Herrera v. City of Espanola

Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 1
FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS April 27, 2022
Christopher M. Wolpert
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
DARREN HERRERA; PAULA GARCIA,
Plaintiffs - Appellants.
v. No. 21-2030
CITY OF ESPANOLA, a municipality;
JANE ROES 1-3 and JOHN DOES 1-2, in
their individual capacities,
Defendants - Appellees.
_________________________________
Appeal from the United States District Court
for the District of New Mexico
(D.C. No. 1:20-CV-00538-KWR-SCY)
_________________________________
Richard Rosenstock (Jamison Barkley with him on the briefs), Santa Fe, New Mexico,
for Plaintiffs – Appellants.
Jessica L. Nixon, Robles, Rael & Anaya, P.C. (Douglas E. Gardner with her on the brief),
Albuquerque, New Mexico, for Defendants – Appellees.
_________________________________
Before HOLMES, McHUGH, and CARSON, Circuit Judges.
_________________________________
McHUGH, Circuit Judge.
_________________________________
Darren Herrera and Paula Garcia (collectively “Appellants”) purchased a home in
the City of Espanola, New Mexico (the “City”). At the time Appellants purchased the
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 2
home, the existing owner, Charlotte Miera, was not current on her water and sewer bill.
Although the City initially provided water service to Appellants, it discontinued that
service in February 2017, and declined to recommence it until someone paid Ms. Miera’s
water and sewer bill. For over three years, Appellants routinely contacted the City
requesting water service. The City consistently told Appellants that it would not
recommence water service until someone paid Ms. Miera’s bill.
In June 2020, Appellants initiated this action, raising claims under 42 U.S.C.
§ 1983 and the New Mexico Tort Claims Act (“NMTCA”) based on the City’s refusal to
provide them water service unless someone paid Ms. Miera’s bill. In the Complaint,
Appellants also advance § 1983 claims against unidentified City employees in their
individual capacities. The City filed a Federal Rule of Civil Procedure 12(b)(6) motion,
arguing the statute of limitations had elapsed before Appellants filed their action.
Although Appellants conceded a three-year statute of limitations governed their § 1983
claims and a two-year statute of limitations governed their NMTCA claim, they argued
the limitations period had not expired on their claims because the City repeatedly denied
their requests for water service between February 2017 and February 2020. They
expressly relied on the continuing violation doctrine to extend the limitations period, and
also argued facts consistent with the related repeated violations doctrine.
The district court granted the City’s motion to dismiss, concluding (1) Appellants’
claims accrued no later than March 2017; (2) the continuing violation doctrine was not
available within the § 1983 or NMTCA contexts; and (3) even if the continuing violation
doctrine was available in the § 1983 or NMTCA contexts, it would not save Appellants’
2
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 3
claims because Appellants suffered only a continuing injury from the City’s initial
alleged wrongful act of terminating water service. The district court did not consider
whether the repeated violation doctrine was applicable.
On appeal, Appellants advance arguments under the continuing violation and
repeated violation doctrines. We affirm in part, vacate in part, and reverse in part. We
agree with the district court that Appellants’ action first accrued no later than March
2017. Further, although we hold that the continuing violation doctrine is available within
the § 1983 context, we also agree with the district court that it does not save Appellants’
§ 1983 claims against the City or their NMTCA claim. However, Appellants’ § 1983
claims against the City premised on the City’s alleged policy of conditioning water
service to new property owners on the payment of bills owed by prior property owners is
not time-barred under the repeated violation doctrine and our decision in Hamer v. City of
Trinidad, 924 F.3d 1093 (10th Cir. 2019). Further, as to the § 1983 claims against the
individual defendants in their individual capacities, no Rule 12(b)(6) motion raising a
statute of limitations defense pended before the district court where Appellants had yet to
identify and serve the individual defendants.
I. BACKGROUND
A. Factual Allegations
This case comes to us following the district court’s grant of the City’s motion
to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). Therefore, we take
the following allegations from the Complaint as true. Moore v. Guthrie, 438 F.3d
1036, 1039 (10th Cir. 2006).
3
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 4
In 2015, Appellants started renting a mobile home at 1106 North Riverside
Drive, Espanola, New Mexico, “from the family of Charlotte Miera.” App. at 8.
Appellants rented the mobile home through December 2016. During the rental period,
the City sent bills for water and sewer service to the 1106 North Riverside Drive
residence, addressing the bills to Ms. Miera. Appellants, through an arrangement with
their landlords, would review the water bills and send a member of Ms. Miera’s
family money for their water usage. Appellants allege they mailed payments to
Ms. Miera’s family member in accordance with this arrangement. As of November or
December 2016, however, there was an unpaid balance of $1,760 on Ms. Miera’s
water account.
On December 1, 2016, the City terminated water service to the 1106 North
Riverside Drive residence. Shortly after the termination of service, Appellants
purchased the home from Ms. Miera. On December 22, 2016, Appellants submitted a
“Utility Permit Application” to the City and provided the City with deposits for water
service and sewer service. The City created a new account in Appellants’ names,
closed Ms. Miera’s account with an outstanding balance of $1,760, and recommenced
water service to 1106 North Riverside Drive. Appellants received their first water
bill, which was due on February 20, 2017. 1
1
In April 2020, the City mailed a water bill for $1,951 to 1106 North
Riverside Drive, addressed to Ms. Miera. With the exception of the bill in February
2017 addressed to Appellants, the City sent monthly water bills to 1106 North
Riverside Drive between 2017 and May 2020, all addressed to Ms. Miera.
4
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 5
All, however, was not well with the water service to 1106 North Riverside
Drive. On February 13, 2017, Appellants “discovered” the City had turned off water
service to the residence. Id. at 10. Mr. Herrera went to the City Water Department
that day to investigate the reason for discontinuation of service. A Water Department
employee, identified in the Complaint as a Jane Roe defendant, advised Mr. Herrera
that water service had been discontinued because of Ms. Miera’s overdue bill. The
employee further advised that water service would not be restored until the City
received $1,760 to cover the outstanding bill. The employee also provided
Mr. Herrera with a “Termination Order” and instructed him to sign the document to
receive a partial refund of his deposits for water and sewer service. Mr. Herrera
signed the “Termination Order” and provided the 1106 North Riverside Drive address
as the location where the City could send Appellants a partial refund of their deposit.
On March 1, 2017, Mr. Herrera spoke with City employees at the Water
Department, identified as additional Jane Roe and John Doe defendants. During this
conversation, Mr. Herrera objected to the termination of service, claiming it violated
his rights. The City employees advised Mr. Herrera the City would not recommence
water service to 1106 North Riverside Drive until the City received payment on the
balance of Ms. Miera’s bill. In April, May, July, November, and December of 2017,
Mr. Herrera again contacted the Water Department, each time being told that water
service would not recommence until someone paid Ms. Miera’s bill.2 In January
2
Sometime prior to December 2017, Ms. Miera passed away.
