United States v. Gibson

F I L E D
United States Court of Appeals
Tenth Circuit
JUN 17 1998
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 97-6135
v. W.D. Oklahoma
AARON LAROY GIBSON, (D.C. No. CR-96-84-T)
Defendant - Appellant.
ORDER AND JUDGMENT *
Before SEYMOUR, Chief Judge, ANDERSON, and LUCERO, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.
Aaron Laroy Gibson pleaded guilty to distributing 1/4 ounce of cocaine
base in violation of 21 U.S.C. § 841(a)(1). He now appeals the sentence imposed,
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
contending that the district court erred by using unreliable hearsay to support 1)
the drug amounts used in calculating his offense level; and 2) the upward
adjustment for firearm possession. He also contends that the thirty-year sentence
for distribution of 1/4 ounce (seven grams) of crack cocaine violates the Fifth and
Eighth Amendments. We affirm.
Applying the relevant conduct provisions of the Sentencing Guidelines, the
Presentence Investigation Report (“PSR”) recommended that Gibson be held
accountable for distributing over two kilograms of cocaine base, a quantity which
was much greater than the amount involved in the charge to which he pleaded
guilty. Accordingly, pursuant to U.S.S.G. § 2D1.1(a)(3), the PSR calculated
Gibson’s base offense level at 38. Two additional points were then added for
possession of a firearm pursuant to U.S.S.G. § 2D1.1(b)(1), and another two
points were added for organizer, leader, or supervisor status pursuant to U.S.S.G.
§ 3B1.1(c). Finally, Gibson received a two point reduction in his offense level
for acceptance of responsibility, resulting in a total base offense level of 40.
Gibson’s criminal history was calculated at category V.
In his first two claims on appeal, Gibson argues that the district court
improperly considered unreliable hearsay testimony to support its rulings on drug
quantity and possession of a firearm. At sentencing, the government has the
burden of proving both the quantity of drugs and possession of a firearm by a
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preponderance of the evidence. See United States v. Lang, 81 F.3d 955, 964
(10th Cir. 1996) (firearm possession); United States v. Richards, 27 F.3d 465, 468
(10th Cir. 1994) (drug quantity). The district court’s drug quantity and firearm
possession determinations are findings of fact which we review for clear error.
United States v. Ivy, 83 F.3d 1266, 1289 (10th Cir. 1996) (drug quantity); United
States v. Underwood, 938 F.2d 1086, 1091 (10th Cir. 1991) (firearm possession).
We will reverse such findings only if they are not plausible or permissible in light
of the entire record. Ivy, 83 F.3d at 1289. Moreover, for sentencing purposes,
the district court’s factual findings may be supported by hearsay statements so
long as the hearsay possesses sufficient indicia of reliability. U.S.S.G. § 6A1.3;
United States v. Padilla, 947 F.2d 893, 896 (10th Cir. 1991).
Regarding the drug quantity, Gibson objected to the PSR’s inclusion of a
nine ounce crack cocaine transaction which allegedly occurred sometime in the
beginning of November 1994. First, he argues that the out of court declarant,
Ahmad Davis, was not a reliable source of information, and he bases his legal
argument upon United States v. Ortiz, 993 F.2d 204, 208 (10th Cir. 1993)
(holding that confidential informant’s out-of-court statements were not
sufficiently corroborated to be reliable). Second, Gibson contends that the record
demonstrates that he was in jail at the time of the alleged transaction, so it was
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clear error for the court, on the basis of unreliable hearsay, to hold him
responsible for the drugs involved. 1
At the sentencing hearing, the investigating detective testified regarding the
information he had received from lower-level drug dealers who either witnessed
transactions or obtained substantial amounts of crack cocaine from Gibson. The
detective’s testimony involved interview statements made by Ahmad Davis, who
had also testified in a related trial, over which the sentencing judge had presided.
Moreover, after carefully reviewing his notes, the detective explained that the
alleged transaction would have occurred between November 4 and November 11,
1994. R. Vol. III at 17, 18. Following the detective’s testimony the district court
found:
The objection regarding paragraph 19 is overruled on the
strength of the evidence that supports the government’s position.
Despite the wording of the paragraph 19 in its beginning second – in
its second paragraph, it would appear that the nine ounces in question
were brought in with Mr. Gibson’s direct involvement at a time he
was out of jail in California and in the first week of November 1994
here, and that is based on testimony of credible witnesses known to
this Court from previous testimony and found to be credible by the
authorities and corroborated in various respects, and I have no reason
to question the accuracy of their account in this particular instance,
and that objection will be, accordingly, overruled.
