Judges: MIKE BEEBE, Attorney General
Filed Date: 4/21/2006
Status: Precedential
Modified Date: 7/5/2016
Dr. Leslie Wyatt, President Arkansas State University Post Office Box 10 State University, Arkansas 72467-0010
Dear Dr. Wyatt:
I am writing in response to your request for an opinion on two questions regarding the "Chancellor Search Advisory Committee" at Arkansas State University ("ASU"). You inquire whether meetings of this Committee are "subject to the open meetings requirement of the Arkansas Freedom of Information Act" ("FOIA") and whether "documents held by members of the Chancellor Search Advisory Committee fall within the definition of public records as set out in A.C.A. §
1. Is the Chancellor Search Advisory Committee subject to the open meetings requirement of the Arkansas Freedom of Information Act? Recall that the Chancellor Search Advisory Committee is an advisory committee only. The committee is made up of faculty, staff, students, and community representatives. No member of the Board of Trustees serves on the advisory committee. The committee will not select the chancellor and has no authority to do so. The advisory committee will merely assist in identifying potential candidates.
2. Do documents held by members of the Chancellor Search Advisory Committee fall within the definition of public records as set out in A.C.A. §
25-19-103 (5)(A)? Recall that the Chancellor Search Advisory Committee is made up of persons who are providing a service to the community and the university by considering chancellor candidates. They are not acting in the course and scope of their employment and some of the members are merely community members. Any records created by this committee constitute a record of a private committee and not a record of the performance of an official function carried out within the scope of public employment.
RESPONSE
It is my opinion that the answer to your first question will depend upon the role of the Chancellor Search Advisory Committee and the power invested in it. In my opinion purely advisory bodies, with no decision-making power are not considered "governing bodies" under the applicable "open meetings" provisions of the FOIA, and as a consequence are not subject to the Act's provisions regarding the conduct of meetings. Op. Att'y. Gen.
Question 1 — Is the Chancellor Search Advisory Committee subjectto the open meetings requirement of the Arkansas Freedom ofInformation Act? Recall that the Chancellor Search AdvisoryCommittee is an advisory committee only. The committee is made upof faculty, staff, students, and community representatives. Nomember of the Board of Trustees serves on the advisory committee.The committee will not select the chancellor and has no authorityto do so. The advisory committee will merely assist inidentifying potential candidates.
In my opinion the answer to this question will depend, as a factual matter, upon the decision-making power of the Committee and its role in the selection process.
Subsection
(a) Except as otherwise specifically provided by law, all meetings, formal or informal, special or regular, of the governing bodies of all municipalities, counties, townships, and school districts and all boards, bureaus, commissions, or organizations of the State of Arkansas, except grand juries, supported wholly or in part by public funds or expending public funds, shall be public meetings.
(Emphasis added).
In addition, the term "public meetings," as used in the FOIA, is defined as follows:
(4) "Public meetings" means the meetings of any bureau, commission, or agency of the state, or any political subdivision of the state, including municipalities and counties, boards of education, and all other boards, bureaus, commissions, or organizations in the State of Arkansas, except grand juries, supported wholly or in part by public funds or expending public funds[.]
A.C.A. §
The FOIA's open meetings provisions only apply to "governing bodies." See Ops. Att'y. Gen.
The FOIA does not define the term "governing body," and the Arkansas Supreme Court has never found occasion to address the issue. However, the Attorney General has consistently taken the position that the pertinent question in determining whether a group constitutes a "governing body" is whether the group has decision-making authority. See, e.g., Ark. Ops. Att'y Gen. Nos.
2001-324 , 2000-051 and 99-407; see also J. Watkins, THE ARKANSAS FREEDOM OF INFORMATION ACT 49 et seq. (3rd ed. 1998). Groups that are advisory in nature do not generally constitute "governing bodies" and consequently are not subject to the FOIA's open-meetings requirement.
Id. at 5.
