United States v. Graham

UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 01-1157
PAUL GIOVANNI GRAHAM,
Defendant - Appellant.
ORDER
August 29, 2002
Before LUCERO and ANDERSON, Circuit Judges, and BROWN*, District Judge.
Appellant’s petition for rehearing is denied.
The suggestion for rehearing en banc was transmitted to all of the judges of the
court who are in regular active service as required by Fed. R. App. P. 35. As no member
of the panel and no judge in regular active service on the court requested that the court be
polled, the suggestion is also denied.
*
The Honorable Wesley E. Brown, District Judge, United States District Court for
the District of Kansas, sitting by designation.
Appellee’s motion to publish the order and judgment is granted. The order and
judgment filed on July 10, 2002, shall be published. The published opinion is attached to
this order.
Entered for the Court
PATRICK FISHER, Clerk
Deputy Clerk
F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
JUL 10 2002
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 01-1157
v.
PAUL GIOVANNI GRAHAM,
Defendant - Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
(D.C. No. 00-CR-277-B)
Paul Grant, Englewood, Colorado, for Appellant.
Gregory Goldberg, Assistant United States Attorney (John W. Suthers, United States
Attorney, Sean Connelly and Joseph Mackey, Assistant United States Attorneys, on the
brief), Denver, Colorado, for Plaintiff - Appellee.
Before LUCERO and ANDERSON, Circuit Judges, and BROWN,* District Judge.
ANDERSON, Circuit Judge.
*
The Honorable Wesley E. Brown, District Judge, United States District Court for
the District of Kansas, sitting by designation.
Defendant Paul Giovanni Graham (“Graham”) appeals from his conviction on
three counts of “engag[ing] in the business of . . . dealing in explosive materials without a
licence,” in violation of 18 U.S.C. § 842(a)(1). We reverse in part and affirm in part.
FACTS
The evidence at trial, viewed in the light most favorable to the government,
established the following facts:
In June 1999 Detective Kirk McIntosh (“Mack”) was involved in an undercover
investigation of a militia-type organization (“Organization”). On or about June 19, 1999,
Mack attended Organization training exercises held in Park County, Colorado. Graham
participated in these exercises. Mack observed Graham explode devices similar to M280
firecrackers, which Graham referred to as “quarter stickers.” Tr. of Trial Proceedings at
32, R. Vol. 4. According to Mack, Graham made a comment to the effect “that he had a
source for [the M280 devices] and he could get more of them.” Id. Based on this
comment, Mack decided to approach Graham about whether he would sell him some of
the devices.
On or about June 30, 1999, Mack went to Front Range Surplus Store (“Store”), a
business owned and operated by Graham. While at the Store, Mack asked Graham if “he
was able to get any more of the quarter stickers that we had seen on the exercise in Park
County.” Id. at 33. Graham indicated that he had nineteen of the devices left and that he
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would sell them to Mack for $7 a piece. Mack purchased ten of the devices, giving
Graham $70 cash which Graham placed in his pocket.
During this transaction Mack inquired into whether or not the devices were
waterproof and could be used for fishing purposes. According to Mack, Graham
responded that they were not, but indicated that “his manufacturer” could custom make
the devices if necessary and that Graham himself was having “some custom ones made.”
Id. at 37. Mack testified that although he did not make a specific request for any future
devices, Graham “left it open that [Mack] could pretty much make any request and that
his supplier would probably grant it.” Id. at 49.
Thereafter John Kronfeld, a cooperating witness for the FBI, was enlisted to assist
with the investigation and conduct additional controlled buys from Graham. Kronfeld
first approached Graham at a survival show on or about January 28, 2000. He introduced
himself as Mack’s associate, and inquired into whether they could get more of the
devices. Graham responded positively, indicating his willingness to deal with Kronfeld.
Kronfeld met with Graham at the Store on or about February 22, 2000, at which
time the two agreed that Kronfeld would purchase fifty of the devices at a cost of $11.50
a piece. The sale was completed on February 25, 2000, when Kronfeld returned to the
Store to pick up the devices. During this meeting Graham referred to the devices as
“extension cords” and told Kronfeld to pick them up in the back of the Store because he
did not want them going out of the Store itself. Kronfeld paid Graham $575 cash for the
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devices, which Graham again placed in his pocket. Kronfeld then proceeded out to the
back of the Store where he found the devices in a box labeled “extension cords.”
