Judges: DUSTIN McDANIEL, Attorney General
Filed Date: 5/7/2008
Status: Precedential
Modified Date: 4/17/2021
The Honorable Donna Hutchinson State Representative 24 Rillington Drive Bella Vista, AR 72714-3204
Dear Representative Hutchinson:
I am writing in response to your request for my opinion "regarding the ability of the General Assembly to legislate the use of funds by the State Highway Commission for a specific purpose." You state the following as background information and ask that I address the following question:
*Page 2The State Highway Commission was created by Amendment
42 of the Arkansas Constitution. Section 1 of Amendment 42 states that the commission "shall be vested with all powers and duties now or hereafter imposed by law." The powers and duties of the commission are set forth in Arkansas Code Title 27, Chapter 65, one of which is the administrative control of the Arkansas Highway and Transportation Department.There are several sources of funding for the Arkansas Highway and Transportation Department. Each year a certain amount of money from both federal and state sources is available to be spent on highway projects at the discretion of the commission.
Is it within the power of the General Assembly to legislatively direct the Arkansas Highway Commission to prioritize discretionary funds from both federal and state sources so as to ease highway congestion within the state?
As an initial matter, I will assume for purposes of your question that, as you state, "a certain amount of money from both federal and state sources is available to be spent on highway projects at the discretion of the commission." I will therefore not engage in a protracted discussion of federal and state highway funding in order to explore this point. See in this regard, Save Barton Creek Association v.Federal Highway Administration,
That being said, it is generally held, as a canon of state constitutional construction, that a state constitution is not a grant of enumerated powers to a state general assembly, but is rather a limitation on the power of a general assembly to act. See, e.g.,Erxleben v. Horton Printing Co.,
An analysis of your question will thus entail a determination of whether a legislative enactment of the type you describe would, either expressly or *Page 3
impliedly, transgress any provision of the Arkansas or United States Constitutions. Although you have not stated any particular constitutional provisions implicated by your question, in my opinion the most relevant potential impediments are Arkansas Constitution, Amendment
There is hereby created a State Highway Commission which shall be vested with all the powers and duties now or hereafter imposed by law for the administration of the State Highway Department, together with all powers necessary or proper to enable the Commission or any of its officers or employees to carry out fully and effectively the regulations and laws relating to the State Highway Department.
There are several other sections of Amendment 42, but the relevant one for our purposes is Section 1 above, and perhaps Section 6, which provides that "The Commission shall appoint a Director of Highways who shall have such duties as may be prescribed by the Commission or by statute." Your question involves an analysis of these provisions to determine the relative power of the Commission and the General Assembly. To what extent do the above provisions invest the Commission with independent authority over allocation of discretionary highway resources, or likewise restrict the power of the General Assembly in that regard?
I have found no Arkansas case law expressly addressing this question. It has been stated, however, that in matters relating to constitutional amendments, the intent of the people is controlling. Bailey v.Abington,
In addition, long-standing executive and legislative interpretation of constitutional provisions will be afforded some weight by the courts when such provisions are ambiguous. It has been stated that "[l]ong-continued contemporaneous and practical interpretation of a statute by the executive officers charged with its administration and enforcement, the courts, and the public constitutes an invaluable aid in determining the meaning of a doubtful statute." Sutherland,Statutory Construction, § 49.03 6th ed. The Arkansas Supreme Court has stated that: "[l]egislative interpretation of constitutional provisions is never binding on the courts, but, if there is any doubt or ambiguity, it is persuasive and entitled to some consideration." Mears, CountyJudge v. Hall,
In order to answer your question, therefore, regarding any relevant limits of the General Assembly's power under Amendment 42, I will analyze the history and intention of Amendment 42, the changes in the law it sought to bring about, and the "evil to be remedied," the "natural signification" of its language and the manner in which it has historically been interpreted.
