N.W. v. State

Cite as 2015 Ark. App. 57ARKANSAS COURT OF APPEALS
DIVISION I
No. CV-14-573
N.W. Opinion Delivered February 4, 2015
APPELLANT APPEAL FROM THE BENTON
V. COUNTY CIRCUIT COURT
[NO. J-2013-593-D]
STATE OF ARKANSAS
HONORABLE THOMAS E. SMITH,
APPELLEE JUDGE
REVERSED AND REMANDED
DAVID M. GLOVER, Judge
N.W., a juvenile, was charged with rape in a delinquency petition. After a hearing on
the matter, the trial court found the allegation to be true, adjudicated N.W. delinquent,
placed him on supervised probation, and ordered him to pay $685 in costs, fees, and
restitution. N.W. now appeals, arguing that the trial court erred in admitting an interview
of the child victim performed by the Children’s Advocacy Center and that the trial court
erred in not granting his motion for dismissal. We affirm in part and reverse and remand in
part.
The facts of the case are as follows. A report was made to the Child Abuse Hotline
on August 15, 2013, alleging that N.W. had sexually abused N.A.J., his four-year-old cousin,
at some time between April and August 13, 2013. N.W. was fourteen at the time. Detective
Jeff Reams of the Rogers Police Department was assigned the case on the same day the report
Cite as 2015 Ark. App. 57was made; he learned that an interview with the Children’s Advocacy Center (CAC) had
been scheduled for N.A.J. on that afternoon; and he observed the interview of N.A.J. by Erin
Kraner, a forensic interviewer for CAC, from an observation room outside the interview
room (but he did not interview N.A.J. in addition to the interview performed by Kraner).
Kraner’s interview with N.A.J. was recorded. Reams recalled that he spoke with Kraner both
before and after the interview of N.A.J., and he collected a taped copy of the interview
Kraner had with N.A.J. He explained that the forensic interviewer, who is specifically trained
to interview children, conducts one interview; the police can use that statement without
having to interview the child again and again. Reams could not remember if he had
communicated questions to Kraner to ask N.A.J., but stated it was common for him to have
questions he wanted a victim to be asked.
The State attempted to call N.A.J. as a witness, but she refused to cooperate during the
attempts to examine her. The trial court found that, although N.A.J. was competent, she was
unavailable as a witness. The State then moved to have the tape of N.A.J.’s interview
introduced through Kraner’s testimony. N.W.’s counsel objected to the tape being played,
arguing that it would be testimonial and would violate N.W.’s right to confront his accuser
under the United States Supreme Court case of Crawford v. Washington, and that the rules of
evidence did not trump the right to confront witnesses. The State responded that the
information contained in the interview was not testimonial. The trial court noted counsel’s
objection and allowed the State to call Kraner as a witness.
2
Cite as 2015 Ark. App. 57Kraner explained that CAC was a child-friendly facility that provides a comprehensive
service for purposes of investigation so that a child only had to be interviewed once when
multiple agencies were involved. Kraner described herself as a neutral fact-finding individual
who was there to ask questions and elicit reliable information. She said that the only persons
who were allowed in the observation room during an interview were the investigative
personnel involved in that specific case, whether it was the Arkansas State Police, DHS, other
law enforcement, or prosecutors. Kraner stated it was common protocol that, at the end of
the interview, there is a break and discussion with the investigative entities to ensure that the
interview covered everything that the investigative entity wanted to be covered. She testified
that the police were involved in this interview.
At this point in the proceedings, the trial court viewed the videotape of the interview
with N.A.J. In the interview, N.A.J. stated that N.W. had touched her all over her body; that
he had touched her with his fingers while she was not wearing clothes; that N.W. had
touched her chest under her clothes on her skin and that his hand stayed still; that he touched
her butt with his hands and put his hand in her butt; and that he touched her “cuckoo.”
According to Kraner, after N.A.J. relayed this information, she stepped out of the room to see
if there were any more questions she needed to ask, and when she returned, she asked N.A.J.
about N.W. touching her “cuckoo,” and N.A.J. said that he touched it one time with his
hand.
After the playing of the taped interview, N.W.’s counsel again objected, arguing that
the tape was testimonial and that she had not had an opportunity to cross-examine N.A.J.
