United States v. Wright (Debroski)

FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
August 4, 2010
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 09-3353
v. (D.C. No. 2:09-CR-20035-KHV-02)
(D. Kan.)
DEBROSKI K. WRIGHT,
Defendant-Appellant.
ORDER AND JUDGMENT *
Before MURPHY, GORSUCH, and HOLMES, Circuit Judges.
Debroski K. Wright pleaded guilty to possession with intent to distribute
cocaine base, in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(C), and to the
possession in furtherance of, and the use or carrying of a firearm during and in
relation to, a drug-trafficking offense, in violation of 18 U.S.C. § 924(c)(1)(A).
The district court sentenced him to seventy-five months of imprisonment, thirty-
*
This Order and Judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Federal Rule of Appellate
Procedure 32.1 and Tenth Circuit Rule 32.1. After examining the briefs and the
appellate record, this three-judge panel determined unanimously that oral
argument would not be of material assistance in the determination of this appeal.
See Fed. R. App. P. 34(a); 10th Cir. R. 34.1(G). The case is therefore ordered
submitted without oral argument.
six months of supervised release, and a special assessment of $200. Mr. Wright
appeals the district court’s denial of his motions to withdraw his guilty plea and
also the sentence that the court imposed upon him. We exercise jurisdiction
under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a) and affirm.
On appeal, Mr. Wright’s counsel filed an Anders brief, noting that “after
conscientious examination of the record,” he was constrained to “characterize this
appeal as frivolous and request permission to withdraw.” 1 Aplt. Anders Br. at 10;
see 10th Cir. R. 46.4(B)(1); Anders v. California, 386 U.S. 738, 744 (1967). In
the Anders brief, counsel identifies two potential issues: whether the district
court erred in denying Mr. Wright’s pro se motions to withdraw his guilty plea
and whether Mr. Wright was deprived of his constitutional right to the effective
assistance of counsel. Mr. Wright filed a response to the Anders brief in which he
reiterates that the district court erred in denying the motions to withdraw his
guilty plea. He also contends that the district court erred in failing to reduce his
sentence under the “safety valve” of 18 U.S.C. § 3553(f). The government
declined to file a brief. Based upon our thorough, independent review of the
record, see Anders, 386 U.S. at 744, we conclude that Mr. Wright raises no non-
frivolous issues. Thus, we affirm the denials of the motions to withdraw the
1
See, e.g., United States v. McGill, 359 F. App’x 56, 58 (10th Cir.
2010) (discussing the “prophylactic procedure [established by the Court in
Anders] as a guide for criminal defense counsel and the appellate court when a
defendant insists on taking an appeal that appears to be frivolous”).
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guilty plea, affirm the sentence, and grant the defense counsel’s motion to
withdraw.
BACKGROUND
On the evening of February 18, 2009, Kansas City, Kansas, police officers
attempted to stop a blue, 1999 Pontiac Grand Am for a traffic violation. When
the driver refused to pull over, the officers gave chase. After a brief pursuit, the
driver of the Grand Am tried to execute a U-turn, lost control of the vehicle, and
struck a curb. The collision disabled the Grand Am.
The collision also set off a flurry of activity by the Grand Am’s occupants.
An officer saw the driver discard a plastic bag out of the driver’s-door window.
The officers subsequently recovered the plastic bag from the road and found that
it contained several individually wrapped pieces of cocaine base, with a total net
weight of 17.8 grams. When the Grand Am stopped, Mr. Wright exited the front
passenger’s seat and fled the scene on foot. An officer pursued Mr. Wright and
watched him throw a handgun to the ground during the chase. The officer
apprehended Mr. Wright a short distance from the Grand Am and recovered from
the scene a loaded 9mm Ruger pistol. When Mr. Wright was booked at the
Wyandotte County Jail, sheriff’s deputies found eight individually wrapped pieces
of cocaine base, with a total net weight of 1.6 grams, hidden in one of his socks.
