United States v. Vieyra-Vazquez

F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
November 13, 2006
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 05-2281
(D. Ct. No. CR-04-35 JP)
DAVID VIEYRA-VAZQUEZ, (D. N. Mex.)
Defendant - Appellant.
ORDER AND JUDGMENT *
Before TACHA, Chief Circuit Judge, KELLY, and MURPHY, Circuit Judges.
After examining the briefs and the appellate record, this three-judge panel has
determined unanimously that oral argument would not be of material assistance in the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The
case is therefore ordered submitted without oral argument.
Following a two-day jury trial, Defendant-Appellant David Vieyra-Vazquez was
convicted of conspiracy to bring in and transport illegal aliens in violation of 8 U.S.C. §
1324(a)(1)(A)(v)(I). The District Court sentenced Mr. Vieyra-Vazquez to 36 months’
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. This court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
imprisonment followed by 2 years’ supervised release. On appeal, Mr. Vieyra-Vazquez
argues that the District Court violated his Sixth Amendment right to confront witnesses
against him by admitting into evidence a co-conspirator’s hearsay statements without an
opportunity for cross-examination. He also contends that there was insufficient evidence
to support his conviction. We take jurisdiction under 28 U.S.C. § 1291 and AFFIRM.
I. BACKGROUND
On October 10, 2003, Border Patrol Agents Raul Herrera, Jr., Serpio Garcia, and
Lee Brawley intercepted a group of illegal aliens walking north near Columbus, New
Mexico. The agents detained nine individuals, including Jose Ricardo Sanchez-Scott.
Mr. Sanchez-Scott claimed that he was the leader of the group and said that he would be
willing to provide the agents with information related to an alien smuggling operation in
which he was involved. Specifically, he gave the agents information about a white Dodge
pickup truck that was supposed to meet and transport the group.
Based on the information provided by Mr. Sanchez-Scott, Agents Herrera and
Garcia located and pulled over a white Dodge extended-cab truck. Mr. Vieyra-Vazquez
was the driver. Agent Herrera asked Mr. Vieyra-Vazquez whether he was a citizen of the
United States. Without answering, Mr. Vieyra-Vazquez handed Agent Herrera a New
Mexico State driver’s license. Agent Herrera asked Mr. Vieyra-Vazquez why he was in
the area, to which he responded that he was working as a carpenter for a local restaurant.
The agents then transported Mr. Vieyra-Vazquez to the Border Patrol processing facility
to verify his immigration status. At the processing facility, the agents learned that Mr.
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Vieyra-Vazquez, who is not a citizen, had been apprehended by the Border Patrol on two
prior occasions. Confronted with this information, Mr. Vieyra-Vazquez admitted he had
previously been caught by Santa Teresa, New Mexico Border Patrol agents for
smuggling. He claimed that, as a result, he was now working as an informant for an
immigration officer. Though he could not immediately provide the immigration officer’s
name, Mr. Vieyra-Vazquez told the agents that he was in the area to conduct
“reconnaissance” and to collect general information on alien smuggling activities.
According to Agent Herrera, Mr. Vieyra-Vazquez later changed his story, telling
the agents that he was in Columbus “to smuggle some aliens, [and] that he was going to
take them personally up north . . . to Belen, New Mexico.” Agent Herrera also testified
that Mr. Vieyra-Vazquez said that he was supposed to meet individuals named Maria,
Victoria, and Jose Garcia in Belen, and from Belen, they were to transport the aliens to
Alabama. He was to be paid $300 for each alien he smuggled. Mr. Vieyra-Vazquez also
provided specifics about where the aliens were going to be dropped off and the phone
numbers for Victoria Garcia and Jose Garcia.
After his indictment, Mr. Vieyra-Vazquez proceeded to trial and was convicted.
He now argues that (1) the District Court violated his Confrontation Clause right by
admitting at trial hearsay statements of Mr. Sanchez-Scott, who did not testify at trial; and
(2) there is insufficient evidence to support the jury’s verdict.
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II. DISCUSSION
A. Confrontation Clause
At trial, Agents Herrera and Brawley testified about statements Mr. Sanchez-Scott,
a non-testifying alleged co-conspirator, made to them on October 10. Specifically, Agent
Brawley testified that Mr. Sanchez-Scott spoke of a white Dodge that he “was working
with in the alien smuggling conspiracy.” Agent Herrera testified that Mr. Sanchez-Scott
said he was the “lead guy” in the group apprehended in Columbus and that he described
in detail the white Dodge truck the agents ultimately located and found Mr. Vieyra-
Vazquez driving. Mr. Vieyra-Vazquez now alleges, for the first time on appeal, that
admission of these statements violated his Confrontation Clause rights as stated in
Crawford v. Washington, 541 U.S. 36 (2004).
