United States v. Salazar-Alpizar

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
May 19, 2006
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
U N ITED STA TES O F A M ER ICA,
Plaintiff - Appellee, No. 05-1368
v. (D. Colorado)
JESUS SALAZAR - ALPIZAR, (D.C. No. 05-CR -44-F)
Defendant - Appellant.
OR D ER AND JUDGM ENT *
Before H E N RY, A ND ER SO N, and M cCO NNELL, Circuit Judges.
Jesus Salazar-Alpizar, a native and citizen of M exico, pled guilty to one
count of illegal reentry by an alien previously deported subsequent to an
aggravated felony conviction, in violation of 8 U.S.C. § 1326(a) and (b)(2). He
was sentenced to forty-six months’ imprisonment. He appeals his sentence, which
we affirm.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
BACKGROUND
On December 22, 2004, Salazar-Alpizar was arrested in Adams County,
Colorado, on charges of having failed to register as a sex offender. Immigration
authorities were notified of his illegal status and he was arrested on the instant
offense.
Salazar-Alpizar pled guilty pursuant to a plea agreement. The plea
agreement included a tentative calculation of Salazar-Alpizar’s total adjusted
offense level under the United States Sentencing Commission, Guidelines M anual
(2004) (“USSG ”), as 21, his criminal history as category II and a resultant
advisory sentencing range of forty-one to fifty-one months. The United States
Probation Office prepared a presentence report (“PSR”), which concurred with the
plea agreement’s calculation of Salazar-Alpizar’s offense level, but determined
that his criminal history category was III. This yielded an advisory Guidelines
range of forty-six to fifty-seven months. The PSR recommended a forty-six-
month sentence.
Salazar-A lpizar filed a response to the PSR, in w hich he stated that he did
not object to the Guideline calculations, but that he “believe[d] that 18 U.S.C.
§ 3553 mandates a sentence below that requested by the Probation Department.”
Resp. & Objections at 1, Addendum to PSR, R. Vol. IV. He further argued that a
below-Guidelines sentence of twenty-four months was appropriate for three
reasons: (1) 18 U.S.C. § 3553(a)(1), which requires the court to consider the
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nature and circumstances of the offense and the history and characteristics of the
defendant, suggests a lesser sentence because Salazar-Alpizar “returned to [the
United States] in order to provide financial support to his family” and his latest
employer stated Salazar-Alpizar has a “great work ethic,” Resp. & Objections at
2, Addendum to PSR , R. Vol. IV; (2) his prior aggravated felony conviction for
attempted lewd and lascivious conduct unjustly increased both his offense level
and his criminal history and occurred nearly ten years ago; and (3) 18 U.S.C.
§ 3553(a)(6), which includes as a sentencing factor “the need to avoid
unwarranted sentencing disparities among defendants with similar records who
have been found guilty of similar conduct,” suggests a lesser sentence in order to
minimize sentencing disparities caused by the existence of “fast-track” programs
in other federal districts but not in Colorado. 1
The government responded to Salazar-Alpizar’s request for a below-
Guidelines sentence, arguing that (1) the fact that he was w orking to support his
family was irrelevant to his sentence calculation, particularly in light of the fact
that his prior aggravated felony conviction made him ineligible to be in the
United States for any reason; (2) his ten-year-old aggravated felony conviction is
dwarfed by his subsequent criminal convictions and pending charges, which led to
a criminal history category of III; and (3) his fast-track sentencing disparities
1
Fast-track programs permit lower sentences for illegal reentry defendants
in certain circumstances.
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argument was unavailing because “when Congress approved of the fast-track
programs and granted the Attorney General the power to authorize them, it
decided that these programs did not create the unwarranted sentencing disparities
that Congress had prohibited previously under [18 U.S.C. §] 3553(a)(6).”
G overnm ent’s R esp. at 3 n.1, A ddendum to PSR, R. Vol. IV.
At sentencing, other information about Salazar-Alpizar was introduced,
including the fact that he had been in the United States since he was seventeen; he
had held a job for the past five years and had a positive letter from his employer;
he had been formally deported twice previously, in 1998 and 2000, and had
voluntarily returned to M exico once, in 1999; he had five prior convictions (the
1996 aggravated felony conviction for attempted lew d and lascivious conduct,
two driving-under-the-influence-of-alcohol convictions, one third-degree assault
and domestic violence conviction involving a girlfriend, and one careless driving
conviction); and he faced a pending charge of failure to register as a sex offender.
At the conclusion of the sentencing hearing, the district court adopted the
factual findings and Guideline applications of the PSR and imposed a sentence of
forty-six months. Explaining its reasoning, the court stated that “[t]he sexual
misconduct [involving] an under-age person is troubling, as well as [his] failure .
