In Re: Neil Navarro

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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 19-12612-E
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IN RE: NEIL NAVARRO,
Petitioner.
__________________________
Application for Leave to File a Second or Successive
Motion to Vacate, Set Aside,
or Correct Sentence, 28 U.S.C. § 2255(h)
_________________________
Before: ED CARNES, Chief Judge, ROSENBAUM and BLACK, Circuit Judges.
B Y T H E P A N E L:
Pursuant to 28 U.S.C. §§ 2255(h) and 2244(b)(3)(A), Neil Navarro has filed an application
seeking an order authorizing the district court to consider a second or successive motion to vacate,
set aside, or correct his federal sentence, 28 U.S.C. § 2255. Such authorization may be granted
only if this Court certifies that the second or successive motion contains a claim involving:
(1) newly discovered evidence that, if proven and viewed in light of the
evidence as a whole, would be sufficient to establish by clear and convincing
evidence that no reasonable factfinder would have found the movant guilty of the
offense; or
(2) a new rule of constitutional law, made retroactive to cases on collateral
review by the Supreme Court, that was previously unavailable.
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28 U.S.C. § 2255(h). “The court of appeals may authorize the filing of a second or successive
application only if it determines that the application makes a prima facie showing that the
application satisfies the requirements of this subsection.” Id. § 2244(b)(3)(C); see also Jordan v.
Sec’y, Dep’t of Corr., 485 F.3d 1351, 1357-58 (11th Cir. 2007) (explaining that this Court’s
determination that an applicant has made a prima facie showing that the statutory criteria have
been met is simply a threshold determination).
I. BACKGROUND
Navarro was charged by indictment with several crimes, including conspiracy to commit
Hobbs Act robbery, in violation of 18 U.S.C. § 1951 (Count One); conspiracy to distribute and
possess with intent to distribute cocaine, in violation of 21 U.S.C. §§ 841 and 846 (Count Two);
attempted possession with intent to distribute cocaine, in violation of §§ 841 and 846 (Count
Three); and carrying a firearm in furtherance of a crime of violence and in furtherance of a
drug-trafficking crime, in violation of 18 U.S.C. § 924(c) (Count Five). Notably, the indictment
specified Navarro’s § 924(c) charge was predicated on both conspiracy to commit Hobbs Act
robbery, as charged in Count One, and drug-trafficking crimes, as charged in Counts Two and
Three.
Pursuant to a written plea agreement, Navarro agreed to plead guilty to Counts One and
Five. Like the indictment, the plea agreement clarified that the § 924(c) charge was predicated
on both a crime of violence—conspiracy to commit Hobbs Act robbery—and drug-trafficking
crimes. Specifically, the agreement stated Navarro
agrees to plead guilty to counts 1 and 5 of the indictment, which counts charge the
defendant with knowingly and intentionally conspiring to obstruct, delay, and affect
interstate commerce and the movement of articles and commodities in commerce
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by means of robbery, and knowingly using and carrying a firearm during and in
relation to a crime of violence and a drug trafficking crime and possessing a firearm
in furtherance of such crimes, in violation of Title 18, United States Code, Sections
1951(a) and 924(c)(1), respectively.
(emphasis added).
The factual proffer supporting the plea agreement stated that, had Navarro proceeded to
trial, the government would have established the following. A confidential informant introduced
Navarro to an undercover officer (UC) who presented himself as a disgruntled narcotics courier
seeking someone to rob at least 15 kilograms of cocaine stored at a stash house. Navarro and
Danny Herrera, one of his codefendants, expressed interest in carrying out the robbery, telling the
UC, “this is what we do.” Navarro informed the UC of his plan, which involved Navarro and his
“crew” presenting themselves as law enforcement officers to the guards at the stash house.
Navarro assured the UC he and his crew had the guns necessary to commit the robbery. The plan
was to split the cocaine they robbed from the stash house evenly among the UC and the members
of the crew.
At a subsequent meeting, Navarro and Herrera introduced the UC to a third codefendant,
Adrian Gonzales, who would be the final member of the robbery team. The group discussed
additional details concerning the robbery, including how they would split the stolen cocaine and
how to discreetly sell it following the robbery. On the day the robbery was supposed to occur,
the group followed the UC to an undercover facility where they were to await confirmation of the
location of the stash house. Once inside the facility, the group had further recorded discussions
with the UC regarding the details of their plan to rob the stash house before being arrested. A
search of the defendants and their vehicle uncovered two loaded semi-automatic pistols and
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approximately 27 rounds of ammunition, among other items. Navarro signed both the plea
agreement and factual proffer.