On August 11, 2009, Mr. Wright pleaded guilty to a superseding
information in the U.S. District Court for the District of Kansas, pursuant to
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Federal Rule of Criminal Procedure 11(c)(1)(C). The superseding information
charged Mr. Wright with possession with intent to distribute a quantity
(unspecified) of cocaine base, in violation of 21 U.S.C. §§ 841(a)(1) and
841(b)(1)(C), and with the possession in furtherance of, and the use or carrying a
firearm during and in relation to, a drug-trafficking offense, in violation of 18
U.S.C. § 924(c)(1)(A).
On October 7, 2009, prior to sentencing, Mr. Wright filed a pro se motion
to withdraw his guilty plea. Mr. Wright alleged that he had received ineffective
assistance of counsel with respect to the entry of his guilty plea. He claimed that
his appointed counsel had failed to explain that “to find [him] guilty of the gun
charge . . . the government [would have] had to prove beyond a reasonable doubt
that [he] [had] intended to distribute five or more grams of cocaine base.” 2 R.,
Vol. I, at 45 (Mot. to Withdraw Plea of Guilty, filed Oct. 7, 2009). Mr. Wright
also claimed that his counsel had failed to obtain a DNA and fingerprint analysis
of the firearm, which prevented him from evaluating the strength of the
government’s case against him. He stated that he “would not have pled guilty had
he been aware of th[is] information.” Id. at 46.
2
Mr. Wright was indicted for possessing with the intent to distribute
five or more grams of cocaine base; however, the amount of cocaine base was left
unspecified in the superseding information that formed the basis for Mr. Wright’s
guilty plea.
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On November 5, 2009, the district court denied Mr. Wright’s motion. As
an initial matter, the district court found the pro se motion to be defective because
Mr. Wright was represented by counsel. 3 The district court also found that Mr.
Wright had not shown a “fair and just reason for requesting [the] withdrawal,”
pursuant to Federal Rule of Criminal Procedure 11(d)(2)(B), because (1) Mr.
Wright “d[id] not claim that DNA or fingerprint evidence would have exonerated
him”; (2) the officer provided sufficient evidence to support a conviction of the
firearms charge under 18 U.S.C. § 924(c)(1)(A) because he “saw [Mr. Wright]
throw the pistol to the ground as he was running” from the traffic stop; and (3)
“the government was not required to establish that [Mr. Wright] intended to
distribute a specific amount of cocaine base” to convict him of the firearms
charge, R., Vol. I, at 49 (Mem. & Order, filed Nov. 5, 2009).
On November 10, 2009, Mr. Wright renewed the pro se motion to withdraw
his guilty plea and presented supporting arguments at a motion hearing. Mr.
Wright now asserted that he was innocent of the firearms charge under 18 U.S.C.
§ 924(c)(1)(A) because he never possessed or had knowledge of the recovered
firearm. He also claimed that his guilty plea was not knowing or voluntary
because his appointed counsel had pressured him into accepting the plea
3
The district court properly exercised its discretion to reject Mr.
Wright’s pro se motions to withdraw his guilty plea because he was represented
by counsel. See United States v. Pearl, 324 F.3d 1210, 1216 (10th Cir. 2003)
(“As Mr. Pearl is represented by counsel, we deny his motion to file an additional
pro se supplemental brief . . . .”).
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agreement. Furthermore, Mr. Wright reiterated that his counsel had provided
ineffective assistance by not obtaining a DNA and fingerprint analysis of the
firearm.
On November 17, 2009, the district court denied the renewed motion. As
in the prior order, the district court denied the pro se motion because Mr. Wright
was represented by counsel. The district court also found that Mr. Wright had not
shown a “fair and just reason for requesting withdrawing his plea,” R., Vol. I, at
56 (Order, filed Nov. 17, 2009), pursuant to Federal Rule of Criminal Procedure
11(d)(2)(B), because (1) “the absence of DNA or fingerprint[] [evidence] is
insufficient to acquit a defendant” of the firearms charge; (2) “[t]he officer’s
testimony is sufficient to show that [Mr. Wright] possessed the firearm”; (3) “the
language of the plea agreement and the Rule 11 colloquy clearly establish that
defendant’s plea was knowing and voluntary”; and (4) the ineffective-assistance-
of-counsel claim is inconsistent with Mr. Wright’s statements in his plea
agreement and plea colloquy. 4 Id. at 55 & n.2.