. . to register as a sex offender . . . and even though the offense is somewhat
removed in time, it is still a serious factor that I need to consider.” Tr. of
Sentencing at 34, R. Vol. III. Additionally, “[t]he fact that there have been other
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crimes committed that put the public at risk, and also one involving a crime of
violence with respect to a girlfriend, is also troubling.” Id.
W ith respect to the fast-track disparity issue, the district court concluded
that this circuit’s decision in United States v. Armenta-Castro, 227 F.3d 1255(10th Cir. 2000), holding that the then-mandatory Guidelines did not allow
departures based on fast-track disparities, “does have some . . . lingering vitality”
after United States v. Booker, 543 U.S. 220 (2005), which held that the
Guidelines are no longer mandatory. Tr. of Sentencing at 34, R. Vol. III.
Nonetheless, the court noted it was troubled by the impact of fast-track programs
on the “consistency and uniformity of sentencing around the country.” Id. at 35.
The court emphasized, however, that it was “studying these particular factors, this
individual’s personal characteristics,” and concluded “that [Salazar-Alpizar]
should have been exceedingly careful being a non-citizen in this country. Yet, for
whatever reasons, he was unwilling or unable to live an exemplary life while
living here, notwithstanding a laudable w ork history and the respect of his
employer and, apparently, the love of his family.” Id.Salazar-Alpizar appeals his sentence, arguing (1) “that the district court
erred in believing it was prohibited from giving him a non-Guideline sentence
based on fast-track disparity, and that this error was not harmless,” and (2) “that
his sentence is unreasonable.” Appellant’s Reply Br. at 1.
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D ISC USSIO N
As indicated, following the Supreme Court’s decision in Booker, the
Guidelines are advisory rather than mandatory. Nonetheless, because courts are
required to “consider” the properly-calculated Guidelines sentencing range,
United States v. Gonzalez-Huerta, 403 F.3d 727, 748-49 (10th Cir.) (en banc)
(internal quotation omitted), cert. denied, 126 S. Ct. 495 (2005), we continue to
review the sentencing court’s factual findings under the Guidelines for clear error
and its legal determinations de novo. United States v. Serrata, 425 F.3d 886, 906
(10th Cir. 2005). W e review for reasonableness the ultimate sentence imposed,
Booker, 543 U.S. at 261-62 (Breyer, J.) “guided by the factors set forth in 18
U.S.C. § 3553(a).” United States v. Kristl, 437 F.3d 1050, 1053 (10th Cir. 2006)
(per curiam).
I. Fast-track disparities
Fast-track programs were originally confined largely to states bordering
M exico, where federal prosecutors were “faced with increasing numbers of illegal
reentry and other immigration cases.” United States v. M orales-Chaires, 430 F.3d
1124, 1127 (10th Cir. 2005). Although they vary as to their particulars, these
programs generally permit “defendants accused of certain immigration offenses
[to] plead guilty early in the process and waive their rights to file certain motions
and to appeal, in exchange for a shorter sentence.” Id. The shorter sentence is
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typically “accomplished either by charge-bargaining or by promising to
recommend a downward departure at sentencing.” Id.Congress endorsed the concept of fast-tracking in 2003, enacting the
Prosecutorial Remedies and Other Tools to end the Exploitation of Children
Today Act (“PROTECT Act”), Pub. L. No. 108-21, 117 Stat. 650 (2003) (codified
in scattered sections of 18, 28 and 42 U.S.C.). The Act directed the United States
Sentencing Commission to “promulgate . . . a policy statement authorizing a
downward departure of not more than 4 levels if the Government files a motion
for such departure pursuant to an early disposition program authorized by the
Attorney General and the United States Attorney.” 117 Stat. at 675.
Accordingly, the Sentencing Commission added a new Guidelines provision,
effective October 23, 2003, which authorized a four-level departure. See USSG
§5K3.1 (authorizing a downward departure “not more than 4 levels pursuant to an
early disposition program authorized by the Attorney General of the United States
and the U nited States A ttorney for the district in which the court resides”). 2 At
2
Additionally, “on September 22, 2003, then-Attorney General John
Ashcroft issued a memorandum . . . explaining the circumstances under which he
would ‘authorize[]’ a fast-track program.” United States v. M artinez-Flores, 428
F.3d 22, 25 (1st Cir. 2005), cert. denied, 126 S. Ct. 1449 (2006). The
memorandum stated that a district seeking authorization of fast-track programs
must demonstrate that it “confronts an exceptionally large number of a specific
class of offenses within the district” or that it “confronts some other exceptional
local circumstance with respect to a specific class of cases that justifies expedited
disposition.” M emorandum from Attorney General John Ashcroft Setting Forth
Justice Department’s “Fast-Track” Policies, 16 Fed. Sent. R. 134 (Sept. 22, 2003).