The Confrontation Clause of the Sixth Amendment prohibits admission of
testimonial hearsay at trial unless the declarant is unavailable and the defendant had an
earlier opportunity to cross-examine the declarant. Crawford, 541 U.S. at 68. We review
de novo whether the admission of such evidence violates the accused’s Sixth Amendment
confrontation right. United States v. Summers, 414 F.3d 1287, 1298 (10th Cir. 2005).
Where a Confrontation Clause objection is not preserved, we will not address the
constitutional issue unless “it was plain error for the district court to fail to raise the
constitutional issue sua sponte.” United States v. Solomon, 399 F.3d 1231, 1237–38 (10th
Cir. 2005). To meet the plain- error standard, Mr. Vieyra-Vazquez bears the burden to
show that the District Court (1) committed error (2) that was plain and (3) that affected
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his substantial rights. Johnson v. United States, 520 U.S. 461, 467 (1997). If these
conditions are met, we may exercise discretion to notice the error if (4) the error
“seriously affects the fairness, integrity, or public reputation of judicial proceedings.” Id.(alteration and quotation marks omitted).
The Government concedes that the first two prongs of the plain-error test are met.
Indeed, Mr. Sanchez-Scott’s statements, as related through the testifying Border Patrol
agents, were offered to prove the truth of the matter asserted—that is, that Mr. Vieyra-
Vazquez played a role in the conspiracy—and are therefore hearsay. See Fed. R. Evid.
801(c). They are also testimonial in nature. Testimonial evidence, “at a minimum,”
includes statements made in response to custodial interrogation. Crawford, 541 U.S. at
68. We have further held that a statement is testimonial if “a reasonable person in the
position of the declarant would objectively foresee that his statement might be used in the
investigation or prosecution of a crime.” Summers, 414 F.3d at 1302. In Summers, for
example, we held that a suspect’s question posed to law enforcement officers that
implicated the declarant and others in a bank robbery was a testimonial statement subject
to the rule set forth in Crawford.1 Similarly, Mr. Sanchez-Scott, while in the custody of
Border Patrol agents, made statements that implicated himself and Mr. Vieyra-Vazquez.
The circumstances indicate that Mr. Sanchez-Scott intended to aid the agents in their
investigation of the smuggling activity. Accordingly, we conclude that the statements
1
Upon being arrested for bank robbery, the declarant in Summers asked law
enforcement officers, “How did you guys find us so fast?” 414 F.3d at 1293.
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were testimonial. Moreover, the Government did not show that Mr. Sanchez-Scott was
unavailable to testify at trial, nor did Mr. Vieyra-Vazquez have an opportunity to cross-
examine him. As such, we hold that it was error for the District Court to admit this
testimony.
This error is also “plain.” A plain error is one that is “contrary to well-settled
law,” meaning either the Supreme Court or this Court has addressed the issue. United
States v. Ruiz-Gea, 340 F.3d 1181, 1187 (10th Cir. 2003). The Supreme Court decided
Crawford on March 8, 2004, approximately one week before Mr. Vieyra-Vazquez’s trial
commenced. Because the issue was settled at the time of trial, the District Court
committed plain error by admitting the statements.
Although admission of Mr. Sanchez-Scott’s statements violated the rule in
Crawford, Mr. Vieyra-Vazquez cannot show that the error affected his substantial rights.
To establish that an error affected substantial rights, a defendant must show a “reasonable
probability that, but for the error claimed, the result of the proceeding would have been
different.” United States v. Dominguez Benitez, 542 U.S. 74, 81 (2004) (alteration and
quotation omitted). Having carefully reviewed the record, we conclude Mr. Vieyra-
Vazquez has failed to establish that, but for the Crawford violation, the outcome of his
trial would have been different.
Even without the erroneously admitted testimony, there is ample record evidence
to satisfy the elements of the charged conspiracy. See Summers, 414 F.3d at 1303(holding substantial evidence of guilt renders Crawford violation harmless beyond a
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reasonable doubt); see also United States v. Atencio, 435 F.3d 1222, 1231 (10th Cir.
