United States v. Dominguez-Carmona

F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
JAN 4 1999
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2197
OCTAVIO DOMINGUEZ-CARMONA,
Defendant-Appellee.
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2202
JORGE HERNANDEZ-VILLANUEVA,
Defendant-Appellee.
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2234
JOSE RUBIO-LOYA,
Defendant-Appellee.
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2258
FRANCISCO ROMO-MEDINA,
Defendant-Appellee.
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2259
RAMON GUTIERREZ-TREVISO,
Defendant-Appellee.
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2260
DANIEL MEDRANO-PARRA,
Defendant-Appellee.
2
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2261
ORLANDO SANDOVAL-RASCON,
Defendant-Appellee.
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2262
ANASTASIO CORRAL-GUTIERREZ,
Defendant-Appellee.
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2263
GABRIEL DURAZO-MARTINEZ,
Defendant-Appellee.
3
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 97-2264
HECTOR CEBALLOS-ADETE,
Defendant-Appellee.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO.*
(D.C. Nos. 96-CR-684, 96-CR-696, 97-CR-20-03, 97-CR-20-04, 97-CR-20-05,
97-CR-20-06, 97-CR-20-07, 97-CR-20-08, 97-CR-20-09, 97-CR-20-10)
Jason Bowles, Assistant United States Attorney (John J. Kelly, United States Attorney
and Alfred J. Perez, Assistant United States Attorney, with him on the briefs), Las
Cruces, New Mexico, for Plaintiff-Appellant.
Barbara A. Mandel, Assistant Federal Public Defender (Ann Steinmetz, Federal Public
Defender, with her on the brief), Las Cruces, New Mexico, and Charles Harwood, Silver
City, New Mexico, for Defendant-Appellee Octavio Dominguez-Carmona.
Robert J. McDowell, Assistant Federal Public Defender, Las Cruces, New Mexico, on the
brief, for Defendant-Appellee Jorge Hernandez-Villanueva.
Carmen E. Garza, Las Cruces, New Mexico, on the brief, for Defendants-Appellees, Jose
Rubio-Loya, Francisco Romo-Medina, Ramon Gutierrez-Treviso, Daniel Medrano-Parra,
Orlando Sandoval-Rascon, Anastasio Corral-Gutierrez, Gabriel Durazo-Martinez and
Hector Ceballos-Adete.
Before BALDOCK, BRISCOE, and LUCERO, Circuit Judges.
*
On July 20, 1998, we consolidated these cases for purposes of oral argument and
ordered each party to designate two attorneys to argue the cases.
4
BALDOCK, Circuit Judge.
Under U.S.S.G. § 5K2.0, a sentencing court may depart downward and impose a
sentence outside the applicable guideline range where “there exists an aggravating or
mitigating circumstance of a kind, or to a degree, not adequately taken into consideration
by the Sentencing Commission in formulating the guidelines that should result in a
sentence different from that described.” This appeal requires us to determine whether the
district court abused its discretion when it departed downward pursuant to § 5K2.0 and
sentenced Defendants, Mexican citizens who carried backpacks full of marijuana into the
United States, based on the amount of drugs contained in their respective individual
backpacks, their socioeconomic status, and their lack of sophistication. Defendants argue
that the government’s appeals are moot because they have served their sentences and been
deported to Mexico. Our jurisdiction arises under 28 U.S.C. § 1291. Concluding that the
appeals are not moot and that the sentences the district court imposed are plainly contrary
to the sentencing guidelines, we reverse and remand for further proceedings.
I.
Defendants are Mexican citizens. In October and November, 1997, individual
drug smugglers recruited Defendants to carry backpacks of marijuana across the border
from Mexico into the United States. The smugglers instructed Defendants to meet in
5
specified locations with several other persons recruited for the same purpose. Defendants
each agreed to carry backpacks across the border and turn over the contents to a United
States contact. Defendants carried the marijuana across the border. Border Patrol agents
observed Defendants and attempted to apprehend them. Although a number of the
“backpackers” escaped, Border Patrol agents apprehended Defendants and seized their
backpacks and the backpacks abandoned by other group members who fled.
Defendants subsequently pled guilty to importing marijuana in violation of 21
U.S.C. §§ 952(a), 960(a)(1) and 960(b)(2) and possessing with intent to distribute over
100 kilograms of marijuana in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(B).