At the change-of-plea hearing, Navarro acknowledged he had signed both the plea
agreement and factual proffer. He further acknowledged he had read both documents with his
attorney prior to signing them and understood the terms of the plea agreement. The court accepted
Navarro’s plea, and he subsequently received a total sentence of 93 months’ imprisonment,
comprised of a 33-month sentence as to Count One and a consecutive 60-month sentence as to
Count Five.
II. DISCUSSION
In his application, Navarro states that he wishes to raise two grounds for relief, both of
which rely on United States v. Davis, 139 S. Ct. 2319 (2019), as a new rule of constitutional law.
In his first claim, Navarro contends that he is serving an unconstitutional sentence because Davis
rendered the residual clause of § 924(c)(3)(B) unconstitutionally vague, as a result of which
conspiracy to commit Hobbs Act robbery no longer qualifies as a predicate crime of violence. In
his second claim, Navarro argues, without elaboration, that Davis also rendered U.S.S.G.
§ 2K2.1(a)1 of the Sentencing Guidelines unconstitutionally vague.
On June 24, 2019, the Supreme Court, in Davis extended its holdings in Johnson v. United
States, 135 S. Ct. 2551 (2015), and Sessions v. Dimaya, 138 S. Ct. 1204 (2018), to § 924(c) and
held that § 924(c)(3)(B)’s residual clause, like the residual clauses in the Armed Career Criminal
Act and 18 U.S.C. § 16(b), is unconstitutionally vague. Davis, 139 S. Ct. at 2324-25, 2336. The
1
Navarro specifically references § “2K2.1(a)(2)(8),” but no such subsection exists within
§ 2K2.1.
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Court resolved a circuit split on the issue, rejecting the position that § 924(c)(3)(B)’s residual
clause could remain constitutional if read to encompass a case-specific, conduct-based approach,
rather than a categorical approach. Id. at 2325 & n.2, 2332-33. The Court in Davis emphasized
that there was no “material difference” between the language or scope of § 924(c)(3)(B) and the
residual clauses struck down in Johnson and Dimaya, and, therefore, concluded that § 924(c)(3)(B)
was unconstitutional for the same reasons. Id. at 2326, 2336.
In In re Hammoud, we recently resolved several preliminary issues with respect to
successive applications involving proposed Davis claims. No. 19-12458, manuscript op. at 4
(11th Cir. July 23, 2019). First, we held that Davis, like Johnson, announced a new rule of
constitutional law within the meaning of § 2255(h)(2), as the rule announced in Davis was both
“substantive”—in that it “restricted for the first time the class of persons § 924(c) could punish
and, thus, the government’s ability to impose punishments on defendants under that statute”—and
was “new”—in that it extended Johnson and Dimaya to a new statutory context and that its result
was not necessarily “dictated by precedent.” Id. at 6-7. Second, we held that, even though the
Supreme Court in Davis did not expressly discuss retroactivity, the retroactivity of Davis’s rule
was “necessarily dictated” by the holdings of multiple cases, namely, the Court’s holding in Welch
v. United States, 136 S. Ct. 1257, 1264-65, 1268 (2016), that Johnson’s substantially identical
constitutional rule applied retroactively to cases on collateral review. Id. at 7-8 (quoting Tyler v.
Cain, 533 U.S. 656, 662-64, 666 (2001)).
We also note that Navarro’s proposed claims are not barred under In re Baptiste, 828 F.3d
1337, 1339-40 (11th Cir. 2016), despite his having filed a prior successive application, based on
Dimaya, similarly arguing that § 924(c)(3)(B)’s residual clause was unconstitutionally vague. As
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we explained in In re Hammoud, “[a]lthough the rationale underlying Johnson and Dimaya . . . is
the same rationale that underlies Davis,” In re Baptiste does not bar Navarro’s current Davis-based
application because “Davis announced a new substantive rule of constitutional law in its own right,
separate and apart from (albeit primarily based on) Johnson and Dimaya.” No. 19-12458,
manuscript op. at 9. Thus, Navarro’s current application seeks to assert new Davis claims, not
Dimaya claims, and is not barred by In re Baptiste. See id.
Having disposed of those preliminary issues, we turn to the substance of Navarro’s
proposed claims. While Davis announced a new rule of constitutional law that is retroactively
applicable to cases on collateral review, it is not enough that Navarro’s application cites Davis.
We still must determine whether Navarro has made a prima facie showing as to his purported
Davis claims. That is, we must determine whether Navarro’s substantive claims fall within
Davis’s scope.
