United States v. Blouin

UNITED STATES, Appellee
v.
Dana P. BLOUIN, Specialist
U.S. Army, Appellant
No. 14-0656
Crim. App. No. 20121135
United States Court of Appeals for the Armed Forces
Argued February 10, 2015
Decided June 25, 2015
ERDMANN, J., delivered the opinion of the court, in which STUCKY
and OHLSON, JJ., joined. BAKER, C.J., filed a dissent in which
RYAN, J., joined.
Counsel
For Appellant: Captain Heather L. Tregle (argued); Colonel
Kevin Boyle, Lieutenant Colonel Jonathan F. Potter, and Major
Aaron R. Inkenbrandt (on brief); Major Jacob D. Bashore, and
Captain Brian J. Sullivan.
For Appellee: Captain Benjamin W. Hogan (argued); Colonel John
P. Carrell (on brief); Major A. G. Courie III, and Captain
Samuel Gabremariam.
Military Judge: Michael J. Hargis
This opinion is subject to revision before final publication.
United States v. Blouin, No. 14-0656/AR
Judge ERDMANN delivered the opinion of the court.
Specialist (E-4) Dana P. Blouin was charged with possession
of child pornography as defined in 18 U.S.C. § 2256(8), in
violation of Article 134(1), Uniform Code of Military Justice
(UCMJ), 10 U.S.C. § 934 (2006). Consistent with his plea,
Blouin was convicted of the charge by a military judge sitting
as a general court-martial. The military judge sentenced Blouin
to a bad-conduct discharge, six months of confinement, and a
reduction to E-1. The convening authority approved the sentence
as adjudged. The United States Army Court of Criminal Appeals
(CCA) affirmed the findings and sentence. United States v.
Blouin, 73 M.J. 694, 699 (A. Ct. Crim. App. 2014). We granted
review to determine whether the military judge erred in
accepting Blouin’s guilty plea. 1 We hold that the record
reflects a substantial basis in law and fact for questioning the
plea and therefore reverse the CCA.
1
We granted review of the following issue:
Whether the military judge erred by accepting
Appellant’s pleas of guilty to the specification of
the charge where Prosecution Exhibit 4 demonstrated
that the images possessed were not child pornography.
United States v. Blouin, 74 M.J. 55 (C.A.A.F. 2014) (order
granting review).
2
United States v. Blouin, No. 14-0656/AR
Background
During the providence inquiry, the military judge provided
Blouin with the following relevant definitions from 18 U.S.C.
§ 2256:
The phrase “child pornography” means any visual
depiction, including any photograph, film, video,
picture, or computer, or computer-generated image or
picture, whether made or produced by electronic,
mechanical, or other means, of sexually explicit
conduct where the production of such visual depiction
involves the use of a minor engaging in sexually
explicit conduct; such visual depiction is a digital
image, computer image, or computer-generated image
that is, or is indistinguishable from, that of a minor
engaging in sexually explicit conduct; or such visual
depiction has been created, adapted, modified to
appear that an identifiable minor is engaging in
sexually explicit conduct.
Except as noted below, the phrase, “sexually
explicit conduct” means actual or simulate [sic],
. . . lascivious exhibition of the genitals or pubic
area of any person.
When the visual depiction is a digital image,
. . . the phrase "sexually explicit conduct" means
. . . graphic or simulated lascivious exhibition of
the genitals or pubic area of any person.
. . . .
“Graphic”, when used with respect to depiction of
sexually explicit conduct, means that a viewer can
observe any part of the genitals or pubic area of any
depicted person or animal during any part of the time
that the sexually explicit conduct is being depicted.
Now, Specialist Blouin, do you understand the
elements and definitions of this offense as I’ve read
them to you?
[Blouin]: Yes, sir.
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United States v. Blouin, No. 14-0656/AR
MJ: And I know that’s a lot to digest. Do you
understand what I’ve just told you?
[Blouin]: Yes, sir.
MJ: Do you have any questions about what I just told
you?
[Blouin]: No, sir.
MJ: Do you understand that your plea of guilty admits
that these elements accurately describe what you did?
[Blouin]: Yes, sir.
MJ: Do you believe and admit that the elements and
the
definitions taken together do describe what you did?
[Blouin]: Yes, sir.
The military judge went on to discuss the images viewed by
Blouin and asked him to describe why the images constituted
lascivious exhibitions of the genitals or pubic area. In
response, Blouin described two of the images in detail. In
questioning Blouin about the images, the military judge asked
him on several occasions whether the genitals or pubic area were
visible “even though clothed.” Blouin agreed that the areas in
question were clothed.
At the close of the inquiry, the military judge accepted
Blouin’s guilty plea. However, during sentencing the military
judge reviewed Prosecution Exhibit 4, a compact disk which
contained the twelve images of purported child pornography to
which Blouin had pleaded guilty to possessing. Based on his
review, the military judge reopened the providence inquiry.
4
United States v. Blouin, No. 14-0656/AR
The military judge asked Blouin whether the images that he
had described during the providence inquiry were contained in
Prosecution Exhibit 4. Blouin responded that they were. The
military judge then asked whether Blouin had opened all the
images and Blouin responded that he had. Blouin then reasserted
that he thought the twelve images constituted child pornography
consistent with the definitions that the military judge had
provided.
However, the military judge then held:
Counsel, having to [sic] review Prosecution Exhibit 4,
I only find three images of child pornography. I find
image 1229718342693.JPEG, image 1229720242042.JPEG,
and image 122972147928l.JPEG meet the definition of
child pornography. The balance of the images on
Prosecution Exhibit 4 do not meet that definition.