4
Mr. Wright continued to request to withdraw his guilty plea. On
December 2, 2009, the district court denied Mr. Wright’s oral motion to withdraw
his guilty plea because it found that he had pleaded guilty freely and voluntarily.
The district court also considered this issue during the sentencing hearing. We
need not consider these rulings because Mr. Wright did not address them in his
notice of appeal. R., Vol. I, at 68 (Notice of Appeal, filed Dec. 10, 2009); see
Fed. R. App. P. 3(c)(1)(B) (providing that a notice of appeal must “designate the
judgment, order, or part thereof being appealed”); United States v. Morales, 108
F.3d 1213, 1222 (10th Cir. 1997); Cunico v. Pueblo Sch. Dist. No. 60, 917 F.2d
431, 444 (10th Cir. 1990).
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On December 3, 2009, Mr. Wright was sentenced to seventy-five months of
imprisonment, thirty-six months of supervised release, and a special assessment
of $200. On December 10, 2009, Mr. Wright filed a notice of appeal. 5
DISCUSSION
On appeal, Mr. Wright contends that the district court erred in denying the
motions to withdraw his guilty plea and in failing to reduce his sentence under the
“safety valve” of 18 U.S.C. § 3553(f).
I. Motions to Withdraw Guilty Plea
“We review the district court’s denial of a motion to withdraw a guilty plea
for an abuse of discretion.” United States v. Yazzie, 407 F.3d 1139, 1142 (10th
Cir. 2005) (en banc) (internal quotation marks omitted). “Although a motion to
withdraw a plea prior to sentencing should be freely allowed, we will not reverse
a district court’s decision unless the defendant can show that the court acted
unjustly or unfairly.” United States v. Garcia, 577 F.3d 1271, 1274 (10th Cir.
2009) (internal quotation marks omitted), cert. denied, 130 S. Ct. 1110 (2010).
5
In the plea agreement, Mr. Wright expressly “waive[d] any right to
appeal . . . any matter in connection with this prosecution, conviction and
sentence,” R., Vol. I, at 40 (Plea Agreement Pursuant to Fed. R. Crim. P.
11(c)(1)(C), filed Aug. 11, 2009), except for “any subsequent claims with regards
to ineffective assistance of counsel or prosecutorial misconduct,” id. at 41.
Although at least arguably this appeal waiver would have disposed of most of Mr.
Wright’s claims, the government waived its right to enforce this waiver by failing
to invoke it before this court. See United States v. Contreras-Ramos, 457 F.3d
1144, 1145 (10th Cir. 2006) (“A defendant’s waiver of the right to appeal may
itself be waived by the government.”).
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Under Federal Rule of Criminal Procedure 11(d)(2)(B), a defendant may
withdraw a guilty plea “after the court accepts the plea, but before it imposes
sentence if . . . the defendant can show a fair and just reason for requesting the
withdrawal.” To determine if the defendant has carried this burden, we consider
seven factors:
(1) whether the defendant has asserted his innocence; (2)
whether withdrawal would prejudice the government; (3)
whether the defendant delayed in filing his motion, and if so,
the reason for the delay; (4) whether withdrawal would
substantially inconvenience the court; (5) whether close
assistance of counsel was available to the defendant; (6)
whether the plea was knowing and voluntary; and (7) whether
the withdrawal would waste judicial resources.
