Chambers v. M.H. Melmed, M.D.

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
July 13, 2005
TENTH CIRCUIT
PATRICK FISHER
Clerk
KIJUANA CHAMBERS,
Plaintiff-Appellant,
v. No. 04-1130
(D.C. No. 00-RB-1794 (CBS))
M.H. MELMED, M.D., P.C., (D. Colo.)
Defendant-Appellee.
ORDER AND JUDGMENT *
Before EBEL , HOLLOWAY , and LUCERO , Circuit Judges.
This appeal arises following a jury determination that defendant M.H.
Melmed, M.D., P.C., (“Melmed”) did not discriminate against plaintiff-appellant,
Kijuana Chambers in denying or delaying artificial insemination (“AI”) services
to her because of her blindness. At trial Chambers sought injunctive relief under
Title III of the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12181, et
seq. , and damages under Section 504 of the Rehabilitation Act of 1976 (“Section
504”), 29 U.S.C. § 794(a). Challenging various jury instructions and the denial of
This order and judgment is not binding precedent, except under the
*
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
her post-trial motion for judgment as a matter of law, Chambers appeals. We
DISMISS in part and AFFIRM in part.
I
As an initial matter, we must determine whether an Article III case or
controversy is presented regarding Chambers’ ADA claims for prospective
injunctive relief. 1
The existence of a live case or controversy is a constitutional
predicate to federal court jurisdiction, and must exist at all stages of the litigation.
McClendon v. City of Albuquerque , 100 F.3d 863, 867 (10th Cir. 1996). Under
Title III of the ADA, Chambers may seek only injunctive relief. § 12188(a).
“When a party seeks only equitable relief, as here, past exposure to alleged illegal
conduct does not establish a present live controversy if unaccompanied by any
continuing present effects.” Id. (citing Beattie v. United States , 949 F.2d 1092,
1094 (10th Cir. 1991)). A request for prospective relief can be mooted by a
defendant’s voluntary cessation of the challenged activity if it is “absolutely clear
the allegedly wrongful behavior could not reasonably be expected to recur.”
Friends of the Earth, Inc. v. Laidlaw Envt’l Servs. , 528 U.S. 167, 190 (2000)
(quotation omitted); see also Tandy v. City of Wichita , 380 F.3d 1277, 1291 (10th
Cir. 2004). We are convinced that formidable standard is met. Melmed testified
1
Although the parties do not argue Article III mootness on appeal, this court
is obliged to consider this question sua sponte. See Utah Animal Rights Coalition
v. Salt Lake City Corp. , 371 F.3d 1248, 1255 (10th Cir. 2004).
2
at trial, and his counsel represented at oral argument, that the clinic no longer
offers AI services to any patients, whether sighted or unsighted, and does not plan
on doing so in the future. Further, although Chambers testified that she wishes to
have another child and would be willing to receive AI services if Melmed were to
begin offering them again, she has since had a child and moved to Davenport,
Iowa. As the evidence at trial indicates, Chambers’ AI treatments required
monthly visits to the clinic, ovulation medication and monitoring, and the care
and supervision of a physician. Given that Chambers now lives 850 miles away,
it is difficult to imagine that she would make monthly trips to a clinic in a city
where she no longer lives, particularly when she already has a small child to care
for, even were Melmed to begin offering these services again. As we have stated,
the “crucial question is whether ‘granting a present determination of the issues
offered . . . will have some effect in the real world.’” Utah Animal Rights
Coalition , 371 F.3d at 1256. Accordingly, because these changes are permanent
in nature and “foreclose a reasonable chance of recurrence of the challenged
conduct” we conclude there is no real and immediate threat of repeated injury.
Tandy , 380 F.3d at 1291. Because Chambers’ claims of error in jury instructions
12, 13, 22, and proposed instructions 22, 23, 24, and 42 relate to her ADA claims,
her appeal of these issues is moot, as is her challenge to the denial of judgment as
3
a matter of law as it relates to her ADA claims. 2
II
Chambers faces two additional obstacles in her appellate challenge to the
district court’s jury instructions. First, she has failed to comply with our local
rules requiring that litigants in this circuit identify in their opening brief where
the record demonstrates that issues on appeal were raised and ruled upon. 10th
Cir. R. 28.2(C)(2) (requiring parties to identify where issues on appeal were
raised and ruled upon) and 10th Cir. R. 28.2(C)(3)(b) (noting that “[b]riefs must
cite the precise reference in the record where a required objection was made and
ruled on, if the appeal is based on . . . the giving of or refusal to give a particular
jury instruction.”). Generally, if the party seeking review fails “to include and
reference the portion of the record wherein their objection and the district court’s
ruling thereon may be found,” Jetcraft Corp. v. Flight Safety Int’l, 16 F.3d 362,
366 (10th Cir. 1993) (explaining 10th Cir. R. 28.2(C)(2)), we may affirm the
district court’s instruction without reaching the merits of the issue. Allen v.