Given further inquiry, I do believe that the accused
is guilty of the offense as charged and I stand by my
findings. Although as to those three images, I think
counsel would be wise to review [United States vs.
Knox 32 F.3d 733 (3d Cir. 1994)], that it can be a
lascivious exhibition even if the genitals and the
pubic area are clothed. So, I stand by my findings.
On appeal before the CCA, Blouin asserted that the three
images for which he was found guilty did not meet the definition
of child pornography set forth in 18 U.S.C. § 2256(8). The CCA
rejected Blouin’s argument and affirmed the conviction. Blouin,
73 M.J. at 695. In affirming Blouin’s conviction, the CCA:
endorse[d the] reference to Knox in the Benchbook
[and] offer[ed its] decision to establish precedent on
a subject not yet directly addressed in a published
opinion in our jurisdiction, and hold that nudity is
not required to meet the definition of child
pornography as it relates to the lascivious exhibition
5
United States v. Blouin, No. 14-0656/AR
of genitals or pubic area under Title 18 of the United
States Code or Article 134, UCMJ.
73 M.J. at 696.
Discussion
Before this court, Blouin again asserts that the three
images for which he was found guilty of possessing child
pornography do not meet the statutory definition of 18 U.S.C.
§ 2256(8). Blouin also contends that, despite finding he was
incorrect as to what constituted child pornography in nine of
the twelve images in Prosecution Exhibit 4, the military judge
failed to ensure that he understood why those images did not
meet the definitions. Blouin further argues that the military
judge and the CCA erred in adopting the rationale of Knox II. 2
The government counters that this court should adopt Knox
II for the proposition that nudity or discernibility of the
genitalia or pubic area is not required to establish whether an
image is “graphic” as defined in 18 U.S.C. § 2256. The
government further argues that, even if this court does not
adopt Knox II, the photographs at issue nevertheless meet the
definition of graphic as well as the factors used to determine
what constitutes a lascivious exhibition as set forth in United
States v. Dost, 636 F. Supp. 828, 832 (S.D. Cal. 1986).
2
There are two relevant Knox decisions from the United States
Court of Appeals for the Third Circuit: United States v. Knox,
977 F 2d. 815, (3d Cir. 1992), vacated and remanded, 510 U.S.
939 (1993) (Knox I); United States v. Knox, 32 F.3d at 736, (3d
Cir. 1994) (Knox II).
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18 U.S.C. § 2256 -- Definitions
In 2003, 18 U.S.C. § 2256 was amended by Congress in
response to the Supreme Court’s decision in Ashcroft v. Free
Speech Coal., 535 U.S. 234 (2002). See United States v.
Williams, 553 U.S. 285, 289 (2008) (“After our decision in Free
Speech Coal., Congress went back to the drawing board . . . .”);
see also S. Rep. No. 108-2, at 1; H.R. Rep. No. 108-66, at 30.
Congress altered the statute in order to limit the “virtual
child” defense being successfully used in the wake of Ashcroft,
while maintaining the statute’s constitutionality. S. Rep. No.
108-2, at 4-7, 13 (“S. 151 is designed to aid child pornography
prosecutions in a constitutionally responsible way.”).
Congress did this, in part, by amending the definition of
“child pornography” found 18 U.S.C. § 2256(8). 3 Subsection
3
18 U.S.C. § 2256(8) provides:
“child pornography” means any visual depiction, including
any photograph, film, video, picture, or computer or
computer-generated image or picture, whether made or
produced by electronic, mechanical, or other means, of
sexually explicit conduct, where --
(A) the production of such visual depiction involves the
use of a minor engaging in sexually explicit conduct;
(B) such visual depiction is a digital image, computer
image, or computer-generated image that is, or is
indistinguishable from, that of a minor engaging in
sexually explicit conduct; or
(C) such visual depiction has been created, adapted, or
modified to appear that an identifiable minor is engaging
in sexually explicit conduct.
7
United States v. Blouin, No. 14-0656/AR
(8)(A) contains the original language of the statute and makes
criminal any photograph, film, video, or picture of actual
children engaging in sexually explicit conduct. Congress added
subsections (B) and (C) as the result of the 2003 amendments. 4
Subsection (B) makes criminal digital images of either actual
children or those indistinguishable from actual children
engaging in sexually explicit conduct. Congress also added the
requirement in subsection (B) that, in addition to being
lascivious, all digital images must be “graphic,” which means
that a “viewer can observe any part of the genitals or pubic
area of any depicted person.” S. Rep. No. 108-2, at 6-7, 13.
The more onerous “graphic” requirement applies only to digital
images because of the constitutional danger that the images
might not be of actual children. Id.
The distinctions between the subsections are not
inconsequential. For example, if an accused were charged under
subsection (A), the government would not need to prove the
images at issue were “graphic,” but would need to prove the
images were of real children. Compare 18 U.S.C. § 2256(8)(A),
with 18 U.S.C. § 2256(8)(B). If charged under subsection (B),
the government would need to prove the digital images were both
4
Subsection (C), which makes criminal images which have been
“morphed” or altered in such a way as to appear that an
identifiable minor is engaging in sexually explicit conduct, is
not at issue in this appeal.
8
United States v. Blouin, No. 14-0656/AR
graphic and lascivious, but would not be required to show the
minors were actual children. Id.
