McClain Ex Rel. Estate of Puckett v. Sheriff of Mayes County

FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
December 3, 2014
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
JUDI E. MCCLAIN, as personal
representative of the estate of Keith
Everett Puckett,
Plaintiff - Appellant,
v. No. 13-5097
(D.C. No. 4:11-CV-00692-JHP-TLW)
SHERIFF OF MAYES COUNTY, in his (N.D. Okla.)
official capacity; MAYES COUNTY,
OKLAHOMA,
Defendants - Appellees.
ORDER AND JUDGMENT*
Before KELLY, LUCERO, and HARTZ, Circuit Judges.
Keith Puckett died of a cocaine overdose while incarcerated in the Mayes County,
Oklahoma jail. Claiming that conditions in the jail violated Puckett’s Eighth Amendment
rights, Judi McClain, his personal representative, sued Mayes County and Mayes County
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. This court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 32.1.
Sheriff Frank Cantey in his official capacity under 42 U.S.C. § 1983 and Oklahoma state
law. The district court concluded that conditions in the jail did not pose a significant risk
of harm and granted the defendants’ motions for summary judgment. Exercising
jurisdiction under 28 U.S.C. § 1291, we affirm.
I
In 2005, the Mayes County Sheriff’s Office moved into a new jail, but continued
using its former facility (the “old jail”) for storage. An employee in charge of relocating
evidence left several plastic buckets in the old jail’s evidence room because he believed
they contained only trash. He was incorrect. The buckets actually contained significant
quantities of marijuana and cocaine. One Sheriff’s Office employee, Investigator Charles
Smallwood, was aware of this. Years after the move, he told Cantey that he was
concerned because some evidence from drug cases remained in the old jail’s evidence
room.
A number of security measures were in place to prevent inmates from accessing
the old jail’s evidence room, although they were not consistently enforced. To enter the
old jail, inmates had to request permission from a guard tower that controlled two steel
doors. Inmates were routinely granted such permission when they were sent to get
supplies stored in the old jail. Although inmates had to be escorted by a guard when in
the old jail as a matter of policy, this policy was rarely enforced. Some inmates leaving
the old jail were frisked before returning to their cells. There were also surveillance
cameras monitoring the old jail. Inside the old jail, the hallway leading to the evidence
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room was blocked by a locked, steel mesh door. Despite an official policy to the
contrary, inmates were sometimes given a key to that door when they were sent to
perform tasks in the old jail. The evidence room itself was further secured by a large
padlock.
In January 2010, Puckett and Kevin Newman, another inmate, somehow gained
entry to the evidence room. Although there is some evidence in the record that inmates
had access to tools that might have been able to cut through the padlock securing the
evidence room, there is no evidence that the padlock was cut. There is also no evidence
that inmates were given access to the padlock key. However, one inmate, Johnny Ferrell,
testified that Newman claimed he used a key to open the padlock.
Once inside the evidence room, Puckett and Newman found the plastic buckets
containing drugs. They later began using the drugs. Prison staff realized on February 5,
2010 that Puckett was using cocaine. They interviewed him, and put both him and
Newman into lockdown. Over the next several days, jail staff searched both the old and
new jail, locating what they believed to be cocaine in Puckett’s cell, and marijuana and
cocaine in the old jail. Drug dogs were used to search the new jail, but it is unclear if
they searched the old jail as well. Believing they had found the source of Puckett’s
cocaine, jail staff concluded their investigation.
On February 14, 2010, inmate Keith Meeks and jailer Shane Thompson
communicated with Newman, who remained in lockdown with Puckett. Newman told
them where he and Puckett hid drugs in the old jail. Thompson later took Meeks to move
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supplies into storage in the old jail. While in the old jail, they located Puckett’s drug
stash. Thompson smuggled the marijuana out to his car while Meeks put the cocaine in
baggies made from rubber glove fingers. They then returned to the lockdown cell where
Puckett and Newman were being held, ostensibly to fix a plumbing issue. While there,
Meeks gave Puckett some of the cocaine. Puckett later inserted three baggies into his
rectum. Two ruptured, and he died of a cocaine overdose a few hours later, in the early
morning hours of February 15, 2010. Thompson was fired, then arrested.
In 2011, McClain sued Mayes County and the Sheriff of Mayes County in his
official capacity. The district court granted defendants’ motions for summary judgment.
McClain timely appealed.
II
We review the grant of summary judgment de novo, “applying the same standard
as the district court.” Thomas v. City of Blanchard, 548 F.3d 1317, 1322 (10th Cir.
2008). Summary judgment is appropriate if there is no genuine issue of material fact and
the movant is entitled to judgment as a matter of law. Atl. Richfield Co. v. Farm Credit
Bank of Wichita, 226 F.3d 1138, 1148 (10th Cir. 2000). We view the evidence and draw
all reasonable inferences in the light most favorable to the nonmoving party. Tolan v.
Cotton, 134 S. Ct. 1861, 1866-68 (2014).