(continued...)
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the time Salazar-Alpizar was sentenced, a number of districts had fast-track
programs, but Colorado did not. Salazar-A lpizar argues that, had he been able to
take advantage of a fast-track program, his sentence would have been shorter than
the forty-six-month sentence he received in this case. Thus, he argues the court
here should have reduced his sentence to reflect the fact that defendants in fast-
track programs receive shorter sentences.
Salazar-A lpizar asserts that the district court “erroneously concluded that it
was bound by this Court’s decision in Armenta-Castro not to vary from the
Guidelines based on fast-track sentencing disparities.” Appellant’s Op. Br. at 9-
2
(...continued)
The memorandum further provided that “any [fast-track] program in existence on
the date of this M emorandum may not be continued after October 27, 2003, unless
a fast-track proposal has been submitted and approved.” Id.On October 29, 2004, Deputy Attorney General James B. Comey authorized
thirteen fast-track programs, including some in districts which do not border
M exico. Both parties agree that there are a number of other districts operating
fast-track programs which have not been specifically authorized by the Attorney
General. Salazar-Alpizar contends that any and all disparities created by the
existence of fast-track programs in some districts but not in others are
unwarranted. He further argues, however, that even if one were to concede that
disparities caused by authorized fast-track programs are not unwarranted, those
caused by unauthorized fast-track programs are clearly unwarranted: “even if the
disparities created by fast-track programs approved by the Attorney General could
be considered warranted if they operated within the bounds of Congressional
approval . . . that says nothing about the disparities created by the programs that
operate beyond the scope of Congressional approval or those that operate
unofficially with no Congressional sanction whatsoever.” Appellant’s Reply Br.
at 12.
In light of our conclusion that the district court correctly determined that
the existence of fast-track disparities was simply a factor in its calculation of
Salazar-Alpizar’s sentence, we need not consider further any argument concerning
authorized vs. unauthorized fast-track programs.
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10. In Armenta-Castro, a case decided prior to Booker, we held that the existence
of sentencing disparities caused by fast-track programs in some districts did not
provide an appropriate basis for a downward departure from the then-mandatory
Guidelines. Salazar-Alpizar argues that Booker, which held the G uidelines are
only advisory, abrogated Armenta-Castro, but that the district court failed to
recognize that abrogation when it noted that Armenta-Castro “does have some
application, lingering vitality since . . . Booker.” Tr. of Sentencing Hr’g at 34, R.
Vol. III. W e disagree.
It is clear from a review of the entire transcript of Salazar-Alpizar’s
sentencing hearing that the district court considered whether the disparities
caused by the existence of fast-track programs in certain districts should cause the
court to sentence Salazar-Alpizar below the advisory Guideline range. Indeed,
the court indicated it was “troubled by the . . . fact that other districts have more
[illegal reentry] criminality . . . than this district, [yet] . . . lesser sentence[s] [are]
applied to other people, because . . . one major purpose of the sentencing
guidelines is consistency and uniformity of sentencing around the country.” Id. at
34-35. However, based upon the “particular factors [of § 3553(a), including], this
individual’s personal characteristics” the court determined that a sentence within
the Guideline range was appropriate. M erely noting the “lingering vitality” of
Armenta-Castro is far different from considering it binding, and the court’s
reasoning indicated that it sentenced Salazar-Alpizar on the basis of its evaluation
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of him and his conduct, not because it felt bound by Armenta-Castro. 3 W e
therefore conclude that the district court comm itted no error in its analysis of the
relevance of fast-track disparities.
II. Reasonableness of sentence
Salazar-Alpizar’s remaining argument is that his forty-six-month sentence
is unreasonable. In particular, he argues the unwarranted disparities caused by
fast-track sentencing rendered the sentence unreasonable. As indicated, after
Booker, we review sentences for reasonableness. W e have recently explained
how we conduct that reasonableness review. W e have joined several other
circuits in concluding that “a sentence that is properly calculated under the
Guidelines is entitled to a rebuttable presumption of reasonableness.” Kristl, 437
F.3d at 1054. Accordingly, when conducting reasonableness review of a sentence
imposed post-Booker, w e employ a “tw o-step approach[,] . . . [f]irst . . .
determin[ing] whether the district court considered the applicable Guideline
range,” and correctly calculated it. Id. at 1055. If the court sentenced the
defendant within that range, the defendant may rebut the presumptive
reasonableness of that sentence “by demonstrating that the sentence is
3
Indeed, much of the reasoning of Armenta-Castro remains relevant and
applicable, even if it was decided under a mandatory Guideline system. W e still
consider and interpret the Guidelines, even though they do not bind courts in
reaching reasonable sentences.