Under the plea agreement, the government stipulated that Defendants were entitled to
three-level reductions for acceptance of responsibility, four-level reductions for having
only a minimal role in the offense and two-level reductions under U.S.S.G. § 5C1.2's
“safety valve” provision. At sentencing, Defendants requested that the court depart
further downward on the basis that only the amount of marijuana contained in their
individual backpacks were attributable to them for sentencing purposes. The government
strenuously objected to any further departure, arguing that any further departure would be
contrary to the sentencing guidelines. Over the government’s objection, the district court
departed downward under U.S.S.G. § 5K2.0 and sentenced each Defendant to twelve-
6
months imprisonment.1 The government appeals the sentences.
II.
Defendants move to dismiss the government’s appeals for lack of subject matter
jurisdiction. Specifically, Defendants argue that because their sentences are complete and
they have been deported to Mexico, the government’s appeals are moot. Accordingly, we
must determine whether we have jurisdiction to proceed to the merits of the appeals.
The mootness doctrine derives from Article III’s requirement that federal courts
decide only actual cases between litigants. See United States Parole Comm’n v.
Geraghty, 445 U.S. 388, 400 (1979). A case becomes moot when events occur which
resolve the controversy underlying it. Burke v. Barnes, 479 U.S. 361, 363 (1986). In
such a situation, a federal court decision provides no resolution between the parties to the
lawsuit and therefore, constitutes a constitutionally impermissible advisory opinion. See
e.g., United Public Workers of America v. Mitchell, 330 U.S. 75, 78 (1947).
Situations arise, however, where even though a favorable federal court decision
will not resolve a plaintiff’s primary injury, a collateral injury remains which a federal
court decision may remedy. In Sibron v. New York, 392 U.S. 40, 56 (1967), the Supreme
Court explained that criminal appeals are moot only where dismissing the case as moot
will have no “collateral legal consequences” upon the defendant. Prior to the introduction
1
The district court sentenced Defendant Dominguez-Carmona to ten-months
imprisonment. All other Defendants received sentences of twelve-months and one day.
7
of the sentencing guidelines, federal courts generally dismissed as moot, appeals attacking
sentences which defendants already served. E.g., North Carolina v. Rice, 404 U.S. 244(1971). These decisions rest on the notion that no collateral consequences attach to an
already served sentence. See id. Under the sentencing guidelines, however, the length of
an already served sentence may serve to enhance sentences imposed for future crimes.
See U.S.S.G. § 4A1.1. We have held that, in light of the guidelines, an appeal of an
already completed sentence is not moot if there is any possibility that the length of the
disputed sentence may affect the duration of any future sentence. United States v.
Chavez-Palacios, 30 F.3d 1290, 1293 (10th Cir. 1994); accord United States v. Cottman,
142 F.3d 160, 165 (3d. Cir. 1998); United States v. Kassar, 47 F.3d 562, 565 (2d Cir.
1995); United States v. Fadayini, 28 F.3d 1236, 1241 (D.C. Cir. 1994); United States v.
Dickey, 924 F.2d 836, 838 (9th Cir. 1991).
Defendants’ contention that the appeals are moot because they have completed
the sentences imposed by the district court is incorrect. Pursuant to the sentencing
guidelines, Defendants each received two criminal history points as a result of the twelve-
month sentences the district court imposed. If, as the government argues, the district
court should have sentenced each Defendant to twenty-four months, Defendants should
have received three criminal history points. See U.S.S.G. § 4A1.1(a). Because the length
of the sentence imposed in this case will affect the computation of criminal history points
for any future federal sentences which Defendants may receive, collateral consequences
8
exist and the appeals are not moot. E.g., Chavez-Palacios, 30 F.3d at 1293.
Moreover, to the extent Defendants contend that their deportation prevents us from
granting effective relief to the government if it prevails on appeal, we reject that argument
as well. In United States v. Villamonte-Marquez, 462 U.S. 579 (1983), a jury convicted
two foreign nationals of drug smuggling. On appeal, the Second Circuit reversed their
convictions based upon a perceived Fourth Amendment violation. The government
successfully filed a petition for certiorari with the Supreme Court but did not obtain a stay
of the mandate. Accordingly, while the case was pending before the Supreme Court, the
defendants were released from custody and deported. The defendants argued that their
deportation mooted the matter. The Court concluded that because defendants could be
extradited and imprisoned for their crimes or could re-enter this country on their own and
be subject to arrest and imprisonment, their deportation did not render the case moot.
If the government is successful in this appeal, it could seek to have Defendants
extradited2 or they could re-enter the country on their own. In either situation, Defendants
would be subject to arrest and imprisonment for the remainder of their sentences.
