Lowe v. Pima County

FILED BY CLERK
MAR 13 2008
IN THE COURT OF APPEALS COURT OF APPEALS
STATE OF ARIZONA DIVISION TWO
DIVISION TWO
ROBERTA LOWE aka ROBERTA ) 2 CA-CV 2006-0212
SCHUGMANN and LARRY LOWE, wife ) DEPARTMENT A
and husband, )
) OPINION
Plaintiffs/Appellants, )
)
v. )
)
PIMA COUNTY, )
)
Defendant/Appellee. )
)
APPEAL FROM THE SUPERIOR COURT OF PIMA COUNTY
Cause No. C20052465
Honorable John F. Kelly, Judge
AFFIRMED IN PART
REVERSED IN PART AND REMANDED
Law Office of Mark Rubin, P.L.C.
By Mark Rubin Tucson
Attorney for Plaintiffs/Appellants
Barbara LaWall, Pima County Attorney
By Lesley M. Lukach Tucson
Attorneys for Defendant/Appellee
P E L A N D E R, Chief Judge.
¶1 Pursuant to Arizona’s Administrative Review Act, A.R.S. §§ 12-901 through
12-914, plaintiffs/appellants Larry and Roberta Lowe appeal from the superior court’s grant
of summary judgment in favor of defendant/appellee Pima County. In so ruling, the court
effectively affirmed a decision of the Pima County Board of Supervisors, sitting as the
Zoning Enforcement Board of Appeals, and also rejected the Lowes’ request to quiet title
in their favor to certain disputed property based on their claim of adverse possession.
¶2 On appeal, the Lowes maintain the superior court erred in granting summary
judgment and upholding a zoning citation issued against them for having an unpermitted
fence on certain property that, according to the county, the Lowes do not own. They argue
the citation is improper because, contrary to the county’s position that the fence is situated
in a public right-of-way, they own the land the fence is on. Therefore, the Lowes further
argue, the trial court erred in denying their cross-motion for summary judgment on their
quiet-title claim. The Lowes also contend that, having issued a permit for the fence in 1983,
the county should be equitably estopped from now claiming the fence was not properly
permitted and citing them for that violation. For the reasons stated below, we affirm the
superior court’s ruling on the Lowes’ estoppel defense but, finding triable issues of fact
relating to ownership of the land on which the fence sits, reverse the court’s summary
judgment in favor of the county and remand the case for further proceedings.
2
Background
¶3 We view the facts and reasonable inferences in the light most favorable to the
Lowes, against whom summary judgment was entered. See Bothell v. Two Point Acres, Inc.,
192 Ariz. 313, ¶ 2, 965 P.2d 47, 49 (App. 1998). Frank and Elsa Mark once owned all of
the property at issue here. In 1958, they signed and recorded a “Deed of Dedication,” in
which they “CONVEY[ed] unto THE PUBLIC, for road and utility purposes,” a sixty-foot
strip of land (the “disputed property”) running between what is now the Lowes’ parcel and
a parcel to the north. Both parcels, as well as two other adjoining parcels to the east, all
adjoin the disputed property and were owned by the Marks.
¶4 It is undisputed that the Marks subsequently sold all four parcels. The Lowes
purchased their property in 2000. The deed to that parcel described the property as, “The
North half of the West half of the West half of the Southwest quarter of the Northeast
quarter of Section 6, Township 15 South, Range 16 East, Gila and Salt River Base and
Meridian, Pima County, Arizona; EXCEPT the North 30 feet thereof.”
¶5 It is also undisputed that Pima County never expressly accepted the Marks’
dedication of the disputed property. According to a non-party resident in the area, a road
either in or near the disputed property has existed since 1956. That resident averred below
that the county maintained the road from 1971 to 1982, when it posted a “Primitive Road”
sign and discontinued maintenance, and that the road constitutes the only access to the
Lowes’ property. A utility pole is also located on the disputed property.
3
¶6 When the Lowes purchased their property, which is located immediately south
of the disputed property, it included a swimming pool. At that time, the fence in question
had already been in place for at least seventeen years. In 1983, previous owners of the
Lowes’ property obtained a permit from the county to construct the pool, and that permit
referred to an existing fence. When the Lowes bought the property in 2000, they believed
“they owned all of the property within the[] fence, as well as some additional property on
the east side of the fence.”
¶7 In 2004, the Lowes complained to the county about a herd of goats their
neighbor to the north was allegedly keeping too close to the property lines. The neighbor
then filed a complaint with the county, alleging that the Lowes’ fence was actually located
within the disputed property the Marks had dedicated as a public right-of-way. The county
investigated the complaint, determined the fence was located on the disputed property, and
cited the Lowes for constructing and maintaining a fence without a permit, in violation of
Pima County Code §§ 18.01.030(E) and 18.95.030(B)(4).1
1
The record reflects there was some confusion and previous disagreement between the
parties about the alleged zoning code violations for which the Lowes had been cited. In a
September 2004 letter to the Lowes, a county zoning inspector, without citing any zoning
ordinance section, merely referred to a complaint and “alleged violation” concerning a
“FENCE WITHIN A PIMA COUNTY RIGHT OF WAY.” The citation actually issued to
the Lowes, however, referred to “structure (fence) without a permit” and cited the applicable
Pima County Code sections relating to that violation. The parties apparently now agree the
citation was solely based on that alleged violation.
