to meet the requirements of § 922(g)(8)”). Because we have resolved the appeal on
other grounds, we need not address this issue.
11
authorize the use of firearms restrictions to provide incentives for positive behavior or to
teach people a “[l]esson” about civilized conduct.
¶21 Despite Gina’s appearance in this court, she has not filed an answering
brief in this appeal. We may treat an appellee’s failure to file a brief as a confession of
reversible error as to any debatable issue. See Cardoso v. Soldo, ___ Ariz. ___, n.1, 277
P.3d 811, 813 n.1 (App. 2012); Guethe v. Truscott, 185 Ariz. 29, 30, 912 P.2d 33, 34
(App. 1995). In light of the legal errors we have found and the lack of evidence
supporting the firearms restrictions here, we exercise our discretion and deem Gina’s
failure to file a responsive brief as a confession that Hector is entitled to the relief he
seeks on appeal.
Disposition
¶22 As a remedy, Hector has requested that we vacate the Brady notice and
restore his constitutional right to possess firearms. He has not otherwise challenged the
order of protection. Accordingly, we vacate all orders restricting Hector’s firearms rights
in this proceeding, including the signed document entitled “Notice to Sheriff of Positive
Brady Indicator.” The remainder of the order of protection is affirmed.
/s/ Peter J. Eckerstrom
PETER J. ECKERSTROM, Presiding Judge
CONCURRING:
/s/ Joseph W. Howard
JOSEPH W. HOWARD, Chief Judge
/s/ J. William Brammer, Jr.
J. WILLIAM BRAMMER, JR., Judge*
*A retired judge of the Arizona Court of Appeals authorized and assigned to sit as a judge on the Court of
Appeals, Division Two, pursuant to Arizona Supreme Court Order filed August 15, 2012.
12