United States v. Yosdani Chavez La Rosa

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
FILED
U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
SEPTEMBER 11, 2007
No. 06-12727
THOMAS K. KAHN
CLERK
D. C. Docket No. 05-10021-CR-SH
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
YOSDANI CHAVEZ LA ROSA,
JORGE LUIS GARCIA JULIA,
Defendants-Appellants.
Appeals from the United States District Court
for the Southern District of Florida
(September 11, 2007)
Before DUBINA and MARCUS, Circuit Judges, and COOGLER,* District Judge.
PER CURIAM:
__________________________
*Honorable L. Scott Coogler, United States District Judge for the Northern District of Alabama,
sitting by designation.
Yosdani Chavez La Rosa (“Chavez La Rosa”) and Jorge Luis Garcia Julia
(“Garcia Julia”) were jointly charged with forcibly assaulting, resisting, opposing,
impeding, intimidating, or interfering with a United States Customs and Border
Protection Marine Enforcement Officer (“MEO”), a person designated in 18
U.S.C. § 1114, while such officer was engaged in or on account of the
performance of his official duties. 18 U.S.C. § 111(a). Garcia Julia was also
charged with one count of using a deadly and dangerous weapon, a speed-boat, to
do the above. 18 U.S.C. § 111(a), (b). They were subsequently convicted by a
jury.
Multiple issues are raised in this consolidated appeal. Both co-defendants
argue that the evidence presented at trial was insufficient to sustain their
convictions and that the district court abused its discretion by permitting the
government to present testimony that a Global Positioning System (“GPS”)
receiver found onboard the boat upon which they were arrested contained tracking
points showing travel from Florida to Cuba. Additionally, Garcia Julia contends
that the district court (1) abused its discretion by denying his motion in limine to
exclude evidence of alien smuggling; (2) erroneously instructed the jury on the
definition of “forcible assault”; and (3) erred in overruling his objection to a
sentence enhancement under U.S.S.G. § 2A2.2(b)(3)(A) for an injury suffered by a
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federal officer during the offense conduct. We now consider each of these
arguments in turn.
I.
We review a claim of insufficient evidence to convict de novo. United
States v. Nolan, 223 F.3d 1311, 1314 (11th Cir. 2000). We view the evidence in
the light most favorable to the government and affirm the conviction if “any
rational trier of fact could have found the essential elements of the crime beyond a
reasonable doubt.” Id. (quotation and citation omitted). We review de novo the
denial of a motion for a judgment of acquittal, applying the same standard that is
used in reviewing the sufficiency of the evidence. United States v. Descent, 292
F.3d 703, 706 (11th Cir. 2002).
Under 18 U.S.C. § 111(a),
[w]hoever forcibly assaults, resists, opposes, impedes, intimidates, or
interferes with any person designated in section 1114 of this title
while engaged in or on account of the performance of official duties .
. . shall, where the acts in violation of this section constitute only
simple assault, be fined under this title or imprisoned not more than
one year, or both, and in all other cases, be fined under this title or
imprisoned not more than 8 years or both.
18 U.S.C. § 111(a).
Section 111(a) does not define “assault”; therefore, we define the term in
accordance with its meaning at common law. United States v. Williams, 197 F.3d
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1091, 1096 (11th Cir. 1999). Simple assault at common law is defined as “a
willful attempt to inflict injury upon the person of another, or . . . a threat to inflict
injury upon the person of another which, when coupled with an apparent present
ability [to do so], causes a reasonable apprehension of immediate bodily harm.”
United States v. Fallen, 256 F.3d 1082, 1088 (11th Cir. 2001) (quotation and
citation omitted). We have noted that forcible assault, therefore, must be
something more than mere simple assault, “such as a willful attempt or threat to
inflict serious bodily injury, coupled with an apparent present ability [to do so],
which causes the intended victim a reasonable apprehension of immediate serious
bodily harm or death.” Id. (emphasis in original) (finding sufficient evidence
supported a conviction for forcibly assaulting two federal officers, under 18
U.S.C. § 111(a), where the defendant threatened to use a gun against two federal
agents, although the agents did not actually see the firearm). Forcible assault has
also been defined as “any willful threat or attempt to inflict bodily injury upon the
person of another when coupled with an apparent present ability to do so, and
includes any intentional display of force such as would give the victim reason to
fear or expect immediate bodily harm.” Id. at 1087 (quotation, citation, and
emphasis omitted).
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We have also held that “[t]he word ‘forcibly’ in section 111 means only that
some amount of force must be used.” United States v. Fernandez, 837 F.2d 1031,
1033-35 (11th Cir. 1988) (affirming conviction under 18 U.S.C. § 111 where
defendant, who chased a prosecutor down a street and bumped and pushed him,
shouted profanities at him, told him to get someone to protect himself, and
repeatedly warned him to “watch [his] back,” argued that evidence of forcible
assault was lacking). Proof of physical contact is not required to violate 18 U.S.C.
