United States v. Goodlett

FILED
United States Court of Appeals
Tenth Circuit
July 29, 2008
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 07-5116
(D.C. No. 4:07-CR-010-001-JHP)
CHRISTOPHER LAMAR (Northern District of Oklahoma)
GOODLETT, a/k/a Christopher L.
Goodlett,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before KELLY, HOLLOWAY, and GORSUCH, Circuit Judges.
I. INTRODUCTION
On January 12, 2007, an indictment returned by a grand jury in the
Northern District of Oklahoma charged Christopher Goodlett with (Count 1)
being a felon in possession of a firearm and ammunition, in violation of 18 U.S.C.
§§ 922(g)(1), 924(a)(2)); and (Count 2) possession of an unregistered firearm, in
violation of 26 U.S.C. §§ 5861(d), 5871. Mr. Goodlett filed a motion to suppress
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P.32.1 and 10th
Cir. R. 32.1.
the evidence, which was denied.
A suppression hearing was held before a magistrate judge. The district
court filed an order adopting the findings of the magistrate judge and denying Mr.
Goodlett’s motion to suppress. On March 20, 2007, Mr. Goodlett entered a
conditional guilty plea, pursuant to a plea agreement, which reserved the right to
appeal the denial of his motion to suppress evidence.
On June 27, 2007, the district court imposed two concurrent sentences of
fifty-seven months’ incarceration, three years of supervised release, and a fine of
$3,600 as to Count 1. We exercise appellate jurisdiction under 28 U.S.C. § 1291.
II. BACKGROUND
The events leading up to this case occurred on November 28, 2006.
Natashia Galle called 911 at approximately 12:06 a.m. that night to report that her
ex-husband was in violation of a protective order, attempting to break into her
home, and had threatened to kill her. R.I, Doc. 21 at 1. Ms. Galle told the 911
operator that her exhusband was wearing a blue shirt. Id. at 1-2. Tulsa Police
officers Keith Osterdyk and Brandon Smith received this information from
Dispatch and proceeded to Ms. Galle’s residence. Id. at 2, 7. Officer Osterdyk
arrived first at approximately 12:13 a.m.
Officer Osterdyk spoke with Ms. Galle about her ex-husband, Darryl
Celius. Ms. Galle explained that Mr. Celius had threatened to kill her. Ms. Galle
told Officer Osterdyk that she could see Mr. Celius when she looked through the
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blinds in the front window of her house. Id. at 2. She stated that Mr. Celius was
wearing a brown jacket and a light-colored ball cap. Ms. Galle then pointed out a
man nearby and said that he could be Mr. Celius. Officer Smith was at the
residence at this point and he and Officer Osterdyk approached the man and asked
for identification. It showed he was not Ms. Galle’s ex-husband.
The officers returned to Ms. Galle and continued speaking. Ms. Galle told
Officer Osterdyk that her ex-husband frequented a nearby convenience store.
Officer Osterdyk clarified the location of the convenience store that she was
referring to and decided to drive over and look for Mr. Celius. On the way to the
convenience store and at the convenience store, Officer Osterdyk did not see
anyone fitting the information he had received at that point in time. Officer
Osterdyk proceeded west when he left the shopping center.
While Officer Osterdyk was driving west, he encountered a man, who later
turned out to be Christopher Goodlett, walking along the street about a mile away
from Ms. Galle’s home. R.I, Doc. 21 at 2. Officer Osterdyk saw that the suspect
was wearing brown coveralls and believed that he was wearing a light colored
ball cap. 1 R.I, Doc. 21 at 3, 7. Officer Osterdyk pulled up next to Mr. Goodlett,
shined his police flashlight on him, rolled down his window, and asked for his
name. Mr. Goodlett responded “Chris.” Officer Osterdyk asked if he had any
1
Ultimately, the parties stipulated that the suspect was not wearing a ball
cap because no cap was found in his property bag at the Tulsa County Jail.
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identification on him and Mr. Goodlett stated that he did not. Officer Osterdyk
then got out of his patrol car and walked towards Mr. Goodlett. At this point,
Officer Smith pulled his patrol car behind Officer Osterdyk’s car. As Officer
Osterdyk approached Mr. Goodlett, he noticed that the coveralls were unzipped
and Officer Osterdyk could see a “pistol grip handle with some red tape and what
looked like a shotgun” inside the coveralls. Report and Recommendation of
March 2, 2007 at p. 3.
