United States v. Schoenherr

FILED
United States Court of Appeals
Tenth Circuit
November 30, 2012
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 12-3032
v. (D.C. No. 5:11-CR-40008-JAR-1)
BRIAN SCHOENHERR, a/k/a Flyin’ (D. Kansas)
Brian,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before HARTZ, MCKAY, and TYMKOVICH, Circuit Judges.
A federal undercover investigation of the Iron Horsemen Motorcycle Club
caught Defendant Brian Schoenherr dealing drugs. He pleaded guilty to
distributing cocaine, see 21 U.S.C. § 841(a), and received a sentence that included
a three-year term of supervised release. As a special condition of supervised
release, the district court forbade Defendant from associating with any member of
the Iron Horsemen or its allied motorcycle gangs during the three-year term.
Defendant appeals only the special condition, claiming that it is too broad to
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
satisfy 18 U.S.C. § 3583(d) and that it violates his First Amendment right to
freedom of association. Because Defendant failed to present these claims to the
district court, we review for plain error. Holding that any error was not “plain,”
we affirm.
I. BACKGROUND
Undercover agents of the federal Bureau of Alcohol, Tobacco, and Firearms
(ATF) first encountered Defendant in Kansas in the summer of 2009, forming a
relationship with him by helping him buy drugs on more than one occasion.
When one of the ATF agents, Special Agent Wesley Williamson, later visited
Defendant in his hometown near Rochester, New York, Defendant bought cocaine
for him at a local strip club. In October 2009 Defendant mailed 53.79 grams of
cocaine from New York state to Williamson in Kansas. Defendant was indicted
for the October mailing and pleaded guilty in the United States District Court for
the District of Kansas.
At the sentencing hearing Williamson testified that Defendant had been a
“nomad” for the Iron Horsemen. R., Vol. 3 at 23. The presentence report (PSR)
likewise identified Defendant as a nomad for the club, and Defendant raised no
objection to that description. Williamson explained that a nomad belongs to no
particular chapter of the Iron Horsemen but instead serves as a roving
representative of the national organization, helping to establish new chapters and
to recruit new members around the country.
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The district court admitted three exhibits that related to the Iron
Horsemen’s violent and criminal activity. The first exhibit was a bulletin
released in September 2010 by the police department of Portland, Maine, alerting
officers that a member of the Iron Horsemen had recently been killed in a
shootout with law enforcement in Cincinnati. The second was a 2009 bulletin
from the Ohio State Highway Patrol warning that members of the Ohio Iron
Horsemen Motorcycle Club were transporting explosives from Louisiana to Ohio.
The third was a collection of summaries compiled by the ATF that described
some 20 incidents of violent or criminal activity by Iron Horsemen members in
ten different states between 2004 and 2011. Williamson testified that Defendant
probably would have been aware of these kinds of incidents because of his role as
a nomad with the club.
The court also reviewed three ATF reports of Defendant’s illicit behavior
during his association with the Iron Horsemen. The reports recounted his sales of
cocaine to both Williamson and a confidential informant while on the road with
club members in July 2009; Defendant’s discussion with Williamson in June 2009
of a possible conflict with other motorcycle clubs; and Defendant’s suggestion to
Williamson in June 2009 that the two of them should rob nightclub patrons of
their gold jewelry, making sure not to wear their Iron Horsemen patches while
doing so. All three reports referred to the Iron Horsemen as an outlaw motorcycle
gang. Defendant did not object to that language.
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Defense counsel called Mark Dibiase, an acquaintance of Defendant from
the Rochester area, to testify to Defendant’s character. Dibiase spoke of
Defendant’s hard work in helping Dibiase with his janitorial business;
Defendant’s devotion to his mother, who was afflicted with dementia; and
Defendant’s regrets over his past drug use, which apparently started after his
girlfriend died suddenly from an aneurysm. Dibiase described himself as a
committed Christian and mentioned his membership in the Christian Motorcycle
Association.
In his closing statement defense counsel urged a sentence of only probation
so that Defendant could tend to his ailing mother. The government advocated a
sentence within the Guidelines range. According to the PSR, whose findings the
district court adopted, Defendant’s offense level was 15 and his criminal-history
category was I, yielding an advisory Guidelines range of 18 to 24 months’
imprisonment.