5
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 6
2018, Mr. Herrera called the Water Department manager about the termination of
service, but he was able only to leave a voice message and never received a return
call from the manager. In July 2018, Mr. Herrera contacted an employee at City Hall
who informed him the City would review the file pertaining to water service at 1106
North Riverside Drive. Having not received an update by January 2019, Mr. Herrera
again contacted City Hall. This time, a City employee informed him that the account
records were stored in boxes and it would take some time to locate the records for
review. Beginning in February 2019 and running through October 2019, Appellants
called City Hall once or twice a week to inquire about the review of their account file
and the reinstatement of water service. In September and October 2019, an employee
at City Hall informed Appellants the file for their account could not be located. Ever
persistent, Appellants again contacted City Hall in November 2019 and February
2020, being told both times that water service would not be reinstated until the City
received payment on Ms. Miera’s outstanding bill.
In February 2020, Appellants retained counsel, who sent the City a letter
demanding the reinstatement of water service. Initially, counsel’s letter did not result
in the City restoring water service to 1106 North Riverside Drive. However, in March
2020, the State of New Mexico issued a public health order in connection with
COVID-19 that precluded the termination of utility services based on unpaid bills. In
accord with the public health order, the City reinstated water service to 1106 North
Riverside Drive, on March 18, 2020, more than three years after terminating service.
6
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 7
B. Procedural History
On June 4, 2020, Appellants commenced this action. In their Complaint,
Appellants allege “water service is an essential life service for persons who have no well
or other source of running water.” Id. at 8. They further allege the City provides water
service to residents and New Mexico law prohibits a municipality from shifting a prior
owner’s unpaid utility bill to a new owner and further prohibits the arbitrary denial of
service, only permitting a municipal unit to terminate water service if the account holder
is delinquent in payment. Appellants additionally allege the City (1) failed to train its
employees on the rights of citizens to water and the limitations on the termination of
water service and (2) has an unwritten practice of forcing new owners to pay outstanding
water bills from prior owners/account holders at an address. In their Complaint,
Appellants advance four causes of action: (1) a § 1983 claim alleging Fourteenth
Amendment procedural due process violations by all defendants, (2) a § 1983 claim
alleging Fourteenth Amendment substantive due process violations by all defendants,
(3) a § 1983 claim alleging Fourteenth Amendment equal protection violations by all
defendants, and (4) a NMTCA claim against the City.
The City moved to dismiss under Federal Rule of Civil Procedure 12(b)(6),
arguing the statute of limitations had elapsed before Appellants commenced their action.
In support of this argument, the City contended the Appellants’ action accrued no later
than March 1, 2017, when Mr. Herrera informed the City that the termination of water
service violated Appellants’ rights. The City’s Motion to Dismiss Plaintiffs’ Complaint as
Barred by the Statute of Limitations, however, focused exclusively on the statutes of
7
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 8
limitations and did not contend, for instance, that Appellants failed to state the elements
of a cause of action or lacked a property interest in access to water service.
Appellants responded by arguing each refusal by the City to reinstate water service
constituted a “discrete” act and a new violation of their rights that restarted the statute of
limitations or, alternatively, that the City’s “repeated” decisions to deny water service
violated their rights and permitted them to pursue their claims even if their causes of
action accrued by March 1, 2017.3 Id. at 36–38, 40–41, 46–47, 51, 53, 55; see also id. at
53 (“Plaintiffs have alleged repeated acts of []unlawful conduct occurring during the
limitations period.”). Appellants sought damages “for acts taken by [the City] that
occurred within the three years prior to filing of the Complaint on June 4, 2020, not
merely for harm that was a consequence of the February 2017 termination of their
service.” App. at 37. And they alleged that “Defendant’s repeated denial of municipal
water service to them during those three years violated their constitutional rights to due
process and to equal protection of the laws.” Id.
The district court granted the City’s motion to dismiss, holding Appellants’
action was untimely. The district court concluded Appellants’ action accrued no later
than March 1, 2017, when Mr. Herrera informed the City that it violated his rights by
3
Appellants did not raise any argument specific to their failure-to-train
allegations. In fact, Appellants’ response to the motion to dismiss made no mention
of their failure-to-train allegations. Likewise, Appellants’ Opening Brief on appeal
makes no mention of their failure-to-train claim. Accordingly, Appellants have
abandoned their failure-to-train claim. See Stender v. Archstone-Smith Operating Tr.,
910 F.3d 1107, 1117 (10th Cir. 2018) (treating claims not mentioned on appeal as
abandoned).
8
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 9
terminating his water service. The district court then applied a three-year statute of
limitations to the § 1983 claims and a two-year statute of limitations to the NMTCA
claim to conclude that, absent tolling, Appellants’ action filed on June 4, 2020, was
untimely. The district court further determined that New Mexico does not recognize
any tolling doctrines relative to NMTCA claims. And the district court concluded the
continuing violation doctrine was not available within the § 1983 context. As an
alternative holding, the district court concluded that even if the continuing violation
doctrine were available within the § 1983 context, it would not save Appellants’
claims because, although Appellants suffered a continuing harm after March 1, 2017,
the Complaint did not contain allegations capable of demonstrating that the City
committed new violations after this date. Based on this reasoning, the district court
dismissed Appellants’ action with prejudice without discussing the repeated
violations doctrine. This dismissal applied both to Appellants’ claims against the City
and their claims against the City employees in their individual capacities, none of
whom had been identified or served. Appellants timely appealed.
II. DISCUSSION
Our analysis proceeds in five parts. First, we outline several basic principles
regarding the statute of limitations in the context of a § 1983 action, and where a
defendant raises a limitations defense through a Rule 12(b)(6) motion. Second, we
announce the applicable standard of review—a matter that the parties dispute in part.
Third, we assess when Appellants’ causes of action first accrued, concluding the causes
of action accrued no later than March 2017. Fourth, we explain the two equitable
9
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 10
doctrines that might impact the limitations period here and conclude both the continuing
violation doctrine and the repeated violation doctrine can be applied within the § 1983
context. Fifth, and finally, we analyze whether the continuing violation doctrine or the
repeated violation doctrine saves any of Appellants’ claims.
A. The Statute of Limitations, § 1983 Actions, & Rule 12(b)(6) Motions
Congress did not provide a statute of limitations for actions brought under § 1983.
Arnold v. Duchesne Cnty., 26 F.3d 982, 983–84 (10th Cir. 1994). Instead, a federal court
looks to the law of the forum state to determine the applicable statute of limitations for a
§ 1983 action. See id. at 984. Typically, this entails looking toward the state statute of
limitations for personal injury claims. Varnell v. Dora Consol. Sch. Dist., 756 F.3d 1208,
1212 (10th Cir. 2014). Here, the parties correctly agree that Section 37-1-8 of the New
Mexico Annotated Statutes governs and provides a three-year limitations period for the
§ 1983 claims. See id. (“[F]or § 1983 claims arising in New Mexico the limitations period
is three years, as provided in New Mexico’s statute of limitations for personal-injury
claims.”).4
Determining the accrual date of a § 1983 action, however, “is a question of federal
law that is not resolved by reference to state law.” Wallace v. Kato, 549 U.S. 384, 388
4
For purposes of Appellants’ NMTCA claim, the parties also correctly agree a
two-year statute of limitations period applies. See Maestas v. Zager, 152 P.3d 141,
144 (N.M. 2007) (“Actions against a governmental entity or a public employee for
torts shall be forever barred, unless such action is commenced within two years after
the date of occurrence resulting in loss, injury or death.” (quoting N.M. Stat. Ann.