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Cite as 2015 Ark. App. 57The trial court found that the purpose of the CAC was to interview children in a non-
leading, non-coercive, and non-testimonial way; that N.A.J.’s testimony was reliable; that
there were sufficient guarantees of trustworthiness; that cross-examination would be marginal,
at best; and that N.A.J.’s statement was spontaneous and consistent. The trial court allowed
the taped interview to come into evidence under Rule 804(b)(7)(A) of the Arkansas Rules
of Evidence.
Sufficiency of the Evidence
Although his sufficiency argument is N.W.’s second point on appeal, we address this
issue first because double-jeopardy concerns require a review of the sufficiency of the
evidence prior to a review of any asserted trial errors. Stewart v. State, 2010 Ark. App. 323,
374 S.W.3d 811. The test for determining the sufficiency of the evidence is whether the
verdict is supported by substantial evidence, or evidence that is of sufficient certainty to
compel a conclusion one way or the other and pass beyond mere speculation and conjecture.
Id. When reviewing a challenge to the sufficiency of the evidence, all of the evidence,
including that which may have been inadmissible, is considered in the light most favorable to
the State. Id. A person commits rape if he engages in sexual intercourse or deviate sexual
activity with another person who is less than fourteen years of age. Ark. Code Ann. § 5-14-
103(a)(3)(A) (Repl. 2013). “Deviate sexual activity” is defined as “any act of sexual
gratification involving the penetration, however slight, of the labia majora or anus of a person
by any body member or foreign instrument manipulated by another person.” Ark. Code
Ann. § 5-14-101(1)(B) (Repl. 2013).
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Cite as 2015 Ark. App. 57A motion to dismiss in a bench trial is treated as a challenge to the sufficiency of the
evidence. T.C. v. State, 2010 Ark. 240, 364 S.W.3d 53. The Arkansas Rules of Criminal
Procedure apply to delinquency proceedings. Id. Rule 33.1(b) of the Arkansas Rules of
Criminal Procedure provides that in nonjury trials, motions for dismissal shall be made at the
close of all of the evidence and state the specific grounds therefor; if a motion to dismiss is
made at the conclusion of the prosecution’s evidence, then the motion must be renewed at
the close of all of the evidence. Failure to make sufficiency arguments in the manner
prescribed constitutes a waiver of any question of sufficiency of the evidence. Ark. R. Crim.
P. 33.1(c). Rule 33.1 is strictly construed; a dismissal motion must be specific enough to
advise the trial court of the exact element of the crime that the State has failed to prove, and
a general motion merely asserting that the State has failed to prove its case is inadequate to
preserve a sufficiency issue for appeal. T.C. v. State, supra.
Here, N.W.’s counsel moved for dismissal at the close of all the evidence, simply
stating that there was no evidence other than the tape. This general statement does not advise
the trial court of any missing element; it merely states that there is no evidence other than the
tape. This general motion is not adequate to preserve a challenge to the sufficiency of the
evidence. Therefore, N.W.’s challenge to the sufficiency of the evidence is not preserved for
our review.
Confrontation-Clause Violation
N.W.’s remaining point on appeal is that the trial court erred in admitting CAC’s
taped interview of N.A.J. into evidence because it was testimonial. Issues of constitutional
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Cite as 2015 Ark. App. 57interpretation are reviewed de novo. Navarro v. State, 371 Ark. 179, 264 S.W.3d 530 (2007).
We find merit in this argument, and we reverse and remand on this issue.
In order for hearsay statements to be admissible against a defendant at a criminal trial,
two separate requirements must be met—first, an exception to the general rule prohibiting
hearsay must be demonstrated, and second, the admission of the hearsay cannot violate a
defendant’s Sixth Amendment right to confront witnesses against him. Seely v. State, 373 Ark.
141, 282 S.W.3d 778 (2008).
The trial court in this case determined that N.A.J.’s hearsay testimony was admissible
under Rule 804(b)(7)(A) of the Arkansas Rules of Evidence, which applies when the declarant
is unavailable. No one contests the fact that N.A.J. was unavailable or that the trial court’s
finding that the requirements of the unavailable-child exception to the rule excluding hearsay
were met. The hearsay exception the trial court found applicable provides:
(7) Child hearsay in criminal cases. A statement made by a child under the age of ten (10)
years concerning any type of sexual offense against that child, where the Confrontation
Clause of the Sixth Amendment of the United States is applicable, provided:
(A) The trial court conducts a hearing outside the presence of the jury, and, with the
evidentiary presumption that the statement is unreliable and inadmissible, finds that the
statement offered possesses sufficient guarantees of trustworthiness that the truthfulness
of the child’s statement is so clear from the surrounding circumstances that the test of
cross-examination would be of marginal utility. The trial court may employ any factor
it deems appropriate including, but not limited to those listed below, in deciding
whether the statement is sufficiently trustworthy.