Before announcing Defendant’s sentence the court made the following
comment on Defendant’s involvement in the Iron Horsemen:
This is a serious offense. Having heard the evidence and examined
the exhibits, I’m absolutely convinced that the Iron Horsemen
Motorcycle Club is not some benign motorcycle club. And there are
plenty of them that are. There are motorcycle clubs comprised of
people that are all law enforcement officers. There are motorcycle
clubs that engage in all kinds of community services and do
wonderful things in the community. And then there are other ones
that I guess we call outlaw motorcycle gangs that perhaps have good
people in them and also have people that are involved in criminal
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activity. And it would appear the Iron Horsemen Motorcycle Club is
one such club.
Id. at 84–85. The court granted a downward variance and imposed a sentence of
12 months and one day, to be split between six months’ imprisonment and six
months’ home detention.
Most relevant to this appeal, the court also imposed a three-year term of
supervised release, which included a restriction on motorcycle-gang activity.
Before hearing from counsel and Defendant and then imposing the sentence, the
court announced its tentative sentence. It explained the proposed gang condition
as follows:
I’m also going to impose what I shorthand call a gang
condition which prohibits [Defendant] from any association with the
Iron Horsemen Motorcycle Club or any of its associate clubs such as
the Sons of Silence. Literally with any clubs because the evidence
that I heard is that there are two categories. There are the ones that
are associates and friends, and the ones that they get into fights and
club each other over the head and shoot at each other and shoot at the
police when they arrive. So this gang condition really applies to any
motorcycle clubs.
Frankly, it would seem that although there’s been some
statement about [Defendant] getting emotional support from his long-
term friends in the Iron Horsemen Motorcycle Club, the Court thinks
that’s not the kind of people that [Defendant] should associate with
and will associate with now that I’ve given him this variance. He
needs to be associating with people like Mr. Dibiase and his friends,
not people that think it’s okay to associate with criminals.
Because there are criminals in this motorcycle club. Maybe
there’s a lot of nice people, but there’s also criminals. And to
someone that’s going to be under this Court’s supervision, or any
Court’s supervision, should not be associating with any criminals.
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Id. at 88–90. The court then asked defense counsel whether Defendant had any
objections to the proposed sentence. With respect to the gang condition, defense
counsel said:
There have been a lot of people who have known his mother and him
for a long time. I wonder if the Court might make the condition that
[Defendant] not associate with people with a criminal record and not
participate in any motorcycle club activities unless approved by the
probation office.
For instance, Mr. Dibiase belongs to a Christian motorcycle
club. Maybe he can switch to that if the probation officer would
approve. But if the Court would more specifically state that he may
not participate in Iron Horsemen events or allied events and—but
that he could still—or with people who have a prior criminal record.
I think that addresses the Court’s issue and still doesn’t get close to
the line of the association.
So as stated, I would formally object to that condition, but I
think my proposal would solve any problems that the Court might
have. Or hopefully it will.
Id. at 94–95. The court decided to limit the gang restriction somewhat, and it is
set forth in the judgment as follows:
The defendant shall not be a member of the Iron Horsemen
Motorcycle Club (IHMC) and allied motorcycle gangs, participate in
any gang-related activities, or associate with any gang members
during the term of supervision. If the defendant can become a
member of a legitimate motorcycle club will be left to the discretion
of the U.S. Probation Office.
Id., Vol. 1 at 57.
Defendant appeals his sentence. He does not challenge the requirement that
he not be a member of the Iron Horsemen and allied gangs, but only the
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requirement that he not associate with members of the gangs. He contends that
this portion of the gang condition is unlawful for two reasons: (1) it violates the
requirements of § 3583(d) that a condition of release be “reasonably related to the
factors set forth” in 18 U.S.C. § 3553(a) and “involve[] no greater deprivation of
liberty than is reasonably necessary for the purposes set forth” in § 3553(a); and
(2) it violates his First Amendment right to freedom of association.
II. DISCUSSION
Because Defendant and the government dispute the proper standard of
review, we address that issue first. We then address the merits of Defendant’s
statutory and constitutional arguments.
