Berglund v. Pottawatomie County Board of County Commissioners

FILED
United States Court of Appeals
Tenth Circuit
October 22, 2009
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
DELIA BERGLUND and
DARLENE VASQUEZ,
Plaintiffs - Appellants,
v. No. 09-6000
(D.C. No. CV-06-672-D)
POTTAWATOMIE COUNTY (W.D. Okla.)
BOARD OF COUNTY
COMMISSIONERS; KURT SHIREY,
Sheriff of Pottawatomie County,
Oklahoma; DEPUTY SWEARINGEN;
DEPUTY RODRIGUEZ,
Defendants - Appellees.
ORDER AND JUDGMENT *
Before KELLY, BRISCOE, and HOLMES, Circuit Judges.
Plaintiffs-Appellants Delia Berglund and her daughter Darlene Vasquez
(“Plaintiffs”) appeal the district court’s grant of summary judgment for
*
This Order and Judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1. After examining the briefs and the appellate record, this three-judge
panel has determined unanimously to honor the parties’ request for a decision on
the briefs without oral argument. See Fed. R. App. P. 34(f). The case is therefore
ordered submitted without oral argument.
Defendants-Appellees Board of County Commissioners of Pottawatomie County,
Pottawatomie County Sheriff Kurt Shirey, Pottawatomie County Sheriff’s Deputy
David Swearingen, and Pottawatomie County Sheriff’s Deputy Anthony
Rodriguez (“Defendants”) on their 42 U.S.C. § 1983 civil rights and state-law tort
claims. 1 We exercise jurisdiction under 28 U.S.C. § 1291 and AFFIRM the
judgment of the district court.
BACKGROUND 2
On October 13, 2004, James Brand, the police chief of the Town of Asher,
went to the residence that Plaintiffs and other family members shared in an effort
to locate Ms. Vasquez. When Chief Brand arrived, Ms. Berglund was outside the
residence; Chief Brand asked Ms. Berglund about the location of her daughter.
1
Although Plaintiffs’ notice of appeal indicates that they additionally
are appealing the district court’s denial of their Fed. R. Civ. P. 59(e) motion to
amend or alter the judgment, they do not mention this argument in their opening
brief. “Arguments inadequately briefed in the opening brief are waived . . . .”
Adler v. Wal-Mart Stores, Inc., 144 F.3d 664, 679 (10th Cir. 1998). Even
assuming the argument was preserved, however, having reviewed the motion,
related filings, and the district court’s order, it is clear that the district court’s
denial of this motion—which contended only that the district court’s judgment
was incorrect based on Plaintiffs’ previous arguments—was not an abuse of
discretion. See Adams v. Reliance Standard Life Ins. Co., 225 F.3d 1179, 1186
n.5 (10th Cir. 2000) (noting that such a motion should be granted only to present
newly discovered evidence or correct manifest errors of law).
2
As we are reviewing a grant of summary judgment for Defendants,
we resolve all factual disputes and draw reasonable inferences therefrom in favor
of Plaintiffs as the nonmoving parties. Matsushita Elec. Indus. Co. v. Zenith
Radio Corp., 475 U.S. 574, 587 (1986); Casey v. City of Fed. Heights, 509 F.3d
1278, 1279 n.1 (10th Cir. 2007).
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According to Chief Brand, Ms. Berglund reacted angrily and would not cooperate
with Chief Brand’s questioning. Chief Brand attempted to restrain and handcuff
Ms. Berglund, but he was unsuccessful; she then quickly walked into the
residence. Ms. Berglund claimed that her neck was injured as a result of her
encounter with Chief Brand. After Ms. Berglund was inside the residence, Chief
Brand called the Pottawatomie County Sheriff’s office to request backup
assistance. Ms. Berglund separately called the sheriff’s office to request
ambulance assistance.
Deputies Swearingen and Rodriguez reported to the scene and talked to
Chief Brand. Neither Sheriff Shirey nor any members of the Board of County
Commissioners were present or took part in the events at the residence. Upon
their arrival at the scene, the deputies approached the residence and asked Ms.