1. The spontaneity of the statement.
2. The lack of time to fabricate.
3. The consistency and repetition of the statement and whether the child has recanted
the statement.
6
Cite as 2015 Ark. App. 574. The mental state of the child.
5. The competency of the child to testify.
6. The child’s use of terminology unexpected of a child of similar age.
7. The lack of a motive by the child to fabricate the statement.
8. The lack of bias by the child.
9. Whether it is an embarrassing event the child would not normally relate.
10. The credibility of the person testifying to the statement.
11. Suggestiveness created by leading questions.
12. Whether an adult with custody or control of the child may bear a grudge against
the accused offender, and may attempt to coach the child into making false charges.
Rule 804(b)(7)’s requirement that a child’s hearsay statement “possess[ ] sufficient
guarantees of trustworthiness” to be admissible as a hearsay exception when the declarant was
unavailable was in line with the United States Supreme Court’s decision in Ohio v. Roberts,
448 U.S. 56 (1980), until the 2004 case of Crawford v. Washington, 541 U.S. 36 (2004). Seely
v. State, 373 Ark. 141, 282 S.W.3d 778 (2008). In Crawford, the Supreme Court, noting that
the Sixth Amendment’s Confrontation Clause provides that, “in all criminal prosecutions, the
accused shall enjoy the right . . . to be confronted with the witnesses against him,” held that
the focus of the Confrontation Clause was whether or not the statements were testimonial.
The Crawford court held:
The text of the Confrontation Clause reflects this focus [on testimonial
statements]. It applies to “witnesses” against the accused—in other words, those who
“bear testimony.” 2 N. Webster, An American Dictionary of the English Language
(1828). “Testimony,” in turn, is typically “[a] solemn declaration or affirmation made
for the purpose of establishing or proving some fact.” Ibid. An accuser who makes a
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Cite as 2015 Ark. App. 57formal statement to government officers bears testimony in a sense that a person who
makes a casual remark to an acquaintance does not. The constitutional text, like the
history underlying the common-law right of confrontation, thus reflects an especially
acute concern with a specific type of out-of-court statement.
541 U.S. at 51.
The Crawford court held that testimonial statements of witnesses absent from trial have
been admitted only where the declarant is unavailable and when the defendant has had a prior
opportunity to cross-examine. 541 U.S. at 59. However, it did not set forth a
comprehensive definition of what types of statements were “testimonial,” holding that
“[w]hatever else the term covers, it applies at a minimum to prior testimony at a preliminary
hearing, before a grand jury, or at a formal trial; and to police interrogations.” 541 U.S. at
68.
N.A.J.’s statements here do not fall within the confines of the limited definition set
forth in Crawford; we therefore must look to further case law to determine what constitutes
testimonial evidence. In Davis v. Washington, 547 U.S. 813 (2006), the Supreme Court was
faced with the question of whether statements made in the course of a 911 call were
testimonial. The Davis court held that statements are nontestimonial when made in the
course of police interrogation under circumstances objectively indicating that the primary
purpose of the interrogation is to enable police assistance to meet an ongoing emergency, but
are testimonial when circumstances objectively indicate that there is no ongoing emergency
and the purpose of the interrogation is to establish or prove past events potentially relevant
to later criminal prosecution. 547 U.S. at 822.
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Cite as 2015 Ark. App. 57Seely, supra, is the only case in which our supreme court has addressed whether
statements are testimonial after the Crawford decision. In that case, a three-year-old girl
complained to her mother that her “booty” was hurting; when the mother pressed further,
the child told her that her daddy put his fingers in her booty and dug in her booty. The
child’s mother took her to Arkansas Children’s Hospital where the child was interviewed by
a social worker prior to being examined by a doctor. The child told the social worker that
her daddy put his finger in her booty and pointed to her front genital area. The child was
found incompetent to testify at trial. The social worker testified that the main objective of
her interview was to determine whether a physical exam should be conducted and, if so, what
type of physical exam. On those facts, our supreme court found that not only were the child’s
statements to her mother nontestimonial, so were the statements made to the social worker.