As noted above, Amendment 42 was adopted in 1952. I have found no helpful case law discussing the impetus for the adoption of Amendment 42, but it is *Page 5 discussed by certain other authorities. For example, the following is stated in Ben F. Johnson, III, Arkansas in Modern America (University of Arkansas Press, 2000):
Governor Sidney McMath successfully lobbied the 1949 legislature to submit a twenty-eight million-dollar general obligation bond issue to the voters for highway construction and maintenance. Opponents, who somberly recalled public insolvency during the Depression, were drowned out by the state's chambers of commerce, civic clubs, and the Farm Bureau. Voters sanctioned the bond issue by a four to one margin. Almost twenty-three hundred highway miles were added during the McMath years, but the rapid and massive program exposed the governor to charges of bribery and featherbedding. A 1952 highway audit commission concluded that the administration had solicited campaign contributions from contractors and vendors and continued to distribute highway department posts as rewards for supporters.
The administration staunchly maintained that it followed a policy of favoring friends only when price and quality were equal to that of other bidders. While the two thousand pages of audit commission transcripts detailed influence peddling, the investigation produced no indictments of administration officials. Nevertheless, this practice of old school politics by a reform administration persuaded the voters in 1952 to approve another constitutional shift of authority from elected officials to long-term independent appointees.1
Known as the Mack-Blackwell amendment after its legislative sponsors, Amendment 42 established a state highway commission of five members whose staggered ten-year terms were intended to encourage the development of long-term plans without the contamination of political pressures. As with the [Game and Fish *Page 6 Commission], the commission, rather than the governor, enjoyed the right to name a director to oversee the Highway Department.
Id. at 95-96 (emphasis added). See also, An Interim Report by theArkansas State Highway Audit Commission to the Members of the GeneralAssembly of 1951 and to the Taxpaying Citizens of State at 4, 6 and 9 (decrying the "short-sighted factional interests," "political pressures," and "political promises of the moment" at play in previous highway governance, especially with regard to projects financed entirely from state revenues, without the restrictions of federal regulations and inspections, and urging a Commission and highway administration that is "kept free of political dictation"). See also, The Encyclopedia of Arkansas History and Culture (www.encyclopediaofarkansas.net) (tracing the Arkansas Highway Commission, in its various incarnations prior to and after the adoption of Amendment 42 and noting the above-mentioned "improprieties ranging from road construction for political favors to purchasing procedures to hiring practices" as prompting the Amendment);White v. Hankins,
The history of Amendment 42's adoption thus reflects a desire to detach the Commission's actions from the realm of politics and the inducements and pressures surrounding the same. Also mentioned above is the benefit of long-range planning, which could presumably be undertaken only in the absence of political pressures. The actual actions recounted above as precipitating the Amendment appear to have been primarily gubernatorial rather than legislative in nature, however. As a consequence, it is clear, in my opinion, that "[no] member of the Highway Department or any of the Commissioners is a subordinate in any of the offices making up the executive department." Parkin Printing Stationary Company v. Arkansas Printing and Lithograph Company, *Page 7
What is somewhat less clear under the history recounted above is the exact extent of any retained power of the legislative department to adopt laws, set policy, or to direct allocation of resources by the Commission. Closer reference to the language used in Amendment 42 is necessary in this regard. As you note, the language employed in Section 1 of Amendment 42 unquestionably makes reference to the General Assembly's power to make laws relating to the Commission and the Department, stating: "There is hereby created a State Highway Commission which shall be vested with all the powers and duties now or hereafterimposed by law for the administration of the State Highway Department, together with all powers necessary or proper to enable the Commission or any of its officers or employees to carry out fully and effectively theregulations and laws relating to the State Highway Department." (Emphasis added). See also, Amendment 42, § 6 (stating that the Commission shall appoint a Director of Highways, "who shall have such duties as may be prescribed by the Commission or by statute"). (Emphasis added). Amendment 42' references to laws adopted by the General Assembly indicate some reservation of power to the General Assembly to pass laws affecting the Commission and the Department. See Arkansas Motor CarriersAssociation Inc. v. Pritchett,
On the other hand, the language of the amendment also affirmatively establishes the Arkansas Highway Commission as the constitutional entity with responsibility for "administration" of the Highway Department. *Page 8
Under established rules of constitutional construction, the "natural signification" of the language must be determined. The language is striking in two respects. On the one hand, the phrase providing that "a State Highway Commission . . . shall be vested with all the powers and duties now or hereafter imposed by law" clearly indicates that the General Assembly is constitutionally authorized to impose duties upon the Commission and to require the Commission's compliance with such duties in exercising its authority. On the other hand, equally striking is the provision of Amendment 42, § 1 acknowledging that the legislature's authority to vest the Commission with "powers and duties" must be channeled to promote the Commission's constitutional power over "the administration of the State Highway Department." (Emphasis added).