Officer Osterdyk drew his gun and told Mr. Goodlett not to move, to
remove his right hand from his pocket, and not to move his left hand. Officer
Smith then placed handcuffs on Mr. Goodlett’s hands. Officer Osterdyk grabbed
the shotgun protruding from Mr. Goodlett’s coveralls. The shotgun had a
shortened barrel and was loaded. Officer Osterdyk arrested Mr. Goodlett at that
time for possessing a sawed off shotgun.
Mr. Goodlett filed a motion to suppress the evidence and argued that he
was stopped and seized by police without reasonable suspicion. A suppression
hearing was held on February 28, 2007 where Officer Osterdyk and Michael Rider
(the 911 operator) testified. After the hearing, the magistrate judge produced a
Report and Recommendation on March 2, 2007 denying the Defendant-
Appellant’s motion to suppress the evidence. The Report and Recommendation
found that if Mr. Goodlett was seized at the time, the seizure was justified at its
inception and that the officers’ actions were reasonably related in scope to the
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circumstances which justified the stop in the beginning. March 2, 2007 Report
and Recommendation at p. 8. On March 19, 2007, the district court adopted the
Report and Recommendation of the magistrate judge.
III. DISCUSSION
The two arguments offered on appeal by the Defendant-Appellant are: (1)
the district court erred by failing to find that Mr. Goodlett was seized when
initially encountered by police and (2) the district court erred in holding that if
there was a seizure, it was justified by reasonable suspicion that Mr. Goodlett was
the individual sought for threatening Ms. Galle. Brief of Appellant at p. 4.
A. Standard of Review
The applicable standard of review for examining the reasonableness of a
warrantless search or seizure under the Fourth Amendment is de novo. United
States v. Samuels, 493 F.3d 1187, 1191 (10th Cir. 2007). With regard to the
district court’s findings of fact, adopted from the magistrate judge’s report, we
review only for clear error. United States v. Samuels, 493 F.3d at 1191.
B. The Initial Encounter
The magistrate judge’s written Report and Recommendation, adopted by the
district court, stated that
the Court finds that if [Mr.] Goodlett were seized and thus entitled to
the protections of the Fourth Amendment, his detention was justified
at its inception and the officers’ actions were reasonably related in
scope to the circumstances which justified the interference in the first
place.
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March 2, Report and Recommendation at p. 8. The magistrate judge further found
that reasonable suspicion existed sufficient to justify the officer’s detention and
request for identification. Id. at p. 6. It is important to note in the district court’s
March 19 th, 2007 written Order adopting the magistrate judge’s Report and
Recommendation, that the district court stated that it
interprets the Magistrate Judge’s Report and Recommendation to
have assumed, rather than conclusively determined, that the
Defendant was “seized,” the Court likewise finds the Government’s
objection [that the Magistrate Judge erred in concluding that Mr.
Goodlett was seized] to be without merit.
District Court Order, March 19, 2007 at p. 2 n. 1.
This clarification is important. As noted in the district court’s Order, the
court assumed for purposes of the instant case that Mr. Goodlett was seized at the
inception of the stop and that the seizure was supported by reasonable suspicion.
Neither the Magistrate Judge nor the district court’s Order conclusively
determined that the factors involved in the instant case lead to the conclusion that
Mr. Goodlett was seized. Instead, the district court’s ruling assumes arguendo
that Mr. Goodlett was seized and decided the suppression issue on the basis that
the detention was supported by reasonable suspicion.
Likewise, we assume for the purpose of argument that Mr. Goodlett was
seized and next determine whether the holding of the district court – that the
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seizure was justified by reasonable suspicion – is correct. 2
C. Reasonable Suspicion
Although we decline to conclusively state whether or not the factors in the
instant case support a finding that Mr. Goodlett was seized at the inception of the
encounter, we assume for purposes of this argument that he was seized. Any
investigative detention, Terry v. Ohio, 392 U.S. 1 (1968), requires that the stop be
supported by reasonable and articulable suspicion of criminal activity. In United
States v. Cortez, 449 U.S. 411, 417-18 (1981), the Supreme Court held that law
enforcement “must have a particularized and objective basis for suspecting the
particular person stopped of criminal activity.” Additionally, we have held that
the reasonableness of a Terry stop is evaluated objectively and such evaluation
must consider the totality of the circumstances and the information available to the
officers. United States v. Lang, 81 F.3d 955, 965 (10 th Cir. 1996). In Oliver v.