1
Gibson’s complaint about the impossible conflict of dates ignores the fact that the
declarant’s statements, made several months after the transaction, do not establish an
exact date, but rather a two week time-frame.
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Id. at 19-20. Thus, this case is clearly distinguishable from Ortiz which involved
statements made by an unidentified informant. Here, the district court had
previously observed the declarant when he gave testimony in a related case and
had found him to be credible. We find no error in the district court’s ruling. 2
For his next claim of error, Gibson makes a similar argument regarding the
unreliability of the hearsay testimony used to support the adjustment for
possession of a firearm. At the sentencing hearing, the investigating detective
testified that a nine millimeter pistol had been found in the apartment where
Gibson was arrested. Id. at 6-7. He also testified regarding an interview he had
with Burgundy Pierce, who had testified in a related case before the sentencing
judge. According to Pierce’s statements to the detective, Gibson “on occasion
. . . would possess a firearm, particularly if someone unexpectedly knocked at the
door he would have a firearm in his possession, as well as on different occasions
when he was selling crack cocaine.” Id. at 6. The detective noted that Pierce had
told the him that Gibson’s “use of a firearm . . . was not as great as that of
. . . two other co-defendants, but still, in all, he did have one.” Id. Pierce further
stated that the firearm would typically be a nine-millimeter semiautomatic pistol.
Additionally, Pierce told the detective that Gibson had given an AK-47-style rifle
2
Although it does not affect our conclusion, we note that Gibson does not dispute
the government’s assertion that his offense level would not have changed, even if the
contested transaction and drugs were omitted from the drug quantity computation.
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to another drug dealer, a statement which the detective noted had been
corroborated by Ahmad Davis in his separate interview. Id. at 7. Following the
detective’s testimony, the district court found:
With regard to paragraph 24, the firearm enhancement, again,
the testimony of Burgundy Pierce, at least, and perhaps others,
certainly in her case, was found to be credible and corroborated in
several respects in various hearings in connection with this trial and,
indeed, at the trial itself, and I believe in other sentencing
proceedings involving co-defendants, and I know of no reason to
doubt her testimony in this respect, and, indeed, find no basis for
questioning the basis for the enhancement as it has been written here,
and, accordingly, the objection to paragraph 24 is also overruled.
Id. at 20. Again, the district court noted its earlier in-court observations of the
hearsay declarant, Burgundy Pierce, and its determination regarding her
credibility. 3 Finding the hearsay to be sufficiently reliable, the district court
overruled Gibson’s objection. We find no error in that ruling.
As his third contention on appeal, Gibson contends that the disparity in
sentencing for powder cocaine and crack cocaine is racially biased and
unconstitutionally severe. The legality of a sentence is a question of law which
we review de novo. United States v. Angulo-Lopez, 7 F.3d 1506, 1508 (10th Cir.
3
In a related case, Pierce had testified that “most of the guys” in the apartment had
guns, either automatics or nine millimeters. See related Case No. 97-6167, R. Vol. III at
82. Although she did not specifically name Gibson during the earlier testimony, the more
particular statements she made to the detective were clearly consistent with that
testimony.
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1993), superseded by regulation on other grounds, as stated in United States v.
Kissick, 69 F.3d 1048 (10th Cir. 1995).
This circuit has previously and repeatedly rejected the constitutional claims
which Gibson makes in this appeal. See, e.g., Angulo-Lopez, 7 F.3d at 1508–09;
United States v. Thurmond, 7 F.3d 947, 950-53 (10th Cir. 1993), United States v.
Turner, 928 F.2d 956, 959-60 (10th Cir. 1991). Nonetheless, noting that the
Sentencing Commission has urged Congress to change the current sentencing
structure which so severely penalizes traffickers of crack cocaine compared to
powder cocaine traffickers, Gibson argues that the issue should be reconsidered
“under a more stringent legal standard than has heretofore been applied.”
Appellant’s Br. at 19. In fact, Gibson’s argument implicitly recognizes that the
noted disparity creates a question of legislative policy, rather than a question of
constitutional infirmity. Accordingly, as in the above-cited cases, we find no
constitutional violation.
AFFIRMED.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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