§ 111. Fallen, 256 F.3d at 1087. Additionally, 18 U.S.C. § 111 is a “general
intent” statute. See United States v. Ettinger, 344 F.3d 1149, 1154 (11th Cir.
2003).
As the district court noted in instructing the jury, “forcibly” as used in 18
U.S.C. § 111(a), applies not only to assaulting, but also to resisting, opposing,
impeding, intimidating, and interfering with a federal officer. Cf. Porto Rico Ry.,
Light & Power Co. v. Mor, 253 U.S. 345, 348, 40 S. Ct. 516, 518 (1920) (“When
several words are followed by a clause which is applicable as much to the first and
other words as to the last, the natural construction of the language demands that
the clause be read as applicable to all.”).
At trial, the evidence was sufficient to demonstrate beyond a reasonable
doubt that, although Chavez La Rosa had access to the speed-boat’s controls,
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Garcia Julia was the driver at all times. When the MEOs, who were also operating
a high-powered boat, attempted to stop Garcia Julia, who was piloting the speed-
boat at night without the required navigational lights, Garcia Julia fled, attempted
to evade the MEOs, and, when his evasion efforts failed, twice rammed the speed-
boat he was driving into the MEOs’ vessel, causing serious damage to both boats,
injuring one of the MEOs, and nearly knocking another MEO overboard. On these
facts, a rational trier of fact would have been able to find that, by piloting the
fugitive speed-boat into the MEOs’ boat twice, Garcia Julia made a willful attempt
to inflict serious bodily injury or threatened to do so with a dangerous vessel, and
the MEOs onboard suffered a reasonable apprehension of immediate bodily harm
or death. Garcia Julia certainly used “some amount of force” in taking this action;
therefore, his actions were forcible. Fernandez, 837 F.2d at 1033-35. Assuming,
arguendo, that Garcia Julia’s actions could not be considered forcible assault, they
undoubtedly constituted forcibly resisting or forcibly impeding the MEOs’ attempt
to stop the boat he was piloting with the use of a deadly and dangerous weapon, a
28-foot boat traveling at 50 miles per hour.
The evidence further demonstrated that, after the MEOs were eventually
able to board the fugitive vessel, Garcia Julia struggled and was restrained only
after being subdued with pepper spray. Despite being fully handcuffed, Garcia
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Julia kicked and struck one of the MEOs in the shin. This, too, constituted the use
of “some amount of force” while resisting arrest. Accordingly, we conclude that
sufficient evidence supported Garcia Julia’s convictions, and the district court did
not err in denying his motions for a judgment of acquittal. See Descent, 292 F.3d
at 706; Nolan, 223 F.3d at 1314.
Chavez La Rosa likewise forcibly resisted arrest. According to the
evidence, taken in a light most favorable to the verdict, Chavez La Rosa struggled
while the MEOs attempted to restrain him. Indeed, the law enforcement officers
were forced to throw him to the ground in order to subdue him. Therefore, we
hold that the evidence was sufficient to support his conviction as well.1
II.
The defendants challenge the district court’s decision to admit evidence,
such as extra gasoline containers and tracking coordinates discovered on a mobile
GPS receiver, that suggests that they had been engaged in smuggling
undocumented persons from Cuba to the United States. They contend that such
evidence is not relevant to the crimes charged. We disagree.
1
Our view that § 111's “forcibl[e]” requirement is satisfied by the use of a minimal
amount of force renders it unnecessary to determine whether the district court erred by not
defining “forcibly” in its jury instructions. Assuming it was error, the error was harmless.
Because the use of minimal force is sufficient, the term “forcibly” is self-defining. Cf. United
States v. Drury, 396 F.3d 1303, 1314 (11th Cir. 2005) (“Plainly, a jury instruction that omits an
element of the charged offense . . . is subject to harmless error analysis.”).
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We review the district court’s evidentiary rulings regarding admission of
evidence for an abuse of discretion. United States v. Jiminez, 224 F.3d 1243, 1249
(11th Cir. 2000). “In reviewing issues under [Fed. R. Evid.] 403, we look at the
evidence in a light most favorable to its admission, maximizing its probative value
and minimizing its undue prejudicial impact.” United States v. Tinoco, 304 F.3d
1088, 1120 (11th Cir. 2002) (quotations and citation omitted).
Under the Federal Rules of Evidence, all relevant evidence not otherwise
deemed inadmissible is admissible, and irrelevant evidence is inadmissible. Fed.