§ 41-4-15(A) (emphasis omitted))).
10
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 11
(2007). Because no federal statutory provision governs how to determine the accrual date,
courts look to “federal rules conforming in general to common-law tort principles.” Id.“Under those principles, it is ‘the standard rule that accrual occurs when the plaintiff has
a complete and present cause of action,’ that is, when ‘the plaintiff can file suit and obtain
relief.’” Id. (quoting Bay Area Laundry & Dry Cleaning Pension Tr. Fund v. Ferbar
Corp. of Cal., 522 U.S. 192, 201 (1997)). Put another way, “[a] civil rights action accrues
when the plaintiff knows or has reason to know of the injury which is the basis of the
action,” Smith v. City of Enid, 149 F.3d 1151, 1154 (10th Cir. 1998) (quotation marks
omitted), or “when the plaintiff’s ‘right to resort to federal court was perfected.’” 5
5
We note that “[a]n accrual analysis begins with identifying ‘the specific
constitutional right’ alleged to have been infringed.” McDonough v. Smith, 139 S. Ct.
2149, 2155 (2019) (quoting Manuel v. Joliet, 137 S. Ct. 911, 920 (2017)). On appeal,
the City contends that where it discontinued water service to Appellants on February
13, 2017, Appellants lacked a property interest in water from that day forward. The
City further argues that “[w]ithout a property interest protected by the Fourteenth
Amendment of the United States Constitution, the City did not, and could not have,
deprived [Appellants] of their rights by denying the alleged verbal requests for water
utility service.” Response Br. at 17. But the City failed to advance any argument
based on the lack of a property interest in its motion to dismiss, either relative to the
statute of limitations defense or relative to a standalone failure-to-state-a-claim
argument. Indeed, neither the phrase “property interest” nor any reference to the
Fourteenth Amendment appears in its motion to dismiss. See App. at 25–34. And to
the extent the City’s reply brief during the motion to dismiss proceedings might be
read as alluding to a property interest argument, a contention central to a moving
party’s affirmative argument for dismissal raised for the first time in a reply brief is
waived. See Garcia v. Int’l Elevator Co., Inc., 358 F.3d 777, 781 (10th Cir. 2004)
(citing United States ex rel. King v. Hillcrest Health Ctr., Inc., 264 F.3d 1271, 1279
(10th Cir. 2001) for proposition that “an argument first raised in a reply brief in
support of a motion filed with the district court was waived”); see also Arbogast v.
Kan., Dep’t of Labor, 789 F.3d 1174, 1183 n.4 (10th Cir. 2015). In this sense, where
the City argued Appellants’ claims accrued outside the limitations period and the
accrual analysis begins with identification of the right infringed, the City, by not
raising a property interest argument in their 12(b)(6) motion, accepted Appellants’
11
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 12
Bergman v. United States, 751 F.2d 314, 316 (10th Cir. 1984) (quoting Oppenheim v.
Campbell, 571 F.2d 660, 662 (D.C. Cir. 1978)).6
The statute of limitations is an affirmative defense that must be raised by the
defendant. Fernandez v. Clean House, LLC, 883 F.3d 1296, 1299 (10th Cir. 2018).
Typically, facts must be developed to support dismissing a case based on the statute of
limitations. Id. But “[a] statute of limitations defense may be appropriately resolved on a
Rule 12(b) motion when the dates given in the complaint make clear that the right sued
upon has been extinguished.” Sierra Club v. Okla. Gas & Elec. Co., 816 F.3d 666, 671
(10th Cir. 2016) (internal quotation marks omitted). If from the complaint, “the dates on
which the pertinent acts occurred are not in dispute, [then] the date a statute of limitations
accrues is . . . a question of law” suitable for resolution at the motion to dismiss stage.
Edwards v. Int’l Union, United Plant Guard Workers of Am., 46 F.3d 1047, 1050 (10th
Cir. 1995); see also Fernandez, 883 F.3d at 1299 (stating that a court may grant a motion
to dismiss based on a statute of limitations defense only “when the complaint itself
contention that they had a property interest in water service. Accordingly,
argumentation about whether Appellants have a property interest in the continuation
and/or resumption of water service and whether the Appellants adequately requested
water service, or needed to do so, to have a property interest, are matters left for a
subsequent stage of litigation because they were not properly before the district court
on the City’s Rule 12(b)(6) motion to dismiss.
6
For purposes of Appellants’ NMTCA claim, New Mexico law similarly
instructs that “[o]nce a plaintiff has discovered his or her injury and the cause of that
injury, the statute of limitations begins to run. ‘It is not required that all the damages
resulting from the negligent act be known before the statute of limitations begins to
run.’” Maestas, 152 P.3d at 148 (quoting Bolden v. Vill. of Corrales, 809 P.2d 635,
636 (N.M. Ct. App. 1990)).
12
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 13
admits all the elements of the affirmative defense by alleging the factual basis for those
elements”).
B. Standard of Review
The parties agree regarding the basic, overarching standard applicable to our
review of a Rule 12(b)(6) dismissal, but disagree regarding the standard of review
governing the district court’s conclusion that Appellants’ action accrued no later than
March 1, 2017. On this latter, more specific matter, Appellants contend de novo review
applies, while the City contends clear error review applies. Compare Response Br. at 13
(“[T]he date when the applicable statute of limitations accrued is a factual question
reviewed under a clearly erroneous standard.”), with Reply Br. at 2–3 (arguing the City
makes “a clear misstatement of the law” when arguing for clearly erroneous standard and
that “no deference” is due to the district court when reviewing a ruling on a motion to
dismiss). We set forth the general standard of review before addressing the standard for
reviewing the more specific matter in dispute.
We review a district court’s grant of a motion to dismiss de novo. Albers v. Bd. of
Cnty. Comm’rs, 771 F.3d 697, 700 (10th Cir. 2014). “[A]ll well-pleaded factual
allegations in the complaint are accepted as true and viewed in the light most favorable to
the nonmoving party.” Moore, 438 F.3d at 1039 (ellipsis omitted). A complaint must
contain “enough facts to state a claim to relief that is plausible on its face.” Bell Atl.
Corp. v. Twombly, 550 U.S. 544, 570 (2007). “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that
13
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 14
the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009).
On the more specific matter regarding the standard of review of the district court’s
determination regarding the accrual date, our case law could not be more settled. To
obtain dismissal at the Rule 12(b)(6) stage based on the statute of limitations, the
allegations on the face of the complaint surrounding the date of accrual must “make clear
that the right sued upon has been extinguished.” Sierra Club, 816 F.3d at 671 (quotation
marks omitted). And “[w]hether a court properly applied a statute of limitations and the
date a statute of limitations accrues under undisputed facts are questions of law we
review de novo.” Nelson v. State Farm Mut. Auto. Ins. Co., 419 F.3d 1117, 1119 (10th
Cir. 2005).
In opposition to these straightforward propositions of law, the City cites an
unpublished decision in D.J. Simmons Inc. v. Broaddus, 116 F. App’x 964 (10th Cir.