Berglund to come outside. Ms. Berglund told them to come inside if they wanted
to talk to her. Ms. Vasquez was inside the house during these events, and she saw
her stepfather—Ms. Berglund’s husband—open the door and allow the deputies to
enter. The deputies, who did not have a warrant, entered the residence.
After entering the residence, Deputy Swearingen took hold of Ms.
Berglund’s arm and pulled it behind her back. Still holding her arm, he and
Deputy Rodriguez escorted Ms. Berglund out of the house and into Chief Brand’s
car. The deputies did not display or use handcuffs, and she testified that Deputy
Rodriguez did not touch her at any time. The deputies did not curse at Ms.
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Berglund, threaten her, or brandish or use any weapons. When Ms. Berglund was
removed from the residence, Ms. Vasquez, who was standing in the open
doorway, became upset and told the deputies that they should take her instead.
Although Chief Brand then grabbed Ms. Vasquez and put her in his patrol car,
Ms. Vasquez does not allege that the deputies touched, threatened, or frightened
her at any point. After taking Ms. Berglund to the patrol car, neither deputy had
any further contact with Plaintiffs. Chief Brand ultimately arrested both Plaintiffs
for breaching the peace. 3
STANDARD OF REVIEW
“We review the district court’s grant of summary judgment de novo,
applying the same legal standard used by the district court.” Martinez v. Beggs,
563 F.3d 1082, 1088 (10th Cir. 2009), cert. denied, 78 U.S.L.W. 3059 (U.S. Oct.
5, 2009) (No. 09-87). “In exercising de novo review we afford no deference to
the district court’s interpretation of state law.” Devery Implement Co. v. J.I. Case
Co., 944 F.2d 724, 727 (10th Cir. 1991). A motion for summary judgment should
be granted “if the pleadings, the discovery and disclosure materials on file, and
3
At the time the district court issued its summary judgment order,
Plaintiffs also had claims pending against Chief Brand and the Town of Asher,
who did not file for summary judgment. Plaintiffs then settled their claims
against these two defendants, and they are not parties to this appeal. After all
claims against those two defendants were dismissed with prejudice, the district
court entered final judgment for Defendants-Appellants, and Plaintiffs then filed
their notice of appeal.
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any affidavits show that there is no genuine issue as to any material fact and that
the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c).
On Plaintiffs’ § 1983 claims against the deputies, the district court granted
the deputies’ motion for summary judgment based on qualified immunity. Our
review of summary judgment orders deciding qualified immunity questions differs
from our review of other summary judgment decisions. Martinez, 563 F.3d at
1088. “When a defendant asserts qualified immunity at summary judgment, the
burden shifts to the plaintiff to show that: (1) the defendant violated a
constitutional right and (2) the constitutional right was clearly established.” 4 Id.(citing Pearson v. Callahan, 129 S. Ct. 808, 815-16 (2009)). “Qualified
immunity is applicable unless the official’s conduct violated a clearly established
constitutional right.” Pearson, 129 S. Ct. at 816.
Plaintiffs’ argument for reversal is based upon their contention that genuine
issues of material fact remain, and thus summary judgment is inappropriate.
However, because we are reviewing the district court’s summary judgment order
as it pertains to the issue of qualified immunity, Plaintiffs’ focus is misplaced. It
assumes the applicability of the analytic summary judgment approach typically
4
The Pearson Court announced that courts have discretion to
determine “which of the two prongs of the qualified immunity analysis should be
addressed first in light of the circumstances in the particular case at hand.”
Pearson v. Callahan, 129 S. Ct. 808, 818 (2009). As explained infra, Defendants
did not violate Plaintiffs’ constitutional rights. Thus, we need not address
whether any such rights were clearly established. See Martinez, 563 F.3d at 1088.
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used outside of the qualified immunity context. The Supreme Court has
instructed that when we make our initial qualified immunity inquiry, we “decide
whether the facts that a plaintiff has alleged or shown make out a violation of a
constitutional right.” Id. at 815-16 (emphasis added) (internal citations omitted);
see also Riggins v. Goodman, 572 F.3d 1101, 1107 (10th Cir. 2009) (noting that
generally in the qualified immunity context in addressing the legal inquiry “we
accept the facts as the plaintiff alleges them”).