United States v. Knox
The military judge and the CCA both relied on Knox II for
the principle that a conviction under 18 U.S.C. § 2256 does not
require images that contain nudity. In its opinion, the CCA
noted that its adoption of the Knox II standard was to
“establish precedent on a subject not yet directly addressed in
a published opinion in our jurisdiction.” Blouin, 73 M.J. at
697. We decline to accept the CCA’s invitation to adopt the
Knox II standard as controlling precedent in this jurisdiction.
In Knox I, the issue was whether, “videotapes that focus on
the genitalia and pubic area of minor females constitute an
‘exhibition of the genitals or pubic area’ under the federal
child pornography laws, even though those body parts are covered
by clothing.” 977 F.2d at 817 (citations omitted). The Third
Circuit held that “such visual depictions do qualify as an
exhibition.” Id. On appeal to the Supreme Court, the solicitor
general argued that “the plain language of the statute
require[ed] the genitals or pubic area exhibited to be at least
somewhat visible or discernible through the children’s
clothing.” Knox II, 32 F.3d at 737. The Supreme Court remanded
the case to the Third Circuit and ordered the court to
reconsider its opinion in light of the government’s argument.
9
United States v. Blouin, No. 14-0656/AR
Id. Despite the position of the solicitor general, on remand
the Third Circuit again held that the “federal child pornography
statute, on its face, contains no nudity or discernibility
requirement, that non-nude visual depictions, such as the ones
contained in this record, can qualify as lascivious
exhibitions.” Id.
There are several problems with the lower courts’ reliance
on Knox II in the present case. Initially, Knox II was decided
in 1994 and 18 U.S.C. § 2256 was amended in 2003. The 2003
amendments added the “graphic” requirement for digital images.
See Pub. L. No. 108-21, § 502(c) (2003). Accordingly, “the
requirement that lascivious exhibitions be ‘graphic’ under the
PROTECT Act’s amended obscenity definition likely eliminates a
Knox result under the obscenity statute.” United States v.
Williams, 444 F.3d 1286, 1299 n.63 (11th Cir. 2006).
In addition, despite the CCA’s assertion to the contrary,
at least two federal circuits have undermined Knox II, including
the Third Circuit itself. See United States v. Vosburgh, 602
F.3d 512, 538 (3d Cir. 2010) (noting in a prosecution for
possessing child pornography that images of “child erotica” were
legal); United States v. Gourde, 440 F.3d 1065, 1070 (9th Cir.
2006) (recognizing that adult pornography and child erotica
constitute “legal content”); see also United States v. Warner,
73 M.J. 1, 3 (C.A.A.F. 2013) (“Title 18 of the United States
10
United States v. Blouin, No. 14-0656/AR
Code addresses at length and in considerable detail the myriad
of potential crimes related to child pornography, these sections
provide no notice that possession of images of minors that
depict no nudity, let alone sexually explicit conduct, could be
subject to criminal liability.”); United States v. Roderick, 62
M.J. 425, 429 (C.A.A.F. 2006). Finally, neither the CCA nor the
government have cited any case which has adopted the rationale
of Knox II as applied to 18 U.S.C. § 2256(8)(A)-(C) after its
2003 amendment. 5 Accordingly, the military judge and the CCA
adopted an erroneous view of the law when they relied on Knox II
to support their decisions.
Providence of the Plea
We review a military judge’s acceptance of a guilty plea
for an abuse of discretion. United States v. Finch, 73 M.J.
144, 148 (C.A.A.F. 2014), cert. denied, 135 S. Ct. 98 (2014).
“If an accused sets up matter inconsistent with the plea at any
time during the proceeding, the military judge must either
resolve the apparent inconsistency or reject the plea.” United
States v. Moon, 73 M.J. 382, 386 (C.A.A.F. 2014). In reviewing
5
The only post-2003 case cited by the government and the CCA is
Williams, 444 F.3d at 1299 n.63. The issue in Williams was a
pandering charge, which is not analogous to the charge in this
case. Indeed, as noted above, Williams actually held that “the
PROTECT Act’s amended obscenity definition likely eliminates a
Knox result under the obscenity statute.” Id. However, as
there is no consensus by the federal circuit courts on Knox II,
or even within the Third Circuit, we look to our precedent. See
Warner, 73 M.J. at 3; Roderick, 62 M.J. at 429.
11
United States v. Blouin, No. 14-0656/AR
a military judge’s decision to accept a guilty plea, “we apply
the substantial basis test, looking at whether there is
something in the record of trial, with regard to the factual
basis or the law, that would raise a substantial question
regarding the appellant’s guilty plea.” United States v.
Inabinette, 66 M.J. 320, 322 (C.A.A.F. 2008). “Additionally,
any ruling based on an erroneous view of the law also
constitutes an abuse of discretion.” Id. Finally, we have long
held that any guilty plea must be both knowing and voluntary.
See United States v. Care, 18 C.M.A. 535, 538-39, 40 C.M.R. 247,
250-51 (1969). Citing to Care, this court has held that “[t]he
providence of a plea is based not only on the accused’s
understanding and recitation of the factual history of the
crime, but also on an understanding of how the law relates to
those facts.” United States v. Medina, 66 M.J. 21, 26 (C.A.A.F.
2008).
