Douglas Lee Parris v. Officer Hillary Taft

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 14-12360
Non-Argument Calendar
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D.C. Docket No. 4:14-cv-00052-CDL-MSH
DOUGLAS LEE PARRIS,
Plaintiff-Appellant,
versus
OFFICER HILLARY TAFT,
OFFICER SAM HUNTER,
OFFICER VAUGHN MAXWELL,
CORPORAL JASON GRIFFIN,
CORPORAL CRYSTAL HATCHER, et al.,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Middle District of Georgia
________________________
(October 27, 2015)
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Before TJOFLAT, WILSON and JILL PRYOR, Circuit Judges.
PER CURIAM:
Douglas Parris, proceeding pro se, appeals the district court’s order
dismissing some and staying the rest of his 42 U.S.C. § 1983 claims against
Columbus, Georgia police officers who arrested him. After careful consideration,
we affirm in part but vacate the district court’s dismissal of the illegal search claim.
We remand for further proceedings consistent with this opinion.
I.
In the early morning hours of June 4, 2012, Mr. Parris was arrested, after a
domestic dispute, on charges of attempted arson, criminal damage to property, and
possession of tools for the commission of a crime. Officers stopped Mr. Parris as
he walked down a road a few blocks from his home, carrying a gas can, a
backpack, and a metal rod. Mr. Parris alleges that the officers illegally searched
his backpack, found a blue funnel, and staged photographs showing that they found
the blue funnel at Mr. Parris’s home in the gas tank of his vehicle. Mr. Parris also
claims that when the officers finally placed him under arrest, they failed to notify
him of his Fifth Amendment rights as required by Miranda v. Arizona, 386 U.S.
436 (1966).
In an earlier lawsuit, Mr. Parris sued Charles Weaver, one of the officers
involved in his arrest, under § 1983 alleging that the officer lacked probable cause
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to arrest him. See Parris v. Weaver (“Parris I”), No. 4:12-cv-330 (M.D. Ga.).
After discovery, Officer Weaver moved for summary judgment. While the
summary judgment motion was pending, Mr. Parris sought leave to amend his
complaint to add claims that Officer Weaver also violated his Fourth Amendment
rights by conducting an illegal search and his Fifth Amendment rights by failing to
inform him of his Miranda rights. The magistrate judge recommended that the
district court grant summary judgment to Officer Weaver because he had probable
cause to arrest Mr. Parris and deny Mr. Parris leave to amend his complaint. The
magistrate judge set forth two bases for denying leave to amend: adding new
claims would prejudice Officer Weaver, who had already moved for summary
judgment, and the amendment was futile because the new claims failed as a matter
of law. The district court adopted the magistrate judge’s recommendation and
entered judgment in favor of Officer Weaver.
In this case (“Parris II”), Mr. Parris filed § 1983 claims against six other
officers involved in his arrest. He alleged that the officers violated his: Fourth
Amendment rights when they conducted an illegal search, falsely arrested him, and
maliciously prosecuted him; Fifth Amendment rights when they failed to provide
him a Miranda warning; and Fourteenth Amendment due process rights when they
fabricated evidence. He also claimed that his right to a speedy trial under the Sixth
Amendment had been violated. Mr. Parris sought money damages as well as
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declaratory and injunctive relief. When Mr. Parris filed Parris II, his state criminal
proceedings were still pending, and he was incarcerated.
The district court reviewed Mr. Parris’s complaint in Parris II to determine
whether it was “frivolous, malicious or fail[ed] to state a claim upon which relief
may be granted.” 28 U.S.C. § 1915A(b)(1). First, the district court dismissed Mr.
Parris’s claims for illegal search, false arrest, and failure to follow Miranda
procedures as barred by collateral estoppel, concluding that the identical issues had
been decided against Mr. Parris in Parris I. Second, the district court dismissed
Mr. Parris’s malicious prosecution claim on the ground that he had failed to state a
claim for relief because the state criminal proceedings were ongoing and had not
been terminated in his favor. Third, the district court abstained, under Younger v.
Harris, 401 U.S. 37 (1971), from hearing Mr. Parris’s claims that the officers
violated his Sixth Amendment right to a speedy trial and his Fourteenth
Amendment right to due process by fabricating evidence because the state criminal
proceedings were still ongoing. These claims were dismissed to the extent Mr.
