Rios v. United States Department of Justice Ex Rel. United States

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
DEC 13 2002
TENTH CIRCUIT
PATRICK FISHER
Clerk
MIGUEL M. RIOS and CORINA
RIOS, husband and wife, and as
parents and next friends of Ami and
Roxanne Rios, minor children,
No. 02-2032
Plaintiffs, (D.C. No. CIV-00-68 KBM/LCS)
(D. N.M.)
v.
UNITED STATES DEPARTMENT
OF JUSTICE, ex rel United States;
UNITED STATES DEPARTMENT
OF IMMIGRATION AND
NATURALIZATION SERVICE;
UNITED STATES BORDER
PATROL,
Defendants-Appellees.
JOSE L. ARRIETA,
Movant-Appellant.
ORDER AND JUDGMENT *
Before KELLY , BALDOCK , and LUCERO , Circuit Judges.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Jose L. Arrieta appeals from the magistrate judge’s denial of his motion for
an extension of time to file an appeal. 1
Exercising jurisdiction pursuant to
28 U.S.C. § 636(c)(3) and § 1291, 2
we conclude that the magistrate judge failed to
apply the appropriate legal standard and accordingly reverse.
Attorney Arrieta was disbarred in the state of New Mexico and
subsequently placed on supervisory probation for one year, during which time he
was prohibited from practicing law as a sole practitioner. Nonetheless, during
this probationary period, Arrieta entered his appearance as counsel for plaintiffs
in the underlying civil rights suit. He then applied for admission to the district
court bar. Rejecting the application, the clerk advised Arrieta that he could apply
for admission only after his probationary period with the state bar ended. In
response to Arrieta’s subsequent challenge to that decision, the clerk informed
him that the district court judges unanimously voted to uphold Arietta’s
suspension until the probationary period ended.
1
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
2
The parties in the underlying case consented to proceed before the
magistrate judge, pursuant to 28 U.S.C. § 636(c). Jenkins v. City of Topeka , 136
F.3d 1274, 1275 n.1 (10th Cir. 1998).
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Consequently, in an order dated March 14, 2001 (March Order), the
magistrate judge presiding over the underlying civil rights suit removed Arrieta
from the case. This order made findings regarding not only Arrieta’s
representation in the underlying case, but also his involvement in other pending
federal district court cases. In addition, the magistrate judge directed that a copy
of the March Order be sent to the state disciplinary board.
Arrieta sought an interlocutory appeal from the March Order in this Court.
Expressing doubts regarding appellate jurisdiction, we requested that the parties
file supplemental briefs in June of 2001. In his supplemental brief, Arrieta cited
Cohen v. Beneficial Industrial Loan Corp. , 337 U.S. 541 (1949), to argue that his
appeal fell within the collateral order doctrine. We dismissed the appeal on
November 13, 2001, concluding that Arrieta had to wait until the district court
issued a final order before he could appeal the March Order. Arrieta claims that
he received a copy of this dismissal order on November 20, 2001.
While the interlocutory appeal was pending, the magistrate judge issued a
final order in the underlying case on September 18, 2001. Arrieta failed to file
his notice of appeal within sixty days of this date as required under Federal Rule
of Appellate Procedure 4(a)(1)(B). 3
On November 30, 2001, ten days after he
3
Counsel erroneously states that the time for taking an appeal was thirty
days under Federal Rule of Appellate Procedure 4(a)(1)(A). Because the United
(continued...)
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allegedly received notice of the dismissal of his interlocutory appeal, Arietta filed
a motion for an extension of time on the basis of excusable neglect pursuant to
Federal Rule of Appellate Procedure 4(a)(5). The magistrate judge’s denial of
this motion constitutes the subject of the present appeal.
We review the district court’s determination of a Rule 4(a)(5) motion for
abuse of discretion. Romero v. Peterson , 930 F.2d 1502, 1505 (10th Cir. 1991).
Failure to apply the correct legal standard in ruling on a motion constitutes an
abuse of discretion. Ohlander v. Larson , 114 F.3d 1531, 1537 (10th Cir. 1997)
(“A clear example of an abuse of discretion exists where the trial court fails to
consider the applicable legal standard . . . .”).
Federal Rule of Appellate Procedure 4(a)(5) provides that the district court
may extend the time for taking an appeal if the party seeking to appeal (1) moves
for an extension no later than thirty days after the time for taking an appeal has
expired, and (2) demonstrates either excusable neglect or good cause for failing to
appeal in a timely manner. Fed. R. App. P. 4(a)(5); City of Chanute v. Williams
3
(...continued)
States was a party to the underlying action, however, Federal Rule of Appellate
Procedure 4(a)(1)(B) applies and Arrieta had sixty days to file, even though the
government was not a party to the appeal. In re O’Bryan , 399 F.2d 916, 918 (10th
Cir. 1968) (“The test as to the application of the 60 day period is not whether the
United States might be concerned or interested in the final judgment, but whether
it is a party to the action in which the judgment was entered.”); see also Lonberg
v. Sanborn Theaters Inc. , 259 F.3d 1029, 1031 (9th Cir. 2001) (“It is of no
moment that the United States is not a party to the appeal in question.”).
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Natural Gas Co. , 31 F.3d 1041, 1045 (10th Cir. 1994). Despite the clear language
of this provision, however, the magistrate judge did not render a determination on
the issues of excusable neglect or good cause. During the hearing, Arrieta
presented the chronology of events set out above to argue that his failure to file a
timely appeal was excusable. In the oral ruling, the magistrate judge’s only
response to this argument suggests that in fact, she was inclined to find that
excusable neglect existed. (Appellant’s App. at 32 (“I’ll tell you, I mean, he
makes a good point with regard to — as far as neglect in making a timely
appeal.”).) Nevertheless, focusing on the relationship between the appeal and the
underlying suit, the magistrate judge denied the motion, finding that “[t]he
jurisdictional basis that really served as the premise for [Arietta’s] case no longer
exists.” Id. at 37. Thus, the decision was based not on the absence of excusable
neglect (for which we intend no opinion on the merits), but rather on the
magistrate judge’s conclusion that appellate jurisdiction was lacking, a matter
reserved to the appellate court to determine. Fed. R. App. P. 3(a)(2) (“An
appellant’s failure to take any step other than the timely filing of a notice of
appeal does not affect the validity of the appeal, but is ground only for the court
of appeals to act as it considers appropriate, including dismissing the appeal.”).
Because the magistrate judge failed to apply the excusable neglect standard,
her ruling constituted an abuse of discretion. Accordingly, the denial of Arrieta’s
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motion for an extension of time is REVERSED, and this case is REMANDED for
a proper determination of excusable neglect under the applicable standard. The
mandate shall issue forthwith.
Entered for the Court
Carlos F. Lucero
Circuit Judge
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