The military judge provided Blouin with three mutually
exclusive definitions reflecting the three subsections of
18 U.S.C. § 2256(8) but he was not advised as to which of the
three subsections he was charged with. Indeed, the military
judge’s instructions, the charge sheet, the plea inquiry, the
pretrial agreement, and the stipulation of fact all fail to
establish which subsection Blouin was charged under and which
subsection he pled guilty to. As noted earlier, the
12
United States v. Blouin, No. 14-0656/AR
distinctions between the subsections are not inconsequential and
nowhere in the record is this inconsistency clarified. To be
clear, it is not necessary for the charge or plea inquiry to
specify a subsection under 18 U.S.C. § 2256 if the applicable
subsection is clear from the record and there is no
inconsistency. However, in this case, without knowledge of
which subsection he was pleading guilty to, Blouin could not
have an understanding as to how the law related to his factual
admissions.
Further, after accepting Blouin’s plea to all twelve images
contained in Prosecution Exhibit 4, the military judge reviewed
the images. Based upon that review, he determined that Blouin
had pled guilty to possessing nine images of purported child
pornography which did not meet the definitions in 18 U.S.C.
§ 2256. Despite this indication that Blouin had not understood
the definitional instructions, the military judge failed to
advise Blouin why the nine images failed to qualify as child
pornography. Nor did the military judge take any steps to
ascertain why Blouin believed the remaining three images did
constitute child pornography while the nine images did not. Due
to the inconsistencies in the manner in which the offenses were
explained to Blouin, combined with the military judge’s failure
to make further inquires once he ruled that nine of the images
to which Blouin had already pleaded guilty did not constitute
13
United States v. Blouin, No. 14-0656/AR
child pornography, there exists a substantial basis in law and
fact to question the providence of the guilty plea.
Decision
The decision of the United States Army Court of Criminal
Appeals is reversed and the findings and sentence are set aside.
The record is returned to the Judge Advocate General of the
Army. A rehearing is authorized.
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BAKER, Chief Judge, in which RYAN, J., joins (dissenting):
This is a guilty plea case. The question presented is
whether there is a substantial basis in law or fact to question
the plea. Appellant admitted to possessing child pornography.
He further admitted that at least one of these pictures depicted
a “lascivious exhibition of the genitals or pubic area.” The
military judge confirmed through his own review that at least
one such picture did in fact constitute child pornography as
defined in subsection 8(A). Nonetheless, the majority concludes
that Appellant’s plea is improvident because the military judge,
who had not seen all 173 images of “likely child pornography”
found in Appellant’s possession, initially provided Appellant
the definitions of child pornography corresponding to
subsections 8(A) and 8(B) of the Child Pornography Prevention
Act (CPPA). The military judge during sentencing subsequently
concluded that some of the pictures in question did not meet the
definition of child pornography, without clearly stating whether
he was applying the definition applicable to subsection 8(A) or
8(B). Thus, the majority concludes, Appellant, who was trying
to plead guilty to possessing child pornography, did not
providently do so because he could not be certain which kind of
child pornography he was guilty of possessing, subsection 8(A)
child pornography or subsection 8(B) child pornography, and
whether the pictures satisfied one or both definitions.
United States v. Blouin, No. 14-0656/AR
The majority opinion rests on incongruous positions. The
majority concludes that Appellant’s plea was not provident
because the military judge failed to clarify the subsection of
the CPPA with which Appellant was being charged. At the same
time, in declining to adopt United States v. Knox (Knox II), 32
F.3d 733 (3d Cir. 1994), on the basis that it is inapplicable,
the majority assumes that the military judge applied subsection
8(B) of the CPPA. United States v. Blouin, __ M.J. __, __ (11-
14) (C.A.A.F.). This must be the case, as the majority does not
elaborate on why Knox II is inapplicable to subsection 8(A),
which contains identical language to the pre-2003 version of the
CPPA the Knox II court interpreted. I disagree with both the
majority opinion’s initial premise, and the conclusions it
reaches in reliance on this premise.
In the instant case, there is no “substantial basis in law
or fact for questioning the plea.” United States v. Passut, 73
M.J. 27, 29 (C.A.A.F. 2014) (citing United States v. Schell, 72
M.J. 339, 345 (C.A.A.F. 2013)). First, it is clear considering
the plea colloquy in its totality that the military judge was
applying subsection 8(A) of the CPPA. Further, although the
military judge may have caused nominal confusion by reopening
the plea colloquy, any uncertainty is not a substantial basis to
question the plea under the circumstances of this case.
Finally, the military judge did not err in applying Knox II
2
United States v. Blouin, No. 14-0656/AR
during the plea colloquy, as Knox II remains good law and
instructive as to the application of subsection 8(A) of the
CPPA.
For all these reasons, I respectfully dissent from this
Court’s opinion.
DISCUSSION
I. Appellant’s Guilty Plea to Subsection 8(A)
The majority opinion argues that there is a substantial
basis to question Appellant’s plea because the military judge
did not specify whether Appellant was charged under subsection
8(A) or 8(B) of the CPPA. As the majority opinion notes, the
military judge recited the definitions for two categories of
child pornography proscribed under subsections 8(A) and (B) of
the CPPA, without specifying which subsection was applicable.
However, which subsection applied, if any, depended on
Appellant’s knowledge of the pictures he possessed, and how he
described them to the military judge as part of the plea
colloquy. After Appellant described his conduct, it became
apparent that the military judge intended to, and was accepting,
a guilty plea to subsection 8(A), requiring Appellant to
stipulate to possessing child pornography using actual minors,
with no requirement that the images also be “graphic.”
During the plea colloquy, before the military judge
reviewed the sample photographs in Prosecution Exhibit 4 (PE 4),
3
United States v. Blouin, No. 14-0656/AR
the military judge provided the definition of child pornography
corresponding with charges brought under subsection 8(A), which
does not contain a “graphic” requirement:
MJ: Now, I gave you the definition of sexually
explicit conduct. Do you recall that definition?