The next transaction occurred on or about March 20, 2000. Graham agreed to sell
Kronfeld fifty more devices for $11.50 a piece. The procedure was essentially the same.
When Kronfeld arrived at the Store he paid Graham $575 cash which Graham again
placed in his pocket. Graham again referred to the devices as “extension cords,” and
Kronfeld again found the devices in a box out behind the back of the Store.
The final transaction occurred on or about May 30, 2000. As with the previous
transactions, Kronfeld agreed to purchase fifty devices for $11.50 a piece. When
Kronfeld arrived at the Store he paid Graham $575 cash which Graham again placed in
his pocket. Graham then informed Kronfeld that he only had twenty-seven or twenty-eight
of the devices on hand, but that the manufacturer was making more to be picked up in a
few days. Kronfeld left with the twenty-seven or twenty-eight devices which Graham
again referred to as “extension cords,” and which Kronfeld again found in a box behind
the Store.
After this final transaction, Kronfeld discussed with Graham, via e-mail and
telephone, the possibility of ordering 1000 more devices in five increments of 200.
During these conversations Graham indicated his continued willingness to engage in
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future transactions, but told Kronfeld that the price might be higher because he had a new
manufacturer.1
On or about June 14, 2000, federal officers executed a search warrant at the Store.
During the search, officers found approximately twenty-five devices which were
apparently intended to fulfill the balance owed Kronfeld on the May 2000 transaction.
It is undisputed that Graham obtained all of the devices he sold to Mack and
Kronfeld from the same manufacturer, and that he paid the manufacturer approximately
$6.50 a piece for the devices. It is also undisputed that Graham made approximately $755
on the four transactions (approximately $5 on the initial transaction with Mack and
approximately $250 on each of the transactions with Kronfeld). The profits were
apparently donated to the Organization.2
1
Graham contended at trial that he lied about the new manufacturer because he was
scared of Kronfeld and wanted to find a way out of participating in further transactions.
The jury was apparently unpersuaded by this testimony. See generally United States v.
Edmonson, 962 F.2d 1535, 1547-48 (10th Cir. 1992) ("[T]he evidence may be sufficient
even though it does not exclude every reasonable hypothesis of innocence or [is not]
wholly inconsistent with every conclusion of guilt [.] A jury is free to choose among
reasonable constructions of evidence.") (internal quotations omitted).
2
There was a dispute at trial about how Graham came to profit on the transactions
in the first place, and what he actually did with the money. Graham contended that he
took a profit only at the insistence of Kronfeld and that the profit was always intended as
a donation to the Organization. He further testified that, pursuant to Kronfeld’s orders, all
of the money was used to further Organization activities. Kronfeld admitted that the topic
of a donation to the Organization was discussed, but denied insisting on such. According
to Special Agent Mark Holstlaw, Graham confessed during the search of the Store that
although a portion of the money went to the Organization, a portion also “went to his
business” and “to the Young Marine program.” Tr. of Trial Proceedings at 127, R. Vol.
4. We find this factual dispute irrelevant to our analysis. See infra note 9.
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PROCEDURAL BACKGROUND
Graham was indicted on four counts, each alleging that he “knowingly and
unlawfully engaged in the business of . . . dealing in explosive materials . . . in violation
of Title 18, United States Code, Section 842(a)(1).” Indictment at 1-2, R. Vol. I, Doc. 1.
Each count was based entirely on one of the four separate transactions described above.
Prior to trial, Graham unsuccessfully moved to dismiss the indictment, asserting
that section 842(a)(1) violated his constitutional rights under the Second, Fifth, Ninth and
Tenth Amendments. At trial, Graham unsuccessfully moved for a judgment of acquittal
pursuant to Fed. R. Crim. P. 29(a), asserting that the government failed to present
evidence sufficient to prove its case beyond a reasonable doubt.3 Graham’s motion in this
regard was based entirely on his assertion that the term “engage[] in the business” in
section 842(a)(1) requires proof that the defendant engaged in the sale of explosives as
his primary business, or for profit as a means of sustaining his livelihood.