A
To prevail on her claim that the conditions of Puckett’s incarceration violated his
Eighth Amendment rights, McClain must prove: (1) the “conditions [were] sufficiently
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serious to implicate constitutional protection”; and (2) “prison officials acted with
deliberate indifference to [Puckett’s] health or safety.” DeSpain v. Uphoff, 264 F.3d 965,
971 (10th Cir. 2001) (citing Farmer v. Brennan, 511 U.S. 825, 834 (1994)) (quotations
omitted).1
1
Jail conditions are “sufficiently serious” if inmates are “incarcerated under
conditions posing a substantial risk of serious harm.” Id. McClain argues that conditions
in the Mayes County jail posed a substantial risk of serious harm to Puckett because, as
the district court acknowledged, drugs being present in a jail creates a “certain amount of
danger.” She specifically alleges that there were insufficient security measures to prevent
access to the drugs in the old jail’s evidence room, and that the search conducted after
Puckett was initially discovered with drugs was inadequate.
Six security mechanisms were in place to prevent inmates from accessing the old
jail’s evidence room: (1) two locked steel doors between the old and new jail; (2) a
locked steel mesh door to the hallway leading to the evidence room; (3) an escort policy;
(4) a frisking policy; (5) surveillance cameras; and (6) a padlock on the evidence room
door. Viewing the facts in the light most favorable to McClain, she presents enough
evidence to plausibly refute the efficacy of several of those measures. Guards routinely
1
Although pre-trial detainees like Puckett are protected under the Due Process
Clause rather than the Eighth Amendment, we apply our Eighth Amendment analysis to
their § 1983 claims. Lopez v. LeMaster, 172 F.3d 756, 759 n.2 (10th Cir. 1999).
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allowed inmates to go through the steel doors between the old and new jail. Inmates
were also frequently given a key to unlock the steel mesh door. Escort and frisking
policies were not always followed. And the record does not make clear how and when
surveillance cameras were used to track inmate movements in the old jail.
But McClain does not advance evidence suggesting that inmates were allowed to
enter the padlocked door to the evidence room. In her briefs, she insinuates that they
might use tools to do so. And the record indicates that inmates might have had access to
tools which could be used to cut open a padlock. But there is no evidence that the
padlock was cut or damaged in any way, refuting this theory. During oral argument,
McClain’s counsel argued that Puckett was able to open the door using a key. Inmate
Johnny Ferrell testified that Newman (who refused to testify in this case) said that he and
Puckett had a key to the evidence room’s padlock. This hearsay testimony is the only
evidence in the record that Puckett (or any other inmate) had access to the padlock key.
The record does not reveal how Puckett was able to obtain the key. Moreover, neither an
inmate’s choice to use a tool to break into a room, nor ability to obtain a key without
permission, proves that conditions in the jail posed a “substantial risk of serious harm.”
Rather, these facts show that the inmates were able to illicitly break into the evidence
room, thwarting the jailers’ efforts to protect inmate safety.
Separately, McClain argues that the searches conducted after Puckett was found to
be using cocaine were inadequate because drug dogs did not sweep the old jail. Yet she
does not explain why the extensive searches conducted—on multiple occasions—of both
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the old and new jail were insufficient. It strains credulity to believe that conditions in the
jail posed a “substantial risk” of harm despite extensive time spent on a search that
revealed cocaine in the old jail. Jail staff had no reason to suspect that this was not the
cocaine that Puckett had stashed.
Moreover, McClain never explains why confining Puckett in lockdown after the
discovery of drug use was insufficient to ensure his safety. While in lockdown, Puckett’s
only access to the outside world was through the guards themselves. And McClain does
not argue on appeal that Cantey is somehow liable for hiring Thompson, who violated jail
policy (and the law) by smuggling drugs into the lockdown cell. The extraordinary
events that occurred in this case do not show that Puckett was exposed to a “substantial
risk” of drug-related harm while he was confined in lockdown.
Ultimately, we cannot say that the jail staff are to blame for Puckett’s elaborate
scheme of breaking into the storage room, convincing a guard to bring the cocaine he
found there to his lockdown cell, and concealing that cocaine in his rectum.2 The very
fact that he and his accomplices had to violate numerous prison rules and operate by
stealth to obtain the drugs demonstrates that prison officials took reasonable steps to keep
dangerous drugs away from Puckett and other inmates. Although not every security
measure preventing inmate access to the old jail’s evidence room was perfectly enforced,
2
This is not to say, of course, that jailers are immune from liability simply
because an inmate’s harm is self-inflicted. See Estate of Hocker v. Walsh, 22 F.3d 995,
1000 (10th Cir. 1994). Rather, jailers are liable for an inmate’s self-inflicted harm only if
they are deliberately indifferent towards the risk of such harm. Id.-7-
conditions in the jail hardly posed a “substantial risk of serious harm” to Puckett.
2
“Deliberate indifference” is a subjective test “equal to recklessness.” DeSpain,
264 F.3d at 972 (quotations omitted). Because McClain sued Cantey in his official
capacity, McClain must prove Cantey’s deliberate indifference to inmates’ health or
safety. See Mitchell v. Maynard, 80 F.3d 1433, 1441 (10th Cir. 1996) (noting that
“personal participation is an essential allegation in a § 1983 claim”); see also Brush v.