ACC: Yes. . . .
MJ: Okay. Did any of the images involve children
engaging in sexual intercourse . . . either amongst
themselves or with adults?
ACC: No, sir.
MJ: Did any of them involve bestiality?
ACC: No, sir.
MJ: Did any of them involve masturbation?
ACC: No, sir.
MJ: Did any of them involve sadistic or masochistic
abuse?
ACC: No, sir.
MJ: The last category of sexually explicit conduct is
lascivious exhibition of the genitals or pubic area.
Now, what I hear you telling me is that’s the kind of
image that you downloaded either through Google or
P2P. Is that accurate?
ACC: Yes, sir.
The military judge’s description of “[t]he last category of
sexually explicit conduct” was taken verbatim from the
definition applicable to subsection 8(A). The military judge at
no point indicated during the plea colloquy that he was instead
applying the definition under subsection 8(B), which defines
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United States v. Blouin, No. 14-0656/AR
“sexually explicit conduct” as “graphic or simulated lascivious
exhibition of the genitals or pubic area of any person.” 18
U.S.C. § 2256(2)(B)(iii) (emphasis added). Immediately after
providing this definition, the military judge proceeded to
discuss the two sample images described earlier. Even after
reviewing the sample images, the military judge again recited
the definition of child pornography applicable to subsection
8(A), asking Appellant: “Both these photographs that we’ve
talked about, do you believe that they were a lascivious
exhibition of the genitals or pubic area of the subject of the
photograph as I’ve described that term for you?” Yet again, the
military judge did not mention a “graphic” requirement.
In my view, the military judge’s repeated recitation of the
definition applicable to subsection 8(A), both before and after
analyzing the sample images, makes plain that Appellant was
pleading guilty to violating subsection 8(A), not subsection
8(B), of the CPPA. While the military judge could have
expressly stated that he was applying subsection 8(A), the plea
colloquy was not so ambiguous that it would cause confusion as
to which subsection of the CPPA applied. 1
1
The military judge’s review of the sample images during the
plea colloquy was thorough, to ensure that the images were,
indeed, “lascivious,” as required under subsection 8(A) of the
CPPA. Therefore, the fact that the military judge did not
discuss the “graphic” requirement under subsection 8(B) with
5
United States v. Blouin, No. 14-0656/AR
Significantly, there is no indication in the record that
Appellant or defense counsel was actually confused. Appellant
was engaged in his plea colloquy, at one point asking the
military judge to repeat the definition of “lascivious” that was
previously provided, and at another point conferring with
defense counsel before responding to the military judge’s
questions.
II. Matters Inconsistent with the Plea
The majority opinion also contends that there is a
substantial basis to question the plea because of the military
judge’s “failure to make further inquiries once he ruled that
nine of the images to which Blouin had already pleaded guilty
Appellant does not suggest that the military judge was careless
or inattentive. Rather, this omission tends to support the
conclusion that the military judge was applying subsection 8(A),
not subsection 8(B). Indeed, when reviewing the sample images,
the military judge stringently applied the relevant United
States v. Dost, 636 F. Supp. 828, 832 (S.D. Cal 1986), aff’d sub
nom. United States v. Wiegand, 802 F.2d 1239 (9th Cir. 1987),
factors, which this Court has recognized as the appropriate test
for determining whether child pornography is “lascivious.” See
United States v. Roderick, 62 M.J. 425, 430 (C.A.A.F. 2006).
For example, when analyzing the second sample image, the
military judge asked, consistent with the Dost factors: (1)
“[i]s her genital area and pubic area in the center of the
photograph?”; (2) “Was that kind of a pose appropriate for
somebody of that age?”; (3) “Did that pose appear to you to be
sexually suggestive?”; and (4) “Do you believe that’s what the
photographer intended?” As noted, there was no line of
questioning to elicit a factual stipulation that the images
Appellant possessed were also “graphic.”
6
United States v. Blouin, No. 14-0656/AR
did not constitute child pornography,” Blouin, __ M.J. at __
(13-14). I disagree. Given the exacting detail with which the
military judge reviewed the two sample images, the failure to
articulate why the nine images from PE 4 were not child
pornography is not a substantial basis to question Appellant’s
plea.
In reaching this conclusion, I am mindful of several
factors that, considered in context, ameliorate the concerns the
majority opinion raises. First, the military judge took pains
to provide Appellant the relevant definition of child
pornography, and to review the applicable Dost factors as
applied to the two sample images taken from PE 4. The colloquy
was detailed and consistent with the provisions of the CPPA.
Second, the charges against Appellant did not specify a fixed
number of images of child pornography in Appellant’s possession
that formed the basis of these charges. Appellant was simply
charged with “knowingly possess[ing] child pornography.”
Appellant’s plea would be provident, therefore, even if only one
image met the definition of child pornography under the CPPA.
In other words, had PE 4 consisted of the three images found to
be child pornography by the military judge, Appellant’s guilty
plea would still be provident.
Third, PE 4 was a sampling of the 173 photographs found in
Appellant’s possession which were deemed “likely child
7
United States v. Blouin, No. 14-0656/AR
pornography” by the Government. The admission of the
representative images in PE 4 was surplusage. The Government
was not required to admit any exhibits or carry any burden of
proof. Appellant’s factual stipulations were the focus of the
plea colloquy. The representative images were intended to
facilitate, not replace, Appellant’s factual stipulations.