Yazzie, 407 F.3d at 1142 (emphasis added) (quoting United States v. Sandoval,
390 F.3d 1294, 1298 (10th Cir. 2004)); accord United States v. Hamilton, 510
F.3d 1209, 1214 (10th Cir. 2007). Mr. Wright’s arguments principally relate to
two of these factors—namely, Yazzie’s factor 5 (assistance of counsel) and factor
6 (knowing and voluntary nature of the plea).
A. Initial Motion to Withdraw
Mr. Wright contends that the district court erred in denying his initial
motion to withdraw his guilty plea. In particular, Mr. Wright argues that his
guilty plea was not knowing and voluntary and that he received ineffective
assistance of counsel. 6
6
In the initial motion to withdraw his guilty plea, Mr. Wright did not
(continued...)
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1. Knowing and Voluntary Plea
We review de novo whether a guilty plea was knowing and voluntary.
Hamilton, 510 F.3d at 1215. “[A] plea is valid if it represents a voluntary and
intelligent choice among the alternatives open to the defendant.” United States v.
Gigley, 213 F.3d 509, 516 (10th Cir. 2000). “A guilty plea entered upon the
advice of counsel is invalid if the plea was coerced, or if the advice of
defendant’s counsel was not within the range of competence demanded of
attorneys in criminal cases.” United States v. Carr, 80 F.3d 413, 416 (10th Cir.
1996) (citation omitted).
In this action, the record demonstrates that Mr. Wright knowingly and
voluntarily entered his guilty plea. In the petition to plead guilty, Mr. Wright
stated that, inter alia, he (1) understood the charges against him; (2) had
discussed the charges, lesser-included offenses, and possible defenses with his
appointed counsel; (3) knew the terms of the proposed plea agreement, (4) was
aware of statutory minimum penalties, (5) understood that he would relinquish
certain rights by entering into the plea agreement; (6) was competent to enter a
plea; (7) was not threatened or coerced to plead guilty; and (8) was actually guilty
of the charges against him. In the plea agreement, Mr. Wright confirmed that he
had fully discussed this matter with his appointed counsel, understood the plea
6
(...continued)
assert his innocence.
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agreement, and knowingly and voluntarily pleaded guilty. The voluntariness of
the guilty plea is also evident from the district court’s detailed and thorough
exchange with Mr. Wright during the plea colloquy. See United States v.
Graham, 466 F.3d 1234, 1239 (10th Cir. 2006); Gigley, 213 F.3d at 517; United
States v. Jones, 168 F.3d 1217, 1220 (10th Cir. 1999); Carr, 80 F.3d at 417.
Although Mr. Wright argues that the guilty plea was not voluntary because
he did not understand the elements of the charges, copious information in the
record directly contradicts this claim. In the petition to plead guilty and the plea
agreement, Mr. Wright repeatedly indicated that he fully understood the charges
against him. Furthermore, at the commencement of the plea colloquy, the district
court invited Mr. Wright to have the court clarify “anything about my questions
that you don’t understand.” R., Vol. II, Tr. at 408 (Sentencing Hr’g, dated Aug.
11, 2009). On several occasions during the plea colloquy, Mr. Wright accepted
this invitation and had the district court or his counsel clarify an issue.
Throughout the plea colloquy, Mr. Wright assured the district court that he
understood the nature of the proceeding and the charges against him. Thus, based
on the petition to enter a guilty plea, the plea agreement, and the plea colloquy,
we have “little doubt that [Mr. Wright’s] plea was knowing and voluntary.”
Graham, 466 F.3d at 1239.
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2. Ineffective Assistance of Counsel
Mr. Wright also claims that he received ineffective assistance of trial
counsel. “‘Ineffective assistance of counsel claims should be brought in collateral
proceedings, not on direct appeal.’” United States v. Samuels, 493 F.3d 1187,
1193 (10th Cir. 2007) (quoting United States v. Galloway, 56 F.3d 1239, 1240
(10th Cir. 1995) (en banc)). Although we may review ineffective-assistance
claims in “rare” cases where the factual record is sufficiently developed, United
States v. Rodriguez-Rivera, 518 F.3d 1208, 1216 (10th Cir. 2008), a collateral
proceeding is preferable because “[a]n opinion by the district court is a valuable
aid to appellate review for many reasons, not the least of which is that in most
cases the district court is familiar with the proceedings and has observed
counsel’s performance, in context, firsthand,” United States v. Brooks, 438 F.3d
1231, 1242 (10th Cir. 2006) (internal quotation marks omitted).