A. Standard of Review
We agree with the government that defense counsel’s objection at
sentencing did not adequately convey to the district court either of the two
theories on which Defendant now relies. First, defense counsel never cited
§ 3583(d) or quoted (or even paraphrased) its pertinent language. Nor did counsel
clearly distinguish between the restriction on Defendant’s being a member of
certain gangs (a restriction not challenged on appeal) and the restriction on
Defendant’s association with gang members (the restriction challenged on
appeal). Instead, counsel merely proposed a less stringent alternative to the gang
condition (that Defendant not participate in events of the Iron Horsemen or allied
groups or associate with people who have a criminal record without the probation
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officer’s approval) and submitted that his proposal “addresses the Court’s issue
and still doesn’t get close to the line of the association” and that it “would solve
any problems that the Court might have.” R., Vol. 3 at 95. This statement was
too imprecise to alert the district court that Defendant was raising his present
objection under § 3583(d). A party must clearly raise arguments in district court
so that the opposing party is alerted to the need to make a record and so the court
can avoid or cure any error, making appeal of the issues unnecessary. See United
States v. Burke, 571 F.3d 1048, 1057 (10th Cir. 2009). Defendant may have
offered a remedy in the form of an alternative condition of supervised release, but
he did not suggest that his alternative was required by a specific statute.
As for Defendant’s constitutional argument, he concedes that his counsel
did not use the specific terms “First Amendment” or “constitutional freedom of
association” in objecting to the gang condition. But he argues that counsel’s
remark that the proposed alternative “doesn’t get close to the line of the
association” was clear enough to apprise the district court of the same
constitutional theory he now asserts on appeal. We think otherwise. In a
sentencing hearing devoid of discussion of any constitutional guarantees,
counsel’s use of the term the association (a peculiar way indeed to refer to the
constitutional right) without any citation to authority, did not put the court on
notice that Defendant was invoking his rights under the First Amendment. And,
as previously noted in the discussion of Defendant’s statutory claim, counsel did
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not clearly distinguish between Defendant’s not being a club member and his not
associating with members.
Defendant is correct that “[w]e conduct plain-error analysis less rigidly
when reviewing a potential constitutional error.” United States v. Hauk, 412 F.3d
1179, 1194 (10th Cir. 2005) (internal quotation marks omitted). But that
proposition concerns how we conduct plain-error review, not whether our
standard of review is plain error. Accordingly, we hold that Defendant’s issues
on appeal were not preserved below, and therefore our standard of review is plain
error. See United States v. Hall, 625 F.3d 673, 684 (10th Cir. 2010). To prevail
on plain-error review, Defendant has the burden of demonstrating (1) that the
district court committed error; (2) that the error was plain; (3) that the error
affected his substantial rights; and (4) that the error “seriously affects the
fairness, integrity, or public reputation of judicial proceedings.” Id. (internal
quotation marks omitted).
Interpreting the second prong of this test, the Supreme Court has explained
that an error is plain if it is “clear or obvious, rather than subject to reasonable
dispute.” Puckett v. United States, 556 U.S. 129, 135 (2009). We have further
stated that “[a]n error is clear where the Supreme Court or this court has
addressed the issue or where the district court’s interpretation was clearly
erroneous.” United States v. Cordery, 656 F.3d 1103, 1106 (10th Cir. 2011)
(brackets and internal quotation marks omitted). This second prong is dispositive
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of Defendant’s appeal. Because Defendant must prevail on all four prongs to be
entitled to relief, we deny relief based on his failure to establish the second prong.
See Hall, 625 F.3d at 684 (“The defendant has the burden of establishing all four
elements of plain error.”).
B. Defendant’s Statutory Claim
Section 3583(d) permits a district court to impose any special condition of
supervised release described by 18 U.S.C. § 3563(b). One permitted condition is
that the defendant “refrain from frequenting specified kinds of places or from
associating unnecessarily with specified persons.” 18 U.S.C. § 3563(b)(6). The
gang condition is such a condition. In crafting the condition, however, the district
court must obey several limits imposed by § 3583(d). First, the condition must be
“reasonably related to the factors set forth” in § 3553(a)(1) (“the nature and
circumstances of the offense and the history and characteristics of the
defendant”); (a)(2)(B) (the need “to afford adequate deterrence to criminal
conduct”); (a)(2)(C) (the need “to protect the public from further crimes of the
defendant”); and (a)(2)(D) (the need “to provide the defendant with needed
educational or vocational training, medical care, or other correctional treatment in
the most effective manner”). Id. § 3583(d)(1). Second, the condition must
“involve[] no greater deprivation of liberty than is reasonably necessary for the
purposes set forth” in § 3553(a)(2)(B), (a)(2)(C), and (a)(2)(D). Id. § 3583(d)(2).
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And third, the condition must be “consistent with any pertinent policy statements
issued by the Sentencing Commission.” Id. § 3583(d)(3).
