John Hill Hawthorne v. Secretary, Department of Corrections

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 18-12027
Non-Argument Calendar
________________________
D.C. Docket No. 6:16-cv-01586-PGB-TBS
JOHN HILL HAWTHORNE,
Petitioner-Appellant,
versus
SECRETARY, DEPARTMENT OF
CORRECTIONS,
ATTORNEY GENERAL, STATE OF
FLORIDA,
Respondents-Appellees.
________________________
Appeal from the United States District Court
for the Middle District of Florida
________________________
(September 5, 2019)
Before MARTIN, NEWSOM, and ANDERSON, Circuit Judges.
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PER CURIAM:
John Hill Hawthorne, a counseled Florida state prisoner, appeals the district
court’s denial of his 28 U.S.C. § 2254 petition for writ of habeas corpus. This
Court granted Hawthorne a Certificate of Appealability (“COA”) on one issue:
whether, in light of Wilson v. Sellers, 583 U.S. ____, 138 S. Ct. 1188 (2018), the
District Court erred by not properly deferring to the state court opinion in denying
two of Hawthorne’s claims for habeas relief. After careful review, we vacate and
remand in part and affirm in part the district court’s denial of Hawthorne’s § 2254
petition.
I.
A jury convicted Hawthorne of second-degree murder with a weapon in
violation of Fla. Stat. §§ 782.04(2) and 775.087(1). During the trial, the state
presented and the trial court admitted evidence of Hawthorne’s statements made
during a custodial interrogation after he received the following Miranda 1 warning:
And what I’m gonna do is you have the right to remain silent. I’m
gonna read you your rights. You’ve heard them on TV before. I’m
sure you’ve heard them. Anything you say can be used against you in
a court of law. You have the right to an attorney, to talk to him before
doing that, before questioning. If you can’t afford one, one will be
appointed to you. If you can’t afford one, like I said, one will be
provided to you.
1
Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602 (1966).
2
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After the jury returned a guilty verdict, the state court sentenced Hawthorne to 38-
years imprisonment followed by five years of probation. Hawthorne appealed his
conviction and sentence. On October 18, 2011, Florida’s Fifth District Court of
Appeal (“Fifth DCA”) per curiam affirmed Hawthorne’s conviction. Hawthorne v.
State, 84 So. 3d 331 (Fla. 5th DCA 2011) (per curiam) (unpublished).
On December 12, 2012, Hawthorne filed a counseled motion for post-
conviction relief in Florida state court under Florida Rule of Criminal Procedure
3.850. He raised seven claims of ineffective assistance of trial counsel not at issue
in this appeal. On January 2, 2014, Hawthorne filed a counseled supplement to his
Rule 3.850 motion, raising another claim of ineffective assistance of counsel. In
the supplement, he argued his trial counsel was ineffective for failing to move to
suppress the statements he made during the custodial interrogation because his
Miranda warning was insufficient.
On April 21, 2014, Hawthorne filed a second counseled supplement to his
Rule 3.850 motion, raising a ninth claim of ineffective assistance of counsel. In his
second supplement, Hawthorne argued his trial counsel was ineffective for failing
to move to suppress statements he made during the custodial interrogation because
those statements were obtained in violation of the Sixth Amendment. Hawthorne
explained that his family hired an attorney after he was taken into police custody;
the attorney contacted the police department several times during the course of
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Hawthorne’s interrogation; and the officers denied Hawthorne access to and failed
to advise him that his attorney was trying to reach him.
On January 7, 2015, the state court struck Hawthorne’s supplemental claims
as untimely, but with leave to amend. Hawthorne’s post-conviction counsel then
filed an amended supplement to Hawthorne’s Rule 3.850 motion, explaining that
although Hawthorne asked him to file both of the supplemental claims, he
negligently failed to timely file them. As evidence, Hawthorne’s post-conviction
counsel attached a letter Hawthorne sent him within the two-year statute of
limitations for Rule 3.850 motions. See Fla. R. Crim. P. 3.850(b). In the letter,
Hawthorne requested his post-conviction counsel “please add” the Miranda
warning claim but stated that the Sixth Amendment claim was “another thing
[post-conviction counsel] might want to consider adding.”
