Jose Cortes v. Antoine Bradley

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 18-12461
Non-Argument Calendar
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D.C. Docket No. 0:17-cv-61156-JEM
JOSE CORTES,
Plaintiff-Appellee,
versus
BROWARD COUNTY, FLORIDA,
a subdivision of the State of Florida, et al.,
Defendants,
ANTONE BRADLEY,
a Broward County Sheriff’s Office Detention Deputy, in his individual capacity,
JEFFREY LEANDRE,
a Broward County Sheriff’s Office Detention Deputy, in his individual capacity,
MCMORISS MAGLOIRE,
a Broward County Sheriff’s Office Detention Deputy, in his individual capacity,
SCOTT SMALL,
a Broward County Sheriff’s Office Sergeant, in his individual capacity,
GERMAIN MCKENZIE,
a Broward County Sheriff’s Office Detention Deputy, in his individual capacity,
Defendants-Appellants.
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________________________
Appeals from the United States District Court
for the Southern District of Florida
________________________
(December 18, 2018)
Before MARCUS, WILLIAM PRYOR and ROSENBAUM, Circuit Judges.
PER CURIAM:
Officers Antone Bradley, Jeffrey Leandre, McMoriss Magloire, Scott Small,
and Germain McKenzie of the Broward County Sheriff’s Office appeal the denial
of qualified immunity from Jose Cortes’s complaint of excessive force, 42 U.S.C.
§ 1983, and battery under Florida law. Cortes’s complaint stems from his
placement in a holding cell following his arrest for a drug offense. Cortes alleged
that the officers unjustifiably struck and beat him after he insulted a female intake
officer. The district court denied the officers’ motions for summary judgment. We
affirm.
I. BACKGROUND
On April 29, 2015, officers of the Hollywood Police Department arrested
Cortes for possessing cocaine and transported him to the central booking facility
operated by the Broward County Sheriff’s Office. While Cortes was using the
telephone, his call was disconnected suddenly. Cortes became agitated and referred
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to a female intake officer as a “b---h.” Magloire overheard Cortes’s remark and
escorted him to a holding cell.
The parties dispute whether the officers used unjustified force against Cortes
inside his holding cell. Cortes alleged that, during the span of two to three minutes,
he was subjected to punches, kicks, and being sprayed with pepper foam.
According to the officers, Cortes struck Bradley, who responded by punching
Cortes two or three times, Bradley and Magloire wrestled Cortes to the floor while
trying to restrain him with handcuffs, and Leandre sprayed pepper foam on
Cortes’s face once to subdue him.
A Florida grand jury returned a two-count indictment against Cortes that
charged him with possessing cocaine, Fla. Stat. §§ 893.03(2)(a)4, 893.13(6)(a), and
“knowingly commit[ting] a battery upon Antone Bradley, . . . [by] actually and
intentionally touch[ing] or strik[ing] [him] against his will, . . . [when Cortes] knew
that Antone Bradley was a law enforcement officer,” id. §§ 784.03(1),
784.07(1)(d), 784.07(2)(b). Cortes pleaded nolo contendere to both charges. Cortes
received a sentence of 18 months of probation under the supervision of the
Department of Corrections.
Cortes later filed a complaint against the officers. He alleged that, “[o]nce
inside the holding cell, Magloire, without warning or provocation punched Cortes
three (3) times in the face.” Cortes also alleged that McKenzie, Leandre, and Small
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collectively “kicked and punched Cortes,” “forcibly slammed [him] into the metal
benches and the floor,” and “stripped [him] of all of his clothing and pepper-
sprayed [him] in . . . his face and genitals.” Cortes testified that he never resisted
the officers or moved his arms in an aggressive manner, that he sat down on a
bench after being punched by Magloire, that he was seated or standing when the
other officers began their assault, and that he did not “know what officers”
committed each allegedly unlawful act because “they all grabbed him at once and
started striking,” he was lying on the floor in “the fetal position,” and the blood
flowing from the wounds on his face impaired his vision.
The officers moved for summary judgment based on qualified immunity.