Burgess, 177 F. App’x 805, 807 (10th Cir. 2006) (unpublished) (concluding that a
sheriff’s supervisory responsibility for a jail is insufficient to establish deliberate
indifference absent personal participation).
Like the district court, because we conclude that Puckett was not incarcerated
under conditions posing a “substantial risk,” we have no obligation to address whether
Cantey acted with deliberate indifference. But we will nevertheless briefly do so because
McClain’s arguments about Cantey’s knowledge blur into her “substantial risk”
arguments.
Cantey did not act recklessly with regard to the possibility that an inmate could
acquire drugs and die of an overdose. Despite McClain’s claim to the contrary, the
record shows only that Cantey was told that evidence from “drug cases” remained in the
evidence room, not that actual drugs were present. Even if Cantey knew that all other
security measures in the jail were inadequate, McClain provides no evidence that Cantey
should have known that inmates could somehow get into the locked evidence room.
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Finally, Cantey was not aware that, if a prisoner were to access the drugs in the locked
evidence room, there was a risk that they would obtain enough drugs to die of an
overdose. Nor does McClain argue that Cantey acted recklessly by hiring Thompson.
Cantey was not “deliberately indifferent” because he was unaware that there was a
substantial quantity of cocaine in the evidence room, that inmates could get into that
room, and that securing Puckett in lockdown was insufficient to protect his safety.
B
McClain also argues that Mayes County is liable because the jail’s customs and
policies caused Puckett’s death. To hold a local government liable under § 1983, a
plaintiff must prove: “(1) a municipal employee committed a constitutional violation,
and (2) a municipal policy or custom was the moving force behind the constitutional
deprivation.” Myers v. Okla. Cnty. Bd. of Cnty. Comm’rs, 151 F.3d 1313, 1318 (10th
Cir. 1998) (citing Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 694 (1978)). A “single
isolated incident” does not prove the existence of an unconstitutional policy or custom.
City of Okla. City v. Tuttle, 471 U.S. 808, 821 (1985).
Because McClain did not prove that any municipal employee violated Puckett’s
constitutional rights, she cannot satisfy the first prong of the test, which precludes finding
Mayes County liable. See Hinton v. City of Elwood, 997 F.2d 774, 782 (10th Cir. 1993)
(reasoning that municipality could “not be held liable where there was no underlying
constitutional violation by any of its officers”).
Additionally, McClain does not present enough evidence to prevail on the second
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prong. Even if there was a “policy or custom” of allowing inmates access to the area
behind the steel-mesh door in the old jail, McClain has not proved a “policy or custom”
of allowing inmates into the evidence storage room. Puckett breaking into the room and
obtaining drugs was a “single isolated incident.” See Tuttle, 471 U.S. at 821. And the
“moving force” behind Puckett’s death was Meeks and Thompson bringing him the
hidden cocaine, and Puckett inserting the cocaine into his rectum. See Myers, 151 F.3d
at 1318. No official policy or custom was involved in this series of events, and
Thompson was fired because his actions violated the jail’s policies.
C
Finally, McClain argues that defendants are not immune from her state law claims.
Oklahoma law insulates local governments from liability for “operation . . . of any . . .
jail.” Okla. Stat. tit. 51, § 155(25). This statute “reveals an intent to withhold the waiver
of sovereign immunity for any loss or injury . . . resulting from the operational level acts
required to furnish the services of a penal institution, including . . . the security of the
facility.” Medina v. State, 871 P.2d 1379, 1384 n.13 (Okla. 1993).
Specifically, McClain argues that defendants are not protected by § 155(25)
because the old jail was not part of the new, official Mayes County jail. But although
technically outside of the new jail’s boundaries, the old jail was nonetheless involved in
the operations of the new jail as a storage area. And the event that caused Puckett’s
death—his receipt of cocaine from Meeks and Thompson and his placement of that
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cocaine in his rectum—occurred in the new jail. 3
McClain separately argues that defendants are not immune from suit under the
discretionary function exemption from liability, Okla. Stat. tit. 51, § 155(5), citing cases
discussing that exemption and a similar exemption in Nevada. See Gilmore v. Bd. of
Comm’rs of Logan Cnty., 147 P.3d 296, 300 (Okla. Civ. App. 2006); Perrin v. Gentner,
177 F. Supp. 2d 1115, 1125-26 (D. Nev. 2001). But Mayes County only claims
immunity under § 155(25), and thus these cases are irrelevant.
III
For the foregoing reasons, the judgment of the district court is AFFIRMED.
Entered for the Court
Carlos F. Lucero
Circuit Judge
3
McClain does not argue that Mayes County is liable for Thompson’s conduct,
nor could she bring such a claim under state law, because Oklahoma governments are
immune from liability for an employee’s conduct “outside the scope of the employee’s
employment.” Okla. Stat. tit. 51, § 153(A).
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