In this action, Mr. Wright’s ineffective-assistance-of-counsel claim is
premature. Although the district court made fleeting references to counsel’s
performance, we lack a sufficiently developed factual record on this issue. Thus,
we decline to consider Mr. Wright’s claim that he pleaded guilty based on alleged
ineffective assistance of his trial counsel.
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3. Other Factors
We need not address the remaining factors, viz., prejudice to the
government, the timing of the motion, the inconvenience to the court, and the
waste of judicial resources. As an initial matter, Mr. Wright waived any
arguments regarding these factors by not raising them before the district court,
Cummings v. Norton, 393 F.3d 1186, 1190 (10th Cir. 2005), or on appeal, Fed. R.
App. P. 28(a)(9)(A); Bronson v. Swensen, 500 F.3d 1099, 1104 (10th Cir. 2007).
Even if Mr. Wright had raised such arguments, “these factors speak to the
potential burden on the government and the court, rather than the defendant’s
reason for withdrawal,” and “cannot establish a fair and just reason for
withdrawal.” Hamilton, 510 F.3d at 1217. Thus, because Mr. Wright failed to
establish a fair and just reason for withdrawing his guilty plea under the prior two
factors, the district court did not abuse its discretion in denying his motions.
B. Renewed Motion to Withdraw
Mr. Wright also appeals the denial of the renewed motion to withdraw his
guilty plea. In particular, Mr. Wright asserts that he is innocent of the firearms
charge, that his guilty plea was not knowing and voluntary, and that he received
ineffective assistance of counsel.
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1. Assertion of Innocence
Mr. Wright asserts that he is innocent of the charge of possession of a
firearm in furtherance of a drug-trafficking crime under 18 U.S.C. § 924(c)(1)(A).
A defendant may satisfy this factor through an assertion of legal or factual
innocence. United States v. Byrum, 567 F.3d 1255, 1264–65 (10th Cir. 2009);
Hamilton, 510 F.3d at 1214–15. Although “this factor only requires that [a
defendant] assert his innocence,” Carr, 80 F.3d at 420, a defendant must offer
evidence to support conclusory statements of innocence. United States v. Kramer,
168 F.3d 1196, 1200 (10th Cir. 1999).
In this action, Mr. Wright contends that the government could not establish,
beyond a reasonable doubt, that he possessed the recovered firearm in furtherance
of a drug-trafficking offense. 7 Although Mr. Wright claims that a DNA or
fingerprint analysis of the recovered firearm would exonerate him of the
possession charge, he provides no evidence to support his conclusory assertion of
innocence. This assertion of factual innocence also conflicts with Mr. Wright’s
sworn statements in the petition to plead guilty, the plea agreement, and the plea
colloquy. Mr. Wright specifically agreed that an officer saw him throw a
7
Mr. Wright also claims that the government could not establish the
use prong of 18 U.S.C. § 924(c)(1)(A) because he had not actively employed the
firearm in relation to the underlying drug-trafficking offense. We need not
address the use prong because the evidence supports Mr. Wright’s conviction for
possessing the recovered firearm.
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handgun to the ground during the flight from the traffic stop, that the officer
recovered a handgun, and that Mr. Wright had 1.6 grams of cocaine base hidden
in his sock. Because “[t]he mere propinquity of . . . weapons and drugs suggests
a connection between the two,” United States v. Payton, 405 F.3d 1168, 1171
(10th Cir. 2005), the district court did not abuse its discretion in finding that Mr.