The state court denied both of Hawthorne’s supplemental claims. For
Hawthorne’s Miranda warning claim, the state court ruled the Miranda warning, as
given, reasonably conveyed his Miranda rights consistent with Florida v. Powell,
559 U.S. 50, 130 S. Ct. 1195 (2010), and Rigterink v. State, 66 So. 3d 866 (Fla.
2011). For Hawthorne’s Sixth Amendment claim, the state court determined it was
untimely because Hawthorne never affirmatively asked his post-conviction counsel
to file it. Hawthorne appealed the state court’s denial of his Rule 3.850 motion,
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and the Fifth DCA per curiam affirmed. Hawthorne v. State, 198 So. 3d 637 (Fla.
5th DCA 2016) (per curiam) (unpublished).
Hawthorne then filed a § 2254 petition in the district court, raising, among
other things, his Miranda warning and Sixth Amendment claims for relief. The
district court denied Hawthorne’s petition and dismissed his case with prejudice.
In doing so, the district court dismissed Hawthorne’s Miranda warning claim for a
different reason than the one articulated by the state court—that is, his counsel
“strategically chose to use Hawthorne’s statement to the police [for his] self-
defense case” and “[r]easonable strategic decisions are virtually unchallengeable
on habeas review.” Beyond that, the district court ruled the state post-conviction
court reasonably determined Hawthorne’s Sixth Amendment claim was untimely;
Hawthorne failed to properly exhaust his state court remedies because the claim
was untimely; and Hawthorne’s failure to exhaust was not excused under Martinez
v. Ryan, 566 U.S. 1, 132 S. Ct. 1309 (2012). Hawthorne now appeals the district
court’s determinations regarding his Miranda warning and Sixth Amendment
claims for habeas relief.
II.
Our review of the district court’s denial of Hawthorne’s petition is
“governed by 28 U.S.C. § 2254, as amended by the Antiterrorism and Effective
Death Penalty Act of 1996 (‘AEDPA’), which establishes a ‘highly deferential
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standard’ for state court judgments.” Pardo v. Sec’y, Fla. Dep’t of Corr., 587 F.3d
1093, 1098 (11th Cir. 2009) (quoting Williams v. Allen, 542 F.3d 1326, 1336 (11th
Cir. 2008)). Under that standard, a federal court may grant habeas relief only if
the state court’s decision was (1) contrary to, or involved an unreasonable
application of, clearly established federal law, as determined by the Supreme Court
of the United States, or (2) based on an unreasonable determination of the facts in
light of the evidence presented to the state court. Id.; 28 U.S.C. §§ 2254(d)(1), (2).
An unreasonable application of federal law occurs when the state court arrives at a
conclusion in conflict with a rule enunciated by the Supreme Court when
confronted by “a set of materially indistinguishable facts,” or identifies the correct
governing legal rule, but “unreasonably applies that principle to the facts of the
prisoner’s case.” Cox v. McNeil, 638 F.3d 1356, 1360 (11th Cir. 2011) (per
curiam) (quotation marks omitted).
“We review de novo the District Court’s decision about whether the state
court’s ruling was contrary to federal law, involved an unreasonable application of
federal law, or was based on an unreasonable determination of the facts.”
Consalvo v. Sec’y for Dep’t of Corr., 664 F.3d 842, 844 (11th Cir. 2011) (per
curiam). We also review de novo mixed questions of law and fact, such as claims
of ineffective assistance of counsel or whether a petitioner exhausted his state court
remedies before filing a § 2254 petition. Pardo, 587 F.3d at 1098; Vazquez v.
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Sec’y, Fla. Dep’t of Corr., 827 F.3d 964, 967 (11th Cir. 2016). We review findings
of fact for clear error. Pardo, 587 F.3d at 1098.
III.
Hawthorne argues the district court erred in denying his Miranda claim
because the district court failed to apply the “look-through requirement” articulated
by the Supreme Court in Wilson. He contends the district court erred in finding its
own rationale to dismiss his Miranda claim. We agree.
“When a district court reviews a state court’s decision under AEDPA, it
must first consider the claim as it was presented to the state court.” Whatley v.
Warden, 927 F.3d 1150, 1181 (11th Cir. 2019); 28 U.S.C. § 2254(d)(1). Next, the
district court must consider the state court’s decision, determining whether the
state court unreasonably applied Supreme Court precedent or made an
unreasonable determination of the facts. Id. Only if the district court determines
the state court’s decision “was based on an unreasonable application of Supreme
Court precedent . . . [or] an unreasonable determination of the facts” can the
district court review the claim de novo. Id.Wilson informs our analysis. In Wilson, the Supreme Court explained that
when the last state court to consider a constitutional issue provides a “reasoned
opinion,” district courts are to “review[] the specific reasons given by the state
court and defer[] to those reasons if they are reasonable.” 138 S. Ct. at 1192. But
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if the most recent state court opinion “does not come accompanied with those
reasons,” district courts must “look through” the decision to the last reasoned state
court decision and presume the earlier one provides the relevant rationale. Id.(quotation marks omitted).