With regard to advisory entities, it has been stated that:
Although there are no Arkansas Supreme Court cases addressing this precise question, there is authority in other jurisdictions for the general proposition that advisory committees do not fall within state sunshine statutes similar to the [FOIA]. See Watkins, OPEN MEETINGS UNDER THE ARKANSAS FREEDOM OF INFORMATION ACT, 38 Ark. L. Rev. 268, 294-295 (1984), citing Sanders v. Benton,
579 P.2d 815 (Okla. 1978) and McLarty v. Board of Regents,231 Ga. 22 ,200 S.E.2d 117 (1973). The rationale set forth in those cases is premised upon the theory that committees lacking final decision-making or policy-making authority are generally not considered" governing bodies" of the municipalities or counties for purposes of the FOIA.
Op. Att'y Gen.
As also previously noted, however:
. . . [I]f a governing body in fact delegates its decision-making authority, rendering the "committee" itself a "governing" rather than "advisory" body, the open-meetings requirement will clearly apply. As Professor Watkins observes:
The FOIA's open meeting requirements apply to meetings of groups other than committees composed of members of the governing body, if decision-making authority has been delegated to those groups. For example, in Baxter County Newspapers, Inc. v. Medical Staff of Baxter General Hospital [
273 Ark. 511 ,622 S.W.2d 495 (1981)], the Supreme Court held that meetings of the "credentials committee" of the medical staff at a county hospital must be open to the public. Acting pursuant to authority delegated by the hospital's board of governors, the staff and the committee-both of which consisted of physicians rather than members of the board-determined whether particular doctors would be allowed to practice at the facility. Under these circumstances, the medical staff is a "governing body" subject to the FOIA, and its credentials committee must hold open meetings in accordance with Pickens.
Watkins, supra at 52 (footnotes omitted).
Op. Att'y. Gen.
More recently, I stated in Op. Att'y. Gen.
In my opinion, therefore, the answer to your first question concerning the applicability of the FOIA's open meeting provisions to the Chancellor Search Advisory Committee will depend upon its role in the search process and the power invested in it.
One of my predecessors addressed a similar issue involving a committee set up to screen applications for a school superintendent. In Op. Att'y. Gen.
It seems clear that the open meetings requirement will apply to groups other than committees composed of members of the governing body if there has been a delegation of decision-making authority. See Baxter County Newspapers, Inc. v. Medical Staff of Baxter General Hospital,
273 Ark. 511 ,622 S.W.2d 495 (1981) and Freedom of Information Act, supra, at 45. Because it may be concluded that such a delegation has occurred in this instance, it is my opinion that the screening committee is likely subject to the open meetings requirement. It appears, from the information provided, that one of the purposes of the committee is to review applications, presumably for the purpose of eliminating candidates. Although the ultimate employment decision rests with the school board, the exercise of decision-making authority is, it seems, inherent in the screening process. Thus, while the presence of board members may raise an initial presumption, or at least a concern regarding the FOIA's applicability, the exercise of decision-making authority removes any doubt.
Id. at 2-3.
Although, as your counsel has noted, no members of the ASU Board of Trustees serve on the Chancellor Search Advisory Committee, Opinion 1994-339's conclusion concerning the delegated power of the school board committee appears to operate independently of the participation of the school board members at issue therein. In addition, Professors Watkins and Peltz, in the latest edition of The Arkansas Freedom of Information Act, (m m Press 4th
Ed. 2004), state the following in addressing the conclusion reached in Opinion
. . . [A] screening committee consisting of school board members and other persons must comply with the FOIA when its task is to solicit and review applications for school superintendent and make a recommendation to the board. Although the final hiring decision may rest with the board, the committee exercises decision-making authority in the sense that the screening process eliminates some candidates. On the other hand, departmental faculties at the University of Arkansas, Fayetteville are not governing bodies because they have not been delegated authority to participate directly in the system of campus governance. In sum, the focus is not upon the group's membership, but upon its authority.
Id. at 66-67 (footnotes omitted). See also Op. Att'y. Gen.