It is only if and when the plaintiff succeeds in making this twofold
showing—i.e., satisfies this “heavy two-part burden” of demonstrating that the
defendant is not entitled to qualified immunity—that the burden shifts to the
defendant to make the usual summary judgment showing that there is no genuine
issue as to any material fact and that he or she is entitled to judgment as a matter
of law. Holland ex rel. Overdorff v. Harrington, 268 F.3d 1179, 1186 (10th Cir.
2001); Medina v. Cram, 252 F.3d 1124, 1128 (10th Cir. 2001). Before it is
established that the plaintiff has met his or her burden, factual disputes generally
are not relevant, as all facts are viewed in the light most favorable to the plaintiff.
See Scott v. Harris, 550 U.S. 372, 378 (2007) (“When [a case is decided on
summary judgment and there have not yet been factual findings by a judge or
jury], courts are required to view the facts and draw reasonable inferences in the
light most favorable to the party opposing the [summary judgment] motion. In
qualified immunity cases, this usually means adopting . . . the plaintiff’s version
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of the facts.” (second alteration in original) (citation and internal quotation marks
omitted)); see also Goddard v. Urrea, 847 F.2d 765, 770 (11th Cir. 1988)
(Johnson, J., dissenting) (observing that, even if factual disputes exist, “these
disputes are irrelevant to the qualified immunity analysis because that analysis
assumes the validity of the plaintiffs’ facts”); cf. Gallegos v. City & County of
Denver, 984 F.2d 358, 362 (10th Cir. 1993) (rejecting the district court’s
approach of essentially “requiring the defendants to go to trial before determining
whether or not they are entitled to qualified immunity”).
DISCUSSION
I. Federal Claims
Plaintiffs argue that the deputies’ actions constituted unlawful entry,
unlawful search, unlawful seizure or arrest, and excessive force in violation of the
Fourth Amendment. 5 We address each of these contentions in turn.
Regarding any unlawful warrantless entry by the deputies, “[t]he Fourth
Amendment generally prohibits the warrantless entry of a person’s home, whether
5
Although Plaintiffs’ brief also mentions alleged Fourteenth
Amendment violations by the deputies, their only reference to the Fourteenth
Amendment is in connection with their specific allegations implicating their
Fourth Amendment rights. Such claims are properly considered under the Fourth
Amendment rather than under the more general substantive due process analysis
of the Fourteenth Amendment. Becker v. Kroll, 494 F.3d 904, 919 (10th Cir.
2007). “The more general due process considerations of the Fourteenth
Amendment are not a fallback to protect interests more specifically addressed by
the Fourth Amendment” in the context of the initial stages of a criminal
proceeding. Id.-7-
to make an arrest or to search for specific objects. The prohibition does not
apply, however, to situations in which voluntary consent has been obtained, either
from the individual whose property is searched, or from a third party who
possesses common authority over the premises.” Illinois v. Rodriguez, 497 U.S.
177, 181 (1990) (internal citations omitted); see Brigham City v. Stuart, 547 U.S.
398, 403 (2006) (“[B]ecause the ultimate touchstone of the Fourth Amendment is
‘reasonableness,’ the warrant requirement is subject to certain exceptions.”). We
examine the totality of the circumstances to determine whether consent was
voluntary or “the product of duress or coercion, express or implied.” Schneckloth
v. Bustamonte, 412 U.S. 218, 227 (1973). In making that determination, we
consider whether certain circumstances were present:
the threatening presence of several officers; the brandishing of
a weapon by an officer; some physical touching by an officer;
use of aggressive language or tone of voice indicating that
compliance with an officer’s request is compulsory; prolonged
retention of a person’s personal effects . . .; a request to
accompany the officer to the station; interaction in a nonpublic
place or a small, enclosed space; and absence of other
members of the public.
United States v. Abdenbi, 361 F.3d 1282, 1291 (10th Cir. 2004) (ellipsis in
original) (internal quotation marks omitted).
As is clear from the fact scenario outlined above, none of these factors was
present when the deputies entered Plaintiffs’ residence save the fact that several
officers were at the scene. Although Plaintiffs argue that any suggestion by Ms.
