Donald C. Maynard v. Pneumatic Products Corp.

PUBLISH
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
NOV 22 2000
THOMAS K. KAHN
No. 99-12881 CLERK
________________________
D. C. Docket No. 98-00022-CIV-OC-10C
DONALD C. MAYNARD,
Plaintiff-Appellant,
versus
PNEUMATIC PRODUCTS CORP.,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Florida
_________________________
(November 22, 2000)
Before TJOFLAT, WILSON and FLETCHER*, Circuit Judges.
WILSON, Circuit Judge:
Donald C. Maynard appeals the district court’s grant of judgment as a matter
of law to Pneumatic Products Corporation (“Pneumatic”). Because Maynard failed
*
Honorable Betty B. Fletcher, U.S. Circuit Judge for the Ninth Circuit, sitting by
designation.
to prove that he is disabled within the meaning of the Americans with Disabilities
Act (“ADA”), we affirm.
I. BACKGROUND
Pneumatic Products Corporation (“Pneumatic”) hired Donald Maynard in
1991 as an assembly line worker on Pneumatic’s filter product line.1 In 1994,
Maynard sustained an on-the-job back injury in which he herniated a disc in his
back. By March, 1996, as a result of the herniated disc, Maynard could not lift
more than 14 pounds, sleep sufficiently (due to severe back pain), sit in a chair for
more than 15-20 minutes at a time, stand for more than 10-15 minutes at a time,
bend at the waist, run up steps, or walk more than 40-50 yards at a time.2
Pneumatic knew about Maynard’s back condition, and the limitations caused by his
condition.
Pneumatic terminated Maynard’s employment in March, 1996, purportedly
because it was discontinuing the product line on which Maynard worked. Maynard
contended that Pneumatic actually fired him “because of [his] back.” He filed a
1
Maynard went on to work for Pneumatic in several capacities, but for sake of brevity and
clarity we summarize his positions as “assembly line worker.”
2
At trial, Maynard described his walking abilities as follows:
Q: [I]f you walked more than [40 or 50 yards], would it cause your back to hurt?
A: [My back] would start tensing up and I just have to stop for maybe five seconds
and let the muscles start relaxing and then I can keep right on going.
2
charge with the Equal Employment Opportunity Commission (“EEOC”) slightly
less than 300 days after his termination, claiming that Pneumatic violated the ADA
by firing him because of a disability (his back condition). After receiving his right
to sue letter, Maynard sued Pneumatic for violations of the ADA and the Florida
Civil Rights Act, Fla. Stat. ch. 760.01 et seq. (1997).
Maynard’s claim proceeded to a jury trial, and the district court granted
Pneumatic’s motion for judgment as a matter of law before the jury rendered its
verdict. The district court granted Pneumatic’s motion for two reasons: first,
because Maynard failed to establish that he had a disability within the meaning of
the ADA; and second, because Maynard’s EEOC and Florida Commission on
Human Relations (“FCHR”) charges were not timely filed, hence his claims were
time barred. Maynard appeals both findings. We agree with the district court that
Maynard failed to prove he has a disability; therefore we do not rule on the court’s
second ground for dismissal.3
3
Ordinarily, a complaining party must file charges with the EEOC within 180 days of
“the alleged unlawful employment practice.” 42 U.S.C. § 2000e-5(e)(1) (1994). However, the
time for filing a charge may be extended to 300 days in so-called “work-sharing states,” if the
complainant first files a timely charge in a state or local agency in the work-sharing state. Work-
sharing states enter into work-sharing agreements with the EEOC, whereby states that have state
or local agencies that have “authority to grant or seek relief from such [discriminatory] practice,”
receive notice of the alleged discrimination and an opportunity to investigate the allegations
before a charge may be filed with the EEOC. 42 U.S.C. § 2000-5(e)(1). A charge may be filed
with the EEOC after the state or local agency terminates its investigation. Under the Florida-
EEOC work-sharing agreement, once charges are filed with the FCHR, there is “an instantaneous
‘constructive termination’” of the FCHR proceedings, and the EEOC may begin its investigation.
3
II. DISCUSSION
We review de novo the district court’s grant of judgment as a matter of law,
and view all evidence in the light most favorable to Maynard, the non-movant. See
Wideman v. Wal-Mart Stores, Inc., 141 F.3d 1453, 1454 (11th Cir. 1998).
