Johnson v. Kansas Parole Board

FILED
United States Court of Appeals
Tenth Circuit
April 29, 2011
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
FOR THE TENTH CIRCUIT
NOBLE L. JOHNSON,
Petitioner - Appellant, No. 10-3329
(D.C. No. 5:10-CV-03126-SAC)
v. (D. Kan.)
KANSAS PAROLE BOARD,
Respondent - Appellee.
ORDER
GRANTING LIMITED PANEL
REHEARING
Before O’BRIEN, McKAY, and TYMKOVICH, Circuit Judges.
On April 11, 2011, the court issued its Order Denying a Certificate of
Appealability in this case. The appellant, Noble L. Johnson, filed a motion for
reconsideration that is construed as a petition for panel rehearing pursuant to Fed. R. App.
P. 40.
The panel grants rehearing for the limited purpose of adding an additional footnote
to the court’s previous decision, which otherwise remains unchanged. The previous
Order Denying a Certificate of Appealability is vacated and the attached Order Denying a
Certificate of Appealability is substituted in its place.
Entered for the Court
ELISABETH A. SHUMAKER
Clerk of Court
by:
Douglas E. Cressler
Chief Deputy Clerk
2
FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
April 11, 2011
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
NOBLE L. JOHNSON,
Petitioner-Appellant, No. 10-3329
(D.C. No. 5:10-CV-03126-SAC)
v. (D. of Kan.)
KANSAS PAROLE BOARD,
Respondent-Appellee.
ORDER DENYING CERTIFICATE OF APPEALABILITY*
Before O’BRIEN, McKAY, and TYMKOVICH, Circuit Judges.**
Noble Johnson, a state prisoner proceeding pro se,1 seeks a certificate of
appealability (COA) to appeal the district court’s dismissal of his habeas petition under
*
This order is not binding precedent except under the doctrines of law of the case, res
judicata and collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
**
After examining the briefs and the appellate record, this three-judge panel has
determined unanimously that oral argument would not be of material assistance in the
determination of this appeal. See Fed. R. App. P. 34(a); 10th Cir. R. 34.1(G). The cause is
therefore ordered submitted without oral argument.
1
Because Johnson is proceeding pro se, we construe his filings liberally. See Van
Deelan v. Johnson, 497 F.3d 1151, 1153 n.1 (10th Cir. 2007).
28 U.S.C. §§ 2241 and 2254. After careful review of the record, we conclude that
Johnson has not exhausted his remedies under state law and that his claims fail on the
merits.
Exercising jurisdiction pursuant to 28 U.S.C. § 1291, we deny his request for a
COA and dismiss this appeal.
I. Background
Johnson is currently serving two consecutive sentences of fifteen years to life at
the Lansing Correctional Facility.2 He has appeared before the Kansas Parole Board
(KPB) numerous times and each time been denied parole. In its most recent denial, the
KPB exercised its statutory prerogative under KAN. STAT. ANN. § 22-3717 to defer the
next parole hearing ten years, rather than the usual period of one or three years. The KPB
explained its decision as follows:
After considering all statutory factors, the decision of the [KPB] is: Pass to
March 2017. Pass Reasons: serious nature/circumstances of crime; violent
nature of crime; objections to parole. Extended Pass Reasons: Inmate has
been sentenced for a class A or B felony or an off grid felony and the board
makes a special finding that a subsequent parole hearing should be deferred
for ten (10) years, because it is not reasonable to expect that parole would
be granted at a hearing if held before then, for the reasons indicated below:
inmate needs continued structure and community resources cannot provide
sufficient support to meet these needs and to provide for public safety.
2
We rely on the decisions of the Kansas Supreme Court, Kansas v. Johnson, 573 P.2d
994, 996 (Kan. 1977), and the Kansas Court of Appeals, Johnson v. Kan. Parole Bd., No.
99,552, 191 P.3d 1136, 2008 WL 4239117, at *1 (Kan. Ct. App. Sept. 12, 2008), for our
information regarding Johnson’s sentence. In a motion for reconsideration, Johnson asserts that
this information is incorrect, and that his sentences are concurrent and not consecutive. Because
this point does not affect the disposition of Johnson’s appeal, we do not resolve the dispute.
2
Johnson v. Kan. Parole Bd., No. 99,552, 191 P.3d 1136, 2008 WL 4239117, at *1 (Kan.
Ct. App. Sept. 12, 2008) (quoting the KPB decision).
Johnson challenged the KPB disposition in Kansas state court. The court denied
his petition. Johnson unsuccessfully appealed the denial to the Kansas Court of Appeals
(KCA).