The conclusion of Opinion
In my opinion, the answer to your first question provided above is not inconsistent with National Park Medical Center v.Arkansas Department of Human Services,
Search committees are not governed by the open meeting provisions of the Arkansas Freedom of Information Act for the exact reasons stated in National Park Med. Ctr., Inc. v. Arkansas DHS,322 Ark. 595 ,911 S.W.2d 250 (1995). In that case, staff meetings were held to develop bid solicitations. A challenge was made to those committee meetings under the FOIA which the court found "meritless." The Arkansas Supreme Court held that Section25-19-106 does not apply to staff meetings and that an "administrative nightmare" would ensue if such meetings were required to comply with the FOIA.
March 29th letter from Lucinda McDaniel of Womack, Landis, Phelps, McNeil McDaniel, Jonesboro, Arkansas.
However, as I stated in Op. Att'y. Gen.
. . . [I]n National Park Med. Ctr., Inc. v. Arkansas DHS,322 Ark. 595 ,911 S.W.2d 250 (1995), the court held that the open meetings requirement of the FOIA did not apply to the "staff meetings" of the Arkansas Department of Human Services at which the concepts of a bid solicitation were developed. The court did not mention the "governing bodies" language. The court simply quoted the open meetings requirement and concluded without elaboration that the DHS staff was not the type of body contemplated by the open meetings requirement. The court said that to require staff meetings to be held publicly would result in an" administrative nightmare."
Id. at 4.
The court in National Park Medical Center, immediately after reciting A.C.A. §
I cannot conclude that this case is controlling precedent on the question regarding the Chancellor Search Advisory Committee. The issue in National Park Medical Center was a staff meeting, not a meeting of a specially created "advisory" body like the Chancellor Search Advisory Committee. It is not clear that the particular DHS "staff" members at issue in National Park MedicalCenter constituted any type of "body," governing or otherwise, within the meaning of the FOIA. The same cannot be said for the specially created Chancellor Search Advisory Committee. In my opinion, therefore, the question of whether the Chancellor Search Advisory Committee is subject to the open meetings provisions of the FOIA is determined by its decision-making power. This is particularly true in light of the long history of Attorney General opinions and secondary authority issued both before and after the National Park Medical Center decision, hinging the applicability of the FOIA's open meeting requirements on the decision-making power of the entity in question. See again, Op. Att'y. Gen.
Question 2 — Do documents held by members of the ChancellorSearch Advisory Committee fall within the definition of publicrecords as set out in A.C.A. §
In my opinion the answer to this question is "yes."
The FOIA defines the term "public records" as follows:
"Public records" means writings, recorded sounds, films, tapes, electronic or computer-based information, or data compilations in any medium, required by law to be kept or otherwise kept, and which constitute a record of the performance or lack of performance of official functions which are or should be carried out by a public official or employee, a governmental agency, or any other agency wholly or partially supported by public funds or expending public funds. All records maintained in public offices or by public employees within the scope of their employment shall be presumed to be public records.
A.C.A. §
Except as otherwise specifically provided by this section or by laws specifically enacted to provide otherwise, all public records shall be open to inspection and copying by any citizen of the State of Arkansas during the regular business hours of the custodian of the records.
In my opinion, even if the Chancellor Search Advisory Committee is a purely advisory body, the meetings of which are not subject to the open meetings requirements of the FOIA, its records can nonetheless be "public records" for purposes of the definition set out above.
As stated in Op. Att'y. Gen.
This issue is also discussed in Op. Att'y. Gen.
As an initial matter, I must explain that even if the board is not a "governing body" and therefore not subject to the open meetings requirement of the FOIA, the board is nevertheless subject to the open records requirement of the FOIA. The "governing body" standard does not apply to the open records requirement. Rather, the fact that the board is a governmental agency will suffice to render it subject to the open records requirement of the FOIA. Op. Att'y Gen. No.1999-407 ; Watkins at 55. Under the FOIA, the entities who are subject to the open records requirement are "governmental agenc[ies] and any other agency wholly or partially supported by public funds." A.C.A. §25-19-103 (1).A.C.A. §25-19-103 (1).