In this regard, the word "administration" is generally defined as the "management of any office, business, or organization. . . ." RandomHouse Webster's Unabridged Dictionary (2nd ed. 2001) (emphasis added). It has been stated in a similar context that: "Allocation of resources and establishment of priorities are the essence of management." Chaffin v. Arkansas Game and Fish Commission,
As stated above, I have found no case law expressly addressing the relative power of the General Assembly and the Arkansas Highway Commission over the question of highway spending priorities. One of my predecessors, however, addressed an analogous issue in Op. Att'y Gen.
Senate Bill 662, if amended in the manner you suggest, would substitute the Arkansas Development Finance Authority ("ADFA") as the issuing agency, and would invest it with all the powers relating to the bond issue, such as the power to determine the terms and conditions under which the bonds shall be issued and sold, the power to select professionals such as legal counsel, financial advisors, underwriters, trustees, paying agents, and remarketers, and the power to issue refunding bonds. Senate Bill 662, however, as amended, would leave to the Arkansas Highway Commission the responsibility of preparing and distributing a report setting forth the highway improvements which would be financed if the bonds are issued, and the estimated cost of each *Page 10 highway improvement. See SB 662 at Sections 4 and 6. It is my opinion that this state of facts is consistent with Amendment 42. . . .
It is thus my opinion that the legislature has broad authority to define the powers and duties to be exercised by the Arkansas Highway Commission in its governance of the State Highway Department. I can find nothing in Amendment 42 which would require, as a constitutional matter, that the Arkansas Highway Commission be the issuing agency on a bond issue to fund the construction and maintenance of highways. It is my opinion, rather, that the method of raising funds to support such purposes is properly within the legislative prerogative, while the authority to expend such funds for highway purposes, after proper appropriation, falls within the authority granted the Commission. Senate Bill 662, if amended in the manner you suggest, would appear to conform with this requirement.
Id. at 2 (emphasis added); (footnotes omitted).
Although my predecessor concluded, in accordance with the text quoted immediately above, that "the legislature has broad authority to define the powers and duties to be exercised by the Arkansas Highway Commission in its governance of the State Highway Department," he further offered the following crucial footnote:
This power is not absolute, however. If this provision of Amendment 42 were interpreted to give the General Assembly complete power to alter or define the authority of the Commission, this construction would render meaningless the constitutional status of the Highway Commission and Amendment 42. Although the legislature has broad powers to define the duties of the Commission under Amendment 42, this power cannot, in my opinion, be exercised to defeat the purposes of the Amendment.
Id. at n. 3. *Page 11
In my opinion, the intention and language of Amendment 42 lead to the conclusion that the Arkansas General Assembly is without power to dictate spending priorities of the Arkansas Highway Commission. The Commission was intended to operate as a policy-making group outside the realm of politics and to formulate long-range plans for the entire state.
Support for this conclusion is also found in the historical legislative interpretation of the Amendment. As noted above, legislative construction of constitutional amendments, especially where contemporaneous, is to be given great weight and resorted to in the case of any ambiguity. Hooker v. Parkin,
A.C.A. §
27-65-102 The administrative control of the Arkansas State Highway and Transportation Department shall be vested in the State Highway Commission.
