United States v. William James Leach

Case: 16-15114 Date Filed: 06/09/2017 Page: 1 of 9
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-15114
Non-Argument Calendar
________________________
D.C. Docket No. 6:16-cr-00019-CEM-TBS-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
WILLIAM JAMES LEACH,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Florida
________________________
(Jun 9, 2017)
Before JORDAN, ROSENBAUM, and JULIE CARNES, Circuit Judges.
PER CURIAM:
Case: 16-15114 Date Filed: 06/09/2017 Page: 2 of 9
Defendant William Leach appeals his conviction after pleading guilty to
enticing a minor to engage in sexual activity, in violation of 18 U.S.C. § 2422(b).
On appeal, Defendant argues that his guilty plea was not knowing and voluntary
because the district court failed to ensure that he understood the elements of the
charged offense. After careful review, we affirm.
I. BACKGROUND
According to the Presentence Investigation Report (“PSR”), beginning in
September 2015 and continuing through January 2016, Defendant enticed an
individual who had just turned 16 years old to engage in sexual activity.
Defendant befriended the victim in 2014, when she was 14 years old, by
conversing with her as she walked by his house on the way to the bus stop. As
their relationship progressed, he began buying her presents and driving her to and
from school. He used his cell phone to persuade the victim to send him sexually
explicit photographs and to engage in sexual conversation. Defendant later gave
the victim sexual paraphernalia and devices.
On December 14, 2015, Defendant picked the victim up at her home,
brought her to a motel, and engaged in unlawful sexual activity with her. Shortly
thereafter, Defendant used the U.S. mail to send the victim two sexual devices.
This package was discovered by the victim’s mother, who contacted law
enforcement. The victim subsequently placed a controlled phone call to
2
Case: 16-15114 Date Filed: 06/09/2017 Page: 3 of 9
Defendant, monitored by law enforcement, in which Defendant told the victim that
he planned to send her new underwear to replace the ones he had taken from the
motel room. Defendant exchanged text messages with the victim, also monitored
by law enforcement, in which he told the victim he had booked another motel room
for them. Officers arrested Defendant near the victim’s home after following him
from the motel. A subsequent search of the motel room revealed, among other
things: (1) packaging for sexual devices; (2) a Valentine’s Day card containing
money for the victim; (3) condoms; (4) a package addressed to the victim
containing underwear; and (5) marijuana and alcohol.
A federal grand jury issued an indictment charging Defendant with one
count of enticing a minor to engage in sexual activity, in violation of 18 U.S.C.
§ 2422(b). Defendant initially pled not guilty, but he later entered into a plea
agreement with the Government, in which he agreed to plead guilty to the single
count in the indictment.
At the change of plea hearing, the district court placed Defendant under
oath. The district court told Defendant that it would go over specific information,
including the elements of the offense, the maximum penalties, and some highlights
from the plea agreement. The district court stated that the indictment charged
Defendant with sexual enticement of a minor, in violation of 18 U.S.C. § 2422(b).
The court explained that an offense under § 2422 had the following four elements:
3
Case: 16-15114 Date Filed: 06/09/2017 Page: 4 of 9
First, that you knowingly persuaded, induced, enticed or
coerced the victim, S.D., a minor, to engage in sexual activity.
Second, that you did so using mail or a facility of interstate
commerce to do so.
Third, when you committed these acts, S.D. was less than 18
years old; and
Fourth, that by engaging in sexual activity, you could have been
charged with a criminal offense under the laws of the state of Florida.
The court stated that the offense carried a mandatory minimum sentence of 10
years’ imprisonment and a statutory maximum of life imprisonment. Defendant
stated that he understood.
Defendant also acknowledged that he had initialed each page of the plea
agreement and that his initials indicated that he understood the agreement. He had
also signed the plea agreement, again acknowledging that he had read and
understood the agreement.
The district court also explained the rights that Defendant would waive by
entering a guilty plea. Defendant stated that he had reviewed a copy of the
indictment with his attorney. He then pled guilty to the single count of the
indictment. After confirming that Defendant was entering the plea freely and
voluntarily, the district court asked if Defendant still wished to plead guilty.
Defendant answered in the affirmative. Defendant affirmed that the Government’s
factual stipulation accurately reflected what the Government would prove at trial
4
Case: 16-15114 Date Filed: 06/09/2017 Page: 5 of 9
and he did not have any objections to that factual stipulation. The district court
accepted Defendant’s guilty plea, concluding that Defendant “intelligently, freely
and voluntarily waived his rights in entering the plea and that there is a factual
basis for the plea.”
In preparation for sentencing, the probation officer prepared a Presentence
Investigation Report. Based on a total offense level of 31 and a criminal history
category of I, the PSR calculated a guideline range of 108 to 135 months’
imprisonment. Because the offense carried a mandatory minimum sentence of 10
years’ imprisonment, the guideline range became 120 to 135 months’
imprisonment.
At the sentencing hearing, the district court adopted the factual statements
and guidelines calculations of the PSR without any objections. After recounting
the facts of the case, the district court noted that Defendant was a “dangerous
predator” and sentenced him to 288 months’ imprisonment. Defendant objected
only to the substantive reasonableness of the sentence. This appeal followed.
II. DISCUSSION
Defendant now argues for the first time on appeal that the district court
plainly erred under Federal Rule of Criminal Procedure 11 by failing to sufficiently
question him about his understanding of the nature of the charge. Specifically, he
asserts that the district court failed to interrogate him about whether he was the
5
Case: 16-15114 Date Filed: 06/09/2017 Page: 6 of 9
person who had persuaded or enticed the victim and whether he had used a means
of interstate commerce to do so.