4
¶8 After an administrative hearing, a county enforcement hearing officer entered
a “Judgement” [sic] in favor of the county, finding the Lowes responsible for having violated
Code § 18.01.030(E), ordering them to pay a fine of $750, but suspending the fine for forty-
five days to allow them to move the fence and obtain a permit for it. The hearing officer also
issued a “Special Memorandum” explaining his ruling. He concluded the 1983 permit
covered both the swimming pool and fence, but found the permit application was “deceptive
and flawed, and that th[o]se shortcomings were instrumental in the original issuance of the
permit for the fence by Pima County.” He also stated that he would leave “to other
authorities” the Lowes’ legal argument “that the alleged right-of-way dedication to Pima
County was never, in fact, consummated.”
¶9 The Lowes appealed the hearing officer’s decision to the Pima County Board
of Supervisors, sitting as the Zoning Enforcement Board of Appeals. See A.R.S. § 11-
808(G). The Board upheld the hearing officer’s “decision that the fence was constructed
without a permit and maintained without a valid Zoning Permit.” The Lowes then appealed
to superior court pursuant to A.R.S. §§ 12-904 and 12-905. See also § 11-808(G). In their
complaint, the Lowes alleged in count one that the hearing officer’s decision, as affirmed by
the Board, was “not supported by substantial evidence, is contrary to law, is arbitrary and
capricious and an abuse of . . . discretion.” In count two of their complaint, the Lowes
5
sought a declaratory judgment to quiet title, claiming they had acquired ownership of the
disputed property “as against all others,” including the Marks, by adverse possession.2
¶10 On the parties’ cross-motions for summary judgment, the superior court
granted summary judgment in favor of the county on both counts of the complaint. In
rejecting the Lowes’ equitable estoppel argument, the court found “no inconsistency” in the
county’s position because “[t]here is no evidence that Pima County had knowledge of the
problem with the fence when it issued the permit.” It also rejected the Lowes’ adverse
possession claim, ruling that the public had properly accepted the Marks’ dedication. This
appeal followed.3
2
In their original and amended complaints, the Lowes named as defendants the Estate
of Frank Mark and his widow, Elsa Mark. Before filing their amended complaint, however,
the Lowes learned that both Frank and Elsa Mark had died in the early 1990’s. The Lowes
published the summons and “a statement about how to obtain a copy of the complaint” in
both Pima County and Carver County, Minnesota, where Elsa was last known to have
resided. Neither of the Marks’ estates has appeared in this action. Therefore, default was
entered against them, and the Lowes moved for a default judgment below. The superior
court denied that motion. And ultimately the court denied the Lowes’ motion for summary
judgment and granted the county’s motion, essentially rejecting the Lowes’ quiet-title claim
against the Marks or their estates. The Marks’ estates are not parties to this appeal.
3
Although the Lowes cite generally A.R.S. § 12-120.21(A)(1) as the basis for this
court’s jurisdiction, our jurisdiction is specifically established in A.R.S. § 12-913. See also
City of Phoenix v. 3613 Ltd., 191 Ariz. 58, 60, 952 P.2d 296, 298 (App. 1997). We further
note that, although the superior court did not expressly dispose of the Lowes’ quiet-title
claim against the Marks’ estates in either its summary judgment ruling or judgment, the court
implicitly did so by stating that its prior orders “resolve, fully and completely all claims
brought by [the Lowes] in this matter and, therefore, this Judgment constitutes a final
judgment in this case.”
6
Discussion
I. Ownership of disputed property
¶11 The Lowes maintain the superior court erred by failing to enter a default
judgment in their favor and against the Marks. See n.2, supra. They contend they “own the
disputed property, subject to no claim in favor of Pima County or the public.” According
to the Lowes, the county never properly accepted the Marks’ dedication and thereafter they
adversely possessed the property from the Marks. See A.R.S. § 12-521(A)(1) (“‘Adverse
possession’ means an actual and visible appropriation of the land, commenced and
continued under a claim of right inconsistent with and hostile to the claim of another.”);
A.R.S. § 12-526(A) (adverse possession requires cultivation, use, and enjoyment of property
for ten years); see also Tenney v. Luplow, 103 Ariz. 363, 366-68, 442 P.2d 107, 110-12
(1968); cf. Geronimo Hotel, Inc. v. City of Tucson, 121 Ariz. 446, 448, 591 P.2d 72, 74
(App. 1978) (where city unconstitutionally seized strip of land, “there was no public
roadway immune from adverse possession”).