“In determining on appeal whether there is a substantial
inconsistency, this Court considers the ‘full context’ of the
plea inquiry, including Appellant’s stipulation of fact.”
United States v. Goodman, 70 M.J. 396, 399 (C.A.A.F. 2011). In
light of these circumstances, in my view, the military judge did
not abuse his discretion in failing to make further inquiries
after excluding nine photographs from PE 4. The military judge
had already reviewed the relevant definitions and their
application to two sample images, which are indisputably child
pornography. See United States v. Blouin, 73 M.J. 694, 698 (A.
Ct. Crim. App. 2014). Appellant stipulated during the plea
colloquy that he had possessed images of child pornography, the
number of which was inconsequential in the instant case. As a
factual matter, Appellant had possessed at least three images of
child pornography, which sufficiently satisfied the charges.
The military judge’s failure to explain his reasoning for
excluding the nine images is troublesome, but not fatal to the
providence of the plea.
8
United States v. Blouin, No. 14-0656/AR
As this Court stated in Roderick, courts determine “whether
a particular photograph contains a ‘lascivious exhibition’ by
combining a review of the Dost factors with an overall
consideration of the totality of the circumstances,” which is,
necessarily, a highly contextual and fact-specific inquiry.
Roderick, 62 M.J. at 430. It would have been preferable for the
military judge to review each of the nine images in detail and
explain why, in his determination, they were not child
pornography under the CPPA. But in light of the otherwise
thorough plea colloquy, Appellant’s factual stipulations, the
three images of child pornography, and the lack of itemization
in the charges against Appellant, I conclude that the accused
understood “the factual history of the crime, [and also] how the
law relates to those facts.” United States v. Medina, 66 M.J.
21, 26 (C.A.A.F. 2008). Goodman, 70 M.J. at 399, while
distinguishable, is nevertheless instructive on this point. 2
2
In Goodman, this Court evaluated whether a guilty plea was
provident when the accused made statements during the plea
inquiry that “raised the issue of mistake of fact,” which would
have been an affirmative defense to the charges. 70 M.J. at
399. Specifically, the accused was charged with sexual
harassment, and made comments during the plea inquiry suggesting
that he believed his advances were welcome, which would have
supported an affirmative “state of mind” defense. Id. This
Court reviewed “whether the failure of the military judge to
advise Appellant of the mistake of fact defense and secure his
disclaimer of the defense requires us to set aside his guilty
plea.” Id. at 397. This Court concluded that the military
9
United States v. Blouin, No. 14-0656/AR
Here, even if the military judge had further explicated why the
nine images did not satisfy the requirements of the CPPA and the
Dost factors, and the totality of the circumstances, such
clarification would not have “raise[d] . . . an inconsistency
with regard to his guilty plea.” Id. at 400. It would not have
had an impact on Appellant’s stipulations of fact, the military
judge’s recitation of the definitions from the CPPA, or the
analysis of the two sample images during the plea colloquy. The
military judge’s clarification, while beneficial, did not cause
a misunderstanding as to how the law applied to the facts.
Consequently, I would conclude that Appellant’s plea was
provident.
III. Application of Knox II
The military judge’s reliance on Knox II, 32 F.3d at 736,
during the plea colloquy did not set forth “an erroneous view of
the law,” and is therefore not a substantial basis to question
Appellant’s plea. See United States v. Inabinette, 66 M.J. 320,
322 (C.A.A.F. 2008). The majority “decline[s] to accept the
CCA’s invitation to adopt the Knox II standard as controlling
precedent in this jurisdiction,” primarily on the basis that
judge was not required to further question the accused on this
statement because the accused’s testimony, ultimately, “did not
raise a mistake of fact defense or an inconsistency with regard
to his guilty plea.” Id. at 400. Goodman is comparable to the
case at hand.
10
United States v. Blouin, No. 14-0656/AR
Knox II has been superseded by the 2003 amendments to the CPPA.
Blouin, __ M.J. at __ (9-10). Yet the majority’s reasoning for
not adopting Knox II applies only with respect to subsection
8(B) of the CPPA, which was added as a result of the 2003
amendments, and introduced the “graphic” requirement. The
majority fails to indicate why Knox II is inapplicable to
subsection 8(A), whose language pre-dated the 2003 amendments,
was not substantially altered by these amendments, only
reorganized, and has never contained a “graphic” requirement.
As the majority opinion notes, two subsections of the CPPA are
potentially applicable in the instant case: subsection 8(A),
which proscribes any “visual depiction, including photograph,
film, video, picture, or computer or computer-generated image or
picture,” the production of which “involves the use of a minor
engaging in sexually explicit conduct,” defined as a “lascivious
exhibition of the genitals or pubic area”; and subsection 8(B),
which proscribes “any visual depiction” which “is a digital
image, computer image, or computer-generated image that is, or
is indistinguishable from, that of a minor engaging in sexually
explicit conduct,” defined as a “graphic or simulated lascivious
exhibition of the genitals or pubic area.” 18 U.S.C. §
2256(2)(A), (B); 18 U.S.C. § 2256(8)(A), (B) (emphasis added).
The majority opinion suggests that the 2003 amendments to
the CPPA nullify Knox II. Yet by the majority’s own analysis,
11
United States v. Blouin, No. 14-0656/AR
the 2003 amendments did not alter the portions of the CPPA that
Knox II interpreted. Indeed, the majority opinion acknowledges
that “[s]ubsection 8(A) contains the original language of the
statute,” and subsections (B) and (C) were added “as the result
of the 2003 amendments.” Blouin, __ M.J. at __ (7-8).
