The Evangelical Lutheran Good Samaritan Society v. Tara Rowland

Cite as 2022 Ark. App. 322ARKANSAS COURT OF APPEALS
DIVISION I
No. CV-21-543
THE EVANGELICAL LUTHERAN Opinion Delivered September 14, 2022
GOOD SAMARITAN SOCIETY
APPEAL FROM THE WORKERS’
APPELLANT/CROSS-APPELLEE COMPENSATION COMMISSION [NO.
V. G406354]
AFFIRMED ON DIRECT APPEAL;
TARA ROWLAND
AFFIRMED ON CROSS-APPEAL
APPELLEE/CROSS-APPELLANT
BART F. VIRDEN, Judge
The Evangelical Lutheran Good Samaritan Society (ELGSS) appeals the Arkansas
Workers’ Compensation Commission’s (Commission’s) decision that Tara Rowland’s 2014
work-related compensable injury is causally linked to her tooth decay and that her
subsequent need for dental implants is also related to the injury. On cross-appeal, Rowland
argues that the Commission erred in finding that her May 24, 2019 surgery was not a medical
emergency. We affirm on both direct appeal and cross-appeal.
I. Relevant Factual History
On April 14, 2014, Tara Rowland, who was employed in patient care by ELGSS, was
struck on the right side of her face by a patient while at work. One of Rowland’s teeth was
chipped, and an MRI showed that Rowland suffered a bilateral disc displacement and that
there was “bone to bone contact in right TMJ.” ELGSS accepted the injury as compensable.
In April 2015, Dr. Kyle Wendfeldt and Dr. Scott Bolding recommended an initial surgery
to stabilize the occlusion of her TMJ (temporomandibular joint), followed by orthodontic
braces, and possibly orthognathic surgery after the braces were removed. Rowland underwent
TMJ surgery and tooth repair, but the surgery did not stabilize the occlusion as hoped. After
several attempts to stabilize the joint with splints, Dr. Kyle Wendfeldt and Dr. Bolding
recommended going forward with braces and orthognathic surgery. ELGSS controverted the
necessity of the braces and additional surgery, arguing that there was no causal connection
between the compensable injury and the recommended treatment. In December 2016, the
administrative law judge (ALJ) found the recommended treatment to be reasonably necessary
in connection with Rowland’s compensable injuries. 1 In 2017, Rowland began wearing
braces; however, during the next two years, she developed dental caries, and in May 2019,
her upper maxilla became infected. Due to the infection, Dr. Bolding determined that it was
necessary to extract all of Rowland’s upper teeth and on May 24 did so without seeking
preauthorization for the procedure. In his June follow-up letter, Dr. Bolding recommended
dental implants, an interim prosthesis while the implants were healing, and a final prosthesis
after Rowland had healed. Dr. Bolding opined that Rowland’s remaining lower teeth would
also require extraction and dental implants, and he attributed her condition to the delays in
treatment caused by ELGSS’s controversion of her claim. ELGSS controverted the necessity
1
ELGSS appealed this decision to the full Commission, and the decision was
affirmed. The decision was not appealed to this court, and the Commission’s decision
became the law of the case.
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of this treatment, arguing that there was no causal relationship between Rowland’s 2014
injury and her dental caries and the subsequent extraction of her teeth and need for dental
implants. ELGSS also contended that Rowland failed to obtain preauthorization for the May
24 surgery; thus, the procedure was not compensable. ELGSS argued that Rowland’s dental
caries were related to “dry mouth” caused by her use of opioids and other medications,
kidney disease, and Sjögren’s syndrome (a recently diagnosed autoimmune disorder.) Dr.
Bolding testified by deposition that Rowland took opioids for the pain exacerbated by her
delayed treatment and that he believed with a reasonable degree of medical certainty that the
dental caries were related to her wearing braces for two years. The ALJ found that Rowland’s
dental caries were causally linked to her original injury, and the dental implants were
reasonably necessary in connection with the compensable injury claim; however, the
Commission found that Rowland was not entitled to the May 24 surgery and the costs related
to that surgery because she failed to obtain preauthorization for the nonemergent procedure.
ELGSS appealed the ALJ’s decision, and the Commission affirmed. ELGSS timely filed their
notice of appeal. Rowland timely filed her notice of cross-appeal.