¶12 We address this question of ownership first because, if the Lowes’
predecessors-in-interest had adversely possessed the disputed property by 1983, the record
suggests the 1983 permit for the fence would be valid, making an estoppel defense
unnecessary.4 See A.R.S. § 12-521(B). And, assuming the Marks’ attempted dedication was
4
We note that the county argued two theories before the hearing officer: (1) that the
1983 permit did not include the fence, and (2) that if it did, the permit was void because it
had been based on erroneous site plans. The hearing officer, however, rejected the county’s
7
not properly accepted, if the property were adversely possessed after the 1983 permit had
been issued, the fence would now be located on the Lowes’ property, not in a public right-
of-way. That, in turn, would cast doubt on, if not render unnecessary, the hearing officer’s
requirement that the Lowes bring the fence into compliance by obtaining a new permit
“showing a revised location of the fence such that it is on [their] property in its entirety” and
by “physically relocat[ing] the fence.”
¶13 In granting summary judgment in favor of the county on the Lowes’
declaratory judgment/quiet-title claim, the superior court stated:
It is undisputed that the Marks subsequently transferred
the property that plaintiffs now own, as well as three other
parcels referenced in the deed, expressly excluding from those
conveyances the property designated in the deed of dedication.
Lot purchasers were entitled to re[]ly on the deed of dedication
to create an easement for ingress and egress to their properties.
The sale of lots after recordation of the deed constitutes
acceptance by the public under the rationale of Pleak v.
Entrada Property Owners Association, 207 Ariz. 418, 87 P.3d
831 (2004).
Thus, the court implicitly ruled that the Lowes could not adversely possess the disputed
property because the public had accepted it. See Bigler v. Graham County, 128 Ariz. 474,
first argument, finding that the 1983 application and permit covered both the swimming pool
and the already-existing fence. The county did not appeal that finding and for purposes of
this appeal concedes that the 1983 permit did “cover the fence.” Thus, the only underlying
basis for the citation appears to be the county’s allegation that the fence is located in a
public right-of-way.
8
476, 626 P.2d 1106, 1108 (App. 1981) (adverse possession generally does not run against
government).5
¶14 The Lowes argue that “[t]he trial court missed the point associated with the
Pleak holding.” They maintain that, “[t]o constitute acceptance of an offer to dedicate, a
conveying document must refer to the dedicatory instrument, whether it be a plat, a survey
or a deed of dedication.” “On appeal from a summary judgment we must determine de novo
whether there are any genuine issues of material fact and whether the trial court erred in its
application of the law.” Williams-Carter v. Maricopa County, 183 Ariz. 338, 340, 903
P.2d 646, 648 (App. 1995). And, again, “we view all facts and reasonable inferences
therefrom in the light most favorable to the party against whom judgment was entered.”
Bothell, 192 Ariz. 313, ¶ 2, 965 P.2d at 49.
¶15 In Pleak, our supreme court addressed the question of “whether Arizona
continues to recognize common law dedications of roadway easements for public use.” 207
Ariz. 418, ¶ 1, 87 P.3d at 833. It concluded that common law dedication had not been
5
On appeal, the parties address the question of whether the Marks’ deed of dedication
was an attempt to convey fee simple title to the county, as the county argues and as the
superior court suggested, or rather, to dedicate the property as an easement for public use
such that fee title remained with the Marks. See Lacer v. Navajo County, 141 Ariz. 396,
402, 687 P.2d 404, 410 (App. 1983) (“The effect of a dedication to public use is that the
public acquires only the use of the property and the fee remains with the dedicator.”); but
see A.R.S. § 33-432(A) (“Every estate in lands granted, conveyed or devised . . . shall be
deemed a fee simple if a lesser estate is not limited by express words or does not appear to
have been granted, conveyed or devised by construction or operation of law.”). We agree
with the superior court, however, that “it is immaterial whether the deed was a dedication
or a conveyance of fee title . . . [because] neither are effective without acceptance.”
9
abrogated by statute and that Arizona still recognizes the doctrine. Id. ¶¶ 19-20. The court
described the doctrine as follows:
An effective dedication of private land to a public use
has two general components—an offer by the owner of land to
dedicate and acceptance by the general public. No particular
words, ceremonies, or form of conveyance is necessary to
dedicate land to public use; anything fully demonstrating the
intent of the donor to dedicate can suffice.
Id. ¶ 21 (citations omitted).
¶16 As in this case, there was no dispute in Pleak that an offer to dedicate existed.