At the conclusion of the trial, the jury found Graham guilty with respect to the
three counts involving the transactions with Kronfeld, but found him not guilty with
respect to the one count involving the initial transaction with Mack. Graham thereafter
filed a post-trial motion for a judgment of acquittal, reasserting his argument that the
evidence presented at trial was insufficient to sustain the conviction, and arguing for the
3
This motion was initially raised and denied at the conclusion of the government’s
case-in-chief, and was also renewed without success at the end of the presentation of the
evidence, before the jury deliberated.
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first time that the three separate convictions were multiplicitous because “the government
charged each isolated transaction as a separate offense.” Def.’s Post-Trial Mot. for J. of
Acquittal at 7, R. Vol. I, Doc. 97. The district court denied the motion, without any
discussion of Graham’s multiplicity claims. The district court thereafter sentenced
Graham to three concurrent eight-month terms of imprisonment, followed by three
concurrent three-year terms of supervised release, and ordered Graham to pay three
separate $100 special assessments.
DISCUSSION
On appeal, Graham contends that there was insufficient evidence to sustain his
convictions, and that section 842(a)(1) is unconstitutional because it is void for vagueness
and violates his rights under the Second, Fifth, Ninth and Tenth Amendments. We
address each of his contentions in turn.
I. Sufficiency of the Evidence
Graham’s sufficiency of the evidence argument actually consists of two separate
contentions. First, he asserts that the government improperly charged him with a separate
count for each of the four separate transactions, rendering his convictions multiplicitous.
Second, he asserts that a conviction under section 842(a)(1) requires proof that the
defendant sold explosives as a primary business or for the sole purpose of making a profit
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to sustain his livelihood, and that the evidence presented at trial does not establish this
required element. For the reasons discussed below, we agree that the convictions were
multiplicitous and that Graham can be convicted on only one count but reject his
argument that the evidence was insufficient to support a conviction on that single count.
A. Multiplicity
“Multiplicitous counts–those which are based on the same criminal behavior–are
improper because they allow multiple punishments for a single criminal offense.” United
States v. McIntosh, 124 F.3d 1330, 1336 (10th Cir. 1997). We ordinarily review claims
of multiplicity de novo, id., but where a defendant fails to raise the issue in a pre-trial
motion, as Graham did in this case, “we review only for plain error.” Id. “Under the
plain error standard, [Graham] must show clear or obvious error that affected his
substantial rights and seriously affected the integrity of the judicial proceedings.” United
States v. Battle, 289 F.3d 661, 669 (10th Cir. 2002).
Graham contends that the government erred in “charg[ing] each isolated
transaction as a separate offense,” Appellant’s Br. at 19, because each transaction
standing alone “could not constitute the pattern of repeated commercial activity necessary
to show he engaged in the business” of dealing explosives. Id. at 10-11. The government
essentially concedes this point, admitting that the statute at issue punishes continuing
conduct rather than separate offenses, see Appellee’s Br. at 16 (conceding that the “‘gist
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of the offense is carrying on the business . . . and not the sale . . . itself’”) (quoting Bush
v. United States, 218 F.2d 223-24 (10th Cir. 1954)), and that the Supreme Court therefore
allows only one punishment:
“The test is whether the individual acts are prohibited, or the course of
[conduct] which they constitute. If the former, then each act is punishable
separately. If the latter, there can be but one penalty.”
Id. at 15 (quoting Blockburger v. United States, 284 U.S. 299, 302 (1932)).
We have no problem concluding, particularly in light of the government’s
concession, that the multiple charges and convictions in this case were plainly erroneous,
and that on the facts of this case it would affect Graham’s rights and substantially
undermine the integrity of the judicial proceedings if we allowed him to receive three
punishments for the same offense. Accordingly, we remand with instructions that the
district court vacate two of Graham’s counts of conviction, along with their concurrent
sentences. See McIntosh, 124 F.3d at 1337; see also Rutledge v. United States, 517 U.S.
292, 301-02 (1996) (holding that where multiplicitous convictions are found “the only
remedy . . . is for the District Court . . . to exercise its discretion to vacate one of the
underlying convictions as well as the concurrent sentence based upon it”) (quotations
omitted).
