Thomas v. Rios

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
TENTH CIRCUIT November 6, 2013
Elisabeth A. Shumaker
Clerk of Court
JERRY L. THOMAS,
Petitioner - Appellant,
v. No. 13-6191
(D.C. No. 5:13-CV-00350-W)
H. A. RIOS, JR., Warden, Lawton (W.D. Okla.)
Correctional Facility,
Respondent - Appellee.
ORDER DENYING CERTIFICATE OF APPELABILITY *
Before KELLY, HOLMES, and MATHESON, Circuit Judges.
Jerry L. Thomas, a state prisoner appearing pro se,1 seeks to appeal the federal
district court’s dismissal of his 28 U.S.C. § 2241 habeas petition. Such an appeal
requires a certificate of appealability (“COA”). 28 U.S.C. § 2253(c)(1)(A). Exercising
*
This order is not binding precedent, except under the doctrines of law of the case,
res judicata, and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
1
Because Mr. Thomas is proceeding pro se, we construe his filings liberally. See
Erickson v. Pardus, 551 U.S. 89, 94 (2007); see also United States v. Pinson, 584 F.3d
972, 975 (10th Cir. 2009) (“[W]e must construe [a pro se litigant’s] arguments liberally;
this rule of liberal construction stops, however, at the point at which we begin to serve as
his advocate.”).
jurisdiction under §§ 1291 and 2253(a), we deny Mr. Thomas’s request for a COA, and
we dismiss this matter.
I. BACKGROUND
Mr. Thomas was convicted in 1981 of second degree burglary and first degree
rape. Thomas v. State, 675 P.2d 1016, 1018, 1022 (Okla. Crim. App. 1984).2 Pursuant to
the state sentencing laws, he received enhanced sentences on both counts because he had
two or more previous felony convictions. This resulted in consecutive sentences of 25
years and 125 years of imprisonment. On May 28, 2010, Mr. Thomas filed what he titled
a “Petition for Writ of Habeas Corpus and/or Retroactive Adult Certification Hearing and
Appointment of Counsel” in the Oklahoma County District Court (the “state district
court”). ROA at 7. In the petition, Mr. Thomas claimed that his sentence was invalid
because the sentencing enhancements were based on unconstitutional felony convictions
before he was eighteen years old, in violation of Lamb v. Brown, 456 F.2d 18 (10th Cir.
1972). The state district court, apparently unaware of the petition, failed to respond for
more than a year.
Mr. Thomas sought relief from the Oklahoma Court of Criminal Appeals (the
“OCCA”), asking that court to order the state district court to act on his petition. The
2
This case recounts the legal proceedings relevant to Mr. Thomas’s 1981
conviction. Prior proceedings are also discussed in Abdulhaseeb v. Hargett, No. 96-
6348, 111 F.3d 140 (10th Cir. 1997) (unpublished table decision) (habeas petition
brought under the name Madyun Abdulhaseeb, which Mr. Thomas used during this time),
and Thomas v. Cowley, No. 92-6267, 996 F.2d 311 (10th Cir. 1993) (unpublished table
decision).
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OCCA issued the requested order in October 2011, directing the state district court to
take up the petition. The state district court complied. It first issued an order directing
the State of Oklahoma to respond and informing the parties that the petition would be
construed as an application for post-conviction relief because Mr. Thomas sought to
challenge the legality of his conviction.
On December 9, 2011, the state district court denied the recharacterized
application for post-conviction relief, holding that Mr. Thomas’s claims under Lamb had
been previously addressed by both state and federal courts and were therefore precluded
by the doctrine of res judicata. It further held that the application was “frivolous,
vexatious and without merit,” and ordered Mr. Thomas to show cause why the court
should not impose sanctions. ROA at 52.
Mr. Thomas filed a response opposing sanctions, but the court concluded his
response contained “unfounded, offensive, abusive or fraudulent” accusations. ROA at
44. The court noted that Mr. Thomas had filed more than 30 pleadings since 1977 based
on the same primary ground—the Lamb argument—despite an agreement with the state
granting him relief and estopping him from further litigation on those grounds.3
3
In 1980, Mr. Thomas “entered into an agreement with Oklahoma County” in
response to the Tenth Circuit’s 1972 Lamb decision, which undermined the sentencing
enhancements underlying several of his early convictions. Thomas v. State, 675 P.2d
1016, 1020 n.6 (Okla. Crim. App. 1984). Pursuant to this agreement, a consent decree
voided one felony conviction and modified three others, reducing the associated
sentences. The agreement also provided “that the consent decree encompassed,
concluded and exhausted all the contentions between the appellant and Oklahoma County
Continued . . .