Id. ¶ 22. But the defendants in Pleak argued “that the offer could not be accepted by the
general public in the absence of public use.” Id. ¶ 22. The court disagreed, setting forth
the test for a common law dedication: “Our cases discussing common law dedications of
parks teach that the sale of lots referencing a recorded plat containing the dedication
constitutes an ‘immediate and irrevocable’ dedication.” Id. ¶ 23, quoting County of Yuma
v. Leidendeker, 81 Ariz. 208, 213, 303 P.2d 531, 535 (1956); see also Hunt v. Richardson,
216 Ariz. 114, ¶ 15, 163 P.3d 1064, 1069 (App. 2007) (sufficient acceptance when parties
“purchased their properties with reference to the Survey”).
¶17 In this case it is undisputed that the deeds for the four parcels, including the
Lowes’, do not expressly refer to a recorded plat or to the Marks’ recorded deed of
dedication. The Lowes assert that “[d]edication did not occur here because no property has
ever been sold that refers to the Deed of Dedication,” that “no purchaser of property has
ever had any reason to know about the Deed of Dedication,” and that it is “simply not
10
enough for someone to record a dedicatory instrument and, later, sell some property.” In
contrast, the county argues the superior court properly “found that under the rationale of
Pleak, the recordation of the Deed and the subsequent conveyances excluding the Right of
Way created by the Deed were sufficient to constitute acceptance.”
¶18 We cannot agree with the county or the superior court on this legal issue.
Although the Marks’ deed of dedication was recorded, nothing in the deeds of the
subsequently sold lots refers to it—the Lowes’ deed only excludes “the North 30 feet” from
the description of their property. This is insufficient to meet the Pleak test for acceptance
of a common law dedication. In our view, that is so because the court in Pleak found
effective acceptance by the general public of an offer in a survey to dedicate property for
public use only because subdivision lots “were sold after recordation of the Survey and
. . . the conveyance documents specifically referred to the Survey.” 207 Ariz. 418, ¶ 23, 87
P.3d at 837.
¶19 Pleak, as well as the cases on which it relied, required a sale of property that
referred to the plat dedicating property to the public. See id.; see also Leidendeker, 81
Ariz. at 213, 303 P.2d at 535; Evans v. Blankenship, 4 Ariz. 307, 316, 39 P. 812, 813
(Ariz. Terr. 1895). That requirement ensures that when a subsequent purchaser buys part
or all of the property, he or she will have notice of the public dedication impacting the land.
As the Lowes point out, when a conveying instrument expressly refers to a prior dedication,
“knowledge of the dedication can be imputed to a title holder.”
11
¶20 Here, however, Roberta Lowe averred that “[she] and her husband had no
notice of the Deed of Dedication.” Therefore, the Lowes claim, neither they nor “their
predecessors-in-interest had [any] reason to know about the dedicatory offer, as their chain
of title did not reflect the dedication.” And we agree with the Lowes that, although their
“legal description [of their parcel] excluded the north 30 feet of a piece of property,” that
“provides no notice concerning the ownership or use of the north 30 feet.”
¶21 In other words, simply excluding the north thirty feet from a property
description in a deed does not clearly or necessarily provide notice that that thirty feet had
been dedicated to public use—rather, that strip might simply belong to an adjoining property
owner or might have been retained by the original owners. And, contrary to the county’s
argument that merely recording the deed of dedication was sufficient, we note that a deed
“‘is constructive notice only to those who are bound to search for it.’” Mountain States Tel.
& Tel. Co. v. Kelton, 79 Ariz. 126, 130-31, 285 P.2d 168, 171 (1955), quoting Maul v.
Rider, 59 Pa. 167, 171 (1868); cf. A.R.S. § 33-416. The county has not shown how the
Lowes were bound to search for a recorded deed dedicating property that they were not
purchasing. If the Marks wanted to effectively complete a common law dedication of the
disputed land to the public, they should have expressly referred to the deed of dedication
in the deeds to the parcels they later sold so that buyers would have had notice of the
dedication.
12
¶22 In addition to its acceptance-by-sale argument, however, the county also
argues that, although “use is not necessary to prove acceptance” under Pleak, see 207 Ariz.
418, ¶¶ 24-26, 87 P.3d at 837-38, use “can provide evidence of acceptance by the public.”
We agree, but only because Pleak did not clearly hold otherwise and because in other
contexts Arizona case law suggests public acceptance of a dedication may be established by
use.
¶23 The court in Pleak did express concern about a test that would require
“detailed case-by-case inquiries regarding whether and how the public had used a particular
roadway,” id. ¶ 26, but that concern arose in relation to a requirement to show use and did
not exclude use as a means of acceptance. Id. ¶ 25. The court’s emphasis was on providing
landowners a predictable way to dedicate land to the public through the proper use of
common law dedication. Id. ¶ 26. In other words, although use was not a necessary
prerequisite to acceptance of an offer to dedicate, it apparently could still be sufficient. See
Evans, 4 Ariz. at 316, 39 P. at 813 (“‘Acceptance may be presumed if the gift is beneficial,
and use[] is evidence that it is beneficial.’”), quoting Abbott v. Cottage City, 10 N.E. 325,
329 (Mass. 1887); see also Allied Am. Inv. Co. v. Pettit, 65 Ariz. 283, 290, 179 P.2d 437,
441 (1947) (“The use by the purchasers of lots and the general public constituted a
sufficient acceptance.”); Restatement (Third) of Property: Servitudes § 2.18 cmt. d (2000)
(“Although acceptance is generally required to complete a dedication, since use by the
general public is sufficient under some circumstances to constitute an acceptance, dedication
13
may take place without the participation of any governmental body or other identified party
other than the dedicator.”); id. § 2.18 cmt. e (“Acceptance may be effected by formal act of
a governmental body, by public use of the designated areas, or by acts of maintenance or
control by a governmental unit.”).