The Seely case held that the question of whether the social worker was acting as a government
agent turned on the primary purpose of her interview with the child—if the primary purpose
was to gather evidence for potential use in a subsequent prosecution, then the social worker
was acting as a government agent. Our supreme court concluded that the primary purpose
of the interview was to define the scope of the necessary medical treatment and therefore, the
statements were nontestimonial.
The present case is distinguishable from Seely. Here, there was no evidence that the
interview was to determine if any medical treatment was necessary. The interview was
watched by the police detective, the interviewer consulted with the detective to make sure
all questions he wanted asked were asked, and the detective took a copy of the interview with
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Cite as 2015 Ark. App. 57him when he left. All of these factors lead our court to conclude that N.A.J.’s statement was
testimonial.
The case of United States v. Bordeaux, 400 F.3d 548 (8th Cir. 2005), is also instructive.
In that case, after allegations of sexual abuse arose, the victim was referred to a center for
evaluation; she was interviewed by a forensic examiner; the interview was videotaped; and
two copies of the interview were made, one for medical records and one for law-enforcement
officials. The trial court found the child witness to be unavailable1 and that the statements
made during the interview were testimonial—the interview was formal and involved the
government, and, even though the purpose of the interview was disputed,
the evidence require[d] the conclusion that the purpose was to collect information for
law enforcement. First, as a matter of course, the center made one copy of the
videotape of this kind of interview for use by law enforcement. Second, at trial, the
prosecutor repeatedly referred to the interview as a “forensic” interview, meaning that
it “pertain[ed] to, [was] connected with, or [was to be] used in courts of law.” ... That
[the victim’s] statements may have also had a medical purpose does not change the fact
that they were testimonial, because Crawford does not indicate, and logic does not
dictate, that multi-purpose statements cannot be testimonial.
400 F.3d at 556.
Bordeaux makes it clear that in some situations, an interview can be both testimonial
and nontestimonial—the two are not mutually exclusive. Here, there was no testimony that
the interview was disseminated to anyone else except law enforcement. Accordingly, we
agree with N.W.’s argument that the interview was testimonial—the primary purpose of the
1
Although the child in Bordeaux testified at trial, she did so via two-way closed-circuit
television, which was held to violate the defendant’s right to confront witnesses, and therefore
she was deemed to be unavailable for confrontation purposes.
10
Cite as 2015 Ark. App. 57interview was for prosecution, and the introduction of the interview into evidence did indeed
violate his right to confront witnesses against him.
The State contends that even if our court finds that the videotaped interview was
testimonial and violated N.W.’s right to confront his accuser, its admission was harmless
beyond a reasonable doubt, arguing that N.A.J. had told her mother and grandmother, at
different times, that N.W. had touched her. We cannot agree with this assertion.
Trial error, even involving the Confrontation Clause, is subject to a harmless-error
analysis. Sparkman v. State, 91 Ark. App. 138, 208 S.W.3d 822 (2005). To conclude that a
constitutional error is harmless and does not mandate a reversal, our court must conclude
beyond a reasonable doubt that the error did not contribute to the verdict. Id. When
determining whether the denial of a party’s right to confront witnesses is harmless error, our
court must consider factors such as the importance of the witness’s testimony, whether the
testimony was cumulative, whether there was corroborating or contradicting evidence, and
the overall strength of the State’s case. Id.N.A.J.’s interview was the only evidence of rape presented by the State. N.A.J.’s
mother testified that she took N.A.J. to the doctor because N.A.J. said her “cuckoo” (vagina)
was hurting (which was diagnosed as a bacterial infection) and that N.A.J. had told the doctor
that N.W. had touched her. However, N.A.J. had not told the doctor where N.W. had
touched her. N.A.J.’s grandmother testified that N.A.J. had reported to her that N.W. had
touched her in an inappropriate way, but again there was no testimony as to where N.W. had
touched N.A.J. Her grandmother also testified that she had never witnessed any inappropriate
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Cite as 2015 Ark. App. 57touching. Without N.A.J.’s statement, there is not enough evidence to support the finding
that N.W. raped N.A.J. We cannot say that allowing N.A.J.’s interview into evidence was
harmless error.
Reversed and remanded.
ABRAMSON and HARRISON, JJ., agree.
Holthoff & Richards, LLP, by: Amos J. Richards, for appellant.
Dustin McDaniel, Att’y Gen., by: LeaAnn J. Adams, Ass’t Att’y Gen., for appellee.
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