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For these reasons, the state district court ordered the following sanctions: (1) $750
in attorney fees; (2) $250 in court costs; (3) an order revoking permission to have non-
essential personal property for at least thirty days; and (4) revocation of 720 days of Mr.
Thomas’s earned credits. The order also provided that revocation of the earned credits
would be suspended “so long as [Mr. Thomas] ceases to pursue collateral remedy in the
Oklahoma County District Court.” ROA at 47. Mr. Thomas appealed to the OCCA,
which upheld the sanctions on April 11, 2012.4
Mr. Thomas then filed a petition for habeas relief under 28 U.S.C. § 2241 in the
United States District Court for the Western District of Oklahoma, challenging the
sanctions. A magistrate judge recommended the petition be denied. Over Mr. Thomas’s
objection, the federal district court adopted the recommendation and denied the petition.
The district court declined to issue a COA, concluding that Mr. Thomas had failed to
meet the burden under Miller-El v. Cockrell, 537 U.S. 322, 327 (2003), and Slack v.
McDaniel, 529 U.S. 473, 484 (2000), because he had not made “a substantial showing of
the denial of a constitutional right” as required by 28 U.S.C. § 2253(c)(2).
based on Lamb v. Brown . . . or its progeny.” Id. (citations omitted). In spite of this
agreement, Mr. Thomas continued to file challenges based on Lamb. In 1984, the OCCA
held that Mr. Thomas was estopped by the agreement from continuing to litigate the
issue. Id. at 1020.
4
The OCCA did, however, vacate part of a March 4, 2002 state district court order
requiring Mr. Thomas to obtain an attorney’s signature on any pleadings requesting
collateral relief in various ongoing cases.
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II. DISCUSSION
A. Legal Background
A federal court’s habeas review of state court decisions is governed by the
Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). Under AEDPA,
when a state court has adjudicated the merits of a claim, a federal court cannot grant
habeas relief unless the state court’s decision “was contrary to, or involved an
unreasonable application of, clearly established Federal law, as determined by the
Supreme Court of the United States,” 28 U.S.C. § 2254(d)(1), or “was based on an
unreasonable determination of the facts in light of the evidence presented in the State
court proceeding,” id. § 2254(d)(2).
Once a federal district court denies relief, a prisoner may not appeal without first
obtaining a COA. 28 U.S.C. § 2253(c)(1)(A). The federal district court refused to grant
a COA in this case, and Mr. Thomas therefore requests a COA from this court. To
determine whether a COA must be granted, “[w]e look to the District Court’s application
of AEDPA to petitioner’s constitutional claims and ask whether the resolution was
debatable amongst jurists of reason.” Miller-El, 537 U.S. at 336.
Section 2241 petitions may only be “used to attack the execution of a sentence, in
contrast to § 2254 habeas . . . proceedings, which are used to collaterally attack the
validity of a conviction and sentence.” McIntosh v. U.S. Parole Comm’n, 115 F.3d 809,
811 (10th Cir. 1997) (citations omitted). Mr. Thomas’s § 2241 petition raises numerous
issues challenging both the validity and execution of his sentence. A federal court can
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consider in a § 2241 proceeding only the issues relating to the execution of his
sentence—in this case, the two issues challenging suspended sanctions revoking his 720
days of earned credits. See id. (deprivation of good-time credits may be challenged under
§ 2241).
B. Analysis
Mr. Thomas’s combined brief and motion for a COA lists twelve largely repetitive
issues. The issues properly brought in a § 2241 petition may be summarized under two
main due process arguments: (1) the state district court should have given him notice
before recharacterizing his petition as an application for post-conviction relief, and its
failure to do so violated due process; and (2) the state district court should have dismissed
his petition without prejudice as required by Oklahoma law, Okla. Stat. tit. 12, §§ 1083and 2003.1(D).5
5
Mr. Thomas attempted to raise his Lamb argument yet again to the federal
district court. He contended that one of the past felonies applied to enhance his current
sentence was unconstitutional because he was under eighteen years of age at the time of
conviction. He posited that the sentencing court applied the unconstitutional conviction
because of a clerical error—that it mixed up the case number of a void conviction with
the case number for one of his many appeals.