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Berglund that the deputies come inside the house if they wanted to talk to her was
an invitation only to talk to her, not to actually enter the house, the deputies’
conduct is to be viewed objectively. See, e.g., Brigham City, 547 U.S. at 404.
There is nothing in the record to suggest that the deputies reasonably should have
believed that Ms. Berglund’s consent was limited in this way. Moreover, the
deputies also had the consent of “a third party who possesse[d] common authority
over the premises,” Rodriguez, 497 U.S. at 181, as Ms. Berglund’s husband, who
lived at the house, opened the door for the deputies. Given the totality of the
circumstances, a reasonable officer would have believed he or she had consent to
enter the residence. Thus, the deputies’ entrance into the house did not constitute
a Fourth Amendment violation under the circumstances taken most favorably to
Plaintiffs.
Plaintiffs also appear to assert that the deputies unlawfully searched the
residence without a warrant. Plaintiffs have offered no evidence, however, to
support a claim that the deputies conducted any search of the premises or of their
persons. Thus, Plaintiffs have not carried their burden; specifically, they have not
established the violation of a constitutional right, and the deputies therefore are
entitled to qualified immunity on this claim as well.
Next, Plaintiffs argue that the deputies unlawfully arrested them without a
warrant or probable cause.
A warrantless arrest is permissible when an officer has
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probable cause to believe that a person committed a crime. An
arrest is distinguished by the involuntary, highly intrusive
nature of the encounter. [T]he use of firearms, handcuffs, and
other forceful techniques generally exceed the scope of an
investigative detention and enter the realm of an arrest.
Probable cause to arrest exists only when the facts and
circumstances within the officers’ knowledge, and of which
they have reasonably trustworthy information, are sufficient in
themselves to warrant a man of reasonable caution in the belief
that an offense has been or is being committed.
Cortez v. McCauley, 478 F.3d 1108, 1115-16 (10th Cir. 2007) (en banc)
(alteration in original) (citations and internal quotation marks omitted).
As explained above, after failing in his attempt to restrain Ms. Berglund,
Chief Brand requested backup assistance rather than pursuing Ms. Berglund into
the house. When the deputies arrived, they spoke to Chief Brand before
approaching the house and asking Ms. Berglund to come outside. The deputies
challenge the assertion that their conduct with regard to Ms. Berglund amounted
to an arrest. See Aplee. Br. at 13 (“Because the deputies did not threaten
Plaintiffs, draw their weapons, or otherwise use unnecessary force against
Plaintiffs, their actions simply did not constitute an arrest.”). In any event, they
argue that the information provided to them by Chief Brand provided probable
cause for them to believe that Ms. Berglund had committed a crime and,
therefore, grounds to arrest her. In other words, they assert that they reasonably
relied on “facts and circumstances,” as well as “reasonably trustworthy
information” obtained from Chief Brand, in determining that probable cause
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existed to arrest Ms. Berglund. Cortez, 478 F.3d at 1116; cf. Baptiste v. J.C.
Penney Co., 147 F.3d 1252, 1260 (10th Cir. 1998) (“Police work often requires
officers to rely on the observations, statements, and conclusions of their fellow
officers. An officer who is called to the scene . . . is not required to reevaluate
the arresting officer’s probable cause determination . . . .”).
Even viewing the facts in the light most favorable to Plaintiffs, and further
assuming that the seizure constituted an arrest rather than a mere investigative
detention, Plaintiffs’ unconstitutional arrest claim fails. Plaintiffs offer nothing
specific to refute the deputies’ contention that they possessed sufficient
information to give rise to probable cause beyond implying that Chief Brand
supplied false or unreliable information to the deputies. Even if the record does
not establish precisely what Chief Brand said to the deputies, and even if the
information provided by Chief Brand ultimately turned out to be untrue, however,
this would not compel a conclusion that the deputies were unreasonable in relying
upon that information at the time it was conveyed to them. “Even law
enforcement officials who ‘reasonably but mistakenly conclude that probable
cause is present’ are entitled to immunity” where the arrestee seeks to hold the
officials liable under § 1983. Romero v. Fay, 45 F.3d 1472, 1476 (10th Cir.
1995) (quoting Hunter v. Bryant, 502 U.S. 224, 227 (1991)); see also Anderson v.
