In re Ark. Sup. Ct. R. 4-7

Cite as 2017 Ark. 179
SUPREME COURT OF ARKANSAS
IN RE AMENDMENT TO RULE 4-7 Opinion Delivered May 11, 2017
OF THE RULES OF THE SUPREME
COURT AND COURT OF APPEALS
OF THE STATE OF ARKANSAS
PER CURIAM
We hereby amend and republish Rule 4-7 of the Rules of the Supreme Court and
Court of Appeals of the State of Arkansas as set out below. The amendments are effective
immediately. At the end of this order, the changes are set out in “line-in, line-out fashion”
(new material is underlined; deleted material is lined-through).
Rule 4-7. Briefs in Postconviction and Certain Civil Appeals Where Appellant
is Incarcerated and Proceeding Pro Se
(a) Applicability. This rule shall govern pro se briefs filed by incarcerated persons in appeals
of Rule 37.1 postconviction orders and civil appeals from the denial of relief with regard to
petitions for writs of habeas corpus, declaratory judgment, mandamus, and other petitions
pertaining to the appellant’s conviction of a criminal offense and/or incarceration. Except
for the provisions contained in this rule, briefs filed by pro se parties shall otherwise comply
with the Rules of the Supreme Court and Court of Appeals. Substantial compliance with
this rule shall be sufficient.
(b) Style of briefs.
(1) Briefs - Size - Paper - Type. A pro se brief may be handwritten, typed or produced
with computer or word processing equipment. A handwritten brief shall be clearly
legible, shall not exceed 30 lines per page and 15 words per line with left-hand and
right-hand margins of at least 1½ inches and upper and lower margins of at least 2
inches. Briefs shall be of uniform size on 8½ x 11 inch paper and firmly bound on
the left hand margin by staples or other binding devices. Typed briefs shall be
double-spaced, except for quoted material, which may be single-spaced and
indented. Footnotes, except quotations therein, shall be double-spaced. Use of
footnotes is not encouraged, and should be used sparingly. Carbon copies are not
Cite as 2017 Ark. 179
acceptable, but copies produced by offset printing, positive photocopy, or other dry
photo duplicating process which produces a clearly legible black-on-white
reproduction may be used. Each page in the brief should be numbered sequentially
with Page 1 being the first page of the argument. The brief need not be signed by
the appellant.
(2) Length of argument. Unless leave of the Court is first obtained, the argument
portion of a brief shall not exceed 30 double-spaced pages including the conclusion,
if any. The appellant’s reply brief shall not exceed 15 double-spaced pages and shall
not include any supplemental Addendum unless permitted by the Court upon
motion. Motions for an expansion of the page limit must set forth the reason or
reasons for the request. The motion must specify the number of additional pages
requested.
(3) Affidavit. If the pro se appellant received assistance in the preparation of the
content of a brief, the brief shall also be accompanied by a notarized affidavit that the
appellant has prepared it without the paid assistance of any other prison inmate.
(c) Contents of briefs.
(1) Contents. The contents of the brief shall be in the following order:
(A) Argument. The appellant shall state each issue to be argued and then set
out the argument in support of that issue. All citations of decisions of any
court must state the name of the case and the volume number and page
number where the case may be found.
(B) Addendum. The appellant’s brief shall contain an Addendum, which
consists of photocopies of documents from the record. The Addendum shall
include true and legible photocopies of at least the original pleading, order
from which the appeal is taken, and the notice of appeal. The appellee may
prepare a supplemental Addendum if material on which the appellant relies is
not in the appellant's Addendum. Only documents that are part of the record
lodged in the appeal may be included in the Addendum.
(2) Cover for briefs. On the cover of the brief there should appear the docket number
and name of the case, the name of the court from which the appeal is taken, the title
of the brief--Brief for Appellant, and the name of the appellant.
(3) Insufficiency of appellant’s Addendum. Motions to dismiss the appeal for
insufficiency of the appellant’s Addendum will not be recognized. Deficiencies in
the appellant’s Addendum will ordinarily come to the Court’s attention and be
handled in one of three ways as follows:
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(A) If the appellee considers the appellant’s Addendum to be defective, the appellee’s
brief should call the deficiencies to the Court's attention and may, at the appellee’s
option, contain a supplemental Addendum.
(B) If the case has not yet been submitted to the Court for decision, an appellant may
file a motion to supplement the Addendum and for leave to file a substituted brief.
Subject to the Court’s discretion, the Court may grant such a motion and allow the
appellant 30 days within which to file the substituted brief. If the appellee has already
filed its brief, upon the filing of appellant’s substituted brief, the appellee will be
afforded an opportunity to file a substituted brief within 15 days.