¶24 Nonetheless, the Lowes argue the court in Pleak “sent a clear message, to wit:
while lack of use cannot overcome a properly accepted dedication, neither can use suffice
when an offer to dedicate has not been accepted by means of a recorded instrument that
references the offer.” If Pleak contains any such message, however, we cannot say it is
“clear.” For example, the court in Pleak cited with approval both Evans and Allied
American Investment Co., albeit for different propositions, but without rejecting their
aforementioned statements, see ¶ 23, supra, on the subject of acceptance by use. See Pleak,
207 Ariz. 418, ¶¶ 8, 20, 23, 87 P.3d at 834, 837.
¶25 In addition, the court in Pleak distinguished two other cases because “neither
. . . actually held that use by the general public—as opposed to mere sale of lots pursuant
to a recorded survey or plat—is a prerequisite to acceptance of a common law roadway
easement dedication.” Id. ¶ 25, citing Drane v. Avery, 72 Ariz. 100, 102-03, 231 P.2d 444,
445-46 (1951), and Edwards v. Sheets, 66 Ariz. 213, 215-18, 185 P.2d 1001, 1002-04
(1947). Noting that “[t]he sufficiency of the acceptance simply was not an issue in either
case,” id. ¶ 25, the court in Pleak concluded neither Drane nor Edwards authoritatively
“requir[ed] actual use by the general public before [a] road is effectively dedicated to public
14
use.” Id. ¶ 24. But, again, the county merely argues here that public use may be sufficient,
though not required, to establish acceptance of a dedication.
¶26 Significantly, the court in Pleak did not address, let alone reject, the following,
broad statement in Drane:
It is well settled in this jurisdiction that the making and
recordation in the county recorder’s office of a city addition
plat, showing lots, blocks, dimensions thereof and width of all
streets coupled with sales or [sic] lots therein, constitutes a
“dedication” of such streets, and use thereof by purchasers of
lots and the general public constitutes sufficient acceptance
of the dedication, by which fee in the dedicated property passes
to the county in trust for the public and the described uses.
72 Ariz. at 102, 231 P.2d at 445 (emphasis added). Moreover, the court in Pleak cited the
Restatement (Third) of Property: Servitudes § 2.18. 207 Ariz. 418, ¶ 21, 87 P.3d at 837.
And, as noted above, the comments to that Restatement section clearly recognize that
“[a]cceptance may be effected . . . by public use of the designated areas.” Restatement
(Third) of Property: Servitudes § 2.18, cmt. e. “We are not allowed to anticipate how the
[Arizona] Supreme Court may rule in the future.” State v. Keith, 211 Ariz. 436, ¶ 3, 122
P.3d 229, 230 (App. 2005). If the court in Pleak intended to render public use insufficient
and irrelevant for acceptance of a dedication, it obviously could have so stated but did not.
¶27 Although acceptance may be established by use, in this case disputes of fact
remain as to whether the property covered by the Marks’ deed of dedication has actually
been used in such a way as to constitute an acceptance by the general public. Both parties
moved for summary judgment below and do not argue on appeal that triable issues of fact
15
exist. But, “[a]s a general rule if both parties file opposing motions for summary judgment,
the court is not constrained to grant either motion if a genuine issue of material fact exists.”
Phoenix Control Sys., Inc. v. Ins. Co. of N. Am., 161 Ariz. 420, 424, 778 P.2d 1316, 1320
(App. 1989), reversed on other grounds, 165 Ariz. 31, 796 P.2d 463 (1990). “And, ‘[e]ven
when the facts are undisputed, summary disposition is unwarranted if different inferences
may be drawn from those facts.’” Mitchell v. Gamble, 207 Ariz. 364, ¶ 8, 86 P.3d 944, 948
(App. 2004), quoting Santiago v. Phoenix Newspapers, Inc., 164 Ariz. 505, 508, 794 P.2d
138, 141 (1990) (alteration in Mitchell).
¶28 The county maintains that the property deeded by the Marks was being used
as a road at the time of dedication and also has been used for utility purposes. It relies on
an affidavit of a long-time resident of the area who averred that, “[s]ince 1956[,] the road
has been in the same location as it exists today and in continuous use without interruption.”