A.C.A. §
27-65-107 (Supp. 2007)(a) The State Highway Commission shall be vested with the following powers and shall have the following duties:
(1) To divide the state highway system into such maintenance and construction districts as the commission deems reasonable and proper for the performance of its duties hereunder;
(2) To let all contracts for the construction, improvement, and maintenance of the roads comprising the state highway system upon such terms and upon such conditions as required by law;
(3) To comply fully with the provisions of the present or future federal aid acts. The commission may:
(A) Enter into all contracts or agreements with the United States Government relating to the survey, construction, improvement, *Page 12 and maintenance of roads under the provisions of any present or future congressional enactment;
(B) Submit any scheme or program for construction or maintenance as may be required by the Federal Highway Administration, or otherwise provided by federal acts; and
(C) Do all other things necessary and proper, to carry out fully the cooperation contemplated and provided for by present or future acts of Congress for the construction, improvement, and maintenance of roads in rural or urban areas;
(4) To establish a program of current and long-range planning for the state highway system and to develop and coordinate a balanced statewide unified transportation plan for all modes[.]
(Emphasis added).5
In addition, 1999 legislation authorizing the issuance of highway bonds clearly recognizes the Highway Commission as the entity with authority to determine the allocation of bond revenues:
27-64-205 . Projects to be financed.(a) The State Highway Commission shall prepare and distribute to the Governor a report setting forth the specific highway improvement projects which would be financed if all of the authorized bonds were to be issued and the estimated cost of each project.
(b) Upon receipt of the report described in subsection (a) of this section, the Governor shall, if he or she deems it to be in the *Page 13 public interest, by proclamation call an election on the question of issuing the bonds.
(c) The report of projects described in subsection (a) of this section may be modified by the commission from time to time in accordance with Arkansas Constitution, Amendment
42 .
(Emphasis added). See also, A.C.A. §§
The references to Amendment 42 above appear to reflect legislative recognition of an independent, affirmative, constitutional power in the Commission to direct the expenditure of highway bond revenues. Seealso, Diane D. Blair, Arkansas Politics and Government, Do the PeopleRule? (University of Nebraska Press, 1988) at 147 (referring, in 1988, to the "legendary" independence and power of the long-time Director of Highways).
As noted above, however, the Arkansas General Assembly possesses, and in some instances has exercised, some level of retained authority under Amendment 42 to enact laws imposing duties on the Commission and the Department. See, e.g., A.C.A.
§ 1. Departments of government.The powers of the government of the State of Arkansas shall be divided into three distinct departments, each of them to be confided to a separate body of magistracy, to wit: Those which are legislative to one, those which are executive to another, and those which are judicial to another.
§ 2. Separation of departments.
No person, or collection of persons, being one of these departments, shall exercise any power belonging to either of the others, except in the instances hereinafter expressly directed or permitted.
A similar issue was address in Chaffin v. Arkansas Game and FishCommission,
As noted above, it has been stated by the Arkansas Supreme Court that "The Highway Commission established by Amendment 42 is, in a large measure, patterned after the Game and Fish Commission which was established by Amendment 35." White, Governor v. Hankins,
In my opinion, therefore, the answer to your question is "no," it is not within the power of the General Assembly to legislatively direct the Arkansas Highway Commission to prioritize discretionary funds from both federal and state sources so as to ease highway congestion within the state.
Deputy Attorney General Elana C. Wills prepared the foregoing opinion, which I hereby approve.
Sincerely,
DUSTIN McDANIEL Attorney General
Pakay v. Davis , 367 Ark. 421 ( 2006 )
save-barton-creek-association-we-care-austin-and-austin-crossroads , 950 F.2d 1129 ( 1992 )
ACW, INC. v. Weiss , 329 Ark. 302 ( 1997 )
Bryant v. English , 311 Ark. 187 ( 1992 )
Bailey, Lieutenant-Governor v. Abington , 201 Ark. 1072 ( 1941 )
Carter v. Cain , 179 Ark. 79 ( 1929 )
COM'N ON JUD. DISC. & DISABILITY v. Digby , 303 Ark. 24 ( 1990 )
Jones v. Mears , 256 Ark. 825 ( 1974 )
Hooker v. Parkin , 1962 Ark. LEXIS 561 ( 1962 )
Brewer v. Fergus , 348 Ark. 577 ( 2002 )
Starnes v. Sadler , 237 Ark. 325 ( 1963 )
Faubus v. Kinney , 239 Ark. 443 ( 1965 )
Berry v. Gordon , 237 Ark. 547 ( 1964 )