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B. Insufficient Evidence
We now consider whether the evidence was sufficient to sustain Graham’s
remaining count of conviction. “The sufficiency of the evidence to support a criminal
conviction is a question of law to be reviewed de novo.” United States v. Higgins, 282
F.3d 1261, 1274 (10th Cir. 2002).
We consider the sufficiency of the evidence in the light most favorable to
the jury’s verdict, and determine whether any rational trier of fact could
have found, from the direct and circumstantial evidence presented to it,
together with the reasonable inferences therefrom, the essential elements of
the crime beyond a reasonable doubt.
McIntosh, 124 F.3d at 1334.
As discussed above, Graham admits that he sold explosive devices to Mack or
Kronfeld on four different occasions, that he made money on these transactions, and that
he did not have a license for such sales. His argument on appeal is simply that these facts
do not prove that he was “engage[d] in the business” of dealing in explosives.
Specifically, he contends that his actions in selling explosive devices to “friends” on four
occasions, at their request, for a slight profit, did not establish that he was actually
“engage[d] in the business” of selling explosives under the statute. We disagree.
Graham urges us to apply the definition of the term “engage[d] in the business”
contained in an analogous statute prohibiting the distribution of firearms without a
license:
The term engaged in the business is not defined in th[e] statute dealing with
explosive materials, in Chapter 40.
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The term engaged in the business is defined in Chapter 44, which
parallels the explosives statute . . . in many respects, and which deals with
firearms. There, engaged in the business is defined to mean, as applied to a
dealer in firearms, “a person who devotes time, attention and labor to
[engaging in such activity] as a regular course of trade or business with the
principle objective of livelihood and profit through the repetitive purchase
and resale of firearms, but such term shall not include a person who makes
occasional sales, exchanges, or purchases of firearms for the enhancement
of a personal collection or for a hobby, or who sells all or part of his
personal collection of firearms.”
Appellant’s Br. at 14 (quoting 18 U.S.C. § 921(a)(21)(c)). Graham asserts that the district
court erred in denying Graham’s request to instruct the jury on this definition. We
disagree.
The definition advocated by Graham was added to the firearms statute by Congress
in 1986, to resolve a circuit split regarding the meaning of the term as it applies in the
firearms statute.4 While Congress had the power to simultaneously amend the explosives
statute to contain the exact same definition (and may decide to do so in the future), it did
not. Graham cites no case law applying this definition from the firearms statute in the
context of the explosives statute, and we have indeed found no case law even interpreting
4
See United States v. Swinton, 521 F.2d 1255, 1258-59 (10th Cir. 1975)
(recognizing the existence of a circuit split on the definition of the term “engage[d] in the
business” in the firearm statute and whether that term requires that a sale be for the
purposes of “livelihood or profit”) (citing United States v. Day, 476 F.2d 562 (6th Cir.
1973); United States v. Gross, 451 F.2d 1355 (7th Cir. 1971); United States v. Wilkening,
485 F.2d 234 (8th Cir. 1973)). See also Firearms Owners’ Protection Act, H. Rep. 99-
495 at 12 (1986), reprinted in 1986 U.S.C.C.A.N. 1327, 1338 (1986) (noting that “Courts
have not been unanimous regarding the question whether a profit motive is an essential
ingredient in determining if one is ‘engaged in the business’ of firearms” and that a
principal feature of the amendment was to more clearly define who is engaged in the
business and thus needs a license).
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the scope of the term “engage[d] in the business” as it applies in the explosives statute.
Accordingly, we reject Graham’s invitation to unilaterally amend the explosives statute by
applying the definition of “engage[d] in the business” now found in the amended firearms
statute. See Christner v. Poudre Valley Co-op. Ass’n., 235 F.2d 946, 950 (10th Cir. 1956)
(“Courts should confine themselves to the construction of a statute as it is written and not
attempt to supply omissions or otherwise amend or change the law under the guise of
construction.”)