Creighton, 483 U.S. 635, 641 (1987) (“[L]aw enforcement officials will in some
cases reasonably but mistakenly conclude that probable cause is present, and . . .
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in such cases those officials . . . should not be held personally liable.”).
Furthermore, it is undisputed that the deputies were aware of, and responding to,
Chief Brand’s request for backup assistance, after he failed to restrain and
handcuff Ms. Berglund.
Plaintiffs have offered no evidence to indicate that the deputies
unreasonably relied on Chief Brand’s information or to suggest that the deputies
had reason to doubt Chief Brand. “[W]hen a warrantless arrest or seizure is the
subject of a § 1983 action, the defendant is entitled to qualified immunity if a
reasonable officer could have believed that probable cause existed to arrest or
detain the plaintiff.” Cortez, 478 F.3d at 1120. On these facts, it is clear that a
reasonable officer could have believed that probable cause existed to arrest Ms.
Berglund. Thus, the deputies are entitled to qualified immunity on this claim.
Regarding Ms. Vasquez, the record establishes that neither of the deputies
ever seized, detained, or arrested her. Ms. Vasquez, however, appears to be
arguing that the deputies participated in her ultimate arrest by Chief Brand
because when they walked Ms. Berglund out of the house, Ms. Vasquez followed
them to the door where Chief Brand then grabbed her. She testified that “the only
thing that [the deputies] did was try to get my attention so that, I guess, [Chief
Brand] can get me and handcuff me and take me to jail.” Aplt. App. at 183. This
speculation does not amount to evidence of the deputies’ personal participation in
the alleged violation of Ms. Vasquez’s rights—an essential element of a § 1983
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claim. See Mitchell v. Maynard, 80 F.3d 1433, 1441 (10th Cir. 1996). Even
assuming that the deputies’ conduct could be construed as assisting Chief Brand
in arresting Ms. Vasquez, as discussed above the deputies were relying on Chief
Brand’s information regarding the situation. Plaintiffs offer no evidence to
suggest that such reliance was unreasonable. Thus, none of the actions taken by
the deputies amounts to a violation of Ms. Vasquez’s Fourth Amendment rights.
Finally, Plaintiffs argue that the deputies are not entitled to qualified
immunity on their excessive force claim. An officer using force in the course of a
seizure of a citizen is entitled to qualified immunity where clearly established law
does not show that the level of force violated the Fourth Amendment. See Estate
of Larsen ex rel. Sturdivan v. Murr, 511 F.3d 1255, 1259 (10th Cir. 2008). The
precise question asked in an excessive force case is “whether the officers’ actions
are ‘objectively reasonable’ in light of the facts and circumstances confronting
them, without regard to their underlying intent or motivation.” Graham v.
Connor, 490 U.S. 386, 397 (1989). “We assess objective reasonableness based on
whether the totality of the circumstances justified the use of force, and pay
careful attention to the facts and circumstances of the particular case.” Estate of
Larsen, 511 F.3d at 1260 (internal quotation marks omitted). A plaintiff must
demonstrate that the amount of force used was “sufficiently egregious to be of
constitutional dimensions.” Martin v. Bd. of County Comm’rs, 909 F.2d 402, 407
(10th Cir. 1990) (per curiam). The extent of the injury inflicted by any use of
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force is additionally relevant in evaluating an excessive force claim. Id.Here, the amount of force used by the deputies in effecting Ms. Berglund’s
arrest was minimal and reasonable under the circumstances. The allegation of
excessive force relates to only Deputy Swearingen’s action in pulling and holding
Ms. Berglund’s arm behind her back. Although Ms. Berglund was hospitalized
briefly that night for elevated blood pressure, and she claims that the examination
at the hospital revealed contusions on her neck and wrist, Plaintiffs have not
pointed to any evidence in the record of a specific injury arising from Deputy
Swearingen’s actions.
The actions of Deputy Swearingen upon arriving at the scene and after
consulting with Chief Brand were not objectively unreasonable. Further, the
deputies did not display weapons, threaten, or shout at Plaintiffs. Ms. Berglund
stated that they seemed “very nice” to her. Aplt. App. at 116. Accordingly, the
deputies’ actions did not violate Plaintiffs’ constitutional rights, as these facts,
taken in the light most favorable to Plaintiffs, are insufficient to present a Fourth
Amendment violation.