Springville City, 388 F.3d 1331, 1333-34 (10th Cir. 2004). Chambers’ brief does
2
As a result of our determination of mootness, we do not address Melmed’s
arguments that Chambers failed to preserve her claims as to jury instructions 12
and 13, and proposed instructions 24, and 42 for appeal. However, because
Chambers argued below that her proposed pretext instructions applied to both her
ADA and Section 504 claims, we will address whether she preserved her proposed
instructions 24 and 42 to the extent they might apply to her Section 504 claim in
part II below.
4
not identify where her objections to the instructions were raised and ruled upon
below. Her attempt to cure this deficiency in her reply brief is not sufficient to
satisfy the requirement of our local rule. See Allen, 388 F.3d at 1333-34. In any
event, even had she met this requirement, it would not have furthered her appeal
for the reasons cited below.
Melmed claims, and we agree, that Chambers’ challenges to jury
instructions 16 and 17, and to the district court’s failure to give her proffered
instructions 27 and 28, have not been preserved for appeal. Our initial inquiry on
considering a party’s challenge to a jury instruction is whether that party
preserved that issue for appeal by objecting before the district court on the same
grounds raised on appeal. See Comcoa, Inc. v. NEC Telephones, Inc., 931 F.2d
655, 660-61 (10th Cir. 1991). No party may assign as error the failure to give an
instruction unless that party objects thereto stating distinctly the matter objected
to and the grounds of the objection. See Fed. R. Civ. P. 51. “In this circuit, to
comply with Rule 51 a party must both proffer an instruction and make a timely
objection to the refusal to give a requested instruction.” Giron v. Corr. Corp. of
America, 191 F.3d 1281, 1288-89 (10th Cir. 1999). A party does not “satisfy the
requirements for Rule 51 by merely submitting to the court a proposed instruction
that differs from the instruction ultimately given to the jury.” Abuan v. Level 3
Communications, Inc., 353 F.3d 1158, 1172 (10th Cir. 2003) (internal quotations
5
and citations omitted). Our review of the record discloses that Chambers did not
object to jury instructions 16 and 17, and although she proffered her proposed
instructions 27 and 28 pre-trial, she did not address them at the charging
conference, nor did she object to the district court’s refusal to give them. As to
her proposed pretext instructions 24 and 42, despite some tangential discussion at
the charging conference, she did not raise them during the conference as proffered
instructions, nor did she object to the district court’s refusal to give them.
Chambers’ failure to object to jury instructions 16 and 17, and her proffer of the
four additional instructions, without more, was not enough to preserve these
issues for appeal. 3
We will, therefore, review Chambers’ challenges to these jury instructions
only for plain error. “Plain error exists if the contested instruction was so
prejudicial or lacking in its elements that justice cannot have been served.”
United States v. Kennedy, 64 F.3d 1465, 1479 (10th Cir. 1995). When we review
jury instructions, the instructions must be read and evaluated in their entirety to
discern if they correctly state the law and fairly and adequately cover the issues
presented. United States v. Heckard, 238 F.3d 1222, 1231 (10th Cir. 2001).
3
Chambers argues that the district court’s charging-conference procedures
contributed to her failure to make the appropriate arguments and objections. Our
review of the record shows no such limitation, and we have rejected similar
arguments that we disregard the clear standards of Rule 51 and our precedent in
the past. See United States v. Bornfield , 184 F.3d 1144 (10th Cir. 1999).
