United States v. Audain

UNITED STATES of America, Plaintiff-Appellee,
v.
Joel G. AUDAIN, a.k.a. New Chief, Fernando Burgos-Martinez, a.k.a. Fernando, Reginald Molin, a.k.a.
Reggie, Luckner Guillaume, a.k.a. Lucky, Marc Valme, a.k.a. Palmiste, et al., Defendants-Appellants.
No. 99-4281.
United States Court of Appeals,
Eleventh Circuit.
June 25, 2001.
Appeals from the United States District Court for the Southern District of Florida. (No. 97-06007-CR-FAM),
Federico A. Moreno, Judge.
Before TJOFLAT, DUBINA and MESKILL*, Circuit Judges.
PER CURIAM:
I.
Defendants/Appellants (the "Defendants") Joel G. Audain ("Audain"), Fernando Burgos-Martinez
("Burgos"), Reginald Molin ("Molin"), Luckner Guillaume ("Guillaume"), and Marc Valme ("Valme") appeal
their convictions and sentences for conspiracy to import cocaine and conspiracy to possess with intent to
distribute cocaine, in violation of 21 U.S.C. §§ 841(a)(1), 846, 952, and 963. Molin, Guillaume, Audain, and
Burgos appeal their convictions and sentences for conspiracy to commit money laundering, in violation of
18 U.S.C. § 1956(h). Molin and Guillaume appeal their convictions and sentences for possession with intent
to distribute cocaine, in violation of 21 U.S.C. § 841(a)(1). Audain appeals his conviction and sentence for
substantive money laundering, in violation of 18 U.S.C. § 1957.
After a lengthy trial, the Defendants were convicted on all charges filed against them, and the district
court sentenced the Defendants as follows: Audain, life imprisonment; Burgos, life imprisonment; Valme,
life imprisonment; Guillaume, 235-month prison term; and Molin, 240-month prison term. The Defendants
then perfected their appeals.
II.
The Defendants present the following issues for appellate review:
1. Whether the conspiracy evidence proven at trial materially varied from the indictment and, if so,
whether the Defendants have established prejudice.
*
Honorable Thomas J. Meskill, U.S. Circuit Judge for the Second Circuit, sitting by designation.
2. Whether the evidence was sufficient to support the Defendants' convictions.
3. Whether the district court committed reversible error in admitting wiretapped conversations
involving Molin.
4. Whether the district court committed reversible error in denying Guillaume's mistrial motion based
upon one witness's non-responsive answer.
5. Whether the district court committed reversible error in allowing questions on redirect examination
concerning information about Burgos from a witness's manuscript.
6. Whether the prosecutor's closing remarks about Audain and Guillaume constituted misconduct and,
if so, whether either Defendant should receive a new trial.
7. Whether the district court erred in sentencing the Defendants.
III.
After reviewing the record, reading the parties' briefs, and having the benefit of oral argument, we
affirm all of the Defendants' convictions and sentences, except for the life sentences imposed upon Audain
and Burgos for their convictions under 18 U.S.C. § 1956(h). Title 18 U.S.C. § 1956 carries a maximum
sentence of 20 years imprisonment, and, therefore, as the government concedes,1 the district court erred in
sentencing Audain and Burgos to life imprisonment for violation of this statute. Accordingly, we must vacate
that portion of their sentences and remand the case for the district court to resentence Audain and Burgos for
their convictions under 18 U.S.C. § 1956(h).
In all other respects, we summarily affirm the Defendants' judgments of conviction and sentences.2
We feel compelled, however, to briefly address Audain's argument concerning the firearm enhancement that
the district court imposed on him pursuant to U.S.S.G. § 2D1.1(b)(1).
IV.
Audain worked as an immigration inspector for the Immigration and Naturalization Service ("INS")
at the Miami International Airport. Evens Gourgue ("Gourgue"), a terminal operations specialist at Miami
International Airport, testified that he observed Audain assisting drug traffickers smuggle drugs into the
country. Gourgue stated that when he decided to act as a drug courier himself, he asked Audain to assist him,
and Audain agreed. After two separate drug runs from Haiti to Miami, Gourgue testified that Audain met him
1
See Supplemental Brief For The United States, pg. 3, n. 3.
2
See 11th Cir. R. 36-1.
at the jetway and escorted him through the Miami airport in order to avoid Customs agents and agents of the
INS. Gourgue testified that Audain was in his INS uniform on both occasions, and that he carried a firearm.
Based on Gourge's testimony, the district court imposed a two level firearm enhancement on Audain's offense
level, pursuant to U.S.S.G. § 2D1.1(b)(1).
Audain challenges the firearm enhancement by arguing that it was clearly improbable that the firearm
he carried was connected with Gourgue's drug offense because Gourgue's testimony demonstrated that
Audain's possession of the firearm was immaterial to Gourgue. We disagree.
