Jose Raul Plasencia v. Secretary, Florida Department of Corrections

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 13-13006
Non-Argument Calendar
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D.C. Docket No. 2:10-cv-00255-JES-DNF
JOSE RAUL PLASENCIA,
Petitioner-Appellant,
versus
SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,
ATTORNEY GENERAL, STATE OF FLORIDA,
Respondents-Appellees.
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Appeal from the United States District Court
for the Middle District of Florida
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(April 1, 2015)
Before MARCUS, WILLIAM PRYOR and BLACK, Circuit Judges.
PER CURIAM:
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Raul Plasencia, a Florida state prisoner serving a 30-year sentence for
second-degree murder, in violation of Florida Statutes § 782.04(2), appeals pro se
the district court’s denial of Ground Two of his 28 U.S.C. § 2254 petition for writ
of habeas corpus. In 2002, a jury convicted Plasencia of the 1996 murder of
Michaelene Blastic. Plasencia’s guidelines range was 156 to 260 months’
imprisonment. The state trial court imposed a 30-year sentence, which reflected a
100-month upward departure from the guidelines range, based on its own judicial
determination that the crime was one of violence and was especially heinous,
atrocious, or cruel.
We issued a certificate of appealability (COA) as to whether Plasencia’s 30-
year sentence violates the rule announced in Blakely v. Washington, 542 U.S. 296
(2004). Plasencia argues the state court’s decision denying his Blakely claim was
an unreasonable application of clearly established federal law. He asserts that,
because he was sentenced under Florida’s 1994 mandatory sentencing guidelines,
the statutory maximum the state trial court could impose without any additional
fact finding was 260 months’ imprisonment. After review,1 we affirm the district
court’s denial of habeas relief.
1
We review a district court’s denial of a § 2254 habeas petition de novo. McNair v.
Campbell, 416 F.3d 1291, 1297 (11th Cir. 2005). “The district court’s factual findings are
reviewed for clear error, while mixed questions of law and fact are reviewed de novo.” Id.
2
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I. PROCEDURAL BAR
As an initial matter, the State contends Plasencia waived his Blakely claim
by not raising it until his motion for rehearing on direct appeal in state court.
“Federal habeas review of a petitioner’s claim is typically precluded when the
petitioner procedurally defaulted on or failed to exhaust the claim in state court.”
Pope v. Sec’y for the Dep’t of Corr., 680 F.3d 1271, 1284 (11th Cir. 2012). A
claim is not subject to procedural default unless the “last state court to review the
claim states clearly and expressly that its judgment rests on a procedural bar . . .
and that bar provides an adequate and independent state ground for denying relief.”
Johnson v. Singletary, 938 F.2d 1166, 1173 (11th Cir. 1991) (en banc) (citation
omitted).
The State’s argument that Plasencia waived his Blakely claim because he did
not raise it on direct appeal is unavailing because Plasencia raised his Blakely
argument in his motion for rehearing after direct appeal. The motion for rehearing
was denied by the state appellate court without explanation. Plasencia also raised
his Blakely challenge in his Florida Rule of Criminal Procedure 3.850 motion. The
state habeas trial court denied Plasencia’s claim on the merits, albeit in terms of a
violation of Apprendi v. New Jersey, 530 U.S. 466 (2000). Moreover, Plasencia set
forth his Blakely argument in his brief on appeal, and the state habeas appellate
court affirmed in a decision without opinion. This Court interprets the state habeas
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appellate court’s affirmance without an opinion to be a denial on the merits. See
Shelton v. Sec’y, Dep’t of Corr., 691 F.3d 1348, 1353 (11th Cir. 2012). Thus,
Plasencia’s claim is not procedurally barred because the state court did not “clearly
and expressly [state] that its judgment rests on a procedural bar.” See Johnson,
938 F.2d at 1173. Furthermore, Plasencia exhausted his state court remedies
because he presented his claim to the state’s highest court in his motion for
rehearing on direct appeal, and in his Rule 3.850 motion, which was affirmed per
curiam by the Second District Court of Appeal. See Ward v. Hall, 592 F.3d 1144,
1156 (11th Cir. 2010) (stating to exhaust state remedies, a petitioner must have
presented the issues raised in the federal habeas petition to the state’s highest court,
either on direct appeal or collateral review); see also Jenkins v. State, 385 So. 2d
1356, 1359 (Fla. 1980) (holding a per curiam affirmance from a Florida District
Court of Appeal is not reviewable by the Florida Supreme Court).
II. BLAKELY ERROR
Under 28 U.S.C. § 2254(d), as amended by the Antiterrorism and Effective
Death Penalty Act (AEDPA), federal courts are precluded from granting
habeas relief on claims that were previously adjudicated on the merits in state court
unless the adjudication:
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
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(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. § 2254(d).