We also note the record contains two drawings that purportedly show the disputed area. It
is unclear from those documents, however, whether a road, denominated on the drawings
as “Camino del Desierto,” actually continues into the disputed area. An aerial photograph
of the area also shows a roadway, labeled “E. Camino del Desierto,” within what appears
to be the disputed property based on the property lines depicted on the photograph. But a
private surveyor stated in a letter that the “aerial photo/parcel overlay is not rectified to the
true location of the property lines and has caused some confusion over the physical location
of the road.” He also stated that “the physical, graded right-of-way lies within the boundary
16
of [the] property” owned by the neighbors to the north of the Lowes’ parcel. And Roberta
Lowe averred “in no location is [the existing road] located within the property described in
the Deed [of Dedication].”
¶29 The county also points to Roberta’s averment that there is one utility pole
located on the disputed property, as well as three poles on the Lowes’ property. As the
Lowes argue, however, there is no evidence in the record to explain “the circumstances
surrounding the existence of the solitary pole” or to show that it was in fact installed as part
of a public use. Inasmuch as both parties moved for summary judgment below, we must
view the facts and reasonable inferences therefrom in the light most favorable to the party
opposing the other’s motion. See Bothell, 192 Ariz. 313, ¶ 2, 965 P.2d at 49. So viewed,
the record reflects questions of fact on whether there has been any general public use of the
property actually described in the Marks’ deed of dedication, making summary judgment
inappropriate for either party on count two of the Lowes’ complaint.6
II. Estoppel
¶30 The Lowes also maintain the superior court erred in granting summary
judgment in favor of the county because the county should be estopped from “enforc[ing]
. . . its zoning ordinance” against them. They argue that “[e]stoppel provides a defense to
enforcement of Pima County’s zoning ordinance” in this case and that the hearing officer,
6
In view of our conclusion and remand of the case for further proceedings, we do not
address the Lowes’ contention that they established all required elements for adverse
possession of the disputed property.
17
Board of Supervisors, and superior court erred in finding otherwise. We address this issue
because it will likely recur on remand if the trier of fact determines the general public has
accepted the disputed property by use. See Girouard v. Skyline Steel, Inc., 215 Ariz. 126,
¶ 9, 158 P.3d 255, 258 (App. 2007) (addressing issue likely to recur on remand).
¶31 As noted above, the Lowes filed this action (count one) pursuant to the
Administrative Review Act. See A.R.S. §§ 12-901 through 12-914. “Under [that] Act, the
superior court decides only whether an administrative action was illegal, arbitrary,
capricious, or an abuse of discretion.” Brodsky v. Phoenix Police Dep’t Ret. Sys. Bd., 183
Ariz. 92, 94-95, 900 P.2d 1228,1230-31 (App. 1995); see also A.R.S. § 12-910(E). This
court, in turn, “reviews the superior court judgment to determine whether the record
contains evidence to support the judgment and, in doing so, reaches the underlying issues
of whether the administrative action was illegal, arbitrary, capricious, or involved an abuse
of discretion.” Brodsky, 183 Ariz. at 95, 900 P.2d at 1231; see also McMurren v. JMC
Builders, Inc., 204 Ariz. 345, ¶ 7, 63 P.3d 1082, 1085 (App. 2003).
¶32 The superior court ruled the hearing officer and Board of Supervisors had
properly found that the permit issued for the fence was void and had correctly decided that
the county was not estopped from enforcing the zoning code and citing the Lowes for the
fence violation. Because an abuse of discretion occurs “[w]here there has been an error of
law committed in the process of reaching the discretionary conclusion,” we must consider
whether the administrative bodies correctly applied the law in voiding the permit and in
18
either refusing to address or barring the Lowes’ estoppel defense. Grant v. Ariz. Pub. Serv.
Co., 133 Ariz. 434, 455-56, 652 P.2d 507, 528-29 (1982); cf. Flying Diamond Airpark,
LLC v. Meienberg, 215 Ariz. 44, ¶ 27, 156 P.3d 1149, 1155 (App. 2007) (trial court’s
decision not to apply estoppel reviewed for abuse of discretion).
¶33 Relying on Valencia Energy Co. v. Arizona Department of Revenue, 191
Ariz. 565, 959 P.2d 1256 (1998), the Lowes contend that estoppel may be applied against
governmental agencies and should have been applied here. In Valencia, our supreme court
outlined the circumstances in which estoppel may be applied against the government. The
court stated: “The three elements of equitable estoppel are traditionally stated as: (1) the
party to be estopped commits acts inconsistent with a position it later adopts; (2) reliance
by the other party; and (3) injury to the latter resulting from the former’s repudiation of its
prior conduct.” Id. ¶ 35; see also Pingitore v. Town of Cave Creek, 194 Ariz. 261, ¶ 24,
981 P.2d 129, 133 (App. 1998). The court in Valencia further stated “all these
requirements are conditioned by the general rule that estoppel may apply against the state
only when the public interest will not be unduly damaged and when its application will not
substantially and adversely affect the exercise of governmental powers.” 191 Ariz. 565,
¶ 40, 959 P.2d at 1269; see also Freightways, Inc. v. Ariz. Corp. Comm’n, 129 Ariz. 245,
248, 630 P.2d 541, 544 (1981).