(C) Whether the appellee has called attention to deficiencies in the Addendum, the
Court may address the question at any time. If the Court finds the Addendum to be
deficient such that the Court cannot reach the merits of the case, or such as to cause
an unreasonable or unjust delay in the disposition of the appeal, the Court will notify
the appellant that he or she will be afforded an opportunity to cure any deficiencies,
and has 30 days within which to file a substituted brief. Upon the filing of such a
substituted brief by the appellant, the appellee will be afforded an opportunity to file
a substituted brief within fifteen days. If after the opportunity to cure the
deficiencies, the appellant fails to file a complying brief within the prescribed time,
the circuit court’s order may be affirmed for noncompliance with the Rule.
(4) Non-compliance. Briefs not in substantial compliance with this Rule shall not be
accepted for filing by the Clerk. When a party submits a brief on time that does not
substantially comply with these Rules, the Clerk shall mark the brief “tendered,”
grant the party a 14-day compliance extension, and return the brief to the party for
correction. If the party resubmits a compliant brief within fourteen calendar days,
then the Clerk shall accept that brief for filing on the date it is received.
(d) Number of briefs and time for filing.
(1) Briefs in chief. The appellant shall have 40 days from the date the record is lodged
to file eight copies of the brief with the Clerk.
(2) Appellee’s brief. The appellee shall have 30 days from the filing of the appellant’s
brief to file its brief with the Clerk and serve a copy on the appellant by mail.
(3) Reply brief. The appellant shall have 15 days from the date that the appellee’s brief
is filed to file eight copies of the reply brief.
(4) Continuances and extensions of time. The Clerk or a deputy clerk may extend the
due-date of any brief by 7 calendar days upon oral or letter request. If such an
extension is granted, no further extension shall be granted except by the Court upon
a written motion showing good cause.
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Rule 4-7 Briefs in Postconviction and Certain Civil Appeals Where Appellant is
Incarcerated and Proceeding Pro Se
(a) Applicability. This rule shall govern pro se briefs filed by incarcerated persons in
appeals of Rule 37.1 postconviction orders relief proceedings and civil appeals from
the denial of relief with regard to petitions for writs of habeas corpus, declaratory
judgment, mandamus, and other petitions pertaining to the appellant’s conviction of
a criminal offense and/or incarceration. Except for the provisions contained in this
rule, briefs filed by pro se parties shall otherwise comply with the Rules of the
Supreme Court and Court of Appeals. Substantial compliance with this rule shall be
sufficient.
(b) Style of briefs.
(1) Briefs - Size - Paper - Type. A pro se brief may be handwritten, typed or produced
with computer or word processing equipment. A handwritten brief shall be clearly
legible, shall not exceed 30thirty lines per page and 15 fifteen words per line with
left-hand and right-hand margins of at least 1½ one and one-half inches and upper
and lower margins of at least two 2 inches. Briefs shall be of uniform size on 8 ½” x
11” inch paper and firmly bound on the left hand margin by staples or other binding
devices. If staples are used, they should be covered by tape. Typed briefs shall be
double-spaced, except for quoted material, which may be single-spaced and
indented. Footnotes lines, except quotations therein, shall be double-spaced. Use
of footnotes is not encouraged, and should be used sparingly. Carbon copies are not
acceptable, but copies produced by offset printing, positive photocopy, or other dry
photo duplicating process which produces a clearly legible black-on-white
reproduction may be used. Each page in the brief should be numbered sequentially
with Page 1 being the first page of the abstract argument. The brief need not be
signed by the appellant.
(2) Length of argument. Unless leave of the Court is first obtained, the argument
portion of a brief shall not exceed 30 double-spaced pages including the conclusion,
if any. The appellant's reply brief shall not exceed 15 double-spaced pages and shall
not include any supplemental abstract or Addendum unless permitted by the Court
upon motion. Motions for an expansion of the page limit must set forth the reason
or reasons for the request and must state that a good faith effort to comply with this
Rule has been made. The motion must specify the number of additional pages
requested.
(3) Affidavit. If the pro se appellant received assistance in the preparation of the
content of a brief, the brief shall also be accompanied by a notarized affidavit that the
appellant has prepared it without the paid assistance of any other prison inmate.
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(c) Contents of briefs.
(1) Contents. The contents of the brief shall be in the following order:
(A) Abstract. The abstract is a summary of the testimony of the witnesses and
other statements of the judge and attorneys contained in the transcript that are
important to the understanding of the issues raised in the argument portion of the
brief. Pleadings and documentary evidence should not be abstracted but should be
included in the Addendum. It is the duty of the appellant to abstract such parts of
the transcript, but only such parts, as are material to the points to be argued in the
appellant's brief. The appellant in the abstract must summarize any testimony of
witnesses, discussion between the judge and any person needed for an understanding
of the issues. If parts of a prior trial or proceeding are important to the understanding
of an issue, those parts of the transcript of that trial or proceeding must be included
in the abstract. (E.g. an appellant arguing in a Rule 37.1 appeal that his attorney
failed to make an objection at trial must abstract the part of the transcript where that
occurred.) The appellee may prepare a supplemental abstract if material on which
the appellee relies is not in the appellant's abstract.