A. A plaintiff’s general burden of proof for a prima facie case under the
ADA.
The ADA prohibits discrimination “against a qualified individual with a
disability because of the disability of such individual in regard to job application
procedures, the hiring, advancement, or discharge of employees, employee
compensation, job training, and other terms, conditions, and privileges of
employment.” 42 U.S.C. § 12112(a) (1995). To make out a prima facie case of
discrimination under the ADA, an ADA claimant must prove that: (1) he has a
disability; (2) he is a qualified individual; and (3) he was discriminated against
See Griffin v. Air Products and Chemicals, Inc., 883 F.2d 940, 943 (11th Cir. 1989). Maynard
filed a charge with the EEOC within 300 days; however, he never filed a charge with Florida’s
state agency, the FCHR.
EEOC “Form 5” allows a complaining party to check a box near the bottom of the form,
which signals the EEOC to file the Form with the state agency also (here, the FCHR). When the
complaining party does so, the EEOC forwards the charge to the state agency, and the party is
deemed to have filed charges with the state agency first (as required by 42 U.S.C. § 2000e-
5(e)(1) to extend the period for timely filing to 300 days). Maynard filled out Form 5, but he
failed to check the box, and never filed directly with the FCHR. Nonetheless, the EEOC did
forward Maynard’s charge to the FCHR roughly 351 days after Pneumatic terminated Maynard.
We do not decide today whether Maynard’s filing was timely. We do note, however, that
Maynard’s filing was not ideal, and caution future claimants that this sort of filing may not
suffice under 42 U.S.C. § 2000e-5(e)(1).
4
because of his disability. See Pritchard v. Southern Co. Servs., 92 F.3d 1130, 1132
(11th Cir. 1996), modified, 102 F.3d 1118 (11th Cir. 1996); 42 U.S.C. § 12112(a).
Our focus today is on the first prong of the prima facie case – whether Maynard
proffered sufficient evidence to prove he has a disability.4
A person has a disability if he: (1) has “a physical or mental impairment that
substantially limits one or more of the major life activities of such individual;” (2)
has “a record of such an impairment;” or (3) is “regarded as having such an
impairment.” 42 U.S.C. § 12102(2) (1995). Maynard claims to qualify under the
first definition of disability, by claiming to have a physical impairment that
substantially limits more than one of his major life activities.5 Thus, our
consideration “proceeds in three steps.” Bragdon v. Abbott, 524 U.S. 624, 631
4
It is not clear whether Maynard is appealing the district court’s denial of his Florida
Civil Rights Act claim. Maynard has not cited to any caselaw discussing or interpreting the
Florida Civil Rights Act. Regardless, our analysis of the ADA is the same as a disability
analysis under the Florida Civil Rights Act. See Brand v. Florida Power Corp., 633 So.2d 504,
509 (Fla. Dist. Ct. App. 1994).
5
Maynard’s complaint alleged that he had a record of an impairment, but Maynard
explicitly abandoned this argument on appeal. Maynard also argues on appeal that Pneumatic
“regarded him” as disabled, as evidenced by Pneumatic’s alleged statement that it was firing
Maynard “because of [his] back.” Maynard nowhere explains how Pneumatic supposedly
regarded him as disabled. Maynard seems to be arguing that Pneumatic regarded him as
disabled in the major life activity of working, i.e., that Pneumatic fired Maynard because it
regarded him as unable to work because of his back. This argument has no merit, because
Maynard presented no evidence tending to prove that Pneumatic regarded him as disabled in the
major life activity of working. See Murphy v. United Parcel Serv., Inc., __ U.S. __, 119 S.Ct.
2133, 2139 (1999); (“[T]he undisputed record evidence demonstrates that petitioner is, at most,
regarded as unable to perform only a particular job. This is insufficient, as a matter of law, to
prove that petitioner is regarded as substantially limited in the major life activity of working.”).
5
(1998). First, we must decide whether Maynard’s back injury is a physical
impairment. See id. Second, we must decide whether the activities Maynard
claims are substantially limited by his back injury qualify as major life activities
under the ADA. See id. Finally, we must decide whether Maynard’s back injury
substantially limits the major life activities identified by Maynard. See id.B. Maynard’s prima facie case.