¶34 Because equitable estoppel is an affirmative defense, the Lowes bore the
burden of proving its elements. See Knight v. Rice, 83 Ariz. 379, 381, 321 P.2d 1037, 1038
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(1958). The Lowes argue all three elements discussed in Valencia are met in this case.
They contend the county’s “issuance of the citation in 2004 is an act inconsistent with the
issuance of the permit for the fence in 1983”; their “reliance on the validity of Pima
County’s act was justified”; and they “have been injured by Pima County’s repudiation of
its prior action after more than 20 year[s].” The superior court, however, ruled that the first
element of the estoppel test was not met because “[t]here is no inconsistency” between the
county’s grant of the permit in 1983 and the current citation. That is so, the court stated,
because “[t]here is no evidence that Pima County had knowledge of the problem with the
fence when it issued the permit.”
¶35 Although the superior court did not expressly cite Freightways in its ruling,
it apparently accepted the county’s argument, quoting that case, that “[t]he party to be
estopped must know the facts.” 129 Ariz. at 247, 630 P.2d at 543, quoting United States
v. Georgia-Pacific Co., 421 F.2d 92, 96 (9th Cir. 1970). The Lowes acknowledge “[t]he
Freightways opinion notes the fact that the [Arizona Corporation Commission] knew about
its error” and included a four-element estoppel test, including a requirement that the party
to be estopped knew the material facts. See id. But they argue that Valencia, decided after
Freightways, “includes no requirement that the governmental body know it has erred, when
it errs, for purposes of estopping later governmental action.” Because the inconsistent-act
element of equitable estoppel does not require a showing that the government knew “of the
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error associated with its original act,” the Lowes argue, “[t]he [superior] court’s position is
inconsistent with Arizona law.”
¶36 In Valencia, our supreme court noted the “four-prong standard” employed in
Freightways, “was not expressly adopted in Freightways.” Valencia, 191 Ariz. 565, n.16,
959 P.2d 1256, 1268 n.16. The court went on to state, however, that “[m]ore important,
the test cited in Freightways is, in substance, no different than the three-prong test
traditionally applied in Arizona.” Id. Thus, Arizona law is not entirely clear on whether
the government’s knowledge of the facts relating to its prior act is required before the
government may be estopped from later adopting an inconsistent position. Nonetheless, we
have no difficulty concluding in this case that neither the administrative bodies nor the
superior court abused their discretion in refusing to apply equitable estoppel against the
county under the circumstances presented here.
¶37 As noted above, the hearing officer found “that the plot plan submitted in
conjunction with the permit application . . . [wa]s deceptive and flawed, and that th[o]se
shortcomings were instrumental in the original issuance of the permit for the fence by Pima
County” in 1983. The Board of Supervisors affirmed that ruling. The record contains
evidence to support that finding, including the permit itself and Roberta’s own averment that
the fence is located thirty feet north of the Lowes’ actual property line. See Brodsky, 183
Ariz. at 94-95, 900 P.2d at1230-31. Likewise, nothing in the record shows the county in
fact knew of any factual errors in the 1983 permit and permit application. Because the
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county was unaware in 1983 of the true location of the fence in relation to the property line
of the Lowes’ predecessor-in-interest and the alleged right-of-way, and in view of the
“deceptive and flawed” application on which the 1983 permit was based, we find no error
in the rejection of the Lowes’ equitable estoppel defense below.7 See City of Chicago v.
Roppolo, 447 N.E.2d 870, 879-80 (Ill. App. Ct. 1983) (prior issuance of permit did not
estop city from suing property owner when application contained misleading information
and “permit was issued by virtue of an incorrect street address being placed on the
application”).
¶38 The Lowes also argue that “other acts, prior to the issuance of the citation,
have been inconsistent with citing and prosecuting” the Lowes. Specifically, they point to
Roberta’s contacts with “the EIM/Mapping and Records Section Manager for Pima County’s
Department of Transportation and Flood Control District.” Roberta averred that the county
7
In challenging the Lowes’ estoppel claim, the county also relies on Rivera v. City
of Phoenix, 186 Ariz. 600, 925 P.2d 741 (App. 1996), apparently for the proposition that
because “[t]he 1983 permit application did not accurately show the property line[,] . . . the
permit is therefore void.” See also Eltoron, Inc. v. Zoning Hearing Bd., 729 A.2d 149, 154
(Pa. Commw. Ct. 1999) (“[A] building permit issued under a mistake of fact confers no
vested right or privilege and may be revoked at any time.”). Although Rivera would support
an argument that the Lowes had no vested property rights in the permit if it were invalid, we
disagree with the county’s misapplication of portions of Rivera addressing vested property
rights in the estoppel context. See City of Tucson v. Whiteco Metrocom, Inc., 194 Ariz.