Accordingly, we reject Defendants’ argument that we cannot grant effective relief if the
2
Qualified by her statement that extradition in this case is a practical
impossibility, Plaintiff’s counsel conceded at oral argument the existence of an
extradition treaty between the United States and Mexico which would presumably allow
the government to extradite Defendants. Although we realize the difficulties associated
with extraditing a Defendant from a foreign country, we are reluctant to assume that the
Mexican government would not cooperate with United States authorities regarding
extradition in this case.
9
government prevails in this appeal.
III.
Prior to the advent of the sentencing guidelines, federal district judges enjoyed
broad discretion in determining whether and how long an offender should be incarcerated.
Mistretta v. United States, 488 U.S. 361, 363 (1989). This discretion led to a public
perception that “federal judges [meted] out an unjustifiably wide range of sentences to
offenders with similar histories, convicted of similar crimes, committed under similar
circumstances.” Koon v. United States, 518 U.S. 81, 92 (1996) (citations omitted). As a
result, Congress created the United States Sentencing Commission (Commission) and
charged it with specifying “an appropriate sentencing range for each class of convicted
persons” based on various factors related to the offense and the offender. Id. (internal
quotations omitted). Consistent with Congress’ mandate, the Commission drafted the
Sentencing Guidelines with the idea that courts would “treat each guideline as carving out
a ‘heartland’; a set of typical cases embodying the conduct that each guideline describes.”
Id. at 93 (internal quotations omitted). The Commission realized, however, that certain
unusual circumstances which the Commission did not contemplate when drafting a
particular guideline could take a case outside the “heartland” of cases covered by the
applicable guidelines. Id. at 92. Accordingly, the Commission gave the district courts
discretion to depart downward in atypical cases, where the Guidelines linguistically apply,
but where the conduct at issue significantly differs from the norm. Id. at 93.
10
In determining whether the Commission adequately considered certain factors, a
court may “‘consider only the sentencing guidelines, policy statements, and official
commentary of the Sentencing Commission.’” Koon, 518 U.S. at 92 (1996) (quoting 18
U.S.C. § 3553(b)). “In these sources, the Commission forbids consideration of a few
grounds for departure, discourages or encourages use of some specific grounds, and does
not mention others.” United States v. Kapitzke, 130 F.3d 820, 822 (8th Cir. 1997).
Where the commission has forbidden consideration of a ground for departure, the district
court may not consider the factor in its decision to depart downward. See Koon, 518 U.S.
at 93. Where the Commission discourages use of a specific ground for departure,
departure based on that ground is permissible “only if the factor is present to an
exceptional degree or in some other way makes the case different from the ordinary case
where the factor is present.” Id. at 96. Finally, where a ground for departure is not
mentioned in the Guidelines, departure on that basis is appropriate only where, in light of
the structure and theory of the guidelines, the ground takes the case outside the
“heartland” of cases considered by the guidelines. Id.The government argues that the district court improperly departed downward
pursuant to U.S.S.G. § 5K2.0 based on factors already contemplated by the Commission
in drafting the guidelines. Specifically, the government contends that, in departing
downward, the district court erroneously: (1) attributed to each individual Defendant only
that amount of drugs he carried in his individual backpack; (2) considered Defendants’
11
socioeconomic status; and (3) relied on Defendants’ lack of sophistication. The record
clearly demonstrates that the district court relied on the above factors in determining that
the circumstances in Defendants’ cases warranted a downward departure under § 5K2.0.
Therefore, we must determine whether the Sentencing Commission adequately considered
the circumstances the district court relied upon when promulgating the guidelines at issue.
In making this determination, we apply a “unitary abuse-of-discretion standard which
includes review to determine that the discretion [of the district court] was not guided by
erroneous legal conclusions.” United States v. Collins, 122 F.3d 1297, 1302 (10th Cir.
1997) (internal quotations omitted). In most cases, a district court’s decision to depart
from the guidelines is due substantial deference. Id. However, when an issue is primarily
legal, our review is plenary and we need not defer to the district court’s decision. Id.A.
In granting Defendants’ motions for downward departure pursuant to U.S.S.G.
§ 5K2.0, the district court attributed to each Defendant only the amount of marijuana
which that particular Defendant carried across the border. The district court relied in part
on that attribution in determining that the circumstances surrounding Defendants’ cases
took the cases outside the “heartland” of cases contemplated by the guidelines. Pointing
to U.S.S.G. § 1B1.3, comment. (n. 2(c)(8)), the government argues that the district court’s
reliance on only the amount of drugs each individual Defendant carried is clearly contrary
to controlling guideline commentary. We agree.