II. Standard of Review
In appeals involving claims for workers’ compensation, the appellate court views the
evidence in the light most favorable to the Commission’s decision and affirms the decision
if it is supported by substantial evidence. Prock v. Bull Shoals Boat Landing, 2014 Ark. 93, 431
S.W.3d 858. Substantial evidence is evidence that a reasonable mind might accept as
adequate to support a conclusion. Id. The issue is not whether the appellate court might have
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reached a different result from the Commission but whether reasonable minds could reach
the result found by the Commission. Id. Additionally, questions concerning the credibility
of witnesses and the weight to be given to their testimony are within the exclusive province
of the Commission. Id. When there are contradictions in the evidence, it is within the
Commission’s province to reconcile conflicting evidence and determine the facts. Wilson v.
Smurfit Stone Container, 2009 Ark. App. 800, 373 S.W.3d 347. Finally, this court will reverse
the Commission’s decision only if it is convinced that fair-minded persons with the same
facts before them could not have reached the conclusions arrived at by the Commission.
Prock, supra.III. Direct Appeal
A. Whether the Commission Arbitrarily Ignored Medical Evidence that Rowland’s
Tooth Decay was Due to Noninjury-Related Reasons
ELGSS asserts that the Commission ignored evidence of Rowland’s history of
preinjury opioid use and continued opioid use, opioid withdrawal medication, kidney
disease, and Sjögren’s syndrome. We disagree.
Arkansas Code Annotated section 11-9-508(a) (Supp. 2021) requires an employer to
provide medical services that are reasonably necessary in connection with the compensable
injury. A claimant bears the burden of establishing by a preponderance of the evidence that
the treatment is reasonable and necessary and bears a causal connection to the work injury.
Cossey v. Pepsi Beverage Co., 2015 Ark. App. 265, at 3, 460 S.W.3d 814, 817. Though
causation need not be proved by medical-opinion evidence, when a claimant relies on
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medical opinion, that opinion must be stated within a reasonable degree of medical
certainty. Ark. Code Ann. § 11-9-102(16) (Repl. 2012). Medical opinions based on “could,”
“may,” or “possibly” lack the definiteness required to prove compensability. Frances v. Gaylord
Container Corp., 341 Ark. 527, 20 S.W.3d 280 (2000). Our law is clear that the Commission
has the duty of weighing medical evidence, and if the evidence is conflicting, its resolution
is a question of fact for the Commission. Clairday v. The Lilly Co., 95 Ark. App. 94, 96, 234
S.W.3d 347, 349 (2006) The interpretation given to medical evidence by the Commission
has the weight and force of a jury verdict, and this court is powerless to reverse the
Commission’s decision regarding which medical evidence that it chooses to accept when that
evidence is conflicting. Id. However, the Commission may not arbitrarily disregard medical
evidence or the testimony of any witness. SSI, Inc. v. Cates, 2009 Ark. App. 763, at 9, 350
S.W.3d 421, 426.
The Commission specifically considered the evidence ELGSS asserts was arbitrarily
ignored, finding that
[t]hey have argued that the condition that necessitated Bolding’s proposed
treatment—Claimant’s dental caries—are due to “non-work-related conditions and
medications” and thus are not their responsibility. They have identified her as having
such unrelated conditions as opioid use, Sjogren’s Syndrome, and kidney disease.
To the extent that any of the above conditions had any role in the deterioration of
Claimant’s dental situation, they would not foreclose the responsibility of
Respondents No. 1 for her treatment. The Commission credited Dr. Bolding’s
explanation that the breakdown of Rowland’s teeth was caused by the deterioration
of her TMJ, which had shifted to the left from being struck on the right side of her
face. The Commission found credible Dr. Bolding’s testimony that the braces
necessary to correct the position of Rowland’s teeth and jaw had caused her dental
caries. The Commission also credited Dr. Bolding’s testimony that the delay in her
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treatment exacerbated and worsened Rowland’s condition, explaining that “[t]he
evidence bears out that there was an extensive delay in the initiation of some of
Claimant’s dental treatment as a result of the controversion by Respondents No. 1.”
The delay in treatment caused Rowland’s chronic pain necessitating her opioid use,
which in turn caused Rowland to have the dry mouth condition that contributed to
her dental caries. The Commission did not arbitrarily ignore the evidence but simply
weighed it differently than ELGSS wanted. We do not reweigh evidence. See Hines v.
Central Ark. Transit Authority, 2019 Ark. App. 553, 590 S.W.3d 750.