Parris sought declaratory and injunctive relief and stayed to the extent he sought
money damages. The district court directed Mr. Parris that upon completion of his
criminal case, he should file a motion to proceed, informing the court of the
outcome of his criminal trial. Mr. Parris appealed the district court’s order in its
entirety.
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II.
We first must consider whether we have jurisdiction. Our jurisdiction turns
on whether the district court’s order, which dismissed some of Mr. Parris’s claims
and stayed others, is a final decision. See 28 U.S.C. § 1291. “A final decision is
typically one that ends the litigation on the merits and leaves nothing for the court
to do but execute its judgment.” Mayer v. Wall St. Equity Grp., Inc., 672 F.3d
1222, 1224 (11th Cir. 2012) (internal quotation marks omitted).
“Ordinarily a stay order is not a final decision for purposes of § 1291.”
Miccosukee Tribe of Indians of Fla. v. S. Fla. Water Mgmt. Dist., 559 F.3d 1191,
1194–95 (11th Cir. 2009). But, when a stay order leaves a party “effectively out of
court” with respect to his federal claim, it is a final order. King v. Cessna Aircraft
Co., 505 F.3d 1160, 1165–66 (11th Cir. 2007) (internal quotation marks omitted).
A “party is ‘effectively out of court’ when a federal court stays its hand pending
the conclusion of related state court or state administrative proceedings.”
Miccosukee, 559 F.3d at 1195. Because the district court stayed the case until Mr.
Parris’s related state criminal proceedings were resolved, the order left him
effectively out of court. Thus, the order is a final decision, and we have appellate
jurisdiction.
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III.
We turn to the district court’s decision to abstain from hearing Mr. Parris’s
claims alleging violations of his Sixth Amendment and Fourteenth Amendment
rights. We review a district court’s decision to abstain under Younger for abuse of
discretion. For Your Eyes Alone, Inc. v. City of Columbus, Ga., 281 F.3d 1209,
1216 (11th Cir. 2002). An abuse of discretion occurs when a district court “fails to
apply the proper legal standard or to follow proper procedures in making the
determination.” Boyes v. Shell Oil Prods. Co., 199 F.3d 1260, 1265 (11th Cir.
2000) (internal quotation marks omitted). We conclude there was no abuse of
discretion here.
Federal courts abstain from hearing cases that would interfere with state
court proceedings when (1) there are ongoing state judicial proceedings, (2) the
proceedings implicate important state interests, and (3) there is an adequate
opportunity to raise constitutional challenges in the state proceedings. 31 Foster
Children v. Bush, 329 F.3d 1255, 1274 (11th Cir. 2003); see Younger, 401 U.S. 37.
But Younger abstention is not warranted if “(1) there is evidence of state
proceedings motivated by bad faith, (2) the state law being challenged is patently
unconstitutional, or (3) there is no adequate alternative state forum where the
constitutional issues can be raised.” For Your Eyes Alone, 281 F.3d at 1214 n.11.
In analyzing Younger abstention, we must consider whether the “district court
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should have granted relief on [the] day on which it abstained.” Redner v. Citrus
Cnty., Fla., 919 F.2d 646, 649 n.5 (11th Cir. 1990). When a plaintiff seeks monetary
damages and Younger abstention applies, a district court may stay the action, instead
of dismissing the plaintiff’s complaint, until the state proceedings have run their
course. See Doby v. Strength, 758 F.2d 1405, 1406 (11th Cir. 1985).
The district court concluded that Younger abstention was appropriate
because resolving Mr. Parris’s claims that the officers fabricated evidence and
violated his speedy trial rights would interfere with, and potentially undermine, the
results of the state court proceedings. On appeal, Mr. Parris argues the district
court abused its discretion because his state criminal proceedings had ended when
the district court abstained.1 Two days before the district court entered its order,
the state court entered an order dead docketing Mr. Parris’s criminal case. The
order states that if Mr. Parris made no contact with his ex-girlfriend for six months,
the state would move to nolle prosequi his criminal case.2
We hold that when the state court dead docketed Mr. Parris’s criminal case,
the case remained ongoing. Under Georgia law, a dead docketed criminal case
1
Mr. Parris has not argued on appeal that the district court erred in abstaining because the
state proceedings were motivated by bad faith or that the state court action was an inadequate
forum to raise his constitutional claims. Because Mr. Parris has not briefed these issues on
appeal, we deem them abandoned. See Timson v. Sampson, 518 F.3d 870, 874 (11th Cir. 2008)
(per curiam) (“While we read briefs filed by pro se litigants liberally, issues not briefed on
appeal by a pro se litigant are deemed abandoned.” (internal citation omitted)),
2
Although the state court’s order was not filed with the district court and is not part of
the record on appeal, we will take judicial notice of it. See Fed. R. Evid. 201(b).