2006) (finding no effect on substantial rights where there was sufficient evidence
presented to the jury that the error would not have made a difference in the outcome);
United States v. Corchado, 427 F.3d 815, 818–19 (10th Cir. 2005) (same). First, there
was testimony that when Agents Garcia and Herrera apprehended Mr. Vieyra-Vazquez on
October 10, he admitted to them that he was employed by the Garcia organization. He
gave the agents specific information about the Garcia organization, including names,
phone numbers, and pick-up and drop-off locations. Although these statements could be
consistent with Mr. Vieyra-Vazquez’s contention that he was merely conducting
reconnaissance and collecting general information regarding smuggling activities in his
role as a confidential informant, he also admitted that he intended to transport the aliens
to Belen, New Mexico, after which they would be transported to Alabama—conduct
which is not consistent with information gathering. See Corchado, 427 F.3d at 819(noting that we will not second guess a jury’s weighing of the evidence or assessment of
witness credibility). Indeed, Immigration and Customs Enforcement Agent Daniel
Carroll later testified that although he did enroll Mr. Vieyra-Vazquez as a confidential
informant to help gather intelligence against smuggling organizations—particularly the
Garcia organization—he specifically instructed Mr. Vieyra-Vazquez that his informant
status did not authorize him to commit any crimes, including smuggling aliens. Mr.
Vieyra-Vazquez admitted as much, as he testified at trial that he knew that in his role as
an informant “he shouldn’t be committing any offenses.” In other words, though he may
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have been commissioned to explore the activities of alien smugglers, he was not
permitted to participate in the smuggling.
Second, Mr. Vieyra-Vazquez’s testimony at trial reinforced the Government’s
contention that he was not merely acting as an informant but was actively participating in
the smuggling operation.2 Mr. Vieyra-Vazquez explained that he infiltrated the Garcia
organization sometime in April 2003. Approximately three days before he was arrested
in Columbus, the Garcias paid him $500 to drive from Alabama to New Mexico to pick
up the aliens. He was supposed to meet the group at the Catholic Church in Columbus,
New Mexico, close to where the Border Patrol agents stopped him. Between the time Mr.
Vieyra-Vazquez left Alabama for New Mexico and the time he was detained at the
processing center, he never called Agent Carroll to reveal the existence of the pending
operation. In fact, he had not had any contact at all with Agent Carroll since August of
that year, although for four or five months prior to that, he called Agent Carroll every
week or two.
Finally, Agent Brawley, who had worked as a Border Patrol agent for
approximately twenty-two years and had intercepted hundreds of pickup trucks
2
Mr. Vieyra-Vazquez argues that his motion for judgment of acquittal at the close
of the Government’s case should have been granted, and had it been granted, he would
not have testified. Consequently, he argues, his testimony should not be considered on
appeal. To the contrary, if a district court denies a motion for judgment of acquittal made
at the close of the government’s case-in-chief and a defendant proceeds with his case, we
review the entire record on appeal. United States v. Delgado-Uribe, 363 F.3d 1077, 1082
(10th Cir. 2004).
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transporting illegal immigrants, testified that Mr. Vieyra-Vazquez’s truck had the
characteristics of a vehicle used for smuggling aliens. The rear seat and console were
removed from the vehicle, allowing for transport of ten to twelve individuals. The truck
had tinted windows and contained blankets, both of which smugglers use to conceal
aliens. Agents also found an Alabama license plate inside the truck. Agent Carroll
testified that the practice of the Garcia smuggling organization, which is a major
smuggling operation based in Alabama, is to take the Alabama license plate off the
vehicle used to smuggle aliens when it enters New Mexico because an Alabama license
plate in New Mexico is a red flag to Border Patrol agents there.
This evidence is more than sufficient to support Mr. Vieyra-Vazquez’s conviction
even without the erroneous testimony; Mr. Vieyra-Vazquez has not shown a reasonable
probability that exclusion of the testimony would have changed the result of the trial.
Thus, the error here has not affected Mr. Vieyra-Vazquez’s substantial rights, and the
plain-error test is not satisfied.3
3
Mr. Vieyra-Vazquez suggests for the first time in his reply brief that a Crawford
error is a structural error, which requires automatic reversal. United States v. Lott, 433
F.3d 718, 722 (10th Cir. 2006) (structural errors “involve defects in the ‘trial mechanism’
and affect ‘the framework within which the trial proceeds’”; such errors require automatic
reversal (quoting Arizona v. Fulminante, 499 U.S. 279, 309–10 (1991)). Generally, this
Court does not consider arguments made for the first time in a reply brief, United States v.