6
Chambers argues that jury instructions 16 and 17 were erroneous in two ways:
first, because although they informed the jury of the elements and basic
definitions under Section 504, they did not “provide the jury with a list of what
constitutes ‘discrimination’ under Section 504, thereby preventing the jury from
considering all of the applicable forms of conduct prohibited by Section 504;” 4
and second, that “the definition of ‘otherwise qualified’ incorrectly informed the
jury.” Chambers further argues that the district court’s failure to give her
proffered instructions 27 and 28, which sought to limit the jury’s consideration on
the “otherwise qualified” and “receives federal financial assistance” elements of a
Section 504 claim, was also error. Because the district court informed the jury of
the requirements for a prima facie case under Section 504 with appropriate
definitions, and correctly tracked the statutory language of that section, we cannot
conclude that the instructions given, and the failure to give the two proffered
instructions, were prejudicial or so lacking that the interests of justice were not
served. See Kennedy, 64 F.3d at 1479; see also Schuchmann, 235 F.3d at 1222
(“It is not error to refuse to give a requested instruction if the same subject matter
4
Chambers does not directly allege on appeal that the district court erred in
refusing to give her proffered instruction 26, but ties this argument to her claim of
error in instruction 16 and 17. This claim as well was not preserved for appeal
because Chambers posed no objection to the district court’s refusal to give the
instruction. See Giron , 191 F.3d 1288-89. To the extent this is a separate claim,
it likewise does not amount to plain error. See FDIC v. Schuchmann, 235 F.3d
1217, 1222 (10th Cir. 2000).
7
is adequately covered in the general instructions.”) (quotation omitted).
Additionally, we do not discern any plain error or prejudice arising from
the district court’s definition of “otherwise qualified” in instruction 17. To the
extent Chambers now argues that the language requiring reasonable deference to
the defendant’s judgment as to what eligibility requirements are essential is error,
Chambers did not raise this ground for error before the district court.
Accordingly, we decline to consider it for the first time on appeal. See Fed. R.
Civ. P. 51; Singleton v. Wulff , 428 U.S. 106, 120-121 (1976). 5
Finally, in light of the district court’s instructions to the jury that it could
“believe everything a witness says, only part of it, or none of it,” combined with
its instructions on drawing inferences from the evidence and weighing the
credibility of witnesses, we do not consider the court’s failure to give Chambers’
proffered instructions 24 and 42 on pretext, relating to her Section 504 claim, to
be plain error. The sole discrepancy in the evidence is whether the clinic staff
had informed Melmed of the issues with Chambers’ hygiene, emotional outbursts,
and functional limitations prior to the decision to delay AI services. Chambers
argued to the jury that these discrepancies were reasons to disbelieve Melmed’s
5
Even considering this unpreserved claim, “satisfying plain error review
requires showing that the jury instruction was not only erroneous and prejudicial,
but that failure to set aside the jury’s verdict would result in a fundamental
misjustice.” Allan , 388 F.3d at 1334, n2. Chambers cannot meet this standard.
8
explanation of the reasons for delaying AI services. See Conroy v. Abraham
Chevrolet-Tampa Inc., 375 F.3d 1228, 1235 (11th Cir. 2004); Gehring v. Case
Corp., 43 F.3d 340, 343 (7th Cir. 1994). Thus, there is no plain error given that
the jury was instructed, and the plaintiff argued, that the defendant’s purported
explanation could be disregarded if they chose to disbelieve all or part of a
witness’s testimony. The lack of error is even more telling under the facts of this
case considering that Chambers’ burden under Section 504 was to show that she
was discriminated against “solely by reason of her disability.” Powers v. MJB
Acquisition Corp., 184 F3d. 1147, 1151 (10th Cir. 1999). “Plain error exists if
the contested instruction was so prejudicial or lacking in its elements that justice
cannot have been served.” Kennedy, 64F.3d at 1479. We cannot draw that
conclusion in this case.
III
We now turn to the one claim which was preserved for appeal – Chambers’
claim that instruction 19 was erroneous in its explanation of the discrimination
requirement under Section 504. Chambers argues that because the instruction
added the element that Melmed “must have acted with the motive to discriminate
against plaintiff on the basis of her disability” instruction 19 incorrectly informs
the jury as to what it must find for “intentional discrimination” under Section
9
504. 6 Yet, Chambers forgets that instruction 19 became operative only if the jury
first found that Melmed had discriminated against her solely because of her
disability as outlined in instruction 16, which incorporates instruction 17 for the
definition of “discriminated.” Chambers further ignores that instruction 18
clarified that “discrimination” under Section 504 could occur even if
“unintentional.” Such instructions are an accurate explanation of the
requirements under Section 504. See Powers, 184 F.3d at 1151. The predicate
nature of instruction 19 is shown by its text, 7 and we discern nothing in the
6
The actual instruction states:
“Intentionally discriminated” means that the defendant acted with the
motive to discriminate against the plaintiff on the basis of her
disability or that the defendant was deliberately indifferent to the
strong likelihood that its actions likely would result in a violation of
the plaintiff’s federally protected rights.