B. The Factual Basis for Dr. Bolding’s “Post-Operative Theories about Causation”
With the above discussion in mind, we turn to ELGSS’s closely related second point
on appeal. ELGSS argues that the Commission arbitrarily disregarded that, prior to
Rowland’s May 24, 2019 surgery, Dr. Bolding identified only “degenerative issues” and
stated that “the only injury to Appellee’s teeth attributed to the incident was a single chipped
molar[.]” ELGSS argues that Dr. Bolding “is bound by his own documentation and reports,”
which do not show any causal relationship between Rowland’s tooth decay and the 2014
injury. ELGSS’s argument is not well taken.
Dr. Bolding’s presurgical medical notes support his opinion that beginning in 2014
Rowland’s dental and jaw problems, which eventually included dental caries, were the direct
result of her work-related injury and the subsequent delays in treatment and the braces
necessary to address her injury. In December 2014, Rowland reported to Dr. Bolding that
in April 2014, her tooth was chipped when she was hit on the right side of her face, and she
began having jaw pain that she had never had before the injury. At that time, Dr. Bolding
observed that she had degeneration of the anterior pole condyle on the right with a possible
subcondylar fracture in the past. An MRI was ordered to assess the extent of her joint
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damage, and she was found to have bilateral disc displacement and bone-to-bone contact on
the right TMJ. In his report, Dr. Bolding stated that he “highly suspected that the injury has
caused her disk displacement.” Dr. Bolding recommended a splint for six to eight weeks. In
late March, Dr. Bolding noted that Rowland was still experiencing TMJ pain, and after
several splint adjustments, he recommended surgery. Rowland had the oral surgery, and at
her postsurgical follow up a week later, she complained of pain and headaches. Rowland was
prescribed opioid medication for the pain. On August 27, 2015, she still reported some pain,
and Dr. Bolding noted that she needed braces and that her workers’-compensation adjuster
would be contacted for authorization of the orthodontic treatment. On June 26, 2017, Dr.
Bolding stated in his report that
Patient had bilateral TMJ arthroplasties on 6-9-15 as a result of trauma sustained in
April 2014. Patient has needed orthognathic surgery and orthodontics for close to 2
years to stabilize her occlusion and protect her TMJ and was not able to receive
approval in a timely manner from Workers’ Comp for subsequent surgeries which in
turn delayed her progress.
Again, on June 25, 2018, Dr. Bolding stated in his report that Rowland
had bilateral TMJ arthroplasties on 6/9/15 as a result of trauma sustained in April
2014. Patient has needed orthognathic surgery since her joints were repaired in order
to stabilize her occlusion and protect her joints. She did not receive approval from
[workers’ compensation] in a timely manner and now her joints have deteriorated.
On January 9, 2019, five months before the surgery, Dr. Rowland noted the
degeneration of Rowland’s TMJ due to an injury at work and stated in his report that
Rowland would need to have dental restoration done before the reconstruction could begin.
Dr. Bolding reported that
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Dr. Brad Coleman states that these teeth [ 2, 6, and 7) are grossly carious and would
require significant caries excavation, root canal therapy, and crowns in order to
salvage these teeth. Patient is considering extracting the teeth if necessary. She is not
having pain with her teeth but has severe jaw pain while waiting for her total joint
reconstruction surgery. She has had braces for several years while waiting for her
insurance to approve the surgery, therefore she has developed significant dental caries
in some of her teeth.
The record shows that the Dr. Bolding’s medical opinion that that the tooth decay
and the cascade of dental problems that accompanied the dental caries were well
documented before his June 2019 letter. We hold that reasonable minds could accept the
evidence considered by the Commission as adequate to support the Commission’s
conclusion.
C. The Causal Link Between Rowland’s Injury and Need for Dental Implants
As we held above, ELGSS’s arguments that there is no causal connection between the
2014 injury and Rowland’s dental caries are not meritorious; therefore, the contention that
Rowland’s need for dental implants is not causally related to the 2014 injury similarly carries
no merit.