As correctly noted by the district court, “[w]hen a word is not defined by statute, we
normally construe it in accord with its ordinary or natural meaning.” Smith v. United
States, 508 U.S. 223, 228 (1993). See also United States v. Hill, 197 F.3d 436, 444 (10th
Cir. 1999). “Where the will of Congress ‘has been expressed in reasonably plain terms,
that language must ordinarily be regarded as conclusive.’” Chickasaw Nation v. United
States, 208 F.3d 871, 878 (10th Cir. 2000) (quoting Griffin v. Oceanic Contractors, Inc.,
458 U.S. 564, 570 (1982)) (further quotation omitted). “‘In ascertaining the plain meaning
of [a] statute, [we] must look to the particular statutory language at issue, as well as the
language and design of the statute as a whole.’” Id. (quoting K Mart Corp. v. Cartier, Inc.,
486 U.S. 281, 291 (1988)).
The term “engage” is commonly defined as “to occupy or involve oneself; take
part; be active.” Webster’s New World College Dictionary (“Webster’s”) at 450 (3rd ed.
1997). Webster’s defines “business” as “the buying and selling of commodities and
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services; commerce; trade.” Webster’s at 189. Applying these definitions, a person would
be “engage[d] in the business” of dealing in explosives under section 842(a)(1) if he
“take[s] part” in, “occup[ies] or involve[s him]self,” or is otherwise “active” in the
“buying and selling” or “trad[ing]” of explosives in “commerce.” Stated another way, one
is guilty of “engag[ing] in the business” of dealing in explosives under the statute if one
has explosives “on hand or is ready and able to procure them for the purpose of selling
them from time to time to such persons as might be accepted as customers.” United States
v. Carter, 801 F.2d 78, 82 (2nd Cir. 1986) (quotation omitted). See also United States v.
Hamilton, 689 F.2d 1262, 1272 (6th Cir. 1983) (applying firearm statute prior to
amendment); United States v. Jackson, 352 F. Supp. 672, 674 (S.D. Ohio 1972) (same),
quoted in Swinton, 521 F.2d at 1258. Cf. Bush, 218 F.2d at 224 (concluding that the
defendant was “carrying on [in] the business of a retail liquor dealer” where he made sales
to an undercover agent “without any questions or hesitancy” and “appeared ready and
willing to sell to anyone”).
Graham responds that this definition is too broad, and that even if we refuse to
adopt the exact definition now contained in the firearm statute, we should still define the
term to require some showing that the defendant sold explosives as his primary occupation
with the primary intent of making a profit to support his personal livelihood. Appellant’s
Br. at 16. Although his position has some support in alternative dictionary definitions of
the term “business,” see Webster’s at 189 (defining “business” as “one’s work, occupation
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or profession”),5 and in analogous case law interpreting the firearm statute prior to its 1986
amendment, see, e.g., Gross, 451 F.2d at 1357 (defining the word “business” to mean “that
which occupies time, attention and labor for the purpose of livelihood or profit”),6 we
nonetheless reject it.
We conclude that the intent to profit is not a required element of the offense, cf.
Swinton, 521 F.2d at 1258 (applying the firearm statute prior to its 1986 amendment and
holding that it “does not require that the Government establish that a person engaged in the
business of dealing in firearms make a profit, even though the ‘dealing’ activity requires
time, attention and effort”), and that the broad definition of the term “business” articulated
above is the most consistent with the broad corrective and remedial purposes of the
explosives statute:7
5
See also Black’s Law Dictionary at 198 (6th ed. 1990) (defining business as
“[e]mployment, occupation, profession, or commercial activity engaged in for gain or
livelihood”).
6
See also Day, 476 F.2d at 567 (defining “business” to mean the occupying of
time, attention and labor for the purpose of livelihood or profit); United States v. Van
Buren, 593 F.2d 125, 126 (9th Cir. 1979) (recognizing that “where transactions of sale,
purchase or exchange of firearms are regularly entered into in expectation of profit, the
conduct amounts to engaging in business”).
7
“It is our primary task in interpreting statutes to determine congressional intent,
using traditional tools of statutory construction.” St. Charles Invest. Co. v.
Commissioner, 232 F.3d 773, 776 (10th Cir. 2000) (quotations omitted). Where the plain
language of the statute leaves intent in doubt, “we look to the legislative history and the
underlying public policy of the statute.” United States v. LaHue, 170 F.3d 1026, 1028
(10th Cir. 1999).