Plaintiffs have not demonstrated a violation of a constitutional right and
therefore have not met their burden in opposing summary judgment on this claim.
Accordingly, our analysis of this issue ends with our determination that there was
no constitutional violation. See Martinez, 563 F.3d at 1088. The deputies are
entitled to qualified immunity on Plaintiffs’ Fourth Amendment claims.
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II. State-law Claims
Plaintiffs also assert claims under Oklahoma law against certain Defendants
arising from the allegedly tortious conduct of the deputies. More specifically,
they allege that the deputies committed acts of trespass or unlawful entry, assault
and battery, and unlawful or false arrest. For the following reasons, we conclude
that the district court properly granted summary judgment on these claims.
A. Claims Against the Deputies
Generally speaking, pursuant to the Oklahoma Governmental Tort Claims
Act (“GTCA”), the state, its political subdivisions, and their employees are
immune from liability for acts of employees taken within the scope of their
employment. See Okla. Stat. tit. 51, §§ 152.1(A), 153, 163(C). The GTCA
defines “scope of employment” as “performance by an employee acting in good
faith within the duties” of his or her employment. Id. § 152(11). At the
commencement of this action, Plaintiffs brought state tort claims against the
deputies, seeking to hold them individually liable for their tortious conduct, if
they acted outside of the scope of their employment. Aplt. App. at 20 (“That the
defendants, JAMES BRAND AND JOHN DOE(S), are individually liable for
their torts committed outside of their scope of employment.”). Based on the issues
presented in their Opening Brief and their arguments on appeal, Plaintiffs evince
no signs of pursuing on appeal state-law relief against the deputies individually
for their allegedly tortious conduct but rather focus on the alleged liability of
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Sheriff Shirey and the Board for this allegedly tortious conduct. See, e.g., Aplt.
Opening Br. at 5 (noting appellate issue as being “[w]hether or not the Court
correctly ruled on issues of State Law, more particularly[,] whether or not the
Sheriff could be sued for the acts of his deputies” (emphasis added)); id. at 9
(“Plaintiffs’ claim against the individual deputies was for ‘Civil Rights Violation’
of the arrest in violation of the Fourth Amendment requirements.”); id. at 45
(noting in Plaintiffs’ “Proposition 5” that the Board is not entitled to summary
judgment on the state-law claims based on the allegedly tortious conduct of the
deputies).
Indeed, Plaintiffs have conceded that the deputies were acting within the
scope of their employment within the meaning of the GTCA. See id. at 47 (“In
our case, the parties admit that the officers were acting within the scope of their
employment, as defined by the act.”); Aplt. Reply Br. at 17 (“[A]t the time of the
arrest of the Plaintiffs the Defendant Deputies were acting within the course and
scope of their employment . . . .”). This concession alone would prevent
Plaintiffs from securing state-law relief against the deputies individually under
the GTCA for their allegedly tortious conduct. See Okla. Stat. tit. 51, § 153(B)
(“The liability of the state or political subdivision under this act shall be
exclusive and in place of all other liability of the state, a political subdivision, or
employee at common law or otherwise.” (emphasis added)); Hardy v. Bezdicek,
987 P.2d 426, 429 (Okla. Civ. App. 1999) (noting that § 153(B) “substitutes the
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liability of the political subdivision under the Act for that of the employee” but
that it is “limited to situations where the employee is acting within the scope of
employment”); see also Okla. Stat. tit. 51, § 163(C) (noting the proper entity to
name in a GTCA suit and stating that “[i]n no instance shall an employee of the
state or political subdivision acting within the scope of his employment be named
as defendant”); Carswell v. Okla. State Univ., 995 P.2d 1118, 1123 (Okla. 1999)
(“Employees, other than resident physicians and interns, acting within the scope
of employment may not be named as defendants in an action based on the Tort
Claims Act.”); cf. Pellegrino v. State ex rel. Cameron Univ., 63 P.3d 535, 540
(Okla. 2003) (“The GTCA, as a whole, is concerned with liability of the State and
governmental entities, not individuals acting outside the scope of their
employment.” (emphasis added)). Therefore, we uphold the district court’s
judgment on Plaintiffs’ state-law claims insofar as they contemplate relief against
the deputies individually. 6
B. Claims Against Sheriff Shirey
Although Plaintiffs concede on appeal that any claims brought under the
GTCA are not properly brought against Sheriff Shirey, see Okla. Stat. tit. 51, §
6Even if Plaintiffs were to contend, despite the clear signs of
abandonment evinced by their filings, that they intended to pursue state-law relief
against the deputies individually, the GTCA’s provisions would not be their only
obstacle. More fundamentally, as noted below, the deputies simply did not
commit the allegedly tortious acts.