(A) Argument. The appellant shall state each issue to be argued and then set out the
argument in support of that issue. If an argument refers to a particular place in the
record, the page number for that place in the record shall be provided. All citations
of decisions of any court must state the name of the case and the volume number
book and page number where the case may be found. Reference in the argument
portion of the brief to material found in the abstract and Addendum shall be followed
by a reference to the page number on which the material can be found in the brief.
(BC) Addendum. The appellant's brief shall contain an Addendum, which consists of
photocopies of documents from the record. It is the duty of the appellant to include
in the Addendum such parts of the record, but only such parts, as are material to the
points to be argued in the appellant's brief. The Addendum shall include true and
legible photocopies of at least the original pleading, order from which the appeal is
taken, and the notice of appeal. The Addendum shall also include any other relevant
pleadings, jury instructions, documents, or exhibits essential to an understanding of
the case. If parts of a prior trial or proceeding are important to the understanding of
an issue, those parts of the record of that trial or proceeding must be included in the
Addendum. (E.g. an appellant arguing in a Rule 37.1 appeal that his attorney allowed
an improper jury instruction at trial must include the jury instruction at issue in the
Addendum.) The appellee may prepare a supplemental Addendum if material on
which the appellee relies is not in the appellant's Addendum. Only documents that
are part of the trial circuit court record may be included in the Addendum.
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(2) Cover for briefs. On the cover of the brief there should appear the docket number
and name of the case, the name of the court from which the appeal is taken, the title
of the brief-- (e.g., "Brief for Appellant"), and the name of the appellant.
(3) Insufficiency of appellant's abstract or Addendum. Motions to dismiss the appeal for
insufficiency of the appellant's abstract or Addendum will not be recognized.
Deficiencies in the appellant's abstract or Addendum will ordinarily come to the
Court's attention and be handled in one of three ways as follows:
(A) If the appellee considers the appellant's abstract or Addendum to be defective,
the appellee's brief should call the deficiencies to the Court's attention and may, at
the appellee's option, contain a supplemental abstract or Addendum.
(B) If the case has not yet been submitted to the Court for decision, an appellant may
file a motion to supplement the abstract or Addendum and file a substituted brief.
Subject to the Court's discretion, the Court will routinely may grant such a motion
and allow give the appellant 30thirty days within which to file the substituted
abstract, Addendum, and brief. If the appellee has already filed its brief, upon the
filing of appellant's substituted abstract, Addendum, and brief, the appellee will be
afforded an opportunity to revise or supplement its file a substituted brief within 15
days.
(C) Whether or not the appellee has called attention to deficiencies in the appellant's
abstract or Addendum, the Court may address the question at any time. If the Court
finds the abstract or Addendum to be deficient such that the Court cannot reach the
merits of the case, or such as to cause an unreasonable or unjust delay in the
disposition of the appeal, the Court will notify the appellant that he or she will be
afforded an opportunity to cure any deficiencies, and has 30 fifteen days within which
to file a substituted abstract, Addendum, and brief. Mere modifications of the original
brief by the appellant will not be accepted by the Clerk. Upon the filing of such a
substituted brief by the appellant, the appellee will be afforded an opportunity to
revise or supplement its file a substituted brief within 15 days. If after the opportunity
to cure the deficiencies, the appellant fails to file a complying abstract, Addendum
and brief within the prescribed time, the trial circuit court’s order may be affirmed
for noncompliance with the Rule.
(4) Non-compliance. Briefs not in substantial compliance with this Rule shall not be
accepted for filing by the Clerk. When a party submits a brief on time that does not
substantially complyies with these Rules, the Clerk shall mark the brief “tendered,”,
grant the party a 14 fourteen-day compliance extension, and return the brief to the
party for correction. If the party resubmits a compliant brief within 14fourteen
calendar days, then the Clerk shall accept that brief for filing on the date it is received.
(d) Number of briefs and time for filing.
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(1) Briefs in chief. The appellant shall have 40 days from the date the transcript record
is lodged to file 8 copies of the brief with the Clerk.
(2) Appellee's brief. The appellee shall have 30 days from the filing of the appellant's
brief to file its brief with the Clerk and serve a copy on the appellant.
(3) Reply brief. The appellant shall have 15 days from the date that the appellee's brief
is filed to file 8 copies of the reply brief.
(4) Continuances and extensions of time. The Clerk or a deputy clerk may extend the
due date of any brief by 7seven (7) calendar days upon oral or letter request. If such
an extension is granted, no further extension shall be granted except by the Court
upon a written motion showing good cause.
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