The district court “enjoys broad discretion in setting a condition of
supervised release,” so long as it abides by these statutory requirements. United
States v. Begay, 631 F.3d 1168, 1174 (10th Cir. 2011) (internal quotation marks
omitted). Although the court must provide reasons for the condition it decides to
impose, see United States v. Edgin, 92 F.3d 1044, 1049 (10th Cir. 1996), it need
not offer a detailed rationale; instead, “a generalized statement of its reasoning” is
adequate, id. (internal quotation marks omitted).
The district court gave the necessary statement of its reasoning in
Defendant’s case. It explained that based on the testimony and exhibits presented
at sentencing, it was “absolutely convinced” that the Iron Horsemen was “not
some benign motorcycle club” but rather was an “outlaw motorcycle gang[]”
whose ranks included people “involved in criminal activity.” R., Vol. 3 at 84–85.
It noted Defendant’s drug dealing, observing that Defendant “became a
distributor, or at least helped those that were trying to transact that kind of
business.” Id. at 85–86. And it further explained that Defendant should not be
associating with such people while under supervised release but instead should be
associating “with people like Mr. Dibiase and his friends.” Id. at 89.
Without disputing any of the district court’s findings, Defendant argues that
the challenged portion of the gang condition flouts two of § 3583(d)’s
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requirements: (I) that it be reasonably related to the sentencing factors
enumerated in § 3583(d)(1), and (ii) that it not involve a greater deprivation of
liberty than necessary to advance the purposes identified by § 3583(d)(2). As we
proceed to explain, the gang condition does not plainly violate either requirement.
1. Reasonable Relation
To be “reasonably related” to the enumerated sentencing factors,
§ 3583(d)(1), a condition “does not need to be reasonably related to all of the
factors in § 3553.” United States v. Hahn, 551 F.3d 977, 983–84 (10th Cir.
2008). A reasonable relationship to just one factor will suffice. See id. Thus, we
have upheld special conditions forbidding defendants from associating with
specified groups of people even when the conditions were unrelated to the offense
of conviction. In Hahn, for example, the defendant was convicted of misapplying
the funds of his employer, a financial institution. See 551 F.3d at 979. But based
on his earlier state conviction for a sex offense involving a child, the district court
imposed special conditions of supervised release proscribing his association with
children and his holding of a job with access to children without the probation
officer’s consent. See id. at 982 & n.9. Although the conditions did not relate to
the nature and circumstances of the defendant’s offense, they did relate to his
history and characteristics as well as the need to protect the public from future
crimes. See id. at 984. Similarly, in United States v. Mike, 632 F.3d 686,
689–90, 696–97 (10th Cir. 2011), we upheld a special condition forbidding the
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defendant from having contact with children based on his past commission of a
sex offense, even though the offense of conviction was a nonsexual assault on an
adult.
In light of these precedents, the district court committed no “clear or
obvious” error under § 3583(d)(1) when it forbade Defendant from associating
with members of the Iron Horsemen or allied gangs while on supervised release.
Puckett, 556 U.S. at 135. Defendant has not contested the court’s finding that the
Iron Horsemen was a criminal gang. And the court could properly find that his
drug transactions arose out of his activities as a nomad for the Iron Horsemen.
No clear precedent would prohibit the district court from concluding that the
restriction on Defendant’s association was reasonably related to Defendant’s
history and characteristics, deterring future criminal conduct, and protecting the
public from further crimes. See 18 U.S.C. § 3553(a)(1), (a)(2)(B), (a)(2)(C).
2. No Greater Deprivation of Liberty than Reasonably
Necessary
Similarly, no clear precedent from either this court or the Supreme Court
compels the conclusion that the special condition “involves . . . greater
deprivation of liberty than is reasonably necessary” to advance the statutorily
enumerated interests. Id. § 3583(d)(2). Defendant points out that § 3563(b)(6)
refers only to forbidding a defendant “from associating unnecessarily with
specified persons.” Id. § 3563(b)(6) (emphasis added). He contends that this
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language does not permit a categorical prohibition on his associating with
members of the Iron Horsemen or allied gangs. This argument overlooks,
however, the likelihood that a prohibition solely on membership in the Iron
Horsemen and its allied gangs could have been readily evaded in the absence of
an accompanying prohibition on association with gang members. Indeed, other
circuits have upheld conditions that categorically forbade association with
members of entire groups. For example, the Seventh and Ninth Circuits approved
conditions that prohibited association with members of any neo-Nazi or white-
supremacist organization. See United States v. Ross, 476 F.3d 719, 721 (9th Cir.
2007); United States v. Showalter, 933 F.2d 573, 574 (7th Cir. 1991). This
precedent establishes that the prohibition on association in this case was not
“clearly” improper.