Wright’s evidentiary showing was insufficient to constitute an credible assertion
of factual innocence to the firearms charge under 18 U.S.C. § 924(c)(1)(A).
2. Other Factors
Mr. Wright also fails to establish the existence of the other factors. As
discussed supra Part I.A, the guilty plea was knowing and voluntary, and the
ineffective-assistance-of-counsel claim is premature. Furthermore, Mr. Wright
cannot rely on the remaining factors because he waived his arguments on those
factors and those factors are irrelevant without a showing of a fair and just reason
to withdraw his guilty plea.
II. Sentencing
Mr. Wright contends that the district court should have granted him a
“safety valve” departure from the statutory-minimum sentence, pursuant to 18
U.S.C. § 3553(f) and U.S. Sentencing Guidelines Manual (“U.S.S.G.”)
§§ 2D1.1(b)(9) and 5C1.2. Under § 3553(f), the district court must “impose a
sentence pursuant to [the U.S.S.G.] without regard to any statutory minimum
sentence” if the defendant satisfies five criteria. One of these criteria is that the
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defendant “did not . . . possess a firearm . . . in connection with the offense.” 18
U.S.C. § 3553(f)(2). A defendant bears the burden of proving, by a
preponderance of the evidence, that he qualifies for relief under the safety valve.
United States v. Cervantes, 519 F.3d 1254, 1256 (10th Cir. 2008).
We review this argument for plain error because Mr. Wright failed to raise
it at sentencing. Under the plain-error doctrine, we will reverse the district
court’s judgment only if the party shows (1) an error; (2) that is plain, which
means clear or obvious; (3) that affects substantial rights; and (4) that “seriously
affects the fairness, integrity, or public reputation of judicial proceedings.”
United States v. Morris, 562 F.3d 1131, 1133 (10th Cir. 2009) (internal quotation
marks omitted); accord United States v. A.B., 529 F.3d 1275, 1280 (10th Cir.
2008). “The plain error standard presents a heavy burden for an appellant, one
which is not often satisfied.” United States v. Romero, 491 F.3d 1173, 1178 (10th
Cir. 2007).
In this action, Mr. Wright cannot establish the first condition of plain-error
review, viz., error, because his drug and firearm offenses do not qualify for
safety-valve relief. The safety valve applies only to an offense with a statutory-
minimum sentence, 18 U.S.C. § 3553(f); Mr. Wright’s offense did not provide for
such a sentence. 21 U.S.C. § 841(b)(1)(C); see United States v. Santos, 195 F.3d
549, 550 (10th Cir. 1999) (noting the absence of a mandatory-minimum sentence
for violations of § 841(b)(1)(C)), abrogated on other grounds by United States v.
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Jones, 235 F.3d 1231 (10th Cir. 2000); R., Vol. II, at 419 (indicating that Mr.
Wright agreed to plead to the Superseding Information, in part, to reduce the
charge from a Class B felony with a mandatory-minimum sentence of five years
to a Class C felony without a mandatory-minimum sentence). Although Mr.
Wright’s conviction under 18 U.S.C. § 924(c)(1)(A) carries a statutory-minimum
sentence of five years, the safety valve affords relief only as to certain drug
offenses. Even if the safety valve would otherwise apply to Mr. Wright’s
violation of § 841(b)(1)(C), we have held that the evidence is sufficient to
demonstrate that Mr. Wright possessed a firearm in furtherance of a drug-
trafficking offense, see discussion supra Part II; therefore, due to that fact, Mr.
Wright could not avail himself of the safety valve, see 18 U.S.C. § 3553(f)(2).
CONCLUSION
We have conducted a thorough, independent examination of the record. We
are confident that Mr. Wright’s counsel is correct: there are no non-frivolous
issues to present on appeal. Consequently, we GRANT counsel’s motion to
withdraw and AFFIRM the district court’s judgment and sentence.
ENTERED FOR THE COURT
Jerome A. Holmes
Circuit Judge
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