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163(C), they continue to argue that Sheriff Shirey is liable pursuant to Okla. Stat.
tit. 19, § 547, for certain torts committed by the deputies in the scope of their
employment. Section 547(A) provides in relevant part that “[t]he sheriff shall be
responsible for the official acts of the undersheriff and deputy sheriffs.”
Although the GTCA provides the “exclusive remedy against a governmental
entity” in tort, Franks v. Union City Pub. Sch., 943 P.2d 611, 613 (Okla. 1997),
Plaintiffs contend that a theory of liability under § 547 has not been abrogated by
the exclusive remedy of the GTCA. It is unnecessary to determine the legal
question of whether Sheriff Shirey could be found liable for acts of his deputies
under § 547—viz., we need not decide whether under Oklahoma law § 547
provides a remedy for plaintiffs like these in a tort action against an Oklahoma
government official based upon the allegedly tortious conduct of his or her
subordinates. That is because we conclude that the deputies simply did not
commit the allegedly tortious conduct upon which any purported § 547 liability of
Sheriff Shirey would rest.
First, regarding Plaintiffs’ claim that the deputies’ entry into the house
constituted trespass or unlawful entry, under Oklahoma law, a trespass is “‘an
actual physical invasion of the real estate of another without the permission of the
person lawfully entitled to possession.’” Moore v. Texaco, Inc., 244 F.3d 1229,
1233 (10th Cir. 2001) (emphasis omitted) (quoting Williamson v. Fowler Toyota,
Inc., 956 P.2d 858, 862 (Okla. 1998)). Thus, “a trespasser is one who enters upon
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the property of another without any right, lawful authority, or express or implied
invitation, permission, or license . . . merely for his own purposes, pleasure, or
convenience, or out of curiosity.” Williamson, 956 P.2d at 862 (emphasis added).
As explained above, the undisputed facts are that the deputies entered the house
only following the invitation of Ms. Berglund and that Ms. Berglund’s husband
opened the door to allow them entry. Therefore, the deputies could not be found
liable for trespass.
Next, Plaintiffs assert that although it was Chief Brand who formally
placed them under arrest, the deputies’ conduct in escorting them to the police car
constituted a false arrest. Under Oklahoma law, a tort claim for false arrest arises
from the wrongful detention of a person by an individual acting under the
authority of law. See McGlone v. Landreth, 195 P.2d 268, 271 (Okla. 1948),
overruled in part on other grounds by Parker v. Washington, 421 P.2d 861 (Okla.
1966); cf. Wallace v. Kato, 549 U.S. 384, 389 (2007) (noting that the
constitutional tort of false arrest/false imprisonment stems from unlawful
“detention without legal process” (emphasis omitted)). “[F]alse arrest is the
unlawful restraint of an individual against his will,” and the plaintiff “has the
burden of proving lack of probable cause for bringing a criminal action against
him.” DeLong v. State ex rel. Okla. Dep’t of Pub. Safety, 956 P.2d 937, 938
(Okla. Civ. App. 1998) (internal quotation marks omitted). In other words, if a
plaintiff cannot establish a lack of probable cause, his or her false arrest claim
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must fail. 7 Even assuming that the encounter rose to the level of a “detention,” as
that term is understood in Oklahoma’s law of false arrest, it is clear from the
established facts that Plaintiffs cannot meet their burden of proving that the
deputies lacked probable cause for the same reasons outlined above in connection
with their § 1983 claims. The deputies are entitled to judgment on this claim.