Maynard claims that his physical impairment – his back injury –
substantially limits him in the major life activity of walking.6 Because Maynard
failed to demonstrate that his ability to walk is substantially limited as compared to
the average person in the general population’s ability to walk, Maynard did not
succeed in making out a prima facie case.
Maynard’s back injury is a physical impairment. See 29 C.F.R. §
1630.2(h)(1) (1997) (“Physical . . . impairment means [a]ny physiological disorder,
or condition . . . affecting one or more of the following body systems: . . .
musculoskeletal . . . .”). Maynard next needed to identify the major life activity
affected by his back injury. Maynard points to the major life activity of walking,
6
Maynard also contends that his back condition substantially limits several other of his
major life activities, such as sitting and standing. Maynard stated at oral argument that walking
was the “primary” and “clearest example” of his major life activities that were substantially
limited. We accordingly limit our discussion to walking; our analysis would be no different with
respect to the other major life activities suggested by Maynard.
6
which qualifies as a major life activity under the ADA. See 29 C.F.R. § 1630.2(i)
(1997); Sutton v. United Air Lines, Inc., __ U.S. __, 119 S.Ct. 2139, 2145 (1999).
We may then turn to the third Bragdon step, and the heart of this appeal: whether
Maynard proved that his condition substantially limits one or more major life
activities.
The ADA fails to define “substantially limits,” however the regulations
promulgating the ADA explain:
The term substantially limits means [u]nable to perform a major life
activity that the average person in the general population can perform;
or [s]ignificantly restricted as to the condition, manner or duration
under which an individual can perform a particular major life activity
as compared to the condition, manner, or duration under which the
average person in the general population can perform that same major
life activity. . . The following factors should be considered in
determining whether an individual is substantially limited in a major
life activity: (i) [t]he nature and severity of the impairment; (ii) [t]he
duration or expected duration of the impairment; and (iii) [t]he
permanent or long term impact, or the expected permanent or long
term impact of or resulting from the impairment.
29 C.F.R. §§ 1630.2(j)(1), (2) (1997); see Hilburn v. Murata Electronics North
America, Inc., 181 F.3d 1220, 1226 (11th Cir. 1999) (“Courts, including the
Eleventh Circuit . . . frequently look to EEOC regulations to assess the next
analytical step of determining whether a physical impairment substantially limits a
major life activity.”).
The EEOC’s interpretive guidance on the ADA further instructs:
7
[A]n impairment is substantially limiting if it significantly restricts the
duration, manner or condition under which an individual can perform
a particular major life activity as compared to the average person in
the general population’s ability to perform that same major life
activity. Thus, for example, an individual who, because of an
impairment, can only walk for very brief periods of time would be
substantially limited in the major life activity of walking.
29 C.F.R. pt. 1630, App. § 1630.2(j) (1997).
Maynard argues that he is substantially limited in the major life activity of
walking because his impairment “restricts the duration, manner or condition under
which [he] can perform [the] major life activity . . . .” Id. To sustain his burden of
proof, Maynard needed to prove that his ability to walk is significantly restricted as
compared to the average person in the general population. This Maynard did
not do.
Maynard claims his back significantly restricts his ability to walk because he
cannot walk more than 40-50 yards.7 But Maynard offers no proof of how far the
average person can walk.8 Maynard ignores a crucial element of the disability-
prong of the prima facie case: he must demonstrate that he is significantly
7
Viewing the evidence in the light most favorable to Maynard, as we must given our
standard of review, we accept Maynard’s submissions as true.
8
With respect to a few of Maynard’s other major life activities, Maynard claimed that he
cannot sit or stand for more than brief periods of time, and cannot run up steps. Here again,
however, Maynard offered no evidence showing how long the average person can sit or stand,
and how the average person negotiates steps.