McKenzie argued that Cortes’s claims of excessive force and battery failed because
he never identified a specific use of force by or injury that the deputy caused and,
in the alternative, that he was immune from suit based on the use of reasonable
force to secure Cortes in the holding cell. Magloire, Bradley, Leandre, and Small
filed a joint motion and argued that, in the light of Cortes’s plea to battery, his
claims of excessive force and battery against Bradley, Magloire, and Leandre were
barred by Heck v. Humphrey, 512 U.S. 477 (1994), and collateral estoppel; that
Bradley, Magloire, and Leandre were immune from suit based on their response “to
a fast developing and very quick incident”; that Cortes’s claims failed for lack of
facts identifying the unlawful acts of each officer as required to defeat their
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defenses of qualified immunity; that Leandre was immune from suit because he
acted in reliance on Bradley’s initial determination that force was necessary to
secure Cortes; and that Cortes’s claims against Small failed because he “did not use
force according to” his fellow officers.
Cortes argued that a material dispute of fact existed about whether the
officers’ actions violated his constitutional right to be free from excessive force.
Cortes submitted an affidavit that described each officer’s participation in the
incident. Cortes averred that his “recollection of the events [had] . . . been
refreshed” after he “had an opportunity to re-review the surveillance video
recordings” and “to review, for the first time, portions of the videotaped
depositions from [the] Defendants.” Cortes averred that “Bradley was the first law
enforcement officer to physically strike [him] inside Holding Cell #1 by punching
[him] multiple times in [the] face without provocation.” Cortes also stated that he
was “grappl[ed], punche[d], and kick[ed]” first by Magloire and later by Bradley,
McKenzie, and Small, which was followed by being “sprayed [in his] face and
body with pepper foam” by Leandre.
The district court denied the officers’ motions for summary judgment. The
district court ruled that the officers’ “use of force . . . was objectively
unreasonable” and violated Cortes’s “Fourteenth Amendment right to be free from
excessive force.” The district court applied the factors in Kingsley v. Hendrickson,
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135 S. Ct. 2466, 2473 (2015), and determined that “the amount of force used was
vastly disproportionate to the need for force”; Cortes’s injuries were “substantial”
and included “multiple abrasions and wounds to the upper chest, arms, . . . knee
and lower leg,” lacerations on the forehead that required sutures, and “significant
bruising and swelling in the eye and cheek area”; Bradley employed “immediate
and sudden force” without “attempt[ing] to temper or limit the amount of force . . .
[to] address[] the situation”; and, accepting Cortes’s version of events, “[t]here
[was] no evidence he posed a physical threat to any jailhouse employee . . . [or]
actively resisted the defendants’ instructions.” The district court also determined
that the officers “‘step[ped] over the line’ of constitutionally permissible conduct
by using more force than [was] reasonably necessary in [the] existing situation, Ort
v. White, 813 F.2d 318, 325 (11th Cir. 1987),” when Cortes “was punched and
thrown to the floor of a holding cell after making an offensive verbal remark to a
jail employee” and, while “lying prone on the floor, was kicked and stomped upon
despite lack of resistance or display of any threating [sic] behavior.” The district
court decided that “[t]he degree of initial force used by Bradley was objectively
unreasonable . . . and despite the fact that any (unreasonably) perceived need for
that force had completely subsided by the time [Cortes] was secure on the floor of
the holding cell, the defendants continued to deploy substantial force against him
. . . or they stood by while others continued to apply substantial force.”
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The district court ruled that the “application of collateral estoppel [was]
improper” because Cortes’s “prior conviction for battery upon Deputy Bradley [did
not] necessarily resolve[] the question of whether Deputy Bradley—who was the
target of Plaintiff’s criminal conduct—used force beyond that reasonably necessary
under the circumstances in response to that conduct.” The district court also ruled
that “[t]he ‘fellow-officer rule, [which] allows an arresting officer to rely on
information supplied by fellow officers to effectuate an arrest” did not provide “an
absolute defense to [Cortes’s] failure to intervene claims . . . .” and the deputies
who entered the cell after “Bradley’s initial use of force” had “an obligation to
independently assess the need for the continued[] application of substantial force
against a prone, non-resisting pretrial detainee.” Because “the officers later
entering had an opportunity to observe at least some of the excessive force,” the
district court determined that “the evidence raise[d] disputed issues of material fact
as to whether they had the ability and a realistic opportunity to stop it.”