Under this precedent, the district court erred in denying Hawthorne’s
Miranda claim. The district court did not analyze, much less “look through” the
Fifth DCA’s decision to the rationale used by the state trial court to deny
Hawthorne’s Rule 3.850 motion. See id. Although the district court highlighted
the state court’s conclusion that “there was no reasonable probability that a motion
to suppress would have been granted,” the district court did not examine, discuss,
or evaluate whether Hawthorne’s Miranda warning was sufficient as a matter of
clearly established federal law. When it failed to conduct this evaluation, the
district court failed to do what AEDPA and precedent require district courts to do
in reviewing § 2254 petitions. See Whatley, 927 F.3d at 1181. A district court
must first begin with the claim presented before the state court and then determine
whether the state court unreasonably applied Supreme Court precedent or
unreasonably determined the facts. See id. Only then—and if the state court did
so—can a district court undertake a de novo review of a petitioner’s § 2254 claim.
Here, the district court did no such thing and, instead, undertook a de novo review
of Hawthorne’s Miranda warning at the outset. In doing so, the district court erred.
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Not so for Hawthorne’s Sixth Amendment claim. Hawthorne argues the
district court erred in determining his Sixth Amendment claim was barred by
Martinez v. Ryan, 566 U.S. 1, 132 S. Ct. 1309 (2012). But because Hawthorne is
an unsuccessful habeas petitioner, the scope of our review, absent exceptional
circumstances,2 is limited to the issues specified in the COA. Williams v. McNeil,
557 F.3d 1287, 1290 nn. 3 & 4 (11th Cir. 2009); Kuenzel v. Allen, 488 F.3d 1341,
1343 (11th Cir. 2007) (per curiam). This Court granted Hawthorne a COA on one
issue pertaining to his Sixth Amendment claim—that is, “[w]hether the district
court erred, in light of Wilson . . . by not properly deferring to the state court
opinion denying Hawthorne’s . . . Fla. R. Crim. P. 3.850 motion, such that it erred
in denying [Hawthorne’s Sixth Amendment claim] of his 28 U.S.C. § 2254petition.” Our review, therefore, is limited to whether the district court erred in
applying Wilson to Hawthorne’s Sixth Amendment claim.
Hawthorne conceded before the district court he defaulted his Sixth
Amendment claim. The district court therefore did not need to “look through” the
Fifth DCA’s decision to analyze whether Hawthorne procedurally defaulted his
Sixth Amendment claim. See Wilson, 138 S. Ct. at 1192; see also Ylst v.
2
On appeal, Hawthorne does not argue this is an “exceptional circumstance” that might
warrant expanding his COA. And we do not think it is one. See Mays v. United States, 817 F.3d
728, 732–33 (11th Cir. 2016) (per curiam). As a result, we decline to consider Hawthorne’s
Martinez arguments.
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Nunnemaker, 501 U.S. 797, 111 S. Ct. 2590 (1991) (holding that if “the last
reasoned opinion on [a habeas] claim explicitly imposes a procedural default,”
federal courts “will presume that a later decision rejecting the claim did not silently
disregard that bar”). As a result, the district court did not err under Wilson here.
For these reasons, we vacate and remand Hawthorne’s Miranda claim for the
district court to determine whether the state court unreasonably applied Supreme
Court precedent. However, we affirm the district court’s denial of Hawthorne’s
Sixth Amendment claim because the district court committed no error under
Wilson in reviewing it. 3
VACATED AND REMANDED IN PART AND AFFIRMED IN PART.
3
If the district court determines upon remand that the state court unreasonably applied
Supreme Court precedent, the district court should undertake a de novo review of Hawthorne’s
Miranda warning claim. See Whatley, 927 F.3d at 1181. If the district court reaches this point
of the § 2254(d) analysis, the district court may also consider in the first instance if an
evidentiary hearing is necessary on the question of whether trial counsel strategically chose to
use Hawthorne’s custodial statements in his self-defense case.
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