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[The explosives statue] . . . establishes Federal controls over the interstate . .
. commerce of explosives and is designed to assist the States to more
effectively regulate the sale, transfer and other disposition of explosives
within their borders. The [statute] establishes a system of Federal licenses
and permits; licenses are required of all explosive manufacturers, importers
and dealers; and permits are required of all users who depend on interstate
commerce to obtain explosives. . . . [T]he purpose of this [statute] is to
protect interstate and foreign commerce by reducing the hazards to persons
and property associated with the misuse of explosives without placing
unnecessary restrictions on the lawful use of explosives.
Organized Crime Control Act of 1970, H. Rep. 91-1549 (1970), reprinted in 1970
U.S.C.C.A.N. 4007, 4011, 4040 (emphasis added). Our conclusion in this regard is
buttressed by the majority of analogous case law applying the firearm statute, both before
and after the 1986 amendment, concluding that a defendant need not be shown to have
acted with profit-making intent or engaged in the sale of firearms as his primary business
in order to be convicted under the statute. See United States v. Murphy, 852 F.2d 1, 8 (1st
Cir. 1988) (upholding conviction under current version of firearm statute despite the fact
that defendant was not technically “in the business for profit”); Carter, 801 F.2d at 81-82
(“The government need not prove that dealing in firearms was the defendant’s primary
business.”) (quotation omitted); United States v. Shirling, 572 F.2d 532, 534 (5th Cir.
1978) (holding that a profit motive is not a prerequisite for a conviction under the firearm
statute); United States v. Obiechie, 825 F. Supp. 1335, 1337 (N.D. Ill. 1993) (holding that
even under amended version of firearm statute “[t]he government does not have to show . .
. that defendant’s primary business was dealing in firearms or that he made a profit from
such dealing”), vacated on other grounds, 38 F.3d 309 (7th Cir. 1994).
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Applying our definition in this case, the evidence was clearly sufficient to sustain
Graham’s conviction. As noted previously, the evidence discloses that Graham voluntarily
and without hesitation sold explosive devices to both Mack and Kronfeld on four separate
occasions,8 that he had the explosives on hand or could readily procure them as they were
needed by his selected customers, and that he expressed a general willingness to
participate in even larger transactions in the future. The evidence further supports the
conclusion that Graham’s participation in these sales was more than just a hobby, and that
he sold the devices for more than it cost to procure them and complete the transaction,
thereby making a profit.9 Finally, the fact that Graham sold to Mack and Kronfeld shortly
after he met them reasonably supports the conclusion that he was ready and willing to sell
to anyone.
8
The Government asserted at oral argument, and Graham essentially conceded, that
even if the Indictment originally contained only one charge under section 842(a)(1), it
would have included all four of the transactions in question, and that the facts
surrounding all four of the transactions would have certainly been admitted into evidence
to prove a continuous course of conduct. Thus, despite our holding that Graham can be
convicted on only one count in this case, we appropriately consider all of the evidence
submitted at trial regarding all four of the relevant transactions. in determining whether
the evidence was sufficient to sustain that sole count.
9
Although we find the fact of a profit persuasive to our overall analysis, it is not, as
noted above, a required element. We further note that it is irrelevant to our analysis
whether the profit was kept for Graham’s personal benefit or donated to the Organization.
Even if we assume that Graham donated the money to the Organization, and even if we
assume that this was done at Kronfeld’s insistence, we believe that a jury could still
reasonably conclude that Graham readily agreed to sell the devices in order to further his
strong personal interests in maintaining the Organization, and that he was therefore
actively and purposefully engaging in the business of selling explosives.