Arkansas Code Annotated section 11-9-508(a) (Repl. 2012) requires an employer to
provide an employee with medical and surgical treatment “as may be reasonably necessary in
connection with the injury received by the employee.” A claimant who has sustained a
compensable injury is not required to offer objective medical evidence to prove entitlement
to additional benefits; however, a claimant bears the burden of proving entitlement to
additional medical treatment. Ark. Health Ctr. v. Burnett, 2018 Ark. App. 427, at 9, 558
S.W.3d 408, 414. What constitutes reasonably necessary treatment is a question of fact for
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the Commission. LVL, Inc. v. Ragsdale, 2011 Ark. App. 144, 381 S.W.3d 869. The
Commission has authority to accept or reject medical opinion and to determine its medical
soundness and probative force. Cent. Moloney, Inc. v. Holmes, 2020 Ark. App. 359, 605
S.W.3d 266. Furthermore, it is the Commission’s duty to use its experience and expertise in
translating the testimony of medical experts into findings of fact and to draw inferences when
testimony is open to more than a single interpretation. Id.Dr. Bolding described dental and jaw problems, including dental caries, that were, in
his medical opinion, the direct result of delays in treatment for Rowland’s 2014 injury due
to ELGSS’s controversion of her claim. We affirm the Commission’s decision that the dental
caries were causally connected to the 2014 injury; likewise, we hold there is substantial
evidence supporting the Commission’s decision that Rowland is entitled to Dr. Bolding’s
recommended additional medical treatment related to the dental caries.
IV. Cross-Appeal
Rowland did not seek preauthorization for her May 24, 2019 surgery, and on cross-
appeal she asserts that the extraction of her upper teeth was a medical emergency due to the
risk of infection and complications from infection.
Arkansas Administrative Rule 099.30 (Rule 30) “[e]stablishes procedures or
preauthorization of nonemergency hospitalizations, transfers between facilities, and
outpatient services expected to exceed $ 1,000.00 in billed charges for a single date of service
by a provider.” 099.00.001-099.30 Ark. Admin. Code § (I)(A)(1)(s) (WL current through
Apr. 15, 2022). Rule 30 further provides that “[p]reauthorization is required for all
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nonemergency hospitalizations, transfers between facilities, and outpatient services expected
to exceed $ 1,000.00 in billed charges for a single date of service by a provider.” Id. § (I)(S);
see ABF Freight Sys., Inc. v. Dugger, 2019 Ark. App. 176, at 9, 574 S.W.3d 670, 675.
The Commission denied Rowland’s claim of exemption from preauthorization,
finding that
[i]n reading Rule 30(I)(S), it becomes readily apparent why only “nonemergency”
treatment has to be pre-authorized: a true emergency, i.e., a health crisis that arises
suddenly and necessitates immediate treatment, would not provide sufficient advance
warning that would enable the preauthorization process to take place. Here, the
record does not reflect that Claimant’s dental condition was sudden in origin. To the
contrary, she had begun seeing him long before the date of the surgery. In January
2019, and as recently as April 10 and May 20 of 2019, Claimant went to Bolding in
regard to undergoing extractions of some of her teeth. These reports disclose that the
serious nature of her dental condition—including some teeth which were described as
“grossly carious”—was already known days in advance of the surgery. Claimant has
attempted to argue otherwise, pointing out that her surgery was more extreme than
envisioned because she expected only two to four teeth to be extracted when all of
her upper teeth ended up getting removed during the visit. But Dr. Bolding was
adamant in his testimony that this was not the case, explaining that when she
returned on May 18, 2019, after reporting that she thought she had broken her jaw,
“she had infection throughout her entire arch.” Bolding stated that he consulted with
Drs. Coleman and Wendfeldt and the determination was made that the upper teeth
could not be saved. The following exchange took place:
Q. Did Miss Rowland know you were extracting the 15 teeth before they
came out?
A. Yes.
The Commission relied on Dr. Bolding’s testimony that Rowland’s condition “was
not a life–life or death threatening that she needed to go in the hospital immediately. . . .
Tara was in an urgent situation that needed care relatively soon.” The Commission
determined that Rowland’s condition and treatment were nonemergent and that Rowland
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did not prove by a preponderance of the evidence that she was entitled to the May 24 surgery
or that ELGSS is responsible for the costs and mileage associated with it. The Commission’s
decision is supported by substantial evidence, and we affirm.
Affirmed on direct appeal; affirmed on cross-appeal.
GRUBER and BROWN, JJ., agree.
Worley, Wood & Parrish, P.A., by: Jarrod S. Parrish, for appellant/cross-appellee.
Frederick S. “Rick” Spencer, for appellee/cross-appellant.
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