II. STANDARD OF REVIEW
We review de novo the denial of summary judgment based on qualified
immunity. Lee v. Ferraro, 284 F.3d 1188, 1190 (11th Cir. 2002). Summary
judgment is appropriate when the evidence establishes that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of
law. Fed. R. Civ. P. 56(a). To make that determination, we construe all facts and
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draw all reasonable inferences from the evidence in the light most favorable to the
nonmoving party. Lee, 284 F.3d at 1190.
III. DISCUSSION
The officers raise several arguments about the denial of their motions based
on qualified immunity. McKenzie and Small argue that the district court erred by
crediting Cortes’s affidavit, which contradicted his earlier statements about the
incident. McKenzie and Smalls also argue that their roles in the incident, if any,
were minimal and that their fellow officers’ use of force was not excessive in the
light of their testimonies that Cortes instigated and then perpetuated the use of
force. Magloire, Bradley, and Scott argue that Cortes’s conviction bars his claims
for excessive force and for battery and establishes that their use of force was
reasonable. Leandre argues that he is immune from suit because his act of
dispensing pepper spray did not constitute the use of excessive force. These
arguments fail.
The district court did not err by refusing to disregard Cortes’s affidavit. To
disregard an affidavit as a sham, the affidavit must “merely contradict[], without
explanation, previously given clear testimony.” See Van T. Junkins and Assocs. v.
U.S. Indus., 736 F.2d 656, 657 (11th Cir. 1984). To be sure, Cortes’s affidavit
contradicted his earlier testimony that he could not identify what unlawful act each
officer committed. But Cortes explained that his “recollection of the events [had]
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. . . been refreshed” after he “had an opportunity to re-review the surveillance
video recordings” and “to review, for the first time, portions of the videotaped
depositions from [the] Defendants.” “Variations in [Cortes’s] testimony and [his]
failure of memory . . . create an issue of credibility as to which part of the
testimony should be given the greatest weight if credited at all,” which is an issue
for a jury to resolve. See Tippens v. Celotex Corp., 805 F.2d 949, 954 (11th Cir.
1986); see also Strickland v. Norfolk S. Ry. Co., 692 F.3d 1151, 1154 (11th Cir.
2012) (stating that a district court is prohibited from weighing conflicting evidence
or making credibility determinations). And the affidavit did not, as McKenzie
argues, “baldly repudiate” Cortes’s earlier testimony. Cortes’s averment that he was
“grappl[ed], punche[d], and kick[ed]” by McKenzie, Bradley, and Small, is not
irreconcilable with his testimony that he recognized McKenzie’s “face in the mix
of everybody that was attacking [him]” and that he could not distinguish the
officers’ actions because “they all attacked [him] at once” and after he “was taken
down, [he] just [saw] different people’s feets [sic] and hands flying in hitting
[him].”
The district court also did not err by denying McKenzie’s motion for
summary judgment. A material factual dispute exists about whether McKenzie
participated in the use of force against Cortes. Cortes alleged, testified, and averred
that McKenzie played a role in the incident. McKenzie denied any involvement in
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the incident and insisted that, even if he had participated, the force applied to
Cortes constituted a lawful response to his violent resistance. McKenzie argues that
Cortes failed to specifically identify what wrongful acts McKenzie committed, but
we have “reject[ed] the argument that the force administered by each defendant in
[a] collective beating must be analyzed separately to determine which of the
defendants’ blows, if any, used excessive force,” Skrtich v. Thornton, 280 F.3d
1295, 1302 (11th Cir. 2002). Viewing the evidence in the light most favorable to
Cortes as the nonmovant, see Hoyt v. Cooks, 672 F.3d 972, 977 (11th Cir. 2012),
the district court correctly determined that McKenzie was not “entitled to judgment
as a matter of law,” Fed. R. Civ. P. 56(a).
The district court also did not err by denying Small’s motion for summary
judgment. Small insists that he was, at most, a bystander to the incident, but “[i]t is
not necessary that a police officer actually participate in the use of excessive force
in order to be held liable under section 1983.” Skrtich, 280 F.3d at 1302 (quoting
Fundiller v. City of Cooper City, 777 F.2d 1436, 1441 (11th Cir. 1985)). “[A]n
officer who is present at the scene and who fails to take reasonable steps to protect
the victim of another officer’s use of excessive force, can be held liable for his
nonfeasance.” Id. (quoting Fundiller, 777 F.2d at 1442). Based on Cortes’s version
of events, the officers used force exceeding what was necessary to control Cortes.