He then brought this habeas petition in federal district court. The district court
found that Johnson did not exhaust his remedies in state court and that, in any case,
Johnson failed to state a viable federal claim. The court issued an order to show cause
why the petition should not be dismissed. Johnson responded by filing a motion for
reconsideration. The court denied the motion and dismissed the claim. The court
subsequently denied Johnson’s request for a COA.
Johnson now seeks a COA from this court to enable him to appeal the denial of his
habeas petition. He raises the following constitutional arguments on appeal: (1) the KPB
proceedings violated the Due Process Clause, (2) the KPB’s application of § 22-3717 to
Johnson violated the Ex Post Facto Clause, and (3) the KPB decision violated the Equal
Protection Clause. He also requests to proceed in forma pauperis.
II. Discussion
A challenge to the denial of parole is an attack on the execution of the sentence
and is properly brought under § 2241, rather than § 2254. Henderson v. Scott, 260 F.3d
1213, 1214 (10th Cir. 2001); see also Powell v. Ray, 301 F.3d 1200, 1201 (10th Cir.
2002). We will therefore treat the petition as arising under § 2241.
3
Without a COA, we lack jurisdiction to consider the merits of a state prisoner’s
habeas appeal. 28 U.S.C. § 2253(c)(1)(A). We may issue a COA only if “the applicant
has made a substantial showing of the denial of a constitutional right.” 28 U.S.C.
§ 2253(c)(2). To make the requisite showing, Johnson must demonstrate that “reasonable
jurists could debate whether (or, for that matter, agree that) the petition should have been
resolved in a different manner or that the issues presented were adequate to deserve
encouragement to proceed further.” Miller-El v. Cockrell, 537 U.S. 322, 336 (2003)
(quotations omitted).
Having thoroughly reviewed the record, we conclude Johnson is not entitled to a
COA on any of the issues he seeks to pursue on appeal. As a threshold matter, we
recognize Johnson did not make the equal protection claim in the district court. This
claim is therefore waived. As a general rule, we will not consider issues on appeal that
were not raised in the habeas petition before the district court. See Rhine v. Boone, 182
F.3d 1153, 1154 (10th Cir. 1999); see also Lyons v. Jefferson Bank & Trust, 994 F.2d
716, 721–22 (10th Cir. 1993).
As for Johnson’s remaining claims, we find they must fail for substantially the
same reasons articulated by the district court.
A. Exhaustion
The district court concluded that Johnson failed to exhaust his remedies in state
court and, further, that he made no showing of cause and prejudice to excuse procedural
default. We agree.
4
Before filing a federal habeas corpus petition, an inmate must exhaust the available
state remedies. See Coleman v. Thompson, 501 U.S. 722, 730–31 (1991). “The
exhaustion requirement is satisfied if the federal issue has been properly presented to the
highest state court . . . .” Dever v. Kansas State Penitentiary, 36 F.3d 1531, 1534 (10th
Cir. 1994). It appears from the record that Johnson did not seek timely review of the
KCA decision to the Kansas Supreme Court. He has therefore failed to exhaust his state
remedies.
Generally, when a petitioner fails to exhaust his state court remedies, the federal
habeas petition should be dismissed to allow the petitioner to return to state court to
pursue those remedies. See Demarest v. Price, 130 F.3d 922, 939 (10th Cir. 1997). But
the Supreme Court has held if “the petitioner failed to exhaust state remedies and the
court to which the petitioner would be required to present his claims in order to meet the
exhaustion requirement would now find the claims procedurally barred,” the petitioner’s
claims are procedurally defaulted for purposes of federal habeas corpus review.
Coleman, 501 U.S. at 735 n.1; see also Dulin v. Cook, 957 F.2d 758, 759 (10th Cir.
1992). Federal habeas corpus review of procedurally barred issues is precluded “unless
the prisoner can demonstrate cause for the default and actual prejudice as a result of the
alleged violation of federal law, or demonstrate that failure to consider the claims will
result in a fundamental miscarriage of justice.” Coleman, 501 U.S. at 750.
Because the KCA decision was issued in 2008, it is clear Johnson’s appeal to the
Kansas Supreme Court is now time-barred. Johnson’s claims are thus procedurally
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defaulted for purposes of federal habeas corpus review. We must therefore consider
whether Johnson has offered grounds to excuse the procedural default. Johnson’s sole
argument on this point is that his attorney in the state appeal failed to notify him of the
KCA’s decision and that he only learned of the decision a year and a half after it was
published. In other words, Johnson contends ineffective assistance of counsel was the
cause of his default. But prisoners have no constitutional right to counsel in post-
conviction applications for relief. See id., 501 U.S. at 757. And where the petitioner had
no right to counsel in the state proceeding, “any attorney error that led to the default of
[the petitioner’s] claims in state court cannot constitute cause to excuse the default in
federal habeas.” Id. We therefore find that Johnson has not shown cause and prejudice
for his procedural default and that his claims are barred.