2004) (unpublished). In addition to being nonprecedential, that decision is not even
arguably on point. To be sure, D.J. Simmons states the basic proposition that “[w]e
review findings of fact under a clearly erroneous standard.” Id. at 966. But our
application of the clear error standard in D.J. Simmons occurred within the context of
reviewing a district court’s bench trial findings on whether the terms of several contracts
permitted prejudgment interest, as well as the district court’s decision to award
postjudgment interest. Id. These matters, which occurred near the end of the litigation and
after the presentation of evidence, are far afield from the resolution of a Rule 12(b)(6)
motion presenting a question of law regarding the statute of limitations based on the face
14
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 15
of the complaint. Our clear precedent requiring de novo review in the latter circumstance
permits no meritorious dispute. See Nelson, 419 F.3d at 1119.
C. Appellants’ Action First Accrued No Later than March 1, 2017
Although we reject the City’s argument regarding the standard of review as to the
accrual date of Appellants’ action, we, like the district court, conclude the Appellants’
action first accrued no later than March 1, 2017. Following establishment of Appellants’
water account for 1106 North Riverside Drive, the City terminated water service
sometime on or before February 13, 2017. On that date, Mr. Herrera went to the Water
Department and learned that someone would need to pay the outstanding balance on
Ms. Miera’s account before the City would resume water service to 1106 North Riverside
Drive. Arguably, where Appellants contend the City’s discontinuation and conditioning
of water service on the payment of Ms. Miera’s bill violated their rights, their action
accrued upon learning of the City’s basis for termination of service. But even if the action
did not first accrue on February 13, 2017, it certainly first accrued on March 1, 2017,
when Mr. Herrera informed the City that it had violated his rights by discontinuing water
service based on Ms. Miera’s unpaid bill. See Smith, 149 F.3d at 1154 (“A civil rights
action accrues when the plaintiff knows or has reason to know of the injury which is the
basis of the action. Since the injury in a § 1983 case is the violation of a constitutional
right, such claims accrue ‘when the plaintiff knows or should know that his or her
constitutional rights have been violated.’” (quoting Lawshe v. Simpson, 16 F.3d 1475,
1478 (7th Cir. 1994) (citations and other internal quotation marks omitted))); see also
15
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 16
Maestas v. Zager, 152 P.3d 141, 148 (N.M. 2007) (stating similar rule on accrual of
action for purposes of NMTCA claim).
Appellants, however, did not file this action until more than three years later on
June 2020, beyond the two-year statute of limitations for initiation of their NMTCA
claim and the three-year limitations period for commencement of their § 1983 claims.
Therefore, the burden falls on Appellants to identify a theory that allows them to
overcome the statutes of limitations and thereby render their claims timely. Aldrich v.
McCulloch Props., Inc., 627 F.2d 1036, 1041 n.4 (10th Cir. 1980); see also Slusser v.
Vantage Builders, Inc., 306 P.3d 524, 531–32 (N.M. Ct. App. 2013) (placing burden on
plaintiff seeking to toll statute of limitations). In an effort to satisfy their burden,
Appellants rely upon the continuing violation doctrine or, in the alternative, the repeated
violation doctrine. We first explain the contours of the two doctrines and their availability
in the § 1983 context, beginning with the continuing violation doctrine. We then consider
each doctrine’s applicability to Appellants’ claims, starting with their § 1983 claims and
then turning to their NMTCA claim. Ultimately, we conclude both doctrines are available
and that application renders some, but not all, of Appellants’ claims timely.
D. Limitations Doctrines
1. The Continuing Violation Doctrine
a. Background on the doctrine
The continuing violation doctrine is an “equitable principle.” Hunt v. Bennett, 17
F.3d 1263, 1266 (10th Cir. 1994). The continuing violation doctrine was first recognized
by the Supreme Court in National Railroad Passenger Corp. v. Morgan, 536 U.S. 10116
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 17
(2002), within the context of a hostile work environment claim based in Title VII of the
Civil Rights Act of 1964.7 Somewhat unique to a hostile work environment claim is the
principle that no single discrete act gives rise to a cause of action because the claim is
“based on the cumulative effect of individual acts.” Id. at 115. Because “the incidents
constituting a hostile work environment are part of one unlawful employment practice,
the employer may be liable for all acts that are part of this single claim” such that if any
acts occurred within the statute of limitations, the entire course of conduct can be pursued
in the action. Id. at 118. Put another way, the continuing violation doctrine “applies when
the plaintiff’s claim seeks redress for injuries resulting from a series of separate acts that
collectively constitute one unlawful act, as opposed to conduct that is a discrete unlawful
act.” Hamer, 924 F.3d at 1098 (emphasis added) (internal quotation marks omitted). “An
important caveat to the continuing violation doctrine, however, is that it is triggered by
continual unlawful acts, not by continual ill effects from the original violation.” Id. at
1099 (internal quotation marks omitted).
b. Availability in § 1983 context
The Supreme Court has “long recognized that [§ 1983] was not meant to effect a
radical departure from ordinary tort law.” Rehberg v. Paulk, 566 U.S. 356, 361 (2012). In
this vein, “the time at which a § 1983 claim accrues ‘is a question of federal law,’
7
Although the Supreme Court explained and applied the principles rendering
the hostile work environment claim before it timely, the Court did not use the term
“continuing violation doctrine.” See Nat’l R.R. Passenger Corp. v. Morgan, 536 U.S.
101 (2002). This circuit used the phrase “continuing violation doctrine” as early as
Pike v. City of Mission, Kan., 731 F.2d 655, 660 (10th Cir. 1984), and more recently
in Hamer v. City of Trinidad, 924 F.3d 1093, 1098–99 (10th Cir. 2019).
17
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 18
‘conforming in general to common-law tort principles.’” McDonough v. Smith, 139 S. Ct.
2149, 2155 (2019) (quoting Wallace v. Kato, 549 U.S. 384, 388 (2007)). Meanwhile, the
continuing violation doctrine is a “tort principle” that “is a general principle of federal
common law.” DePaola v. Clarke, 884 F.3d 481, 486 (4th Cir. 2018) (citing Heard v.
Sheahan, 253 F.3d 316, 318 (7th Cir. 2001) (collecting cases and describing the “doctrine
of ‘continuing violation’” as “a general principle of federal common law” and “not
anything special to section 1983”); Martin A. Schwartz, Section 1983 Litigation Claims
and Defenses 12.03 (4th ed. Supp. 1 2018); Civil Actions Against the United States, Its
Agencies, Officers and Employees § 1:31 (2d ed. 2017)); see also Heath v. Bd. of
Supervisors for S. Univ. & Agric. & Mech. Coll., 850 F.3d 731, 740 (5th Cir. 2017) (“The
continuing violation doctrine is a federal common law doctrine governing accrual.”).
To displace a generally applicable principle of federal common law, Congress
must speak to the issue when crafting the pertinent legislation:
Just as longstanding is the principle that “statutes which invade the
common law are to be read with a presumption favoring the retention of
long-established and familiar principles, except when a statutory purpose to
the contrary is evident.” Isbrandtsen Co. v. Johnson, 343 U.S. 779, 783
(1952); Astoria Fed. Savings & Loan Assn. v. Solimino, 501 U.S. 104, 108
(1991). In such cases, Congress does not write upon a clean slate. Astoria,
501 U.S. at 108. In order to abrogate a common-law principle, the statute
must “speak directly” to the question addressed by the common law. Mobil
Oil Corp. v. Higginbotham, 436 U.S. 618, 625 (1978); Milwaukee v.