In Apprendi, the Supreme Court held that, “[o]ther than the fact of a prior
conviction, any fact that increases the penalty for a crime beyond the prescribed
statutory maximum must be submitted to a jury, and proved beyond a reasonable
doubt.” 530 U.S. at 490. In Blakely, the Supreme Court applied the rule
announced in Apprendi to hold a Washington state trial court violated the
defendant’s Sixth Amendment rights by sentencing the defendant to 90 months’
imprisonment—which reflected a 37-month upward departure from the standard
guideline range of 49 to 53 months—based upon the trial court’s own finding that
the crime involved “deliberate cruelty.” 542 U.S. at 299-304. Although the statute
provided a statutory maximum of ten years’ imprisonment, the Court explained the
“‘statutory maximum’ for Apprendi purposes is the maximum sentence a judge
may impose solely on the basis of the facts reflected in the jury verdict or admitted
by the defendant.” Id. at 303. We have emphasized that Blakely was decided in
the context of a mandatory guidelines system. United States v. Rodriguez, 398
F.3d 1291, 1297-98 (11th Cir. 2005).
As to the merits of Plasencia’s Blakely claim, this Court interprets the state
habeas appellate court’s per curiam affirmance as a denial on the merits. See
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Shelton 691 F.3d at 1353 (11th Cir. 2012). The state court’s decision is therefore
entitled to deference under § 2254(d). See id. Thus, in order to prevail on this
claim, Plasencia must show that the state court’s decision was contrary to, or
involved an unreasonable application of, clearly established federal law. See 28
U.S.C. § 2254(d)(1).
The Supreme Court’s decision in Blakely applies to Plasencia’s case because
his conviction was not yet final when the Supreme Court issued Blakely. See
Schriro v. Summerlin, 542 U.S. 348, 351 (2004) (explaining when the Supreme
Court issues a decision that “results in a ‘new rule,’ that rule applies to all criminal
cases still pending on direct review”). The Florida Supreme Court has determined
that a conviction is not final until the appellate court has issued the mandate.
Hughes v. State, 901 So. 2d 837, 839 (Fla. 2005). The Supreme Court issued
Blakely on June 24, 2004. 542 U.S. at 296. Although the state appellate court
affirmed Plasencia’s conviction and sentence on June 23, 2004, the mandate did
not issue until March 30, 2005. Because Plasencia’s case was pending on direct
review, the rule announce in Blakely applied to his case.
Because Blakely was decided in the context of a mandatory guideline
system, Plasencia’s Blakely claim depends on whether the Florida guidelines under
which he was sentenced were mandatory or advisory. See Rodriguez, 398 F.3d at
1297. Plasencia asserts he was sentenced under the mandatory 1994 sentencing
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guidelines because the commission date of his offense fell within the window of
Heggs v. State, 759 So. 2d 620 (Fla. 2000). In Heggs, the Florida Supreme Court
invalidated Florida’s 1995 sentencing guidelines. Id. at 630-31. Thus, individuals
who committed crimes between October 1, 1995, and May 24, 1997, were
resentenced under the 1994 sentencing guidelines. Trapp v. State, 760 So. 2d 924,
928 (Fla. 2000); cf. Poole v. State, 968 So. 2d 82, 83 (Fla. 5th DCA 2007) (“Based
upon the date of his offense, Poole fell within the Heggs window and was
sentenced under the 1994 guidelines.” (footnote omitted)). Because Plasencia’s
offense occurred in February 1996, his offense falls within the Heggs window.
Indeed, his guidelines calculation score sheet was entitled “Heggs-Sentencing
Guidelines Scoresheet.”
Defendants sentenced pursuant to the 1994 Florida sentencing guidelines
were sentenced under a determinate sentencing scheme. The 1994 sentencing
guidelines provided “[s]entences imposed by trial court judges under the 1994
revised sentencing guidelines on or after January 1, 1994, must be within the 1994
guidelines unless there is a departure sentence with written findings.” Fla. Stat.
§ 921.001(5) (1994). Moreover, Florida courts have recognized that, for
defendants sentenced under the guidelines sentencing scheme, which used several
factors and discretion in calculating the maximum guideline range, Blakely could
provide relief, even if the sentence did not exceed the statutory maximum. See
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Plott v. State, 148 So. 3d 90, 95 (Fla. 2014) (quashing the appellate court’s denial
of the defendant’s Rule 3.800 motion because the defendant’s four sentences of life
imprisonment imposed upon resentencing pursuant to Heggs were
unconstitutionally enhanced under Apprendi and Blakely where the trial court
imposed an upward departure without empaneling a jury to make the necessary
factual determination); Boardman v. State, 69 So. 3d 367, 369 (Fla. 2d DCA 2011)
(stating that, if Blakely applied retroactively to cases on collateral review, it could
apply to a defendant who was sentenced under the 1994 sentencing guidelines).
The maximum sentence the state trial court could impose under Blakely
without any additional fact findings was the top of Plasencia’s guideline range—
260 months’ imprisonment. The court imposed a 360-month sentence, which
reflected a 100-month upward departure, based on its own factual findings.