The definition in the pre-2003 version of the CPPA that was
at issue in Knox II defined “sexually explicit conduct,” in the
context of child pornography, as “actual or simulated . . .
lascivious exhibition of the genitals or pubic area of any
person.” 18 U.S.C. § 2256(2)(E) (1988 & Supp. IV 1992); Knox
II, 32 F.3d at 736 (“The principal question presented by this
appeal is whether videotapes that focus on the genitalia and
pubic area of minor females constitute a ‘lascivious exhibition
of the genitals or pubic area’ under the federal child
pornography laws.”). This language is retained in subsection
(2)(A) of the CPPA even after the 2003 amendments. 18 U.S.C. §
2256(2)(A)(v) (2012) (defining “sexually explicit conduct” as
“actual or simulated lascivious exhibition of the genitals or
pubic area of any person”). 3 There is no graphic requirement
under this subsection.
3
The 2003 amendments moved the phrase “lascivious exhibition of
the genitals or pubic area” from subsection (2)(E) of 18 U.S.C.
§ 2256 to subsection 2(A)(v). Prosecutorial Remedies and Other
Tools to End the Exploitation of Children Today Act of 2003
(PROTECT Act), Pub. L. No. 108-21, 117 Stat. 650 (2003). The
term “lascivious exhibition of the genitals or pubic area” was
12
United States v. Blouin, No. 14-0656/AR
Given that the 2003 amendments did not repeal or
substantially alter the language in the CPPA that Knox II
interpreted, it is not clear to me why Knox II is no longer good
law in light of these amendments. 4
Moreover, contrary to the lead opinion’s assertion, several
federal circuits have cited Knox II favorably since the 2003
first introduced in the Child Pornography Prevention Act in 1984
when the act was first amended, and the phrase “lewd” was
replaced with “lascivious” throughout the act. Pub. L. No. 98–
292, 98 Stat 204 (1984). This amended the original phrase,
“lewd exhibition of the genitals or pubic area” to “lascivious
exhibition of the genitals or pubic area.” Compare Protection
of Children Against Sexual Exploitation Act of 1977, Pub. L. No.
95–225, 92 Stat. 7 (1978), with Pub. L. No. 98-292, 98 Stat.
204. Subsequent amendments, even those made in 2003, did not
alter or excise this phrase from the act altogether. See 18
U.S.C. § 2256(2)(A)(v).
4
For this reason, the majority opinion’s reliance on a footnote
in United States v. Williams, 444 F.3d 1286, 1299 n.63 (11th
Cir. 2006), rev’d United States v. Williams, 553 U.S. 285
(2008), to suggest that Knox II is no longer good law is,
respectfully, too thin a reed on which to hang a rejection of
the application of Knox II. Blouin, __ M.J. at __ (10). In
that footnote, the Williams court was commenting, in dicta, that
Knox II was “likely” inapplicable where a statute contains “the
requirement that lascivious exhibitions be ‘graphic’ under the
PROTECT Act’s amended obscenity definition.” 444 F.3d at 1299
n.63. The Williams court did not suggest that Knox II was no
longer good law for obscenity definitions that do not contain a
“graphic” requirement, such as subsection 8(A). Indeed, in
deciding “[w]hat exactly constitutes a forbidden ‘lascivious
exhibition of the genitals or pubic area,’” the Williams court
expressly stated that “the pictures needn’t always be ‘dirty’ or
even nude depictions to qualify.” Id. at 1299. Arguably, then,
the Williams court accepted Knox II’s continuing application to
the phrase “lascivious exhibition of the genitals or pubic
area,” appearing in subsection 8(A), while still relating in a
footnote that Knox II “likely” did not apply to subsection 8(B),
which contains a “graphic” requirement.
13
United States v. Blouin, No. 14-0656/AR
amendments, some for the proposition that child pornography
includes “lascivious” images of minors with clothed genitals or
pubic area. See United States v. Franz, 772 F.3d 134, 157 (3d
Cir. 2014) (citing Knox II favorably); United States v.
Wallenfang, 568 F.3d 649, 659 (8th Cir. 2009) (citing Knox II to
support its holding that images of children whose genitals were
covered by pantyhose still constituted child pornography under
the CPPA even though the genitals were technically clothed);
United States v. Helton, 302 F. App’x 842, 846-47 (10th Cir.
2008) (unpublished) (stating that the CPPA “does not specify the
genitals or pubic area must be fully or partially uncovered in
order to constitute an exhibition and, like our sister circuits,
we decline to read such a requirement into the statute,” in
finding that a video of a minor wearing underpants was child
pornography (citation omitted)). 5
5
The majority opinion cites two federal courts of appeals cases
that “have undermined Knox II”: United States v. Vosburgh, 602
F.3d 512, 538 (3d Cir. 2010), and United States v. Gourde, 440
F.3d 1065, 1070 (9th Cir. 2006). In my reading, they do not do
so. These cases merely state, with no elaboration or
enumeration of factors, that child pornography is distinct from
legal child erotica. The opinions do not define child
pornography or child erotica, and are therefore of limited
utility in the instant case, where these definitions are of
central importance. Recognition that child erotica is legal
does not confirm or disavow any supposed nudity requirement of
the genital or pubic area in the CPPA. For example, in
Vosburgh, the court defines “child erotica” simply as
photographs not lascivious enough to be child pornography. See
14
United States v. Blouin, No. 14-0656/AR
In my view, under a plain reading of the CPPA, there is no
threshold requirement that a visual depiction portray a minor’s
nude genitals or pubic area before courts may apply the Dost
factors. Knox II confirms this view, in finding that an image
may constitute a “lascivious exhibition of the genitals or pubic
area” based on an application of the six Dost factors and a
totality of the circumstances test. 6 Knox II, 32 F.3d at 745-46,
merely recognizes that, as in Dost, nudity of a minor’s figure
602 F.3d at 520 (describing the images of child erotica found
with images of child pornography as “suggestive” without any
further description of what these images contain). In Gourde,
the United States Court of Appeals for the Ninth Circuit
summarily states that “adult pornography and child erotica” are
“legal content,” without explaining what constitutes child
erotica. Gourde, 440 F.3d at 1070. These opinions do not
undermine Knox II’s applicability in determining whether visual
depictions are child pornography.