Illinois, 451 U.S. 304, 315 (1981).
United States v. Texas, 507 U.S. 529, 534 (1993). But no language in § 1983 or any other
provision governing the commencement of actions under § 1983 speaks directly to the
applicability of the continuing violation doctrine, no less displaces the doctrine. See, e.g.,
18
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 19
42 U.S.C. § 1983. In fact, 42 U.S.C. § 1988(a) expresses a preference for application of
the common law where the statutes governing civil rights actions are silent on a matter
addressed by the common law. Accordingly, it follows that the continuing violation
doctrine, as a general principle of the federal common law, is available to a § 1983
litigant. Such a conclusion is consistent with the seemingly uncontroverted authority from
other circuits holding the continuing violation doctrine is available within the § 1983
context. DePaola, 884 F.3d at 487; Sherman v. Town of Chester, 752 F.3d 554, 567 (2d
Cir. 2014); Mansourian v. Regents of Univ. of Cal., 602 F.3d 957, 973–74 (9th Cir.
2010); see also Heath, 850 F.3d at 740 (collecting cases and stating, “[a] number of
circuits therefore have applied Morgan when determining whether a section 1983 claim
alleges a continuing violation”). Therefore, Appellants may seek to rely on the continuing
violation doctrine in an effort to overcome the statute of limitations on their § 1983
claims. 8
2. The Repeated Violation Doctrine
a. Background and availability in § 1983 context
The repeated violation doctrine is a variation on the continuing violation
doctrine. The repeated violation doctrine:
8
Holding that the continuing violation doctrine is available in the § 1983
context is not incompatible with our own precedent. We have suggested on multiple
occasions that the question of whether the continuing violation doctrine is available
to a § 1983 litigant is an open question in our circuit. Schell v. Chief Just. & Justs. of
Okla. Sup. Ct., 11 F.4th 1178, 1191 n.6 (10th Cir. 2021); Vasquez v. Davis, 882 F.3d
1270, 1277 (10th Cir. 2018); Colby v. Herrick, 849 F.3d 1273, 1280 (10th Cir. 2017);
Mata v. Anderson, 635 F.3d 1250, 1253 (10th Cir. 2011) (citing Parkhurst v.
Lampert, 264 F. App’x 748, 749 (10th Cir. 2008) (unpublished)). However, in
19
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 20
“divides what might otherwise represent a single, time-barred cause of
action into several separate claims, at least one of which accrues within
the limitations period prior to suit.” That division, in turn, “allows
recovery for only that part of the injury the plaintiff suffered during the
Mercer-Smith v. New Mexico Children, Youth & Families Department, 416 F. App’x
704, 712 (10th Cir. 2011) (unpublished), a panel of this court rejected the availability
of the continuing violation doctrine within the § 1983 context. Mercer-Smith does not
bind us given its unpublished nature. Further, Mercer-Smith relied on Hunt v.
Bennett, 17 F.3d 1262, 1265 (10th Cir. 1994), for the proposition that the continuing
violation doctrine “does not ‘extend . . . to a § 1983 claim.’” Mercer-Smith, 416 F.
App’x at 712 (quoting Hunt, 17 F.3d at 1265) (ellipsis in original). But the full quote
from Hunt reads “Hunt cites no case in which a court has extended the continuing
violation doctrine to a § 1983 claim.” 17 F.3d at 1266. A court noting a party’s
failure to cite adequate authority to support a proposition of law differs greatly from
rejecting that proposition of law following analysis of the merits of the proposition.
And Hunt ultimately concluded that to the extent the continuing violation doctrine
might be available in the § 1983 context, the plaintiff’s complaint failed to allege
sufficient facts to make out a conspiracy which could support the continuing
violation doctrine, not that the continuing violation doctrine was unavailable in the
§ 1983 context. Id.
Additionally, although neither the City nor Appellants cite Thomas v. Denny’s,
Inc., 111 F.3d 1506, 1507–08 (10th Cir. 1997), in that case, within the context of a
claim arising under 42 U.S.C. § 1981, we suggested the continuing violation doctrine
was available only where a plaintiff had to exhaust administrative remedies before
filing suit. If applied to the § 1983 context, Thomas could be read as typically
precluding the availability of the continuing violation doctrine because, except in
contexts not relevant to this case, a § 1983 plaintiff need not exhaust administrative
remedies before bringing suit, see Porter v. Nussle, 534 U.S. 516, 523 (2002)
(“Ordinarily, plaintiffs pursuing civil rights claims under 42 U.S.C. § 1983 need not
exhaust administrative remedies before filing suit in court.”). But, prior to Thomas,
we discussed the availability of the continuing violation doctrine in an action alleging
a conspiracy in which the plaintiff was not required to exhaust his administrative
remedies before bringing suit. Robinson v. Maruffi, 895 F.2d 649, 654–55 (10th Cir.
1990); see also Hunt, 17 F.3d at 1266 (recognizing that Robinson applied continuing
violation doctrine in context of claim raising conspiracy allegation). And “in cases of
conflicting circuit precedent our court follows earlier, settled precedent over a
subsequent deviation therefrom.” United States v. Hansen, 929 F.3d 1238, 1256 (10th
Cir. 2019) (quotation marks omitted). Furthermore, we decided Thomas before the
Supreme Court decided National Railroad Passenger Corp., 536 U.S. 101, a decision
that did not condition the availability of the continuing violation doctrine on a
plaintiff’s need to exhaust administrative remedies.
20
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 21
limitations period”; recovery for the part of the injury suffered outside
of the limitations period, however, remains unavailable.
Hamer, 924 F.3d at 1100 (first quoting Kyle Graham, The Continuing Violations
Doctrine, 43 Gonz. L. Rev. 271, 280 (2008), then quoting White v. Mercury Marine Div.,
of Brunswick, Inc., 129 F.3d 1428, 1430 (11th Cir. 1997)). To invoke the repeated
violation doctrine, a plaintiff must identify a discrete act occurring within the statute of
limitations period and not just the continuing effect of, or continuing harm from, a
discrete act that occurred outside the limitations period. See id. at 1101–02 (citing
illustrations of repeated violation doctrine from Graham, The Continuing Violation
Doctrine, 43 Gonz. L. Rev. at 280). Importantly, under the repeated violation doctrine,
each new violation restarts the statute of limitations, but damages are available only for
the violations occurring within that limitations period. See id. at 1100.
Unlike with the continuing violation doctrine, this court has never called into
question application of the repeated violation doctrine in the context of a § 1983 claim.
This is unsurprising because the repeated violation doctrine stands for the straightforward
proposition that discrete § 1983 violations occurring within the statute of limitations are
actionable, even if claims for prior, similar violations are time barred. See Hamer, 924
F.3d at 1107. Thus, the repeated violation doctrine is available in the § 1983 context. Id.
We now consider whether Appellants have adequately preserved their repeated
violation argument in the district court and on appeal. As we now explain, the
Appellants argued facts that put the issue fairly before the district court. On appeal,
the Appellants argue similar facts and reference the “repeated violations doctrine.”