Id. at 5.
This same issue was addressed in Op. Att'y Gen.
Applying these statutes, if UACCH qualifies as a governmental entity, its records as defined are subject to disclosure. This conclusion would apply even if its Board of Visitors were deemed purely advisory and as such exempt from the FOIA's open-meetings requirement. As noted by Professor Watkins:The FOIA's "public funding" provision should be sufficient to make the records of advisory groups subject to inspection under the act even though their meetings can apparently be closed to the public. This seemingly contradictory result follows from the fact that the open meeting requirement applies only to "governing bodies. . . ." Insofar as records are concerned, the Arkansas courts will not be required to draw the line between a governing body and one that is merely advisory, for the FOIA applies to the records of any entity" wholly or partially supported by public funds or expending public funds." Because advisory bodies established by government agencies generally receive direct public funding for their activities and are involved in matters of public concern, their records are subject to the act. Moreover, advisory committee records should be available under the act directly from the government agency that the group was established to assist.
Watkins, supra at 54-55 (footnotes omitted).
Id. at 6.
A number of previous Attorney General opinions have discussed the public nature of records kept by advisory committees. For example, a similar issue involved the Citizens Advisory Committee for the Northwest Arkansas Regional Airport Authority ("CAC") discussed in Op. Att'y. Gen.
Similarly, Op. Att'y. Gen.
Finally, another similar issue involved the "Arkansas Division of Volunteerism Advisory Council" discussed in Op. Att'y. Gen.
I am unaware of the exact nature of the "public funding" of the Advisory Council. In my opinion, however, because the Council is created by state law and is clearly a governmental entity, direct public funding is not a prerequisite to the act's applicability to the records of the Council. The FOIA defines "public records" as those "which constitute a record of the performance or lack of performance of official functions which are or should be carried out by . . . a governmental agency, or any other agency wholly or partially supported by public funds or expending public funds." In this regard, the act applies to all governmental entities, whether they are "wholly or partially supported by public funds or expending public fund" or not. Cf. Op. Att'y Gen.1995-128 .
Id. at 4. See also Opinion No.
Your counsel has suggested that the Chancellor Search Advisory Committee is a "private committee" and its records are "not a record of the performance of an official function carried out within the scope of public employment."5
There are two ways, under the recitation of law set out above, in which the Chancellor Search Advisory Committee's records could be subject to the FOIA. If the Committee is a "governmental agency" it is an entity encompassed within A.C.A. §
In any event, even if the Committee were indeed a "private committee" as your counsel suggests, an assertion with which I disagree, it would nonetheless be subject to the "public records" requirements if it is "wholly or partially supported by public funds." This requirement has been interpreted to mean that the entity receives direct public funding. See Sebastian CountyChap. Am. Red Cross v. Weatherford,
Notwithstanding a potential factual issue regarding public funding, it is my opinion, nevertheless, that the Committee is governmental in nature, and the public funding issue is therefore not controlling. In my opinion, therefore, the answer to your second question is "yes."
Deputy Attorney General Elana C. Wills prepared the foregoing opinion, which I hereby approve.
Sincerely,
MIKE BEEBE Attorney General
MB:ECW/cyh
Wood v. Marston , 442 So. 2d 934 ( 1983 )
McLarty v. Board of Regents of the University System of ... , 231 Ga. 22 ( 1973 )
National Park Medical Center, Inc. v. Arkansas Department ... , 322 Ark. 595 ( 1995 )
Board of Regents of the University System of Georgia v. ... , 259 Ga. 214 ( 1989 )
Sebastian County Chapter of the American Red Cross v. ... , 311 Ark. 656 ( 1993 )
Hubert v. Harte-Hanks Texas Newspapers, Inc. , 1983 Tex. App. LEXIS 4412 ( 1983 )
Sanders v. Benton , 1978 Okla. LEXIS 575 ( 1978 )
Baxter County Newspapers, Inc. v. Medical Staff of Baxter ... , 273 Ark. 511 ( 1981 )