12
In the commentary to U.S.S.G. § 1B1.3, the Commission specifically addresses
backpacker sentencing. The commentary states:
Defendants T, U, V, and W are hired by a supplier to backpack a quantity of
marijuana across the border from Mexico into the United States.
Defendants T, U, V, and W receive their individual shipments from the
supplier at the same time and coordinate their importation efforts by
walking across the border together for mutual assistance and protection.
Each defendant is accountable for the aggregate quantity of marijuana
transported by the four defendants. The four defendants engaged in a
jointly undertaken criminal activity, the object of which was the importation
of the four backpacks containing marijuana . . . and aided and abetted each
other’s actions . . . in carrying out the jointly undertaken criminal activity.
In contrast, if Defendants T, U, V, and W were hired individually,
transported their individual shipments at different times, and otherwise
operated independently, each defendant would be accountable only for the
quantity of marijuana he personally transported.
U.S.S.G. § 1B1.3, comment. (n. 2(c)(8)). As this commentary illustrates, the Commission
clearly considered and rejected the district court’s position that persons caught
backpacking marijuana across the border in groups should be held accountable for only
the amount of marijuana that particular individual carried. The facts in the cases before
us fall well within the “heartland” of cases the Commission had in mind when it drafted
§ 1B1.3. Accordingly, we conclude the district court improperly departed downward
under § 5K2.0 on the basis that each Defendant was accountable only for that amount of
marijuana he personally carried across the border.3
3
Aside from being clearly at odds with binding guideline commentary, the district
court’s act of attributing to each Defendant only that amount of marijuana he personally
carried also conflicts with the actual crimes to which Defendants’ pled guilty. Defendants
(continued...)
13
B.
During sentencing, the district court indicated that a departure under § 5K2.0 was
warranted in part because Defendants were poor and desperate for money. The
government contends that the district court erred by basing its decision to depart
downward pursuant to U.S.S.G. § 5K2.0 on that basis. It is well established that
socioeconomic status is “not relevant in the determination of a sentence.” U.S.S.G.
§ 5H1.10; United States v. Collins, 122 F.3d at 1301 n.3 (sentencing court may not base
downward departure on socioeconomic status.). The district court, based upon the record
before us, erred by considering Defendants socioeconomic status in its decision to depart
3
(...continued)
each pled guilty to possessing with intent to distribute over 100 kilograms of marijuana.
The district court’s decision to attribute to each Defendant only that amount of marijuana
he individually carried (approximately 40 pounds), therefore, is clearly inconsistent with
the crimes to which each Defendant pled guilty (possessing approximately 400 pounds).
We further note that the district court’s act of attributing to each Defendant only
that amount of marijuana which he individually carried is inconsistent with the two-level
“safety-valve” reduction the district court granted pursuant to U.S.S.G. § 5C1.2. The
“safety-valve” allows a district court to avoid imposing a mandatory minimum sentence if
a defendant meets certain criteria. Under U.S.S.G. § 2D1.1(b)(4), a defendant who pleads
guilty to importing illegal drugs may receive a “safety-valve” reduction if the level of his
or her offense is 26 or above. Defendants each pled guilty to importation and possession
with intent to distribute more than 100 kilograms of marijuana. As a result, Defendants
received an offense level of 26. If, as the district court believed, Defendants were
properly sentenced based on the amount of marijuana he individually carried, their
offense levels would be around 14 or 16. An offense level of neither 14 nor 16 would be
high enough to warrant the safety-valve reduction to which the government stipulated in
this case.
14
downward.
C.
The district court also considered Defendants’ apparent lack of sophistication in
deciding to depart downward under U.S.S.G. § 5K2.0. The government argues that the
district court inappropriately based its decision to depart downward on this factor. We
believe the district court erred by departing downward on this basis as well.
We begin by noting that a defendant’s lack of sophistication may be a proper basis
for granting a downward departure. See United States v. Castro-Cervantes, 927 F.2d
1079, 1081 (9th Cir. 1990); United States v. Jagmohan, 909 F.2d 61, 65 (2d. Cir. 1990);
Cf. United States v. Talk, 13 F.3d 369, 371 (10th Cir. 1993) (refusing to foreclose
possibility that lack of sophistication could be proper basis for downward departure). This
does not mean, however, that every defendant lacking sophistication is entitled to a
downward departure on that basis. Instead, the lack of sophistication must be such as to
remove the case from the “heartland” of cases contemplated by the Commission. For the
reasons that follow, we conclude the district court erroneously based its decision to depart
downward on Defendants’ lack of sophistication.