390, ¶ 21, 983 P.2d 759, 765 (App. 1999) (“Although Whiteco could not obtain vested
property rights if the permits authorized construction of the billboards in violation of
then-existing . . . regulations, this would not prohibit the trial court from estopping the City
from asserting that the permits were issued in violation of then-existing . . . regulations.”)
(citation omitted). Because of our resolution of the estoppel issue, however, we need not
address in detail the parties’ arguments on this point.
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employee told her “the road between the two properties was located in the same location
depicted on aerial maps posted on the transportation department’s website.” The employee
also sent Roberta an electronic mail (“e-mail”) message in which she stated “the County
ha[d] no real interest in the area [or the Lowes’ dispute with their neighbor] since it is not
a County maintained road.”
¶39 To meet the requirement for an inconsistent act, an action by the government
must “bear some considerable degree of formalism.” Valencia, 191 Ariz. 565, ¶ 36, 959
P.2d at 1268; see also John C. Lincoln Hosp. & Health Corp. v. Maricopa County, 208
Ariz. 532, ¶ 11, 96 P.3d 530, 535 (App. 2004). The action must also “be taken by or have
the approval of a person authorized to act in the area.” Luther Constr. Co. v. Ariz. Dep’t
of Revenue, 205 Ariz. 602, ¶ 14, 74 P.3d 276, 279 (App. 2003). “It is rare that satisfactory
evidence of an absolute, unequivocal, and formal state action will be found unless it is in
writing.” Valencia, 191 Ariz. 565, ¶ 36, 959 P.2d at 1268; see also Pingitore, 194 Ariz.
261, ¶ 25, 981 P.2d at 133. Here, the county employee’s statements to Roberta were either
made orally or in a rather casually worded e-mail. And, nothing in the record shows that
the employee had any authority to speak for the county in a zoning matter. Thus, these
other actions to which the Lowes point lacked the formality required to constitute an
inconsistent act by the county. See Valencia, 191 Ariz. 565, ¶ 36, 959 P.2d at 1268.
¶40 In sum, based on this record, we agree with the administrative bodies and the
superior court that the Lowes’ estoppel defense against the county is not viable here.
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Therefore, the court properly granted summary judgment in favor of the county on that issue.
Disposition
¶41 We affirm the superior court’s grant of partial summary judgment in favor of
the county and against the Lowes on their equitable estoppel defense. But the court’s
judgment rejecting as a matter of law the Lowes’ claim in count two to ownership of the
disputed property is reversed, and this case is remanded for further proceedings consistent
with this decision. Because the propriety of the administrative orders against the Lowes
might hinge on resolution of those ownership-related issues, we also must reverse the court’s
grant of summary judgment in favor of the county on count one of the Lowes’ complaint.
¶42 The Lowes have requested an award of attorney fees on appeal pursuant to
A.R.S. §§ 12-348(A)(2) and 12-1103. In Arizona, absent an agreement, attorney fees may
be awarded only when expressly and specifically authorized by statute. See Sellinger v.
Freeway Mobile Home Sales, Inc., 110 Ariz. 573, 577, 521 P.2d 1119, 1123 (1974);
Camelback Plaza Dev., L.C. v. Hard Rock Café Int’l (Phoenix), Inc., 200 Ariz. 206, ¶ 10,
25 P.3d 8, 11 (App. 2001). Neither statute cited by the Lowes is applicable here.
¶43 Section 12-348(A)(2), A.R.S., only provides for an award of fees against the
state, not the county. In fact, subsection (A)(1) of that statute provides for an award of
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attorney fees in “[a] civil action brought by the state or a city, town or county against the
party.” But subsection (A)(2), which separately covers a different type of case in which fees
are recoverable, provides for an award only in “court proceeding[s] to review a state agency
decision.” § 12-348(A)(2) (emphasis added). See Bigelsen v. Bd. of Med. Exam’rs, 175
Ariz. 86, 91, 853 P.2d 1133, 1138 (App. 1993) (when statute uses specific phrase in some
sections but not in others, court cannot read that phrase into section from which it was
excluded). Likewise, even assuming it otherwise applied here, the Lowes are not entitled
to fees under § 12-1103 inasmuch as the ownership question has yet to be resolved. Cf.
Andrews v. Blake, 205 Ariz. 236, ¶ 55, 69 P.3d 7, 22 (2003) (no award of fees under A.R.S.
§ 12-341.01 when successful party could not yet be determined).
____________________________________
JOHN PELANDER, Chief Judge
CONCURRING:
____________________________________
JOSEPH W. HOWARD, Presiding Judge
____________________________________
J. WILLIAM BRAMMER, JR., Judge
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