R. Evid. 402. “The standard for what constitutes relevant evidence is a low one:
evidence is relevant if it has ‘any tendency to make the existence of any fact that is
of consequence to the determination of the action more probable or less probable
than it would be without the evidence.’” Tinoco, 304 F.3d at 1120 (quoting Fed.
R. Evid. 401). Nonetheless, relevant evidence “may be excluded if its probative
value is substantially outweighed by the danger of unfair prejudice.” Fed. R. Evid.
403. “The term ‘unfair prejudice,’ as to a criminal defendant, speaks to the
capacity of some concededly relevant evidence to lure the factfinder into declaring
guilt on a ground different from proof specific to the offense charged.” Old Chief
v. United States, 519 U.S. 172, 180, 117 S. Ct. 644, 650 (1997). One such ground
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is that the defendant committed uncharged crimes. Id. at 180-81, 117 S. Ct. at
650.
However, “Rule 403 is an extraordinary remedy which the district court
should invoke sparingly, and [t]he balance . . . should be struck in favor of
admissibility.” Tinoco, 304 F.3d at 1120 (internal quotations and citation
omitted). “The major function of Rule 403 is limited to excluding matter of scant
or cumulative probative force, dragged in by the heels for the sake of its
prejudicial effect.” United States v. Cross, 928 F.2d 1030, 1048 (11th Cir. 1991)
(internal quotations and citation omitted). In determining whether to exclude
evidence under Rule 403, district courts may consider the presence or absence of
evidentiary alternatives. Old Chief, 519 U.S. at 184, 117 S. Ct. at 652.
Under Fed. R. Evid. 404(b), “[e]vidence of other crimes, wrongs, or acts is
not admissible to prove the character of a person in order to show action in
conformity therewith. It may, however, be admissible for other purposes, such as
proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident.” “Evidence of criminal activity other than the
offense charged is not extrinsic under Rule 404(b) if it is (1) an uncharged offense
which arose out of the same transaction or series of transactions as the charged
offense, (2) necessary to complete the story of the crime, or (3) inextricably
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intertwined with the evidence regarding the charged offense.” United States v.
Veltmann, 6 F.3d 1483, 1498 (11th Cir. 1993).
We conclude that the evidence offered by the government to suggest that the
defendants were engaged in alien smuggling was relevant because it demonstrated
the defendants’ possible motivation for being in a go-fast boat at night without the
boat’s lights on, for fleeing federal officers by maneuvering the boat in a
dangerous manner, and for resisting arrest after repeated warnings. See Tinoco,
304 F.3d at 1120. If the government had been barred from introducing this
evidence, the jury would have been left without a rational explanation for the
defendants’ dangerous behavior before, during, and after the pursuit. Therefore,
for this reason and because it was necessary to complete the story of the crime, the
evidence is not barred by Rule 404(b). See Veltmann, 6 F.3d at 1498. Similarly,
with respect to Rule 403, the evidence was not unfairly prejudicial, especially
considering that alternative evidence was not available and neither defendant
stipulated to engaging in alien smuggling. Old Chief, 519 U.S. at 184, 117 S. Ct.
at 652. Accordingly, its admission by the district court was not an abuse of
discretion.2
2
Even if we were to assume, arguendo, that Chavez La Rosa is correct that tracking
coordinates dated two days before the incident are irrelevant, the district court’s error in
admitting the coordinates was harmless nonetheless. Even applying the least deferential
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III.
Describing “forcible assault” as the “crux of both of the charges against
both defendants,” Garcia Julia also contends that the district court erred when it
refused to include in its instructions to the jury the Eleventh Circuit pattern jury
instruction defining the term “forcible assault.” The Eleventh Circuit Pattern
Criminal jury instructions for Offense Instruction 1.1 (misdemeanor assault) and
Offense Instruction 1.2 (felony assault with use of a deadly weapon) define
forcible assault as follows:
The term "forcible assault" means any willful threat or attempt to
inflict serious bodily injury upon someone else, when coupled with an
apparent present ability to do so, and includes any intentional display
of force that would give a reasonable person cause to expect
immediate and serious bodily harm or death even though the threat or
attempt is not actually carried out and the victim is not actually
injured.
Instead, the district court provided the jury with the pattern instructions for
applying 18 U.S.C. § 111(a), (b) without defining the term “forcible assault.” The
district court then instructed the jury that the statutory term “forcibly” applies to
all of the acts specified in § 111(a), i.e. assault, resist, oppose, impede, intimidate,
harmless review analysis, the defendants have failed to demonstrate that there is “a reasonable
possibility that the evidence complained of might have contributed to the conviction.” Hart v.