Although the guidelines do not explicitly discuss the relevance of a defendant’s
lack of sophistication in sentencing, U.S.S.G. § 3B1.2 seems to consider a defendant’s
lack of sophistication. The commentary to § 3B1.2(a) reads:
Subsection (a) applies to a defendant who plays a minimal role in concerted
activity. It is intended to cover defendants who are plainly among the least
15
culpable of those involved in the conduct of a group. Under this provision,
the defendant’s lack of knowledge or understanding of the scope and
structure of the enterprise and of the activities of others is indicative of a
role as minimal participant.
U.S.S.G. § 3B1.2(a) Comment. (n. 1) (emphasis added).
It is intended that the downward adjustment for a minimal participant will
be used infrequently. It would be appropriate, for example . . . where an
individual was recruited as a courier for a single smuggling transaction
involving a small amount of drugs.
U.S.S.G. § 3B1.2(a) Comment. (n. 2).
In drafting § 3B1.2(a), the Commission recognized the need to distinguish between
sophisticated criminals who organize and implement criminal schemes and those less
sophisticated individuals who supply the labor to carry them out. Recognizing
Defendants’ lack of sophistication and minimal participation in the operation, the district
court awarded each Defendant a four-level reduction for being a minimal participant.
Only if Defendants were unsophisticated to a degree not considered by the Commission in
drafting the guidelines, would an additional downward departure for lack of
sophistication be proper. See Koon, 518 U.S. at 92 (citing 18 U.S.C. § 3553(b)). The
nature of the crimes to which Defendant pled guilty and the evidence contained in the
record suggest that Defendants’ lack of sophistication is not unusual to the degree
necessary to remove it from the “heartland” of cases contemplated by the guidelines.
Accordingly, we conclude the district court erroneously departed downward based on
Defendants’ apparent lack of sophistication.
16
IV.
For the foregoing reasons, we DENY Defendants’ motion to dismiss the appeal as
moot, REVERSE Defendants’ sentences and REMAND to the district court with
instructions that Defendants be sentenced in accordance with this opinion and the
applicable sentencing guidelines.
17
97-2197, 97-2202, 97-2234, 97-2258, 97-2259, 97-2260, 97-2261, 97-2262, 97-
2263, and 97-2264, United States v. Dominguez-Carmona, Hernandez-Villanueva,
Rubio-Loya, Romo-Medina, Gutierrez-Treviso, Medrano-Parra, Sandoval-Rascon,
Corral-Gutierrez, Durazo-Martinez, and Ceballos-Adete.
LUCERO, Circuit Judge, concurring.
I concur in the majority holding, but I write separately concerning the issue
of mootness. The defendants have served their sentences in full, and the
possibility that they will face longer sentences in the future based on their
criminal history points is too speculative to save the government’s sentence
challenges from mootness. Yet, I conclude that this controversy is live because
the defendants could either be extradited or could voluntarily return to the United
States.
I
In order for a controversy to be justiciable, it must be “definite and
concrete, touching the legal relations of parties having adverse legal interests.”
Aetna Life Ins. Co. v. Hayworth, 300 U.S. 227, 240 (1937). If the parties do not
have a genuine stake in the outcome of a case, or if the threat of injury is merely
hypothetical or conjectural, the case fails to establish a justiciable case or
controversy. See City of Los Angeles v. Lyons, 461 U.S. 95, 101-02 (1983). A
criminal case is not moot if resolution of the disputed issue could have “collateral
legal consequences.” Sibron v. New York, 392 U.S. 40, 57 (1968); see Carafas v.
LaVallee, 391 U.S. 234, 237-38 (1968).
A
When viewed in the context of the Supreme Court’s recent decision in
Spencer v. Kemna, 118 S.Ct. 978 (1998), the collateral consequence of additional
criminal history points the government invokes to overcome mootness is too
speculative to overcome such a finding. The government argues that if a
defendant should return to the United States and be arrested for a new crime, he
could receive a longer sentence based on the additional criminal history points he
would receive if the government prevails in this appeal.