This issue is not properly brought in a § 2241 petition because it seeks to
challenge the validity of his sentence, not its execution. McIntosh, 115 F.3d at 811. We
note, however, that even if this issue had been properly raised on collateral appeal, and
even if Mr. Thomas had not received relief on his Lamb claims more than two decades
ago, and even if he were not now estopped from litigating this issue by virtue of his 1980
agreement with Oklahoma County, he still would not be entitled to relief. As multiple
courts have noted, the applicable sentencing statute requires only two prior felonies.
Okla. Stat. tit. 21, § 51(B). Mr. Thomas has more than two prior felonies, even without
the convictions he continues to challenge. See Thomas, 675 P.2d at 1020 n.6; see also
Continued . . .
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The federal district court analyzed the first argument but did not explain its
reasoning for the second. It denied relief on both issues and denied a COA. For the
reasons provided below, we likewise deny COA.
1. Mr. Thomas’s Due Process Rights Were Not Violated When the State District
Court Construed His Petition as an Application for Post-Conviction Relief
In his § 2241 petition, Mr. Thomas argued that the state district court violated his
due process rights when it construed his habeas petition as an application for post-
conviction relief without first providing him notice. He pointed to Castro v. United
States, 540 U.S. 375 (2003), which held that federal courts cannot recharacterize a pro se
litigant’s motion as a first habeas petition without providing notice to the litigant that the
recharacterization will make any subsequent § 2255 motion subject to the restrictions on
“second or successive” motions. Id. at 383.
In its report and recommendation to the federal district court, the magistrate judge
considered these arguments and agreed with the OCCA that the state district court had
properly construed Mr. Thomas’s petition as a post-conviction application. The
magistrate concluded that the recharacterization merely effectuated Mr. Thomas’s stated
intent to collaterally attack his conviction and was therefore appropriate under Stewart v.
State, 989 P.2d 940, 943 (Okla. Crim. App. 1999) (it is proper to construe a habeas
petition challenging a conviction or sentence as a post-conviction action), overruled on
Abdulhaseeb, 111 F.3d 140, at *3 (unpublished table decision) (affirming denial of relief
on a § 2254 habeas petition Mr. Thomas brought using the name Madyun Abdulhaseeb,
an alias he has sometimes used).
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other grounds by King v. State, 29 P.3d 1089 (Okla. Crim. App. 2001). Finally, the
magistrate concluded that the label applied to Mr. Thomas’s filing was irrelevant to the
sanctions, which were properly imposed because of his past repeated filings of claims
precluded by res judicata.
The federal district court adopted the magistrate’s recommendations, denied Mr.
Thomas’s claim and denied COA. After reviewing Mr. Thomas’s arguments, we find
that reasonable jurists could not disagree with this conclusion.6 We therefore deny Mr.
Thomas’s request for a COA on this ground.
2. Mr. Thomas Is Not Entitled to Habeas Relief Because the State District Court
Failed to Dismiss His Petition
In his § 2241 petition to the federal district court, Mr. Thomas argued that two
Oklahoma statutes, Okla. Stat. tit. 12, §§ 1083 and 2003.1(D), required the state district
court to dismiss his habeas petition without prejudice. He contends that the district
court’s decision to instead resolve the petition by issuing sanctions revoking his earned
time credits and preventing him from access to the courts violated his due process rights.
The federal district court did not clearly articulate its reasons for rejecting this argument.
Our own analysis of Mr. Thomas’s arguments convinces us that COA should be denied.
The OCCA also did not explicitly address this argument, and it is not clear from
the record before us whether Mr. Thomas fairly presented the issue to that court. “A
6
We also note that Mr. Thomas’s reliance on Castro is misplaced. That case
involved the Supreme Court’s exercise of its “supervisory powers” over the federal
judiciary and thus does not control this case. Castro, 540 U.S. at 382-83.
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habeas petitioner is required to exhaust his state court remedies prior to obtaining federal
habeas review.” Moore v. Schoeman, 288 F.3d 1231, 1232 (10th Cir. 2002). Ordinarily,
a federal court will dismiss the petition without prejudice to allow the petitioner to return
to state court to exhaust his claims. See Slack, 529 U.S. at 485-87; Moore, 288 F.3d at
1232. Alternatively, a habeas petition “may be denied on the merits, notwithstanding the
failure of the applicant to exhaust the remedies available in the courts of the State.” 28
U.S.C. § 2254(b)(2); see also Moore, 288 F.3d at 1232.