21
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 22
Under these circumstances, particularly where the City has not argued waiver, we
conclude the repeated violation doctrine is properly before us.
b. Preservation
In the district court, the Appellants did not refer to the repeated violation
doctrine by name. A careful review of their arguments, however, reveals they argued
it in substance. In response to the City’s motion to dismiss, the Appellants asserted
they were entitled to damages:
for acts taken by Defendant that occurred within three years prior to the
filing of the Complaint on June 4, 2020, not merely for harm that was a
consequence of the February 2017 termination of their service. Plaintiffs
contend that Defendant’s repeated denial of municipal water service to
them during those three years violated their federal constitutional rights
to due process and to the equal protection of the law.
App. at 37. From this and other portions of their argument, it is apparent Appellants
viewed each refusal to reinstate water service as a discrete violation. See id. at 38
(arguing that the initial termination of water service was “a separate and discrete
action from Defendant’s subsequent actions undertaken months later when Defendant
acted to unlawfully deny [Appellants] water service”); see also Hamer, 924 F.3d
1100–02 (explaining the distinction between damages available under the continuing
violation theory and the repeated violation theory). Indeed, Appellants pointed the
district court to National Railroad Passenger Corporation’s admonition that “[t]he
existence of past acts and a plaintiff’s prior knowledge of their occurrence, however,
does not bar a plaintiff from filing claims about related discrete acts so long as the
acts are independently unlawful and claims addressing those acts are themselves
22
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 23
timely filed.” App. at 47–48 (citing Nat’l R.R. Passenger Corp., 536 U.S. at 112).
Like the Appellants, the Supreme Court in National Railroad Passenger Corp. did
not refer to the repeated violations doctrine by name. Yet, the Court distinguished the
hostile work environment claim, which arose only after continuing acts were
combined, from claims for discrete Title VII violations that arose upon a single
wrongful act. See Nat’l R.R. Passenger Corp., 536 U.S. at 115–16. The Court held
“[e]ach discrete discriminatory act starts a new clock for filing charges alleging that
act.” Id. at 113. In contrast, the hostile work environment claim fell within the
continuing violation doctrine because the separate acts combined to form a single
violation. Id. at 115.
Here, Appellants have adequately advanced the argument in the district court
that each new refusal to provide water service constitutes a discrete violation and
triggers a new clock for filing the action. See Hamer, 924 F.3d at 1101 (concluding
plaintiff’s argument was consistent with the repeated violation doctrine despite
plaintiff’s failure to designate the argument as such). Yet, the district court did not
expressly consider whether the repeated violation doctrine saved any aspect of any of
Appellants’ § 1983 claims. But it did rule that: “[Appellants’] ensuing requests and
efforts over the following years to reconnect the water, obtain further information
about the problem, and Defendants’ alleged continued refusal to do so do not
constitute new injuries but rather continued effects from the initial shut off.” App. at
78. Thus, while the district court did not label it as a repeated violation argument, it
did consider and reject Appellants’ argument that each refusal constituted a new
23
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 24
violation with its own limitations period. For these reasons, we are convinced
Appellants adequately raised the repeated violation doctrine before the district court.
As to their § 1983 claims, Appellants also raised a repeated violation doctrine
argument in their Opening Brief on appeal. Specifically, Appellants cited to Hamer
and explained the repeated violation doctrine. Then in a section titled “The
Continuing Violation Doctrine or the Repeated Violations Doctrine Apply to this
Case and Plaintiffs’ Claims were Timely Filed,” Appellants challenged the district
court’s rejection of the premise “that the acts taken by the City [during the limitations
period] were ‘separate unlawful acts.’” Opening Br. at 21 (quoting district court
opinion). After arguing for application of the continuing violation doctrine, the
Appellants advocated in the alternative for implementation of the repeated violations
doctrine, stating: “Likewise, each denial of a request for water service was a separate,
unlawful act by an entity that ‘had the power to do something” about Plaintiffs’
condition.” Id. at 23 (quoting Heard, 253 F.3d at 318 (applying continuing violation
doctrine to plaintiff’s § 1983 claim for deliberate indifference to prisoner’s serious
medical condition)). Although Appellants cited a case from the Seventh Circuit
applying the continuing violation doctrine, they argued the district court should have
applied “the continuing violation doctrine or the repeated violation doctrine.”
Opening Brief at 24. Under these circumstances, Appellants have adequately
preserved their repeated violations doctrine argument.9
9
The City does not contend in its Response Brief that Appellants waived or
forfeited the repeated violation doctrine argument. Accordingly, even assuming
24
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 25
E. Application to Appellant’s § 1983 Claims Against the City
1. Continuing Violation Doctrine
Although we hold that a § 1983 litigant may rely on the continuing violation
doctrine to overcome the statute of limitations where the first in a series of acts giving
rise to a single violation occurs outside of the limitations period, the doctrine does not
save Appellants’ claims here. This is because Appellants’ claims are not premised on a
series of actions amounting to a single violation of their rights. Rather, Appellants
contend that each time the City denied one of their requests, the denial constituted a
separate violation. See Nat’l R.R. Passenger Corp., 536 U.S. at 114 (reversing Second
Circuit’s application of the continuing violation doctrine to serial violations, as opposed
to serial acts constituting a single violation). Appellants’ Complaint includes the
following allegations as to each of their three § 1983 causes of action:
1) “The acts and omissions of Defendants constituted a violation of
Plaintiffs’ due process right to receive municipal water service and their
right not to be denied municipal water service in the absence of just
cause.” App. at 21.
2) “Plaintiffs had a property interest in receiving municipal water service
and Defendants’ repeated denial of water service to Plaintiffs . . . was
Appellants failed to adequately raise a repeated violation doctrine argument before
the district court, the City has waived the waiver such that we may consider
Appellants’ argument. See Schell, 11 F.4th at 1192 n.6 (discussing waiver of the
waiver rule and noting the “failure of party to argue waiver results in waiver of initial
waiver argument”). As to the individual defendants, Appellants were under no duty to
preserve any argument because the individual defendants had not been named or
served as of the time of the motion to dismiss.
25
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 26
not rationally related to a legitimate governmental interest and
constituted a denial of Plaintiffs’ right to substantive due process.” Id.
3) “The conduct of Defendants in denying municipal water service to
Plaintiffs because of the actions of Charlotte Miera . . . created an unfair
burden on Plaintiffs in their efforts to become municipal water users.”
Id. at 21–22.
For each of Appellants’ § 1983 causes of action, it is the City’s initial termination of
water service on February 13, 2017, that Appellants allege violated their rights. In this
sense, the initial termination of service was a discrete act capable of giving rise to their
claims. And under Appellants’ theory of the case—that the City was not permitted to
condition water service on the payment of Ms. Miera’s bill—no additional act or
cumulative effect of acts was needed to give rise to the claims Appellants seek to advance
because the initial termination of service provided a basis for of all the elements of their
claims.10
Further, where a defendant reaches a final decision on a matter and informs the
plaintiff of such outside the statute of limitations period, we have rejected efforts by a
plaintiff to rely on subsequent denials of renewed requests within the limitations period to
overcome the statute of limitations. Bergman, 751 F.2d at 317.11 And this makes perfect
10
Notably, although such a theory might support application of the continuing
violation doctrine, Appellants do not contend they acquired a property interest in
water only after the City denied service for a specific number of months. Rather,
Appellants argue any denial of service by the City based on a prior homeowner’s
unpaid water bill infringes their property interest.