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remains pending and is not terminated because dead docketing is simply a
“procedural device by which the prosecution is postponed indefinitely but may be
reinstated any time at the pleasure of the court.” State v. Creel, 454 S.E. 2d 804,
805 (Ga. Ct. App. 1995) (internal quotation marks omitted). The state court’s
order further shows that the case remained pending because the prosecution agreed
to nolle prosequi the case, which would terminate it, only if Mr. Parris refrained
from contacting his ex-girlfriend for six months from the date of the order.
Because Mr. Parris’s state criminal case was pending at the time that the district
court entered its order, the district court did not abuse its discretion when it
abstained from deciding his Sixth Amendment and Fourteenth Amendment claims
pursuant to Younger. 3
IV.
We next turn to Mr. Parris’s argument that the district court erred when it
dismissed his Fourth Amendment and Fifth Amendment claims as barred by
collateral estoppel.4 We review the district court’s decision de novo. Leal v. Ga.
Dep’t of Corr., 254 F.3d 1276, 1279 (11th Cir. 2001). Although we agree with the
3
If and when Mr. Parris’s criminal case is terminated because, for example, the
prosecutor moves to nolle prosequi the case and the motion is granted, Mr. Parris may file a
motion in the district court to lift the stay on his claims seeking money damages.
4
In the district court, Mr. Parris also alleged that the officers violated his Fourth
Amendment rights by maliciously prosecuting him. But on appeal, Mr. Parris has made no
argument that the district court erred in dismissing his malicious prosecution claim and thus has
abandoned this argument. See Timson, 518 F.3d at 874.
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district court that collateral estoppel bars Mr. Parris’s false arrest claim, we hold
that collateral estoppel does not bar his claims alleging the officers performed an
illegal search and failed to inform him of his Miranda rights.
“[C]ollateral estoppel precludes the relitigation of an issue that has already
been litigated and resolved in a prior proceeding.” Pleming v. Universal-Rundle
Corp., 142 F.3d 1354, 1359 (11th Cir. 1998). Collateral estoppel applies when: (1)
“the issue at stake is identical to the one involved in the prior proceeding,” (2) “the
issue was actually litigated in the prior proceeding,” (3) the determination of the
issue in the prior litigation was a “critical and necessary part” of the judgment in
the first action, and (4) the party against whom collateral estoppel is asserted had a
“full and fair opportunity” to litigate the issue in the prior proceeding. Id. (internal
quotation marks omitted). When the same court made the decision in the prior
proceeding, the court may apply preclusion principles sua sponte. See Shurick v.
Boeing Co., 623 F.3d 1114, 1116 n.2 (11th Cir. 2010).
We conclude that collateral estoppel bars Mr. Parris’s false arrest claim.
First, in both Parris I and this case, Mr. Parris asserted that the officers lacked
probable cause to arrest him. Although Mr. Parris sued Officer Weaver in Parris I
and now brings claims against six other officers, there is no requirement of
mutuality of parties for collateral estoppel to apply. See Hercules Carriers, Inc. v.
Claimant State of Fla., Dep’t of Transp., 768 F.2d 1558, 1578 (11th Cir. 1985).
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Second, in Parris I, the parties litigated the issue of whether there was probable
cause to arrest Mr. Parris, and the district court resolved this issue when it held at
summary judgment that probable cause to arrest existed. Third, the determination
that there was probable cause to arrest Mr. Parris was a critical and necessary part
of the judgment in Parris I because the district court granted Officer Weaver
summary judgment on this basis. Fourth, Mr. Parris had a full and fair opportunity
to litigate whether probable cause for his arrest existed in Parris I. He had the
opportunity to take discovery to gather facts to support his false arrest claim and
submitted a brief opposing Officer Weaver’s summary judgment motion in which
he argued there was no probable cause.