6
The six “Dost factors” are:
(1) whether the focal point of the visual depiction
is on the child’s genitalia or pubic area; (2)
whether the setting of the visual depiction is
sexually suggestive, i.e. in a place or pose
generally associated with sexual activity; (3)
whether the child is depicted in an unnatural pose,
or in inappropriate attire, considering the age of
the child; (4) whether the child is fully or
partially clothed, or nude; (5) whether the visual
depiction suggests sexual coyness or a willingness
to engage in sexual activity; (6) whether the
visual depiction is intended or designed to elicit
a sexual response in the viewer.
Roderick, 62 M.J. at 429.
15
United States v. Blouin, No. 14-0656/AR
is but one of six nonexhaustive factors that courts may consider
when concluding that an image is child pornography. There is no
requirement that visual depictions of minors display a child’s
nude genitals or pubic area before courts may apply the Dost
factors. I believe the inquiry into whether an image is child
pornography begins and ends with the application of the Dost
factors and the totality of the circumstances, as this Court
stated in Roderick, 62 M.J. at 430, and as I stated in my
dissent in Barberi. See United States v. Barberi, 71 M.J. 127,
135 (C.A.A.F. 2012) (Baker, C.J., dissenting) (“My approach
would take into consideration all of the Dost factors along with
the totality of the circumstances with no particular factor
being determinative.”). Given this understanding, the military
judge did not err in relying on Knox II in the plea colloquy for
the proposition that images of minors with clothed genitals and
pubic area may still constitute child pornography under the
CPPA.
Accordingly, I would hold that the military judge made no
mistake in law by relying on Knox II.
CONCLUSION
It should not be this hard to plead guilty to possessing
child pornography. The problem is found in convoluted statutes
and even more convoluted case law, which is missing the forest
for the trees. I would hold that there was no mistake of law
16
United States v. Blouin, No. 14-0656/AR
and no substantial basis in fact for questioning Appellant’s
guilty plea. I would further hold that Appellant did not
misunderstand the facts as applied to his case. As a result, I
would find Appellant’s guilty plea provident and affirm the CCA.
Part of the issue is unclear case law. Courts, including
ours, have struggled to define and distinguish among pictures of
children that are criminal and constitute child pornography,
pictures that are constitutionally protected under the First
Amendment, and pictures that are distasteful, but neither
criminal nor protected. See, e.g., Barberi, 71 M.J. 127,
overruled by United States v. Piolunek, 74 M.J. 107 (C.A.A.F.
2015).
The problem largely originated with the Supreme Court’s
invalidation of parts of the Child Pornography Prevention Act of
1996 in Ashcroft v. Free Speech Coal., 535 U.S. 234, 256 (2002).
The statute, the Court concluded, could reach too far and
encompass constitutionally protected artistic expression as well
as virtual images of children that might fall outside the
criminal law. Id. However, the Court drew an opaque line.
And, while the Supreme Court was worried about works of art and
Romeo and Juliet, id. at 246-48, lower appellate courts have
been grappling with cases seeking to distinguish between what
some judges view as supposedly lawful child erotica --
photographs depicting young children dressed as prostitutes in
17
United States v. Blouin, No. 14-0656/AR
G-strings in coy and provocative positions -- and criminal child
pornography -- photographs depicting young children dressed as
prostitutes in G-strings in coy and provocative positions that
also show some sliver of the pubic area. See Barberi, 71 M.J.
at 127. I am skeptical, if a majority of my colleagues are not,
that the Congress, the Supreme Court, or, most importantly, the
Constitution, intended such a nuanced result when it comes to
the difference between criminal and constitutionally protected
images of real children depicted in a pornographic manner for
the purpose of sexual gratification.
The legal complexity has a further dimension in the
military because under Article 134, Uniform Code of Military
Justice (UCMJ), 10 U.S.C. § 934, conduct in the military that is
service discrediting or that undermines good order and
discipline might still be criminal even if the same conduct, in
the civilian context, is not criminal, and may be protected,
such as public criticism of the President while in uniform,
adultery, or verbal sexual harassment. See Parker v. Levy, 417
U.S. 733, 744-50 (1974); United States v. Forney, 67 M.J. 271,
275 (C.A.A.F. 2009); United States v. Marcum, 60 M.J. 198, 205
(C.A.A.F. 2004).
This case does not present these matters. Appellant
possessed at least one picture of child pornography that met the
definition of child pornography under subsection 8(A). He
18
United States v. Blouin, No. 14-0656/AR
admitted to doing so. The military judge found he did so. And
the CCA affirmed that he did so, as well. Therefore, I would
hold, consistent with Appellant’s factual stipulations and the
military judge’s and the CCA’s findings, that Appellant
possessed child pornography, and uphold his conviction.
19