Bennett, 329 F.3d 769, 778 n.7 (10th Cir. 2003), and we decline to do so now. Even if we
were to consider this argument, however, this Court has previously held that a
Confrontation Clause violation is amenable to harmless error review, see Brown v.
Uphoff, 381 F.3d 1219, 1226 (10th Cir. 2004), and therefore a Crawford violation is, by
implication, not structural error.
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B. Sufficiency of the Evidence
We review de novo whether the Government presented sufficient evidence to
support a conviction. United States v. Dunmire, 403 F.3d 722, 724 (10th Cir. 2005). In
so doing, we view the facts in evidence in the light most favorable to the government. Id.We do not second guess the jury’s assessment of witness credibility or weighing of the
evidence. United States v. Beers, 189 F.3d 1297, 1301 (10th Cir. 1999). Rather, our role
is limited to determining “whether a reasonable jury could find guilt beyond a reasonable
doubt, based on the direct and circumstantial evidence, together with the reasonable
inferences to be drawn therefrom.” Dunmire, 403 F.3d at 724.
Under 8 U.S.C. § 1324(a)(1)(A)(v)(I), it is a crime for anyone to conspire with
someone else to commit an offense of bringing in and transporting illegal aliens. 18
U.S.C. § 1324(a)(1)(A)(v)(I); see also id. at § 1324(a)(1)(A)(i), (ii). To prove the
existence of a conspiracy, the government must show: (1) an agreement with another
person to violate the law, (2) knowledge of the essential objectives of the conspiracy, (3)
knowing and voluntary involvement, and (4) interdependence among the alleged
conspirators. United States v. Small, 423 F.3d 1164, 1182 (10th Cir. 2005). Mr. Vieyra-
Vazquez argues that there is insufficient evidence that he agreed with another to violate
the law, that his participation was knowing and voluntary, and that there was
interdependence among the alleged conspirators. We disagree.
“In determining whether there was an agreement to commit an unlawful act, the
critical inquiry is whether the circumstances, acts, and conduct of the parties were of such
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a character that the minds of reasonable men may conclude therefrom that an unlawful
agreement existed.” United States v. McCullough, 457 F.3d 1150, 1159–60 (10th Cir.
2006) (alterations and quotation marks omitted). “[A]n agreement to violate the law may
be inferred from the facts and circumstances of the case.” Id. at 1160 (quotation marks
omitted). That Mr. Vieyra-Vazquez entered into an agreement with another to violate the
law is supported by Mr. Vieyra-Vazquez’s statements to the Border Patrol agents and
testimony at trial. In addition to evidence that he was hired by the Garcia organization to
meet the group in Columbus and to bring the aliens to Belen, New Mexico, the record
contains evidence that he accepted money from the Garcia organization and agreed to be
paid $300 for each alien he transported. Furthermore, the characteristics of his truck and
the location where he was apprehended corroborate this evidence. The same evidence
also supports a finding that he knowingly and voluntarily joined in the conspiracy, as
does the fact that he originally claimed he was in the area to perform construction work at
a restaurant and only later revealed that he was involved with a smuggling organization.
See United States v. Johnson, 57 F.3d 968, 972 (10th Cir. 1995) (false and misleading
statements can provide a basis for inferring guilty knowledge).
Interdependence among the alleged co-conspirators “exists where each co-
conspirators’ activities constituted essential and integral steps toward the realization of a
common, illicit goal.” Id. at 1161. At a minimum, Mr. Vieyra-Vazquez’s drive from
Alabama to New Mexico as an employee of the Garcia organization facilitated the
smuggling venture as a whole, allowing the jury to find interdependence. Mr. Vieyra-
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Vazquez contends, however, that his trip to Columbus, New Mexico “could have been
merely a gratuitous favor or isolated act among friends,” United States v. Anderson, 981
F.2d 1560, 1565 (10th Cir. 1992), or merely evidence that he was in fact collecting
information regarding the Garcias’ alien smuggling activities. This contention is belied
by the facts. Mr. Vieyra-Vazquez had already been paid $500 for the trip, and he
admitted that he was going to transport the aliens to Belen. Moreover, his truck was
equipped for the journey, and he did not contact Agent Carroll to reveal the existence of
the scheme until after he was arrested.
Ample evidence in the record provides sufficient support for the jury’s verdict, and
we will not disturb it.
III. CONCLUSION
For the foregoing reasons, we AFFIRM.
ENTERED FOR THE COURT,
Deanell Reece Tacha
Chief Circuit Judge
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