Defendant does cite one case, United States v. Johnson, 626 F.3d 1085,
1091 (9th Cir. 2010), in which a special condition relating to association with
gang members was struck down as overly restrictive (although under the First
Amendment, not § 3583(d)). The special condition in Johnson, however, was
critically different from the one imposed on Defendant in that it proscribed the
defendant from associating not only with the members of a designated gang but
also with persons associated with that gang. See id. at 1090. The Johnson court,
after noting several cases in which it had approved special conditions that
restricted association with gang members, explained that “[t]here is a
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considerable difference . . . between forbidding a defendant from associating with
gang members and precluding him from associating with persons who associate
with gang members.” Id. at 1091. It therefore vacated the condition for inflicting
a greater deprivation of liberty than necessary for the goals of supervised release.
See id. We infer that a restriction on associating with gang members alone would
have passed muster.
We recognize, and emphasize, that courts should take care to observe
§ 3583(d)(2)’s injunction against conditions that restrict liberty more than the
§ 3553(a) factors demand. It is also true, however, that courts are faced with
pragmatic limits on the capacity of the probation office to conduct individual
background checks on a defendant’s associates. Of course, nothing we say here
precludes the district court from modifying its order upon a proper showing.
We conclude that even if the district court’s decision to impose the gang
condition was contrary to § 3583(d)(2), the error was not plain.
C. Defendant’s Constitutional Claim
Defendant also claims that the gang condition violated his freedom of
association under the First Amendment. Once again applying plain-error review,
we must reject this claim.
A defendant on probation “forfeits much of his freedom of action and even
freedom of expression to the extent necessary to successful rehabilitation and
protection of the public.” Porth v. Templar, 453 F.2d 330, 334 (10th Cir. 1971).
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Following this principle, “[c]ourts have consistently upheld imposition of
conditions of probation that restrict a defendant’s freedom of speech and
association when those conditions bear a reasonable relationship to the goals of
probation.” United States v. Turner, 44 F.3d 900, 903 (10th Cir. 1995). We have
repeatedly found such a reasonable relationship to exist. For example, we have
said that the First Amendment permitted a special condition that required a
defendant to disassociate himself from any organization aimed at defeating the tax
laws, see United States v. Lawson, 670 F.2d 923, 929 (10th Cir. 1982); that
forbade a defendant from picketing in front of abortion clinics, see Turner,
44 F.3d at 903; and that prohibited a defendant from making “public speeches
designed to urge or encourage others to violate the [tax] laws,” Porth, 453 F.2d at
334 (but remanding for revision of condition to avoid forbidding “the naked
expression of opinion as to constitutionality of the measures in question.”).
Moreover, other circuits have repeatedly considered and rejected First
Amendment challenges to conditions of supervised release similar to those
imposed on Defendant. See Turner v. United States, 347 F. App’x 866, 868–69
(3d Cir. 2009) (defendant could not associate with members of the Pagan
Motorcycle Club); Ross, 476 F.3d at 721 (defendant could “not associate with
known neo-Nazi/white supremacist members, known neo-Nazi/white supremacist
affiliates, or any other organization that advocates engaging in criminal activity
or overthrowing the United States government” (internal quotation marks
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omitted)); United States v. Bolinger, 940 F.2d 478, 480 (9th Cir. 1991) (defendant
could “not participate in the activities, or be a member of any motorcycle clubs”
(internal quotation marks omitted)); Malone v. United States, 502 F.2d 554, 555
(9th Cir. 1974) (defendant could “not visit any Irish pubs” or accept any
“employment that directly or indirectly associates him with any Irish organization
or movement” (internal quotation marks omitted)). And as we have noted, in
Johnson the Ninth Circuit implicitly held that a restriction only on association
with gang members would have comported with the First Amendment. See
Johnson, 626 F.3d at 1091.
This case law persuades us that any error that the district court may have
committed in restricting the Defendant’s association with the members of the Iron
Horsemen or allied gangs was not “clear or obvious.” Puckett, 556 U.S. at 135.
As we have already discussed, given the court’s undisputed findings about
Defendant’s past criminal behavior and the existence of criminal elements within
the membership of the Iron Horsemen, we cannot say that the court clearly erred
in concluding that the gang condition was reasonably related to one or more of the
goals of Defendant’s supervised release. Defendant’s constitutional argument is
therefore without merit.
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III. CONCLUSION
We AFFIRM the judgment of the district court.
ENTERED FOR THE COURT
Harris L Hartz
Circuit Judge
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