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A reasonable jury could find that Small’s involvement, whether direct or passive,
violated Cortes’s right to be free from the use of excessive force.
Magloire, Bradley, and Scott argue that Cortes is collaterally estopped from
asserting a claim of excessive force because of his prior conviction for battery, but
we disagree. We review the preclusive effect of a state court judgment based on the
rules of collateral estoppel applied by the state. Brown v. City of Hialeah, 30 F.3d
1433, 1437 (11th Cir. 1994) (citing U.S. Const. Art. IV, § 1); accord Stephens v.
Degiovanni, 852 F.3d 1298, 1319 (11th Cir. 2017). Under Florida law, a defendant
in a civil proceeding may use collateral estoppel to prevent a plaintiff who
previously was convicted by plea in a criminal case from relitigating an issue
disposed of in his criminal proceedings, even though the civil defendant was not a
party to the criminal case. Zeidwig v. Ward, 548 So. 2d 209, 214 (Fla. 1989). The
bar applies whether the conviction was by plea of guilty, Paterno v. Fernandez,
569 So. 2d 1349 (Fla. Dist. Ct. App. 1990); Lora v. Dep’t of State, Div. of
Licensing, 569 So. 2d 840 (Fla. Dist. Ct. App. 1990), or a plea of nolo contendere,
Starr Tyme, Inc. v. Cohen, 659 So. 2d 1064, 1068 (Fla. 1995). “However, the
defendant is estopped only as to matters that necessarily were decided in favor of
the State in the prior proceeding.” Id.; accord Vazquez v. Metro. Dade Cty., 968
F.2d 1101, 1108 (11th Cir. 1992) (“[I]t is clear that as a matter of Florida law . . .
collateral estoppel is not appropriate when an issue forming the basis for a civil
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suit was not necessarily resolved in a prior criminal proceeding.”). Cortes’s
conviction establishes only that he unlawfully touched or struck Bradley. The
officers are not entitled to collateral estoppel because the record of conviction does
not answer whether Bradley’s conduct was reasonable or whether additional force
was warranted against Cortes.
The officers also argue that Cortes’s claims are barred by Heck, but we again
disagree. Under Heck, if a judgment in favor of a plaintiff in a civil action “would
necessarily imply the invalidity of his conviction or sentence[,] . . . the complaint
must be dismissed unless the plaintiff can demonstrate that the conviction or
sentence has already been invalidated.” 512 U.S. at 487. According to the officers,
after Cortes punched Bradley once, Bradley punched Cortes two or three times,
which was followed by Magloire using force against Cortes and Leandre spraying
Cortes with pepper foam. Based on those facts, success on Cortes’s claims of
excessive force and battery do not necessarily imply the invalidity of his
conviction for battering Bradley. See Dyer v. Lee, 488 F.3d 876, 882–83 (11th Cir.
2007) (holding that a claim for excessive force was not barred by Heck when the
alleged force did not occur until after the plaintiff kicked one of the officers, the
action that had formed the basis of her conviction for battery on a law enforcement
officer).
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The district court did not err by denying Magloire, Bradley, Scott, and
Leandre summary judgment based on qualified immunity. A material factual
dispute exists whether the officers used excessive force. Cortes’s single strike at
Bradley did not necessarily justify the deputy responding with two to three
punches or necessitate that the other officers apply additional force to and dispense
pepper spray on Cortes. See Vazquez, 968 F.2d at 1108 (“The fact that the act to
which the police responded was a criminal act does not foreclose the possibility
that the officers’ response also was illegal.”). Cortes testified that he lifted his arms
and perhaps flailed about, but he maintained that his actions were intended to repel
the officers’ blows and could not have been interpreted as acts of aggressiveness. If
we accept as true Cortes’s statements, which we must at this stage in the
proceedings, see Hoyt, 672 F.3d at 977, a reasonable jury could find that Bradley,
Magloire, Scott, and Leandre gratuitously used force against Cortes in violation of
his constitutional rights.
IV. CONCLUSION
We AFFIRM the denial of the officers’ motions for summary judgment
based on qualified immunity.
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