This court reviews the district court's factual findings for clear error and its application of the
Sentencing Guidelines to those facts de novo. United States v. Trujillo, 146 F.3d 838, 847 (11th Cir.1998).
Pursuant to U.S.S.G. § 2D1.1(b)(1), if a defendant possessed a dangerous weapon during a drug-trafficking
offense, his offense level should be increased by two levels. The commentary to § 2D1.1 explains that this
firearm enhancement "should be applied if the weapon was present, unless it is clearly improbable that the
weapon was connected with the offense." U.S.S.G. § 2D1.1, comment. (n.3) (1991). The government has
the burden under § 2D1.1 to demonstrate the proximity of the firearm to the site of the charged offense by
a preponderance of the evidence. United States v. Hall, 46 F.3d 62, 63 (11th Cir.1995). If the government
is successful, the evidentiary burden shifts to the defendant to demonstrate that a connection between the
weapon and the offense was "clearly improbable." Id.In support of Audain's firearm enhancement, the government relied on Gourgue's testimony to
establish that Audain knowingly assisted in the transportation of drugs while carrying a firearm.
Significantly, Audain did not attempt to discredit Gourgue's testimony at the sentencing hearing. Thus, the
government fulfilled its burden of showing, by a preponderance of the evidence, that Audain possessed a
firearm during the drug-trafficking offense. Accordingly, the burden shifted to Audain to prove that it was
clearly improbable that the firearm was connected to the offense. The district court found that Audain failed
to carry this burden, and Audain now challenges this finding on two general grounds.
First, Audain argues that there was no evidence that carrying the firearm helped facilitate the
transportation of drugs. Thus, Audain contends that his case is distinguishable from the cases relied on by
the government and the district court. However, Audain's argument is without merit because he is essentially
asserting that the government must prove that the firearm was used to facilitate the distribution of drugs,
which is not required by either the plain language of § 2D1.1 or by our precedents. See Hall, 46 F.3d at 63(11th Cir.1995) (holding that the government is only required to prove that the firearm was present during
the drug-trafficking offense); see also U.S. v. Hansley, 54 F.3d 709, 716 (11th Cir.1995) (holding the same);
U.S. v. Trujillo, 146 F.3d 838, 847 (11th Cir.1998) (holding the same). Therefore, his argument fails.
Second, Audain argues that his possession of the firearm was irrelevant to the transportation of
drugs, and, consequently, it was clearly improbable that the firearm was connected to the drug offense. This
argument, however, is not supported by the record and does not comport with common sense. Gourgue
testified that as a novice courier he was nervous about transporting drugs and asked Audain, an armed INS
inspector, to meet him at the airport gate and escort him. Given the undisputable fact that a personal escort
by an armed INS agent greatly increases the chances for successful drug trafficking, it is safe to assume that
Audain's presence, which included the presence of his firearm, was very important to Gourgue. See United
States v. Marmolejo, 106 F.3d 1213, 1216 (5th Cir.1997) ("Transporting drugs under the watchful eyes of
armed INS agents [is] the 'perfect cover' for [a drug trafficking] organization.") (emphasis added). Therefore,
we cannot say that it is clearly improbable that Audain's presence, which included the presence of his firearm,
was relevant to Gourgue's offense.
Moreover, in persuasive authority, the First Circuit in United States v. Ruiz, 905 F.2d 499 (1st
Cir.1990), addressed a firearm enhancement for a police officer found assisting drug traffickers. In holding
that the firearm enhancement was properly imposed, the court reasoned that
the weapon was closely linked to the very powers and office which appellant used to implement his
felonious activities. The knowledge that Ruiz carried a gun quite probably instilled confidence in
those who relied upon him for protection in exchange for drugs.... The fact that Ruiz was compelled
to carry the gun by virtue of his employment was, of course, to be considered—but that fact alone
does not make it "clearly improbable" that the weapon was connected with the drug offense.
Id. at 508.
Here, Gourgue testified that Audain was armed "at times" when he was in uniform. This testimony
indicates that Audain was not required to be armed on the occasions that he escorted Gourgue through the
Miami airport. Thus, it appears that Audain exercised discretion in choosing to be armed on those occasions.
Although the discretion to carry a firearm on the job is neither required nor determinative, Audain's exercise
of discretion lends considerable weight to the district court's finding that it was not clearly improbable that
Audain's carrying of his firearm was connected to Gourgue's drug offense. See id.; see also Marmolejo, 106
F.3d at 1216 (holding that an INS agent was subject to the firearm enhancement when he escorted drug
couriers while carrying a gun, despite the facts that he did not use the gun and that carrying a gun was a
requirement of his position).
Based on the foregoing, we reject Audain's arguments concerning the firearm enhancement.
In conclusion, we affirm all of the Defendants' convictions and sentences, except for the life sentences
imposed upon Audain and Burgos for their convictions under 18 U.S.C. § 1956(h). We vacate the sentences
on those counts and remand this case to the district court for resentencing.
AFFIRMED in part, VACATED and REMANDED in part.