Mr. Parris argues he lacked a full and fair opportunity to litigate the
existence of probable cause in Parris I because Officer Weaver produced a dash
cam video depicting the arrest after discovery closed. But Mr. Parris knew of and
relied upon the video in Parris I to argue there was no probable cause for his arrest
in his objection to the magistrate judge’s recommendation that summary judgment
should be granted. In overruling the objection, the district court explained that it
had considered Mr. Parris’s arguments and found them to be without merit. Given
these facts, we reject Mr. Parris’s argument that he lacked a full and fair
opportunity to litigate probable cause for his arrest in Parris I. Thus, we conclude
that collateral estoppel bars Mr. Parris’s false arrest claim.
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But collateral estoppel does not bar Mr. Parris’s claims alleging the officers
performed an illegal search and violated his Miranda rights. Although Mr. Parris
sought leave to amend his complaint to add similar claims against Officer Weaver
in Parris I, the district court denied him leave to add the claims. Even assuming
that the issues of whether there was probable cause to search Mr. Parris or whether
there was a Miranda violation were actually litigated in Parris I, we cannot say
that the district court’s determination that these claims failed as a matter of law
was a “critical and necessary part of the judgment” in Parris I. See Pleming, 142
F.3d at 1359. The determination was not a critical or necessary part of the
judgment because the district court alternatively denied Mr. Parris leave to amend
his complaint and add these claims on a wholly separate ground: the prejudice to
Officer Weaver of allowing Mr. Parris to add new claims after he had moved for
summary judgment. See Restatement (Second) of Judgments § 27 cmt. i (1982)
(explaining that when a court provides two alternative bases for its decision “either
of which standing independently would be sufficient to support the result, the
judgment is not conclusive with respect to either issue standing alone” for purposes
of collateral estoppel). Accordingly, the district court erred when it concluded that
collateral estoppel barred Mr. Parris’s illegal search and Miranda claims. 5
5
We also cannot say that Mr. Parris is collaterally estopped from bringing an illegal
search claim based on the district court’s conclusion in Parris I that the officers had probable
cause to arrest Mr. Parris. The question in this case is different: whether the officers had
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Nevertheless, we affirm the district court’s dismissal of Mr. Parris’s § 1983
claim alleging that the officers violated his Miranda rights for failure to state a
claim. See Williams v. Bd. of Regents of Univ. Sys. of Ga., 477 F.3d 1282, 1301
(11th Cir. 2007) (recognizing that we may affirm for any reason supported by the
record, even if not relied upon by the district court). Mr. Parris alleges that the
officers failed to follow Miranda procedures because they gave him no Miranda
warning and continued to question him after he requested an attorney and invoked
his right to remain silent. But we have recognized that an allegation that officers
failed to follow Miranda procedures is insufficient to “assert[] a violation of a
constitutional right in order to state a cause of action under § 1983.” Jones v.
Cannon, 174 F.3d 1271, 1291 (11th Cir. 1999) (internal quotation marks omitted).
In Jones, we explained that the right to counsel during custodial interrogations
recognized in Miranda was “merely a procedural safeguard, and not a substantive
right.” Id. (internal quotation marks omitted). Under this precedent, we must
conclude that Mr. Parris failed to state a claim under § 1983 because his allegation
that the officers failed to follow Miranda procedures was insufficient to assert that
the officers violated his substantive constitutional rights.
probable cause to search Mr. Parris when they first stopped him. In other words, we are required
in this case to decide whether probable cause existed at a different, earlier moment during Mr.
Parris’s encounter with the officers. Because the issue at stake in this case is not identical to the
issue decided in Parris I, there is no collateral estoppel bar. See Pleming, 142 F.3d at 1359.
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VI.
For the foregoing reasons, we affirm in part, vacate in part, and remand. We
affirm the district court’s dismissal of Mr. Parris’s claims except for the illegal
search claim. We further affirm the district court’s order staying Mr. Parris’s Sixth
and Fourteenth Amendment claims for money damages pending resolution of his
state criminal proceedings. We vacate the district court’s dismissal of the illegal
search claim. Upon remand, the district court should consider whether it is
appropriate to abstain from hearing this claim pending resolution of Mr. Parris’s
state criminal proceedings.
AFFIRMED IN PART, VACATED IN PART, AND REMANDED.
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