United States v. Castellanos-Barba

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
TENTH CIRCUIT March 21, 2011
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff–Appellee,
v.
No. 10-1238
FERNANDO CASTELLANOS-BARBA, (D.C. No. 1:09-CR-00523-PAB-1)
a/k/a Rafael Barba Castellanos, a/k/a (D. Colo.)
Javier Franco, a/k/a Rigoberto
Castellanos, a/k/a Jose Orozco Ramirez,
Defendant–Appellant.
ORDER AND JUDGMENT*
Before LUCERO, EBEL, and GORSUCH, Circuit Judges.
Fernando Castellanos-Barba appeals the district court’s calculation of his sentence
under the United States Sentencing Guidelines. Exercising jurisdiction pursuant to 28
U.S.C. § 1291, we affirm.
I
Castellanos-Barba was indicted and pled guilty to a single charge of illegal reentry
*
This order is not binding precedent except under the doctrines of law of the case,
res judicata, and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
into the United States in violation of 8 U.S.C. § 1326(a) and (b)(2). His Presentence
Investigation Report (“PSR”) recommended a 16-level increase under Guidelines
§ 2L1.2(b)(1)(A)(i) because Castellanos-Barba was deported after “a drug trafficking”
felony: his 1992 California conviction for “Sale or Transportation of Marijuana.”
Castellanos-Barba did not dispute that the 1992 conviction was a drug trafficking
felony, but asked the court to discretionarily reject the 16-level enhancement. The
district court denied this request, concluding Castellanos-Barba’s conviction was for
“sale or transport” of a controlled substance, and such a crime “fits within the intent of
[the § 2L1.2(b)(1)(A)(i)] enhancement.”
II
On appeal, Castellanos-Barba argues that his 1992 conviction was not a drug
trafficking felony. He concedes that we review this new claim for plain error. See
United States v. Gonzalez-Jaquez, 566 F.3d 1250, 1251-52 (10th Cir 2009). Plain error
occurs if: (1) there is error; (2) it is “clear or obvious”; (3) it “affects substantial rights”;
and (4) it “seriously affects the fairness, integrity, or public reputation of judicial
proceedings.” United States v. Gonzalez-Huerta, 403 F.3d 727, 732 (10th Cir. 2005).
The district court committed error. To determine whether a prior conviction
qualifies as a drug trafficking offense under § 2L1.2(b)(1)(A)(i), a district court must
generally follow the categorical approach adopted in Taylor v. United States, 495 U.S.
575, 600-02 (1990). See United States v. Torres-Romero, 537 F.3d 1155, 1158 (10th Cir.
2008). Under the categorical approach, a court looks first to the statute under which the
defendant was convicted. Id. If the statute encompasses a broad array of conduct, some
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of which would trigger the enhancement and some of which would not, the court must
apply the “modified categorical approach,” looking to “reliable judicial records” to
determine whether a predicate conviction was based on conduct triggering the
enhancement. Id.Castellanos-Barba was convicted under a California statute, which states:
Except as otherwise provided by this section or as authorized by law, every
person who transports, imports into this state, sells, furnishes, administers,
or gives away, or offers to transport, import into this state, sell, furnish,
administer, or give away, or attempts to import into this state or transport
any marijuana shall be punished by imprisonment in the state prison for a
period of two, three or four years.
Cal. Health & Safety Code § 11360(a) (1992). The statute thus included drug trafficking
offenses (for example, “sells”) and non-trafficking offenses (for example, “transports”).1
The district court erred by failing to apply the modified categorical approach.
The error was also plain. Our sister circuits evaluating convictions under § 11360
and similar California statutes have found that the categorical approach is not sufficient
to determine if a predicate conviction is for a drug trafficking offense.2 The absence of
1
California has construed the statute to encompass transportation of marijuana for
personal use. See People v. Rogers, 486 P.2d 129, 132 (Cal. 1971). And under federal
law, mere transportation for personal use is not “trafficking.” Cf. United States v.
Herrera-Roldan, 414 F.3d 1238, 1240 (10th Cir. 2005); U.S.S.G. § 2L1.2(b)(1),
Application Note 1(B)(iv). But see United States v. Millan-Torres, 139 F. App’x 105,
110-11 (10th Cir. 2005) (unpublished) (interpreting § 11360 differently, but not
considering Rogers or the statute’s inclusion of transportation for personal use).
2
United States v. Maroquin-Bran, 587 F.3d 214, 218 (4th Cir. 2009); United
States v. Medina-Almaguer, 559 F.3d 420, 422 (6th Cir. 2009) (evaluating a similar
statute); United States v. Almazan-Becerra, 537 F.3d 1094, 1096 (9th Cir. 2008); United
States v. Garcia-Medina, 497 F.3d 875, 877 (8th Cir. 2007) (evaluating a similar statute);
United States v. Gutierrez-Ramirez, 405 F.3d 352, 359 (5th Cir. 2005) (evaluating a
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binding precedent from this court or the Supreme Court is not dispositive: such guidance
is not required if the district court’s interpretation was clearly incorrect. United States v.
Ruiz-Gea, 340 F.3d 1181, 1187 (10th Cir. 2003). Given its erroneous interpretation of
California law and the significant consensus among other circuits on the matter, the
district court’s conclusion was plainly erroneous.
However, we are bound by circuit precedent to conclude that the error did not
affect substantial rights. See United States v. Zubia-Torres, 550 F.3d 1202, 1209 (10th
Cir. 2008). In Zubia-Torres, we required a defendant arguing plain error in the
application of § 2L1.2 to make a showing before this court that his earlier conviction did
not, in fact, involve drug trafficking conduct. Zubia-Torres, 550 F.3d at 1209.
Our approach contrasts with that of the Fifth Circuit, which has held that the
appropriate procedure, upon a finding that the district court misapplied the categorical
approach, is to remand to the trial court in order to determine whether the documents of
conviction support application of the sentencing enhancement. United States v. Bonilla-
Mungia, 422 F.3d 316, 320-21 (5th Cir. 2005).
Castellanos-Barba urges us to use the Fifth Circuit’s process when there is a risk
that a substantial right has been affected because we, as a court of appeals, are not
competent to find facts. See Green v. Post, 574 F.3d 1294, 1304 n.9 (10th Cir. 2009)
(“[W]e do not find facts on appeal . . . .”). Further, he points to the conflict between
Zubia-Torres, which requires a defendant to supplement the record on appeal, and Fed. R.
App. P. 10(e) and 10th Cir. R. 10.3, which confirm our discretion to deny any attempt to
similar statute).
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do so.
But, as Castellanos-Barba concedes, the propriety of this court’s holding in Zubia-
Torres, cannot be contested by another panel of this court. See In re Smith, 10 F.3d 723,
724 (10th Cir. 1993). Because Castellanos-Barba has failed to proffer any evidence
showing that his conviction was not based on drug trafficking conduct, we must conclude
that his substantial rights were not affected.
III
AFFIRMED.
Entered for the Court
Carlos F. Lucero
Circuit Judge
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