8
restricted in the performance of a major life activity “as compared to . . . the
average person.” 29 C.F.R. § 1630.2(j)(1)(ii); see, e.g., Gonzales v. National Bd.
of Med. Exam’rs, 6th Cir., 2000, __ F.3d __ (No. 99-1931, August 22, 2000)
(comparing appellant’s abilities with abilities of the average person in the general
population); Moore v. J.B. Hunt Transp., Inc., 7th Cir., 2000, __ F.3d __ (No. 99-
1853, July 19, 2000) (quotation marks omitted) (citation omitted) (“We do not
believe that these limitations constitute significant restrictions on [appellant’s]
ability to walk when compared with the ability of the average person . . . .”);
Santiago Clemente v. Executive Airlines, Inc., 213 F.3d 25, 32 (1st Cir. 2000)
(“[Appellant] has not adduced sufficient evidence that, compared to the average
person in the general population, she was significantly restricted in her hearing.”);
Doyal v. Oklahoma Heart, Inc., 213 F.3d 492, 497 (10th Cir. 2000) (“Because
[appellant] introduced no evidence suggesting she experienced greater difficulty
than anybody else learning the new computer system or any other new material,
she has failed to demonstrate that she was significantly restricted in learning.”);
Bowen v. Income Producing Management of Oklahoma, Inc., 202 F.3d 1282, 1287
(10th Cir. 2000) (“[T]he evidence [shows] that . . . [appellant] retained greater
skills and abilities than the average person in general . . . .”); Taylor v. Pathmark
Stores, Inc., 177 F.3d 180, 186 (3d Cir. 1999) (“[T]here was no testimony that
9
[appellant] stands or walks, during the fifty minutes per hour that he can, with any
less ability than the average person.”); Talk v. Delta Air Lines, Inc., 165 F.3d 1021,
1025 (5th Cir. 1999) (quotation marks omitted) (“[Appellant] asserts that she
walk[s] with a limp and move[s] at a significantly slower pace than the average
person. . . . We find that, although [appellant] experiences some impairment to her
ability to walk, it does not rise to the level of a substantial impairment as required
by the ADA . . . .”); Colwell v. Suffolk County Police Dept., 158 F.3d 635, 644 (2d
Cir. 1998) (quoting 29 C.F.R. § 1630.2(j)(2)), cert. denied, 526 U.S. 1018 (1999)
(“[T]he evidence was insufficient to support the finding that any of the officers’
impairments were substantial, particularly when evaluated in light of the first
EEOC factor: ‘the nature and severity of the impairment’ as compared with the
average person’s ability to perform those activities.”); Penny v. United Parcel
Serv., 128 F.3d 408, 414-15 (6th Cir. 1997) (quoting Kelly v. Drexel Univ., 94 F.3d
102, 105 (3d Cir. 1996)) (“Although the record clearly indicates that [appellant]
suffers an impairment that affects to some degree his ability to walk, he has not
‘adduced sufficient evidence from which a factfinder reasonably could conclude
that the nature and severity of his injury significantly restricted his ability to walk
as compared with an average person in the general population.’”); Soileau v.
Guilford of Maine, Inc., 105 F.3d 12, 15-16 (1st Cir. 1997) (“Impairment is to be
10
measured in relation to normalcy, or, in any event, to what the average person
does.”); Nowlin v. K Mart Corp., 50 F. Supp. 2d 1064, 1070 (D. Kan. 1999)
(citation omitted) (“Proof of the lifting restriction alone is insufficient to show
substantial limitation. Plaintiff fails to offer any evidence comparing his lifting
ability to that of the general population.”); Bochenek v. Walgreen Co., 18 F. Supp.
2d 965, 970 (N.D. Ind. 1998) (“[Plaintiff] does not offer any expert medical
testimony to bolster her contention that she is substantially limited in walking or
the other mentioned activities.”).
Maynard suggests that a trier of fact should determine whether his walking
restriction amounts to a substantial limitation. A trier of fact may be the
appropriate party to determine whether an ADA claimant is significantly restricted
in the performance of a major life activity. See, e.g., Pritchard v. Southern Co.
Servs., 92 F.3d 1130, 1134 (11th Cir. 1996), modified, 102 F.3d 1118 (11th Cir.
1996) (In a situation where the ADA claimant suffered from “marked fatigue, lack
of energy, lack of interest, poor concentration, memory problems, suicidal
thoughts, depressed affect, and irritability,” we held, “[w]e think this evidence
presents a case for a jury to determine . . . whether those symptoms substantially
11
limited a major life activity.”).9 However, the claimant must present sufficient
evidence of the significant restriction before the court may turn the issue over to
the trier of fact. This evidence must include information regarding the abilities of
the average person in the general population. Maynard proffered no evidence on
this point, and thus failed to make out a prima facie case.