Finally, Plaintiffs cannot prevail on their state-law claims of assault and
battery. The common law of Oklahoma with respect to the torts of assault and
battery references the definitions in the Restatement (Second) of Torts. See
7
In the interest of clarity, we note that Oklahoma has established a
statutory regime that specifically controls the circumstances under which liability
may be imposed on merchants for detaining purported shoppers for suspicion of
theft with regard to the related but distinct claim of false imprisonment. See
Okla. Stat. tit. 22, § 1343 (noting, inter alia, that a merchant may detain a
purported shopper when the merchant “has reasonable grounds or probable cause
to believe that a person has committed or is committing a wrongful taking of
merchandise or money”); Roberts v. Goodner’s Wholesale Foods, Inc., 50 P.3d
1149, 1151 n.3 (Okla. Civ. App. 2002) (noting that “[a]lthough false arrest and
false imprisonment are often used interchangeably,” they are distinct torts). That
statutory scheme sets out circumstances under which probable cause may be
conclusively presumed and creates a statutory defense for merchants in which
probable cause “represents but one element of the three-part test for invocation of
the statutory defense against wrongful detention.” Walters v. J.C. Penney Co., 82
P.3d 578, 583 n.21 (2003); see Okla. Stat. tit. 22, § 1344 (noting that “[a]ny
person concealing unpurchased merchandise . . . shall be presumed to have so
concealed such merchandise with the intention of committing a wrongful taking
of such merchandise” and further providing that such concealment “shall be
conclusive evidence of reasonable grounds and probable cause for the detention in
[1] a reasonable manner and [2] for a reasonable length of time, of such person”
(emphasis added)). That statutory scheme is clearly inapposite here (in a case
that involves law enforcement and not merchants), and its treatment of probable
cause has no bearing on our analysis of Plaintiffs’ false arrest claim.
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Brown v. Ford, 905 P.2d 223, 229 & n.34 (Okla. 1995). An actor is liable for
assault if he or she “acts intending to cause a harmful or offensive contact, . . . or
an imminent apprehension of such a contact,” and “the other [person] is thereby
put in such imminent apprehension.” Id. at 229 n.34. An actor is liable for
battery if he or she “acts intending to cause a harmful or offensive contact, . . . or
an imminent apprehension of such a contact,” and “a harmful contact . . . results.”
Id.Regarding Ms. Vasquez, her own testimony establishes that neither deputy
ever touched her, let alone physically harmed her; in addition, there is no
evidence to support a claim that either deputy took action to contact her or place
her in apprehension of contact. Similarly, there is no evidence that arguably
supports a claim that Deputy Rodriguez assaulted or battered Ms. Berglund.
Regarding Deputy Swearingen’s actions toward Ms. Berglund, Plaintiffs
presented no evidence that Deputy Swearingen acted with the intent to harm Ms.
Berglund, or that he threatened her with physical harm, such that an assault or
battery claim would lie. Ms. Berglund’s own testimony was that no threats were
made by the deputies and that both deputies seemed “very nice” to her. Aplt.
App. at 116. As discussed above in rejecting Plaintiffs’ excessive force claim,
Ms. Berglund cannot show that she suffered any harmful contact from Deputy
Swearingen’s actions beyond her unsupported assertion of contusions on her neck
and wrist. Plaintiffs cannot prevail on their claims against the deputies.
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Accordingly, there is no actionable wrongdoing under state law by the deputies
upon which to base any conceivable liability of Sheriff Shirey.
C. Claims Against the Board of County Commissioners
Plaintiffs assert a claim under the GTCA against the Board, alleging that it
is liable for the allegedly tortious acts committed by the deputies. Under the
GTCA, a county may be liable for torts committed by its employees while acting
within the scope of their employment. Okla. Stat. tit. 51, §§ 153, 152(10)(c);
DeCorte v. Robinson, 969 P.2d 358, 361 (Okla. 1998). As previously explained,
however, the deputies did not engage in any tortious conduct. Thus, there is no
conduct for which the Board could be held liable; it is entitled to judgment on this
claim.
CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s judgment.
Entered for the Court
Jerome A. Holmes
Circuit Judge
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