11
It is true that in Bergman, we cite to a Ninth Circuit case applying the
continuing violation doctrine. See Bergman v. United States, 751 F.2d 314, 317 (10th
Cir. 1984) (citing Ward v. Caulk, 650 F.2d 1144, 1147 (9th Cir. 1981)). But we did
so in support of the proposition that “[a] continuing violation is occasioned by
26
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 27
sense because any other rule “would, in practical effect, mean that the . . . statute would
never run” as the plaintiff could always renew a request for defendant to reconsider the
final decision. Id.Here, the City terminated water service on February 13, 2017, and Mr. Herrera
acknowledged his understanding that the reason for the termination—Ms. Miera’s unpaid
bill—constituted a violation of Appellants’ rights on March 1, 2017. No cumulative acts
were required to constitute the violation and the statute of limitations began to run. Under
Bergman, Appellants could not restart the limitations period relative to the initial
termination of water service by making repeated unsuccessful trips to the Water
Department and City Hall to request the reactivation of service. And the continuing
violation doctrine is inapplicable because no further acts were needed to support the
claim. Therefore, Appellants are barred by the statute of limitations from seeking redress
for any discrete act that occurred prior to June 4, 2017. This, however, does not spell the
end of our analysis because the more limited repeated violation doctrine saves a portion
of Appellants’ § 1983 claims.
2. Repeated Violation Doctrine
Appellants allege the City has an unwritten policy of conditioning water
service to a new owner on the payment of outstanding bills for which a prior owner is
continual unlawful acts, not by continual ill effects from the original violation.” Id.
And we issued our decision on Bergman well before the Supreme Court explained the
limitations of the continuing violation doctrine in National Railroad Passenger
Corp., 536 U.S. at 114–15, which distinguishes discrete acts constituting separate
violations from cumulative acts necessary to support a single violation.
27
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 28
responsible. See App. at 20 (“Defendant City of Española maintained an unwritten
custom or practice of improperly seeking to force citizens who had purchased property to
pay the bills owed by a prior property owner and/or an unwritten custom or practice
which permitted, condoned, or authorized the denial of municipal water service without
providing notice of the right to contest the denial and without providing a hearing.”).
Appellants further allege the City has enforced this policy to deny water access to
“numerous citizens since 2006.” Id. And it can fairly be inferred from Appellants’
Complaint that the policy informed the City’s decision to terminate water service to
Appellants and its numerous refusals to recommence water service thereafter. To this
latter assertion, the allegations in the Complaint support the inference that the policy was
in effect when the City first terminated Appellants’ water service and remained in effect
until at least until March 18, 2020—when the water service was recommenced due to the
New Mexico public health order.
Accordingly, unlike the hostile work environment claim in National Railroad
Passenger Corp., Appellants challenge a series of unlawful acts each of which
constitutes an alleged violation. The City terminated water service based on an
allegedly unconstitutional policy, and Appellants suffered harm flowing from that
decision for every day over a three-year period. There is no doubt that Appellants
were aware of their claim because on March 1, 2017, Mr. Herrera informed the City
that it had violated Appellants’ constitutional rights by terminating water service due
to Ms. Miera’s unpaid bill. Thus, nothing prevented Appellants from filing a
complaint asserting their § 1983 claims at that time. As a result, Appellants’ § 1983
28
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 29
claim against the City is not one where the injury sued upon arose only after a series
of connected events that together form a single violation of Appellants’ constitutional
rights. See Nat’l R.R. Passenger Corp., 536 U.S. at 115. The violation occurred when
the City terminated water service pursuant to an allegedly unconstitutional policy and
the injury from that violation continued until the City resumed water service. These
facts do not support application of the continuing violation doctrine.
Instead, Appellants’ § 1983 claims are like those at issue in Hamer. There, a
wheelchair user brought claims under Title II of the Americans with Disabilities Act
(“ADA”) based on the city’s failure to provide accessible curb cuts and sidewalks.
Hamer, 924 F.3d at 1097. At a city council meeting in April 2014, the plaintiff first
notified the city that he had personally encountered numerous non-compliant
sidewalks and curb cuts. Id. The following month, the plaintiff filed a complaint with
the United States Department of Justice based on the city’s violations of the ADA. Id.
But plaintiff did not file the operative complaint until October 12, 2016. Id. at 1098.
The district court dismissed the complaint as barred by the applicable two-year
statute of limitations, and the plaintiff appealed. Id. at 1098–99. On appeal, we
agreed with the city that the continuing violation doctrine could not save plaintiff’s
claim. Id. at 1102. We held, however, that the repeated violation doctrine permitted
the plaintiff to seek damages incurred during the limitations period. Id. at 1107.
We explained that the city commits “a ‘new violation’ of the ADA “each day that it
fails to remedy a non-compliant service, program, or activity.” Id. at 1105. To hold
otherwise, we reasoned, would allow the city to violate the act with impunity once
29
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 30
the limitations period had expired. Id. at 1107. Thus, while the plaintiff could not
seek damages for the entire period the offensive policy was in place, he could recover
for the repeated daily violations occurring during the limitations period. Id.
The same result is appropriate here. Under the repeated violation doctrine and
Hamer, Appellants can pursue their § 1983 claims to the limited extent the claims are
based on the City’s alleged policy, and enforcement thereof, for the three years predating
Appellants’ commencement of their action. The application of the repeated violation
doctrine allows Appellants to obtain relief but limits their damages to the three-year
period preceding initiation of the action. This avoids granting the City permission to
violate the Appellants’ rights with impunity and prevents prospective plaintiffs from
sitting on their rights to increase the value of claims against the City.
In sum, within the context of a suit challenging a municipal policy, “[s]o long as
the service, program, or activity remains non-compliant, ‘and so long as a plaintiff is
aware of that and remains [impacted]’” the plaintiff may pursue the claim. Hamer, 924
F.3d at 1107 (quoting Pickern v. Holiday Quality Foods, Inc., 293 F.3d 1133, 1137 (9th
Cir. 2002) (applying repeated violation doctrine to ongoing ADA violation)). But the
plaintiff has no cause of action for “injury that occurred outside the limitations period.”
Pickern, 293 F.3d at 1137.
We recognize that some out-of-circuit cases apply the continuing violation
doctrine in the context of a claim challenging a municipal policy. See, e.g., Lucente v.
Cnty. of Suffolk, 980 F.3d 284, 308–11 (2d Cir. 2020) (applying continuing violation
doctrine to § 1983 claims based on policy of acquiescence to sexual harassment and
30
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 31
assault of female prisoners); Shomo v. City of N.Y., 579 F.3d 176, 181–82 (2d Cir.
2009) (applying the continuing violation doctrine to § 1983 claims based on
deliberate indifference to prisoner’s serious medical condition); Gutowsky v. Cnty. of
Placer, 108 F.3d 256, 259–60 (9th Cir. 1997) (applying continuing violation doctrine
to § 1983 claims based on gender discrimination in the workplace). We respectfully
disagree.