B. Failure to State a Federal Claim
Although the district court found Johnson’s claims were procedurally barred, it
also dismissed the due process and ex post facto claims on the merits. We agree with the
court’s conclusions.
1. Due Process Claims
Johnson argues the KPB denied him due process because it relied on objections to
his parole without specifying the source and basis of the objections and because it acted
in an arbitrary and capricious manner.
To make a claim for denial of due process in violation of the Fourteenth
Amendment, a plaintiff must show the deprivation of a protected liberty or property
6
interest. Board of Regents of State Colleges v. Roth, 408 U.S. 564, 569 (1972). Although
the Due Process Clause does not grant a prisoner the right to parole, a state’s parole
statutes may, through the use of mandatory language, create a liberty interest that is
entitled to due process protection. See Malek v. Haun, 26 F.3d 1013, 1015 (10th Cir.
1994). But the Kansas Supreme Court has held the Kansas parole statute is discretionary;
it therefore does not create a protected liberty interest. See Gilmore v. Kan. Parole Bd.,
756 P.2d 410, 415 (1988) (“[Section] 22-3717 does not create a liberty interest in
parole.”); see also § 22-3717(g) (“[T]he Kansas parole board may release on parole those
persons . . . who are eligible for parole.” (emphasis added)). Absent a liberty interest in
parole, Johnson is not entitled to due process protection. See Malek, 26 F.3d at 1016.
2. Ex Post Facto Claim
Next, Johnson contends the KPB’s application of § 22-3717 to him violated the Ex
Post Facto Clause, because the statute was only amended after his conviction to allow a
ten-year deferral of parole hearings.
“One function of the Ex Post Facto Clause is to bar enactments which, by
retroactive operation, increase the punishment for a crime after its commission.” Garner
v. Jones, 529 U.S. 244, 249–50 (2000). But “[w]hen the amendment creates only the
most speculative and attenuated possibility of increasing the measure of punishment, it is
insufficient under any threshold to violate the Ex Post Facto Clause. Henderson v. Scott,
260 F.3d 1213, 1215 (10th Cir. 2001) (quotations omitted).
The Supreme Court has declined to “adopt a single formula for identifying which
7
legislative adjustments, in matters bearing on parole, would survive an ex post facto
challenge.” Garner, 529 U.S. at 252. Instead, the Supreme Court has identified the
following factors as relevant to the inquiry: (1) whether the parole board has discretion to
determine if an inmate is eligible for release, id. at 253; (2) whether the parole board has
the authority to tailor the frequency of the parole hearings to a particular inmate’s
circumstances, Cal. Dep’t of Corr. v. Morales, 514 U.S. 499, 511 (1995); (3) whether the
challenged statute permits an expedited parole review in the event the inmate’s
circumstances change, Garner, 529 U.S. at 254; (4) whether an administrative appeal is
available, Morales, 514 U.S. at 513; and (5) the likelihood the plaintiff would be released
on parole if he received a hearing sooner than his next scheduled hearing, see id. at
510–11.
In a prior unpublished decision, this court found § 22-3717 satisfied the first four
factors listed above. See Berry v. Scafe, 16 F. App’x 948, 950–52 (10th Cir. 2001)
(noting that, under the statute, the KPB has discretion to grant parole and to set the date of
the next parole hearing, and further observing that the statute provides for expedited
review and appeal). Although this order and judgment is not binding on us, it is
persuasive. We also find the fifth factor weighs against Johnson’s claim. Because
Johnson was convicted of two violent murders and is currently serving two fifteen-year-
to-life sentences, it is unlikely he would receive parole even if he were granted a hearing
in three years. See Morales, 514 U.S. at 510 (upholding a similar California statute after
observing “the likelihood of release on parole is quite remote” for those prisoners who
8
have been convicted of “more than one offense which involves the taking of a life.”
(quotation omitted)). Accordingly, we conclude § 22-3717, as applied to Johnson, does
not violate the Ex Post Facto Clause.
III. Conclusion
For the foregoing reasons we AFFIRM the dismissal of Johnson’s habeas petition.
We also GRANT Johnson’s motion to proceed in forma pauperis on appeal.
ENTERED FOR THE COURT
Timothy M. Tymkovich
Circuit Judge
9