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Contrary to Graham’s assertions on appeal, the fact that the transactions were
solicited by the undercover agents, rather than Graham himself, is inapposite. Cf. Carter,
801 F.2d at 80-81 (upholding conviction under firearms statute against sufficiency
challenge despite the fact that undercover agent technically initiated all of the sales in
question). The evidence was sufficient to allow a reasonable jury to conclude that
regardless of who made the initial contact, Graham was nonetheless ready, willing and
able to participate in the transactions. Indeed, the evidence demonstrated that it was
Graham himself who suggested during the June 19 exercises that he could get the devices
for his friends in the Organization, and that this suggestion led Mack to approach him in
the first place. Likewise, we find it irrelevant that Graham was not actively advertising or
soliciting new customers. Cf. Jackson, 352 F. Supp. at 676 (finding defendant guilty of
selling firearms without a license despite the fact that he “had no place of business [and]
did not advertise in any way, including the Yellow Pages”). It is common knowledge that
businessmen frequently obtain customers by word-of-mouth recommendations, or by
cultivating contacts they have in trade or other organizations to which they belong, and the
jury could reasonably conclude that Graham did just that.
In sum, we hold that the evidence in this case was sufficient to allow a reasonable
jury to find Graham guilty beyond a reasonable doubt on one count of “engag[ing] in the
business of dealing in explosive[s]” under 18 U.S.C. § 842(a)(1).
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II. Constitutionality
Graham also asserts that section 842(a)(1) is unconstitutional. In this regard, he
first contends that the statute is unconstitutionally vague and ambiguous regarding the
undefined use of the term “engage[d] in the business.” Appellant’s Br. at 11. Second, he
contends that the statute “conflicts with rights protected by the Second, Fifth, Ninth and
Tenth Amendments to the United States Constitution.” Appellant’s Br. at 23. “We review
constitutional challenges to statutes de novo.” United States v. Haney, 264 F.3d 1161,
1163-64 (10th Cir. 2001).
A. Void for Vagueness
“The void-for-vagueness doctrine requires that a penal statute define the criminal
offense with sufficient definiteness that ordinary people can understand what conduct is
prohibited and in a manner that does not encourage arbitrary and discriminatory
enforcement.” United States v. Gaudreau, 860 F.2d 357, 359 (10th Cir. 1989). Put
another way, to prevail on his claim Graham must demonstrate (1) that ordinary people
cannot understand what conduct the statute prohibits, and (2) that the statute does not
establish minimal guidelines to govern law enforcement. Moreover, because Graham’s
vagueness challenge does not implicate a First Amendment interest or any other
constitutional right, see infra Section II-B, he must show that the statute is vague as
applied in this case. See Gaudreau, 860 F.2d at 360 (noting that a statute may be
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challenged “on its face” only where “it threatens to chill constitutionally protected
conduct, especially conduct protected by the First Amendment” or is considered on “pre-
enforcement review”) (footnote omitted).
We have already concluded the undefined term “engage[d] in the business” should
be given its “plain and ordinary” meaning, and we conclude further that there was no need
for Congress to specifically define the term. We determined above that the statute
generally prohibits a defendant from engaging in a course of conduct through which he
actively and continually sells regulated explosives without a license. Contrary to
Graham’s suggestions on appeal, the fact that there may be variations in the ordinary
meaning to the term “business” does not render the term vague for constitutional purposes.
See United States v. Davis, 36 F.3d 1424, 1434 (9th Cir. 1994) (“Just because other courts
of appeals differ in their definition of a term does not mean that the term is void for
vagueness.”) (quotation omitted). It is clear to us that section 842(a)(1) adequately
“define[s] the criminal offense with sufficient definiteness that ordinary people can
understand what conduct is prohibited and in a manner that does not encourage arbitrary
and discriminatory enforcement.” Kolender v. Lawson, 461 U.S. 352, 357 (1988)
(citations omitted).
Graham responds by reasserting his multiplicity claim. Specifically, he contends
that the very fact the jury was allowed to convict him of four separate offenses, rather than
on one offense for a continuous course of conduct, demonstrates the statute is “incoherent”
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and leads to arbitrary enforcement. We have already concluded that the statute clearly
requires a course of conduct and that it was plain error to charge and convict the defendant
on multiple counts. This error, however, stemmed entirely from the erroneous application
of the clear statute, and not from vagueness or ambiguity inherent in the statute itself.
Accordingly, we reject Graham’s contention that the statute is unconstitutionally void for
vagueness.
B. Individual Constitutional Rights
Turning to Graham’s final arguments on appeal, we reject his contention that
section 842(a)(1) violates his constitutional rights guaranteed by the Second, Fifth, Ninth
and Tenth Amendments.