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unreasonable in light of the other sentencing factors laid out in § 3553(a).” Id.
That is “a deferential standard.” Id. at 1054.
18 U.S.C. § 3553(a) directs courts to consider various factors, including the
nature and circumstances of the offense and the history and characteristics of the
defendant; the need for the particular sentence to reflect the seriousness of the
offense, promote respect for the law and provide just punishment, as well as the
need to provide adequate deterrence, protect the public, and provide the defendant
with appropriate treatment; the types of sentences available; and “the need to
avoid unwarranted sentence disparities among defendants with similar records
who have been found guilty of similar conduct.” Id. (a)(1)-(6). Salazar-Alpizar
argues that “[s]entencing disparities based solely on the vagaries of geography,
rather than on the facts of an offense or an offender’s individual characteristics,
are ‘unwarranted,’” and result in a sentence greater than necessary to achieve the
goals of sentencing set forth in § 3553(a).
The defendant in M orales-Chaires made the same argument Salazar-Alpizar
does here. In that case, the district court refused to consider fast-track sentencing
disparities, concluding that to do so would violate the doctrine of separation of
powers. In reviewing the reasonableness of the sentence imposed, we held that
we did not “need [to] resolve whether sentencing disparities caused by the
existence of fast-track programs in some jurisdictions are or are not, or may be in
certain circumstances, considered unw arranted under § 3553(a)(6).” M orales-
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Chaires, 430 F.3d at 1131. That was because § 3553(a)(6) “is but one of several
factors for a court to consider in determining a reasonable sentence.” Id. W e
held that a consideration of all the § 3553(a) factors indicated the sentence
imposed in that case was reasonable.
In this case, in calculating Salazar-A lpizar’s sentence the district court did
in fact consider the existence of sentencing disparities caused by fast-track
programs. It concluded that those disparities did not furnish a basis for
sentencing Salazar-A lpizar outside of the applicable advisory Guideline range, in
view of the other relevant sentencing factors. That decision is consistent with
M orales-Chaires, as well as every other circuit court decision that has addressed
the matter. See United States v. M arcial-Santiago, Nos. 05-30248, 05-30249,
05-30251, 2006 W L 1215444, at *2-3 (9th Cir. M ay 8, 2006) (“By authorizing
fast-track programs without revising the terms of § 3553(a)(6), Congress was
necessarily providing that the sentencing disparities that result . . . are warranted
[and] . . . [e]ven if the[se] disparit[ies] were assumed to be unwarranted, . . . that
factor alone would not render Appellants’ sentences unreasonable; the need to
avoid unwarranted sentencing disparities is only one factor a district court is to
consider in imposing a sentence.”); United States v. M ontes-Pineda, No. 05-4411,
2006 W L 1062154, at *4 (4th Cir. Apr. 24, 2006) (“[W ]e hold that merely
pointing out the existence of such [fast-track] disparities, with no reference to the
characteristics of the particular defendant, does not render a within-Guidelines
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sentence unreasonable.”); United States v. Galicia-Cardenas, 443 F.3d 553, 555
(7th Cir. 2006) (per curiam) (reversing district court sentence imposed with a
four-level downward departure because the district lacked a fast-track program,
leaving to the district court’s discretion “[w ]hether [defendant] deserves a
sentence below the advisory guideline range based on other factors”); United
States v. M artinez-M artinez, 442 F.3d 539, 543 (7th Cir. 2006) (holding that any
disparity between the defendant’s sentence and those available or imposed in fast-
track jurisdictions “was considered appropriately as a single, and not controlling,
factor”); United States v. Sebastian, 436 F.3d 913, 916 (8th Cir. 2006) (holding
that “the sentence disparities arising from fast-track programs [do not] make[]
th[e] [defendant’s] sentence unreasonable”); M artinez-Flores, 428 F.3d at 30 n.3
(stating in dicta “[i]t is arguable that even post-Booker, it would never be
reasonable to depart downward based on disparities between fast-track and non-
fast-track jurisdictions given Congress’ clear (if implied) statement in the
PROTECT Act provision that such disparities are acceptable”); United States v.
Jimenez-Beltre, 440 F.3d 514, 519 (1st Cir. 2006) (en banc) (noting its dicta in
M artinez-Flores, and finding that in the case before it, the defendant “had not
furnished a factual basis for assessing the extent of the [fast-track] disparities or
provided a reason why to take them into account[,] . . . [so] [i]n declining to alter
the sentence on this ground, the district court did not act unreasonably” (citation
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omitted)). W e accordingly conclude that Salazar-Alpizar’s sentence was reasonable.
C ON CLU SIO N
For the foregoing reasons, the sentence is AFFIRMED.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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