When a defendant raises a challenge under Rule 11 for the first time on
appeal, we review that argument for plain error. See United States v. Monroe, 353
F.3d 1346, 1349 (11th Cir. 2003). To establish plain error, a defendant must show
that: “(1) error existed, (2) the error was plain, (3) the error affected his substantial
rights, and (4) the error seriously affected the fairness, integrity or public
reputation of judicial proceedings.” United States v. Gandy, 710 F.3d 1234, 1240
(11th Cir. 2013). “In the context of a Rule 11 error, prejudice to the defendant
means ‘a reasonable probability that, but for the error, he would not have entered
the plea.’” United States v. Brown, 586 F.3d 1342, 1345 (11th Cir. 2009) (quoting
United States v. Dominguez Benitez, 542 U.S. 74, 83 (2004)).
The district court must ensure that a defendant’s guilty plea is knowing and
voluntary. See Fed. R. Crim. P. 11. When accepting a defendant’s guilty plea, the
district court must ensure that three core concerns of Rule 11 are met: “1) the
guilty plea is free from coercion; 2) the defendant understands the nature of the
charge; and 3) the defendant understands the consequences of his plea.” United
States v. James, 210 F.3d 1342, 1344 (11th Cir. 2000).
There is no bright-line rule for determining whether a district court meets the
requirements of Rule 11 by ensuring that a defendant understands the nature of the
6
Case: 16-15114 Date Filed: 06/09/2017 Page: 7 of 9
charges against him. See United States v. DePace, 120 F.3d 233, 237 (11th Cir.
1997). Instead, this determination is made on a case-by-case basis and depends on
“the relative difficulty of comprehension of the charges and of the defendant’s
sophistication and intelligence.” Id. (quotation marks omitted).
Here, the district court did not err, plainly or otherwise, by accepting
Defendant’s guilty plea because the record confirms that the district court satisfied
Rule 11 by adequately explaining the elements of the offense. See James, 210 F.3d
at 1344–45 (concluding that where the charges are simple, a district court can
typically satisfy the requirement that a defendant understands the charges against
him by reading the indictment and providing the defendant with a chance to ask
follow-up questions). During the guilty plea colloquy, the district court recited the
four elements that must be met in order to establish a violation of § 2422(b). 1
Defendant confirmed that he had received a copy of the indictment and had an
opportunity to discuss it with his lawyer. Defendant also acknowledged that he
had read and signed the plea agreement, which likewise contained the elements of
the offense. He stated that he understood the agreement and did not need more
time to review it. Moreover, the district court established that Defendant had
1
Section 2422(b) of Title 18 of the United States Code makes it unlawful for whoever “using
the mail or any facility or means of interstate or foreign commerce . . . knowingly persuades,
induces, entices, or coerces any individual who has not attained the age of 18 years, to engage in
prostitution or any sexual activity for which any person can be charged with a criminal offense.”
18 U.S.C. § 2422(b).
7
Case: 16-15114 Date Filed: 06/09/2017 Page: 8 of 9
obtained a GED, which supports an inference that he could understand the nature
of the charges against him. See DePace, 120 F.3d at 237.
As to Defendant’s specific argument that the district court did not adequately
explain the element of interstate commerce, it is true that this term may well be
less familiar to a layman than are other elements of the offense. See United States
v. Brown, 526 F.3d 691, 705 (11th Cir. 2008), vacated on other grounds, 556 U.S.
1150 (2009) (except for the element of “means of interstate commerce,” the
elements of § 2422(b) are not complex because they have the same meaning in
legal usage as they do in the course of routine usage). Nevertheless, the colloquy,
together with the indictment and the factual basis of the plea agreement agreed to
by Defendant, made clear what the term interstate commerce meant in the context
of Defendant’s acts. That is, the district court explained that Defendant
“knowingly persuaded, induced, enticed, or coerced a victim . . . using mail or a
facility of interstate commerce to do so.” The indictment states that Defendant
used both the mail and a facility of interstate commerce to entice the victim. And
the factual basis contained in the plea agreement, which Defendant agreed to,
stated that Defendant “used the United States mail, his Apple iPhone 6S, and the
Internet” to entice the victim.
In further support of his argument that he did not understand the elements of
the offense when he entered his plea of guilty, Defendant points to the fact that he
8
Case: 16-15114 Date Filed: 06/09/2017 Page: 9 of 9
shook his head during the sentencing hearing when the district court referred to
him as a dangerous predator. He explains now that this head-shake was meant to
indicate his disagreement that he was the person who enticed or encouraged the
victim. The pertinent time for registering disagreement with the Government’s
factual proffer on that point, however, was at the plea hearing. At that plea
hearing, Defendant never challenged the facts contained in the factual proffer and
he admitted during the plea colloquy that the Government could prove those facts
at trial. One of those facts was that he committed the crime. Defendant likewise
did not object to the factual statements in the PSR.
In addition, Defendant never moved to withdraw his guilty plea on the basis
that he did not understand the elements of the offense. Cf. Gandy, 710 F.3d at
1241 (concluding that a defendant who declined to withdraw his guilty plea could
not establish a reasonable probability that, but for the error, he would not have
entered a plea of guilty). Finally, although we find no error—plain or otherwise—
by the district court in accepting Defendant’s plea of guilty, even were there such
error, Defendant has not shown a reasonably probability that, but for the error, he
would not have pled guilty. See Dominguez Benitez, 542 U.S. at 83.
Accordingly, Defendant’s sentence is AFFIRMED.
9