The simple proposition we clarify today – that plaintiffs must present
comparator evidence to demonstrate their substantial limitations – has been largely
overlooked in ADA cases. We take pains to highlight this obvious and crucial
element in a plaintiff’s prima facie case because a review of ADA caselaw
demonstrates that plaintiffs are continually failing to present this necessary
evidence.
Some courts have seemingly taken judicial notice of the capabilities of the
“average person in the general population.” To the extent other courts have taken
judicial notice of the ADA comparator’s capabilities, we disagree with those cases.
We instead endorse the proposition that, “To establish that an impairment
substantially limits a major life activity such as sitting, standing, or walking, an
ADA plaintiff must not merely provide evidence of her own limitations . . . .
9
We assume that the plaintiff in Pritchard submitted the necessary comparator evidence.
Pritchard does not indicate otherwise.
12
The first key is to develop comparative evidence. Who, then, is the relevant
comparator? The EEOC regulations provide that it is ‘the average person in the
general population.’” Jeffrey A. Van Detta & Dan R. Gallipeau, Judges and
Juries: Why Are So Many ADA Plaintiffs Losing Summary Judgment Motions, and
Would They Fare Better Before a Jury? A Response to Professor Colker, 19 Rev.
Litig. 505, 518 (2000) (emphasis added) (quoting 29 C.F.R. § 1630.2(j)(1)).10
We note finally that “new” comparator evidence will not be necessary in
every case. Comparator evidence may already be established where, for example,
caselaw, the regulations, or the EEOC’s interpretive guidance makes clear that a
10
Van Detta & Gallipeau also aptly observe, “The EEOC’s laundry list of evidence
relevant to determining whether an impairment imposes a substantial limitation makes it crystal
clear that an individual’s limitation cannot be viewed only in the context of her own life and
work. Evidence comparing the plaintiff's activities in light of the plaintiff's limitations to
the unlimited activities of the average person in the general population is the heart and soul
of surviving a Rule 56 motion. This requires the ADA plaintiff to adduce evidence that creates
a genuine factual dispute as to each of the evidentiary elements identified by the EEOC. Those
elements are as follows:
1. That the ADA plaintiff is significantly restricted in
a. the condition; or
b. the manner; or
c. the duration
2. of performing a specific major life activity
3. compared with the
a. the condition; or
b. the manner; or
c. the duration
4. under which the average person in the general population can perform that same major
life activity. Marshaling this kind of comparative evidence is often what makes the difference
between defeat and victory for an ADA plaintiff on the employer's summary judgment motion.
Id. at 521-22 (emphasis added) (quotations omitted) (citations omitted).
13
plaintiff’s condition substantially limits a major life activity as compared to the
average person in the general population.11 However, whenever the necessary
comparator evidence is not readily drawn from such a source,12 plaintiffs must
provide evidence from which the trier of fact may determine whether an
impairment is substantially limiting.13
III. CONCLUSION
An ADA complainant who alleges that an impairment significantly restricts
the performance of a major life activity must present some evidence of how well
the average person in the general population performs the major life activity in
question. The ADA requires this comparator evidence. Since Maynard failed to
11
See, e.g., Bragdon, 524 U.S. at 641 (holding that HIV victims are substantially limited
in the major life activities of conception and childbirth).
12
Here, for example, the regulations provide that “an individual who, because of an
impairment, can only walk for very brief periods of time would be substantially limited in the
major life activity of walking.” 29 C.F.R. pt. 1630, App. § 1630.2(j). Maynard needed to give a
trier of fact some basis on which to judge whether his walking ability – walking 40-50 yards – is
akin to “very brief periods of time.” He could only accomplish this by showing how far the
average person can walk, and then likening that average person’s ability to more than “very brief
periods of time,”and contrasting that with his ability, which he would want to liken to a “very
brief period[] of time.”
13
We will not delineate exactly what evidence would suffice as comparator evidence. We
envision that expert testimony and/or statistical evidence commonly will be used to demonstrate
the abilities of the average person in the general population. As with the comparator evidence
required in the context of demonstrating a substantial limitation in the major life activity of
working, the burden we place on plaintiffs is “not intended to require an onerous evidentiary
showing.” 29 C.F.R. pt. 1630, App. § 1630.2(j).
14
present such comparator evidence, the district court properly granted Pneumatic
judgment as a matter of law.
AFFIRMED.
15