2
We need not conclusively address the issue of whether the initial
encounter constituted a seizure because we resolve the instant appeal by assuming
that a seizure occurred and focusing on the reasonable suspicion issue. It is
noteworthy, however, that both Supreme Court precedent and our own precedent
state clearly that law enforcement officers are entitled to request identification
from individuals without necessarily effectuating an investigatory detention. See
Florida v. Bostick, 501 U.S. 429, 434 (1991); I.N.S. v. Delgado, 466 U.S. 210,
216 (1984); United States v. Johnson, 364 F.3d 1185, 1188-89 (10 th Cir. 2004);
see also United States V. Foster, 376 F.3d 577, 584 (6 th Cir. 2004). However, a
number of factors impact this analysis including among others, the officer’s tone
of voice, whether or not commands such as ‘Stop!” are issued, whether or not the
officer is in uniform or armed, the number of officers present, and others. We
elect not to engage in this analysis and in turn focus on whether or not the
officers had the requisite reasonable suspicion to detain Mr. Goodlett.
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Woods, 209 F.3d 1179, 1188 (10 th Cir. 2000), we held that behavior susceptible to
innocent interpretation may nevertheless create reasonable suspicion depending on
the totality of the circumstances confronting the officer.
Our inquiry must begin with the information known to the officers just prior
to stopping Mr. Goodlett. First, the officers were notified that Ms. Galle had
called 911 and said she required their attention because her life had been
threatened by an ex-husband who was allegedly in violation of a protective order
and was recently at her home. Second, the officers were informed by Ms. Galle
that she viewed her ex-husband through the blinds of her front window. Third,
Ms. Galle pointed out a man across the street from her house whom she thought
might be her ex-husband, but was in fact not. Fourth, Ms. Galle gave them a more
detailed description of what her ex-husband was wearing: a brown jacket or coat
and a ball cap. Fifth, Ms. Galle provided the officers with a location frequented
by her ex-husband where he might be located because it was near her residence.
Sixth, while patrolling the area, Officer Osterdyk saw Mr. Goodlett walking down
the street in brown coveralls. Seventh, Officer Osterdyk’s encounter with Mr.
Goodlett was roughly thirty minutes after officers left to patrol the area around the
convenience store and where Mr. Goodlett was found approximately one mile
from Ms. Galle’s residence.
At the suppression hearing, Officer Osterdyk testified that when Ms. Galle
told him that she was looking through the blinds at her ex-husband, he thought that
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it might have been difficult for her to see what her ex-husband was wearing.
Thus, Officer Osterdyk testified that he believed that her ex-husband could have
been wearing coveralls similar to Mr. Goodlett’s and that Ms. Galle may not have
realized this due to her obstructed view.
Given the totality of the circumstances, including the proximity of Mr.
Goodlett to Ms. Galle’s house, the fact that it was late at night when Mr. Goodlett
was walking down the street, his presence in the area near the store which Ms.
Galle stated her ex-husband frequented, and the similar color of the outer clothing,
we must agree that Officer Osterdyk had a basis for reasonable suspicion to briefly
detain Mr. Goodlett and request his name and identification. While Mr.
Goodlett’s walk down the street may be innocent activity, we have consistently
held that behavior susceptible to innocent interpretation may nevertheless create
reasonable suspicion depending on the totality of the circumstances confronting
the officer. Oliver v. Woods, 209 F.3d at 1188. We find that the totality of the
circumstances in the instant case created sufficient reasonable suspicion to justify
Officer Osterdyk’s brief detention of Mr. Goodlett. United States v. Sokolow, 490
U.S. 1, 7 (1989).
Finally, it should be noted that Officer Osterdyk only asked for Mr.
Goodlett’s name and identification. These are minimal pieces of information that
involved only a brief detention in order to maintain the status quo while obtaining
more information. Adams v. Williams, 407 U.S. 143, 146 (1972). Due to the
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totality of the circumstances, Officer Osterdyk had the requisite reasonable
suspicion to justify the investigatory detention of Mr. Goodlett.
When Mr. Goodlett stated his name and denied having identification,
Officer Osterdyk exited his patrol car and approached Mr. Goodlett. On his way
around his car, Officer Osterdyk saw the handle of a pistol protruding from Mr.
Goodlett’s coveralls. At this point in time, Officer Osterdyk drew his gun and told
Mr. Goodlett not to move his hands while Officer Smith handcuffed him. The
presence of the shotgun, which Officer Osterdyk saw in plain view, justified the
arrest of Mr. Goodlett.
IV. CONCLUSION
We AFFIRM the written Order of the district court denying Mr. Goodlett’s
motion to suppress the evidence. We find that the officers had the requisite
reasonable suspicion to detain Mr. Goodlett. Accordingly, we also AFFIRM the
conviction of Defendant-Appellant Goodlett.
IT IS SO ORDERED.
Entered for the Court
William J. Holloway, Jr.
Circuit Judge
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