With respect to his Second Amendment claim, Graham asserts that by banning the
sale of the explosive devices, section 842(a)(1) unconstitutionally infringes upon his right
to “keep and bear arms.” U.S. Const. amend. II. Specifically, Graham asserts that the
explosive devices at issue “have a common use in military training exercises,” Appellant’s
Br. at 25-26, that there is an “individual right to participate in militia training exercises,
and to keep and bear arms needed by a militaman,” id. at 26, and that “[t]hese rights would
mean little if he could not purchase or sell these arms.” Id.
We have previously held that a federal weapons restriction “does not violate the
Second Amendment unless it impairs the state’s ability to maintain a well-regulated
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militia,” Haney, 264 F.3d at 1165, and that the right to bear arms is a collective rather than
individual right. See United States v. Oakes, 564 F.2d 384, 387 (10th Cir. 1977).
Accordingly, Graham must prove that “(1) he is part of a state militia; (2) the militia, and
his participation therein, is ‘well-regulated’ by the state; (3) [the explosive devices] are
used by that militia; and (4) his sale of the [explosives] was reasonably connected to his
militia service.” Haney, 264 F.3d at 1165 (emphasis added).
At the very least, Graham failed to prove that he was part of a state militia, or that
his participation in the Organization was “well-regulated” by the state. The only evidence
presented at trial established that while he was a member of the private Organization, the
group had never been recognized, condoned or otherwise regulated by the state. The
evidence further disclosed that the Governor of Colorado specifically denied Graham’s
request to “be commissioned as an officer in the Colorado state militia.” Tr. of Trial
Proceedings at 348, R. Vol. 5.
In any event, Second Amendment rights are subject to reasonable governmental
restrictions. See United States v. Emerson, 270 F.3d 203, 273 (5th Cir. 2001) (Parker, J.,
concurring) (“[W]hatever the nature or parameters of the Second Amendment right, be it
collective or individual, it is a right subject to reasonable regulation.”). Cf. United States
v. Baer, 235 F.3d 561, 564 (10th Cir. 2000) (recognizing that “federal legislation
regulating the receipt and possession of firearms by felons does not trench upon any
constitutionally protected liberties, including those guaranteed by the Second
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Amendment,” and that “the circuits have consistently upheld the constitutionality of
federal weapons regulations . . . absent evidence that they in any way affect the
maintenance of a well regulated militia”) (quotation omitted). Thus, even if we assume
that Graham could have established all of the required elements, we would nevertheless
conclude that the licensing requirements contained in the explosive statute are reasonable
and sufficiently tailored to serve the purpose of protecting the public from dangerous
explosives. The statute does not absolutely prohibit the sale, use, possession or
distribution of explosive devices, but merely requires those wishing to engage in such
activities to obtain licenses and/or permits before doing so, in order to facilitate the safe
handling, storage and transportation of such explosives.
Finally, we decline to consider Graham’s remaining constitutional contentions, i.e.,
that the statute violates his Fifth, Ninth and Tenth Amendment rights. He failed to provide
any actual argument or legal authority in support of these contentions on appeal, and we
will not craft his arguments for him. See Perry v. Woodward, 199 F.3d 1126, 1141 n. 13
(10th Cir. 1999) (noting that this court “will not craft a party’s arguments for him”);
Brownlee v. Lear Siegler Mgmt. Servs. Corp., 15 F.3d 976, 977-78 (10th Cir. 1994)
(noting that conclusory references to district court error without adequate citation to
supporting authority is insufficient to preserve the argument on appeal); Primas v. City of
Okla. City, 958 F.2d 1506, 1511 (10th Cir. 1992) (stating that party has a duty to cite
authority for any argument raised); American Airlines v. Christensen, 967 F.2d 410, 415 n.
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8 (10th Cir. 1992) (concluding that mere statement regarding trial court error “without
advancing reasoned argument as to the grounds for appeal” is insufficient).
CONCLUSION
Based on the foregoing, we REMAND with instructions for the district court to
vacate two of Graham’s three convictions under 18 U.S.C. § 842(a)(1), and AFFIRM the
remaining count of conviction.
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