Relying in part on constitutional separation of powers concerns, the
Supreme Court in Spencer, 118 S.Ct. at 983-85, declined to presume the existence
of collateral consequences in the context of parole revocation. In the process, the
Court cast into doubt the practice of using highly speculative collateral
consequences to stave off mootness in other contexts. This reasoning is
applicable to challenges to the duration of fully served sentences. The Spencer
Court found moot a habeas petitioner’s challenge to the revocation of his
parole—after the petitioner had completed serving both his jail and parole
terms—because the petitioner faced no collateral consequences from the allegedly
improper parole revocation. See id. at 986-87. The Court rejected as too
speculative the possibility that the petitioner’s parole revocation could affect
future parole determinations should he be rearrested. Even though the petitioner
-2-
2
had already in fact been rearrested on a new offense at the time the Court ruled,
future parole determinations still remained “a possibility rather than a certainty or
even a probability,” and hence too speculative to overcome mootness. Id. at 986.
The Court also found too speculative the possibility that parole revocation could
be used to increase the length of a future sentence or as evidence in subsequent
proceedings. Id. at 986-87. Spencer concludes that the risk of injury to a party’s
interest must not be excessively remote if such a contingency is to keep the
controversy alive. Id. at 986.
In Lane v. Williams, 455 U.S. 624 (1982), cited with approval in Spencer,
see 118 S.Ct. at 986, the Court held that habeas petitioners’ challenges to the
constitutionality of mandatory parole terms that had been accepted pursuant to
plea bargains were moot because petitioners—who had both been re-jailed for
parole violations—had finished serving their sentences and parole terms. See 455
U.S. at 624-25. The Lane Court overturned the Seventh Circuit’s conclusion that
future consequences of such parole revocation decisions constitute collateral
consequences that could overcome mootness. See id. at 631-33. The Court
rejected the argument that a parole revocation could harm future employability,
noting that a prospective employer would have discretion whether to give weight
to a prior parole revocation. See id. at 632-33. The Court also rejected the
argument that a parole revocation could affect the duration of a future sentence or
-3-
3
parole eligibility, finding that such consequences would be contingent on a
petitioner’s rearrest and reconviction and on the discretion of the judge or parole
authority. See id. at 632-33 n.13.
The possibility that the defendants before us today will be subject to longer
future sentences—a possibility the government invokes to support a finding of a
live controversy—is no less speculative than the consequences at issue in Spencer
and Lane. It presumes that defendants will re-enter the country and commit
another crime. Not only is this highly speculative, it is contrary to the
presumption that an individual will act in accordance with the law. See Spencer,
118 S.Ct. at 987 (quoting O’Shea v. Littleton, 414 U.S. 488, 497 (1974)); Royal
College Shop v. Northern Ins. Co., 895 F.2d 670, 682 (10th Cir. 1990) (citing
NLRB v. Shawnee Indus., 333 F.2d 221, 225 (10th Cir. 1964)). Although the
majority cites numerous cases to support the proposition that the possibility of a
longer future sentence, based on an increase in criminal history points, keeps a
case alive, see United States v. Cottman, 142 F.3d 160, 165 (3rd Cir. 1998);
United States v. Kassar, 47 F.3d 562, 565 (2d Cir. 1995); United States v.
Chavez-Palacios, 30 F.3d 1290, 1293 (10th Cir. 1994); United States v. Fadayini,
28 F.3d 1236, 1241 (D.C. Cir. 1994); United States v. Dickey, 924 F.2d 836, 838
(9th Cir. 1991), for the reasons stated, I believe that the Court’s decision in
Spencer trumps these cases.
-4-
4
B
In United States v. Villamonte-Marquez, 462 U.S. 579, 581 n.2 (1983),
however, the Supreme Court specifically held that a government appeal was not
moot where defendants who had been deported to Mexico could either be
extradited to or could somehow voluntarily re-enter the United States to serve
their sentences. While there appears to be some tension between Spencer and
Villamonte-Marquez, I nevertheless conclude, on the basis of Villamonte-
Marquez, that the possibility of defendants’ extradition to or voluntary return to
the United States saves the government’s sentence challenges from mootness. See
Villamonte-Marquez, 462 U.S. at 581 n.2.
II
I join in the remainder of the majority opinion. I add only that I do not
fault the trial courts for the compassion and mercy that underlie their actions.
That sentiment notwithstanding, the Sentencing Guidelines preclude the relief
fashioned here. To the extent that the Guidelines are inadequate to credit such
concern, corrective action must come from the Sentencing Commission, not from
this court.
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5