In our view, whether a policy that remains in effect may be challenged through
the continuing violation doctrine versus the repeated violation doctrine requires a
case-by-case analysis. In some cases, enforcement of the policy may accumulate into
a single injury over the course of time, permitting reliance on the continuing
violation doctrine. In other cases, however, the municipality’s enforcement of the
policy will give rise to a discrete injury upon the policy’s enactment or a
municipality’s first enforcement of the policy against a plaintiff. In such instances, a
plaintiff has an immediate and discrete injury capable of giving rise to a cause of
action. As a result, the premise of the continuing violation doctrine—that a series of
actions eventually cumulate to give rise to a single wrong—is not applicable. See
Nat’l R.R. Passenger Corp., 536 U.S. at 116–19.
The Second Circuit explained the fact-specific focus of the continuing
violation doctrine in Shomo. There, a prisoner alleged a series of actions and
inactions by prison officials that he claimed together supported his claim of
deliberate indifference. Shomo, 579 F.2d at 180. The court explained that “under
Morgan, the continuing violation doctrine can be applied when the plaintiff’s claim
31
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 32
seeks redress for injuries resulting from ‘a series of separate acts that collectively
constitute one unlawful act,’ but the doctrine cannot be applied when the plaintiff
challenges conduct that is a discrete unlawful act.” Id. at 181 (quoting Nat’l R.R.
Passenger Corp., 536 U.S. at 117). The Second Circuit further admonished, “[t]hat
the continuing violation doctrine can apply, however, does not mean it must.” Id. at
182 (emphasis in original). It then proceeded to consider each of the plaintiff’s
claims individually to determine whether it was based on a single act constituting a
violation, or a series of actions cumulating in a single violation. Id. 579 F.3d at
183–84.
The Appellants’ § 1983 claims based on the City policy conditioning the
provision of water service on payment of the prior account holder’s arrearages arose
upon the City’s termination of water service. No further acts were required to
constitute a violation. And each day the City failed to provide water service to
Appellants constituted a separate violation that triggered a new limitations period.
Thus, the claims here are properly considered under the repeated violation doctrine.
F. Application to Appellants’ § 1983 Claims Against the Individual Defendants
Appellants also bring § 1983 claims against five unnamed City Water Utility
Department employees in their individual capacities. In their Complaint, Appellants
allege “[t]hese Defendants had the responsibility to see that municipal water service
was provided to City residents, including [Appellants], in a lawful manner that
comported with the requirements of the United States Constitution.” App. at 7–8.
Appellants allege each time they sought water service, one or more of these
32
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 33
individual defendants denied their request, often citing Ms. Miera’s unpaid bill as the
basis for denying service.
Although not raised by the parties, we question the procedural propriety of the
district court dismissing the entire action, including the claims against the individual
defendants in their individual capacities. At the time of the dismissal, Appellants had
not identified or served the individual defendants. Thus, the individual defendants
had not filed a Rule 12(b)(6) motion to dismiss. Yet, “the statute of limitations
defense is an affirmative defense and is subject to waiver.” Youren v. Tintic Sch.
Dist., 343 F.3d 1296, 1304 (10th Cir. 2003). And the City was not in privity with the
individual defendants in their individual capacities so as to be positioned to raise the
affirmative defense for the individual defendants. See Willner v. Budig, 848 F.2d
1032, 1034 n.2 (10th Cir. 1988) (“Government employees in their individual
capacities are not in privity with their government employer.”); see also Spiess v.
Meyers, 483 F. Supp. 2d 1082, 1089 (D. Kan. 2007) (observing in context of
discussing privity that individual defendants in individual capacity may “maintain
unique interests” from their municipal employer). Accordingly, if Appellants name
and serve the individual defendants, those defendants may pursue a statute of
limitations defense; but it is not apparent this defendant-specific, affirmative defense
was before the district court through the City’s Rule 12(b)(6) motion.12
12
We also question the ability to analyze a statute of limitations defense as to
any unnamed defendant in his or her individual capacity where, until the identities of
a given defendant is known, it is not possible from the face of the Complaint to
determine if a specific defendant interacted with Appellants (1) only before the
33
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 34
But even if the City could have raised the defense for the individual defendants
in their individual capacities, similar to Appellants’ policy-based claim, each denial
of water service represented a new and discrete rejection of Appellants’ alleged right
to water service. As a result, under the repeated violation doctrine, Appellants may be
able to pursue claims against the individual defendants based on any denial of water
service occurring within three years of when Appellants commenced their action.
G. Appellants’ NMTCA Claim
Unlike their § 1983 claims, which Appellants argue are timely under both the
continuing violation doctrine and the repeated violation doctrine, on appeal, Appellants
argue that their NMTCA claim is timely only under the continuing violation doctrine.
Specifically, the header discussing their NMTCA reads: “The Continuing Violation
Doctrine Applies to Plaintiffs’ Tort Claims.” Opening Br. at 28. And Appellants,
thereafter, argue “New Mexico courts apply the continuing violation doctrine to cases
where a defendant engaged in ‘repeated conduct over days or years’ of harassment and
individual acts of wrongdoing may not be separately actionable.” Id. (quoting Charles v.
Regents of N.M. State Univ., 256 P.3d 29, 34 (N.M. Ct. App. 2010)). For the same
reasons we hold that the continuing violation doctrine does not save Appellants’ § 1983
limitations period, (2) only within the limitations period, or (3) both before and
within the limitations period. In this sense, the allegations relevant to each individual
defendant, and the tolling doctrines applicable in each instance, may vary once
Appellants learn of the identities of each individual defendant. And because, if
identified and served, the individual defendants may pursue a Rule 12(b)(6) motion
based on the statute of limitations, we vacate, rather than reverse, the district court’s
dismissal of Appellants’ claims as against the individual defendants.
34
Appellate Case: 21-2030 Document: 010110676351 Date Filed: 04/27/2022 Page: 35
claims—primarily that the claims are not premised on a series of individually
unactionable occurrences that make out a violation only when combined—we also hold
that the continuing violation doctrine does not save Appellants’ NMTCA claim. See
Ulibarri v. N.M. Corr. Acad., 131 P.3d 43, 47–48 (N.M. 2006) (allowing reliance on
continuing violation doctrine where claim is based on “a cumulative series of acts
constituting a single unlawful practice” (emphasis added)).
III. CONCLUSION
While the continuing violation doctrine is available in the § 1983 context, it does
not save Appellants’ claims against the City because their allegations do not support a
series of individually unactionable occurrences, which when combined, make out a single
alleged violation. For the same reason, Appellants are unable to rely on the continuing
violation doctrine to save their NMTCA claim. But where Appellants allege the City
denied water service pursuant to a municipal policy that remained in effect during the
statute of limitations period, Appellants may rely on the repeated violation doctrine to
save the policy-based aspects of their § 1983 claims. Additionally, as Appellants had not
identified and served the individual defendants and the individual defendants had not
raised a statute of limitations defense through a Rule 12(b)(6) motion, the district court
lacked a procedural basis to dismiss Appellants’ action as against those defendants; thus,
that aspect of the district court’s order is merely vacated rather than reversed.
Accordingly, we AFFIRM IN PART, VACATE IN PART, REVERSE IN PART, and
REMAND for further proceedings on Appellants’ § 1983 claims.
35