Attorney Gen. of the State of Fla., 323 F.3d 884, 895 (11th Cir. 2003) (quoting Fahy v.
Connecticut, 375 U.S. 85, 86-87, 84 S. Ct. 229, 230 (1963)).
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or interfere. The district court did not abuse its discretion when denying the
defendants’ requested instruction.
We review the district court’s refusal “to give a defendant’s requested jury
instruction for abuse of discretion.” United States v. Chirinos, 112 F.3d 1089,
1101 (11th Cir. 1997). Generally, refusing to give a requested jury instruction is
an abuse of discretion where the instruction is: “(1) correct; (2) not substantially
covered by other instructions that were given; and (3) so vital that failure to give
the requested instruction seriously impaired the defendant’s ability to defend
himself.” Fallen, 256 F.3d at 1090 (quotation and citation omitted). “[W]e
examine whether the jury charges, considered as a whole, sufficiently instructed
the jury so that the jurors understood the issues and were not misled.” Bogle v.
McClure, 332 F.3d 1347, 1357 (11th Cir. 2003).
The defendants’ argument overlooks the fact that they were charged not
simply with “forcible assault” but with violating § 111(a), which includes
numerous actions short of assault, and, in Garcia Julia’s case, § 111(b), which
incorporates all of the actions outlined in § 111(a). Therefore, the district court’s
instruction reflected a correct statement of the law. Furthermore, the pattern
instruction sought by Garcia Julia was not “so vital that failure to give the
requested instruction seriously impaired [his] ability to defend himself” because
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one count was based on a clear use of intentional force, twice crashing the fleeing
boat into the MEOs’ boat, and the other involved a use of force by Garcia Julia
after he had been handcuffed, kicking and striking an MEO in the shin.
Additionally, the district court’s failure to give the instruction did not prevent the
jury from considering Garcia Julia’s basic claim at trial that the crashes he caused
were accidents because, otherwise, they would have been akin to attempted
suicide.
Fallen involved a district court’s refusal to give the exact pattern instruction
that is at issue in the present case. 256 F.3d at 1090. In that case, however, the
court specifically defined “forcible assault,” although it gave an alternative
definition. Id. We found no abuse of discretion, holding that the district court’s
instruction was “a correct statement of the law.” Id. Although the district court’s
instruction in the present case was also a correct statement of law, unlike in
Fallen, the district court did not specifically define the term “forcibly.”
Nevertheless, as we noted supra in footnote one, that term, which requires only the
use of minimal force, is self-defining and, therefore, the definition is not “so vital
that failure to give the [definition] seriously impaired the defendant’s ability to
defend himself.”
IV.
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While pursuing the defendants, the MEOs were forced to take evasive
action to counter Garcia Julia’s efforts to ram his boat into theirs. After Garcia
Julia succeeded in ramming the MEOs’ vessel one time, and while the extremely
dangerous chase continued, one of the MEOs crushed his finger while attempting
to secure ammunition from his boat’s forward cabin. Consequently, the district
court increased Garcia Julia’s offense level by three levels pursuant to U.S.S.G. §
2A2.2(b)(3)(A) (2005), which addresses injuries resulting from “aggravated
assault.” Garcia Julia contends this was error. We disagree.
“This court reviews the district court’s findings of fact for clear error and its
application of the sentencing guidelines to those facts de novo.” United States v.
Humber, 255 F.3d 1308, 1311 (11th Cir. 2001).
Under U.S.S.G. § 2A2.2(b)(3)(A) (2005), a defendant who commits an
aggravated assault that causes a victim to sustain bodily injury should have his
offense level increased by three levels. “‘Aggravated assault’ means a felonious
assault that involved (A) a dangerous weapon with intent to cause bodily injury
(i.e., not merely to frighten) with that weapon; (B) serious bodily injury; or (C) an
intent to commit another felony.” Id., comment (n.1). Specific offense
characteristics are determined based on “all acts and omissions committed, aided,
abetted, counseled, commanded, induced, procured, or willfully caused by the
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defendant . . . that occurred during the offense of conviction, in preparation for
that offense, or in the course of attempting to avoid detection or responsibility for
that offense . . . [and] all harm that resulted from the[se] acts and omissions. . . .”
U.S.S.G. § 1B1.3(a)(1), (3) (2005).
The injury at issue occurred after warning shots were fired and after Garcia
Julia had collided his boat into the MEOs’ boat and continued to make aggressive
turns that required the MEO commander to take evasive actions to avoid a
collision. Therefore, the injury occurred while Garcia Julia was carrying out his
felonious assault against the MEOs, and the enhancement was properly applied.
Accordingly, we affirm Chavez La Rosa’s conviction and Garcia Julia’s
convictions and sentences.
AFFIRMED.
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