The second sentence of this instruction was drawn from Powers ’ articulation of
the minimum requirement for “intentional discrimination.” It is difficult to
discern how an instruction given in the disjunctive could have prejudiced
Chambers, when the latter half of the instruction established that “intentional
discrimination” may be inferred when a policymaker acted with at least deliberate
indifference to the strong likelihood that a violation of federally protected rights
will result from the implementation of the challenged policy or custom–a far
lower standard than the motive to discriminate standard of which Chambers
complains. Powers, 184 F.3d at 1153.
7
Instruction 19 begins:
If you find that plaintiff, Kijuana Chambers, has proven all four
essential elements of her claim under Section 504 of the
Rehabilitation Act, as stated in Instruction No. 16, then you may
award compensatory damages to the plaintiff only if you also find, by
a preponderance of the evidence, that defendant, M.H. Melmed,
M.D., P.C., “intentionally discriminated” against the plaintiff on the
(continued...)
10
remaining instructions that would have led the jury to misapply the appropriate
standards for each determination. The verdict form clearly indicates that the jury
did not find that Melmed had discriminated against Chambers as defined in
instructions 16, 17, and 18, and therefore it never reached consideration of
whether Melmed “intentionally discriminated.” On review of the jury instructions
as a whole, we have no substantial doubt that the jury was fairly guided on the
requirements for Chambers’ Section 504 claim. See United States v. Smith, 13
F.3d 1421 (10th Cir. 1994).
IV
We turn lastly to Chambers’ claim that she was entitled to judgment as a
matter of law on her Section 504 claim. We review a district court’s denial of a
motion for judgment as a matter of law de novo, applying the same standard as
the district court. Strickland Tower Maintenance, Inc. v. AT&T Communications,
Inc., 128 F.3d 1422, 1426 (10th Cir. 1997). Under that standard, judgment as a
matter of law is only appropriate when a party has been fully heard on an issue
and “there is no legally sufficient evidentiary basis for a reasonable jury to find
for that party on that issue.” Fed. R. Civ. P. 50(a)(1). We “may find error in the
(...continued)
7
basis of her disability.
(emphasis added)
11
denial of such a motion only if the evidence points but one way and is susceptible
to no reasonable inferences supporting the party opposing the motion,” and in
making this determination “we must construe the evidence and inferences most
favorably to the nonmoving party.” Allen v. Wal-Mart Stores, Inc., 241 F.3d
1293, 1296 (10th Cir. 2001).
Chambers contends that she disproved Melmed’s defense based on her
version of the facts in the case. Despite Chambers’ view of the facts as
conclusively establishing discrimination, our review of the record shows there is
substantial evidence from which a reasonable jury could draw the opposite
conclusion. Reviewing the facts in the light most favorable to Melmed, the
record reveals that Melmed provided AI services to Chambers despite her
disability for over four months, and delayed services only upon Chambers’
responses to Dr. Horvath’s inquiries on the extent of her support network and her
preparation to care for a child. Additional concerns arose on Chambers’ hygiene
and emotional outbursts. Dr. Horvath, Chambers’ treating physician when AI
services were delayed, testified that she believed that although Chambers’
blindness contributed to her functional limitations, her problems were not
necessarily related to her blindness. Although there was conflicting evidence
presented on the motivations for Drs. Horvath’s and Melmed’s concerns and
actions, there is sufficient evidence that a reasonable jury could have concluded
12
that Melmed did not discriminate against Chambers solely on the basis of her
blindness. The jury resolved this controversy in its verdict, and we conclude that
they had sufficient legal evidentiary basis to do so.
Accordingly, we DISMISS Chambers’ appeal as it relates to her ADA
claim as moot, and otherwise AFFIRM.
ENTERED FOR THE COURT
Carlos F. Lucero
Circuit Judge
13