Because the state trial court imposed an upward departure based on facts that were
not submitted to or proven to a jury, Plasencia’s sentence was imposed in violation
of Blakely. Nevertheless, as will be discussed in the next section, a reasonable
court could have determined that any Blakely error was harmless; thus, the state
court’s decision was not unreasonable. See 28 U.S.C. § 2254(d).
III. HARMLESS ERROR
In Brecht v. Abrahamson, the Supreme Court determined the appropriate
standard for harmlessness of a non-structural constitutional error on collateral
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review is whether the error “had substantial and injurious effect or influence in
determining the jury’s verdict.” 507 U.S. 619, 623 (1993) (quotation omitted). A
non-structural constitutional error “occurs during the presentation of the case to the
jury” and can be “assessed in the context of other evidence presented in order to
determine the effect it had on the trial.” Id. at 629 (quotation and alterations
omitted). The Supreme Court has held Blakely error is not a structural error. See
Washington v. Recuenco, 548 U.S. 212, 222 (2006) (concluding, in the context of a
direct appeal, that failing to submit a sentencing factor to the jury was not
structural error and was thus subject to harmless error review).
“When reviewing the harmlessness of an error under the Brecht standard, if,
when all is said and done, the court’s conviction is sure that the error did not
influence, or had but very slight effect, the verdict and judgment should stand.”
Ross v. United States, 289 F.3d 677, 683 (11th Cir. 2002) (quotations and
alterations omitted). However, an error is not harmless if the court is “in grave
doubt about whether a trial error of federal law had substantial and injurious effect
or influence in determining the jury’s verdict.” Id. (quotation omitted). The
Brecht harmless-error standard applies to a Blakely challenge raised in a § 2254
petition. See Lovins v. Parker, 712 F.3d 283, 303-04 (6th Cir. 2013) (concluding
the Blakely error was not harmless).
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In the context of direct appeals, we have determined a Blakely error is
harmless “if it is clear beyond a reasonable doubt that a rational jury would have
found the defendant guilty absent the error.” United States v. King, 751 F.3d 1268,
1279 (11th Cir. 2014) (quotation and alterations omitted) (applying harmless error
review to errors under Alleyne v. United States, 133 S. Ct. 2151 (2013)); United
States v. Dulcio, 441 F.3d 1269, 1277 (11th Cir. 2006) (reviewing Blakely claim
for harmless error).
Under the Florida law applicable to Plasencia’s sentence, an aggravating
factor may warrant a departure above the guideline range if “[t]he offense was one
of violence and was committed in a manner that was especially heinous, atrocious,
or cruel.” Fla. Stat. § 921.0016(3)(b) (1994). The Florida Supreme Court has
upheld the determination that a crime was especially heinous, atrocious, or cruel
where the victim was strangled. Stephens v. State, 975 So. 2d 405, 423 (Fla. 2007)
(analyzing the especially heinous, atrocious, and cruel aggravating factor in a
capital case).
Plasencia cannot prevail under either the Brecht standard or the more
petitioner-friendly harmless-error standard applied to Blakely challenges raised on
direct appeal. See Hittson v. GDCP Warden, 759 F.3d 1210, 1233-34 n.26 (11th
Cir. 2014) (indicating harmlessness beyond a reasonable doubt is a more
petitioner-friendly standard). A rational jury would have found Plasencia
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warranted an upward departure because the crime was especially heinous,
atrocious, or cruel. The evidence presented at trial showed Blastic was found dead
in her refrigerator, the cause of death was by strangulation, there was a struggle,
and she had blunt trauma to her face and anus that occurred prior to her death.
The Florida Supreme Court has upheld determinations that the especially
heinous, atrocious, or cruel aggravating factor applies in cases involving
strangulation, see Stephens, 975 So. 2d at 423, and has stated, “it is permissible to
infer that strangulation, when perpetrated upon a conscious victim, involves
foreknowledge of death, extreme anxiety and fear, and that this method of killing is
one to which the factor of heinousness is applicable,” Tompkins v. State, 502 So.
2d 415, 421 (Fla. 1986). Thus, a rational jury would have found beyond a
reasonable doubt that Plasencia’s strangulation of Blastic, while she was conscious
and struggling, was especially heinous, atrocious, or cruel. 2 See King, 751 F.3d at
1279; Dulcio, 441 F.3d at 1277.
Because a reasonable court could conclude any Blakely error was harmless,
the state court’s decision denying Plasencia’s Blakely claim was not contrary to, or
an unreasonable application of, clearly established federal law. Accordingly, the
2
To the extent Plasencia challenges the other two grounds for departure noted in the
state trial court’s written order, we need not address them because the especially heinous,
atrocious, or cruel factor supports the departure. See Maglio v. State, 918 So. 2d 369, 377 (Fla
4th DCA 2005) (“[A] departure shall be upheld when at least one circumstance or factor justifies
the departure regardless of the presence of other factors found not to justify departure.”).
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district court did not err by denying Ground Two of Plasencia’s § 2254 petition,
and we affirm.
AFFIRMED.
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