Mr. Thomas’s arguments under each of the two Oklahoma statutes are without
merit.
a. Okla. Stat. tit. 12, § 1083Okla. Stat. tit. 12, § 1083 states:
Any action in which no pleading has been filed or other
action taken for a year . . . shall be dismissed without
prejudice by the court on its own motion after notice to the
parties or their attorneys of record; providing, the court may
upon written application and for good cause shown, by order
in writing allow the action to remain upon its docket.
Mr. Thomas argues that this statute required the state district court to dismiss his
petition after a year, and therefore its order resolving the petition—including the
sanctions—was invalid. We are not convinced that a court’s failure to apply this statute
would amount to a due process violation, but in this case there is no indication the state
district court’s order was not in compliance.
Section 1083 explicitly permits the district court to “allow the action to remain
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upon its docket” by issuing a written order “upon written application and for good cause
shown.” Id.; see also Meadors v. Majors, 875 P.2d 1166, 1168 (Okla. Civ. App. 1994)
(“Section 1083 gives the court the discretion to retain an action . . . [upon] a showing of
good cause.”). Mr. Thomas made a written application when he asked the OCCA to
order the state district court to address his petition, and the OCCA’s subsequent order to
the state district court to act provided good cause for keeping the petition on its docket.
Reasonable jurists could not debate whether the federal district court was correct
in denying Mr. Thomas relief under this statutory provision.
b. Okla. Stat. tit. 12, § 2003.1(D)
Okla. Stat. tit. 12, § 2003.1(D) governs pro se legal actions by inmates. It
provides that “[i]f the court determines that the filing is a noncomplying petition . . . it
shall be returned together with a copy of this statute and a statement of the reason or
reasons for its return.” Id.Mr. Thomas asserts that the state district court acknowledged in an October 28,
2011 response that his petition had deficiencies that caused it to be unadjudicated for over
a year.7 He argues that § 2003.1(D) required the state district court to return the petition
to him with a copy of the statute and a statement of the reasons for its return. When the
court failed to do this, he argues, it stripped him of the opportunity to withdraw the
petition and avoid sanctions, thus violating his due process rights. Again, we are not
7
Mr. Thomas did not provide this court with a copy of the October 28, 2011 order.
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convinced that a court’s failure to apply this statute would amount to a due process
violation. In any case, we do not see how the sanctions were connected to the procedure
outlined in this statute.
A “noncomplying petition” under § 2003.1(D) means a petition that “does not
comply with the requirements set forth in § 2003.1(B) and (C),” which list specific
information an inmate must include in a petition—for example, the petitioner’s name and
place of residence and a brief statement of the facts. Lowe v. Monard, 942 P.2d 732, 733
(Okla. 1997). There is also no indication in the record that any § 2003.1(B) or (C)
deficiencies in the petition, assuming they existed, were even remotely relevant to the
delay in adjudicating Mr. Thomas’s petition or to the sanctions issued. To the contrary,
the state district court said the delay occurred because the court had not received a copy
of the petition and was unaware of it. And the court clearly denied relief on res judicata
grounds and issued sanctions because the claims were frivolous.
Mr. Thomas’s complaint that he missed the opportunity to withdraw the petition
and avoid sanctions is especially hollow because the state district court gave Mr. Thomas
advanced notice of the pending sanctions in its show cause order.8 Mr. Thomas did not
attempt to withdraw the petition; he simply responded with the same arguments and
8
In contrast, if the state district court had decided to apply this statute, it would
have returned the petition to him with a copy of the statute and instructions to provide
any missing § 2003.1(B) or (C) data. Unlike the show cause order, this process would
not have provided Mr. Thomas with notice as to how the court might eventually rule on
the merits of the petition.
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allegations he knew would result in sanctions. We agree with the OCCA that the show
cause order “provided [Mr. Thomas] with due process by advising him of the potential
sanctions” and allowing him to respond. ROA at 40 (OCCA’s Order Affirming in Part
and Vacating in Part Imposition of Sanctions, addressing a different due process
argument).
Reasonable jurists could not debate whether the federal district court should have
denied Mr. Thomas relief under this statutory provision.
III. CONCLUSION
We conclude that reasonable jurists could not debate the federal district court’s
application of AEDPA to Mr. Thomas’s § 2241 petition or its decision to deny relief. See
Miller-El, 537 U.S. at 336. We therefore deny Mr. Thomas’s request for a COA and
dismiss this matter.
ENTERED FOR THE COURT
Scott M. Matheson, Jr.
Circuit Judge
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