A. Navarro’s § 924(c) Claim
Navarro has not made a prima facie showing that, regarding his § 924(c) conviction, he is
entitled to relief in light of Davis. See 28 U.S.C. §§ 2244(b)(3)(C), 2255(h)(2). We have held
that a conviction under § 924(c) does not require that the defendant be convicted of, or even
charged with, the predicate offense. United States v. Frye, 402 F.3d 1123, 1127 (11th Cir. 2005).
Instead, § 924(c) requires only that the predicate crime be one that may be prosecuted. Id.; 18
U.S.C. § 924(c)(1)(A). To satisfy that requirement, the government must show that the defendant
used or carried a firearm during and in relation to a crime of violence or drug-trafficking crime,
and the factual proffer can be a sufficient basis for a district court to determine that a defendant
committed the underlying drug-trafficking crime. Frye, 402 F.3d at 1128. In this case, although
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Navarro pled guilty only to conspiracy to commit Hobbs Act robbery and a § 924(c) violation, his
plea agreement and the attendant factual proffer more broadly establish that his § 924(c) charge
was predicated both on conspiracy to commit Hobbs Act robbery and drug-trafficking crimes.
In particular, the factual proffer, which Navarro signed and acknowledged as accurate,
established Navarro committed the drug trafficking crimes in Counts Two and Three and carried
a firearm during and in relation to those offenses. See Frye, 402 F.3d at 1127-28 (concluding a
factual proffer provided sufficient facts for a court “reasonably to have determined that the
defendant was guilty” of a § 924(c) offense absent a conviction for the companion offense).
Specifically, the proffer established Navarro conspired with Herrera and Gonzalez to steal, and
then distribute, at least 15 kilograms of cocaine from a stash house. The group then took steps
toward carrying out the robbery before being arrested. These facts are sufficient to support both
the conspiracy and attempt crimes charged in Counts Two and Three of the indictment, both of
which qualify as drug-trafficking offenses capable of supporting Navarro’s § 924(c) conviction.
18 U.S.C. §§ 924(c)(1)(A), (c)(2). Moreover, the plea agreement, which Navarro signed and
affirmed he had read and understood, specifically stated he was agreeing “to plead guilty to . . .
knowingly using and carrying a firearm during and in relation to a crime of violence and a drug
trafficking crime and possessing a firearm in furtherance of such crimes.”2
Thus, it is apparent from the record that Navarro’s § 924(c) conviction is fully supported
2
We also note that it is difficult to imagine how Navarro could have admitted facts
supporting conspiracy to commit Hobbs Act robbery without simultaneously admitting facts
supporting one or both of the drug-trafficking crimes. The three predicate crimes identified in the
indictment seem inextricably intertwined, given the planned robbery underlying the charge for
conspiracy to commit Hobbs Act robbery was the robbery of a drug stash house.
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by his drug-trafficking crimes, and it therefore is outside the scope of Davis, which invalidated
only § 924(c)(3)(B)’s residual clause relating to crimes of violence. Even assuming Navarro’s
companion offense of conspiracy to commit Hobbs Act robbery no longer qualifies as a crime of
violence in light of Davis, he would not be entitled to relief. We see no reason to require the
district court to make this determination in the first instance.3
Accordingly, Navarro has not made a prima facie showing that his § 924(c) conviction may
be unconstitutional in light of Davis, as his conviction was independently supported by the charged
drug-trafficking crimes.4 See 28 U.S.C. § 2255(h)(2); see also In re Henry, 757 F.3d 1151, 1162
(11th Cir. 2014) (holding that “[a]n applicant must show a reasonable likelihood that he would
benefit from the new rule he seeks to invoke in a second or successive petition”).
B. Navarro’s Sentencing Guidelines Claim
As to Navarro’s second Davis-based claim, he has not met the statutory criteria because he
3
This analysis is consistent with our rejection of Navarro’s original § 2255 motion to
vacate his sentence, in which he similarly claimed his § 924(c) conviction was invalid in light of
Johnson. In affirming the district court’s denial of that motion, we noted it was not necessary for
us to reach the issue of whether Johnson invalided § 924(c)(3)(B) because “Navarro’s § 924(c)
conviction was alternatively premised on drug-trafficking crimes.” Navarro v. United States, 679
F. App’x 973, 974 (11th Cir. 2017). We specifically noted that the facts Navarro admitted in the
factual proffer “established that he had conspired with his codefendants to steal 15 kilograms of
cocaine and then distribute that cocaine, while armed.” Id.
4
We note that this case is distinguishable from our decision in In re Gomez, 830 F.3d 1225
(11th Cir. 2016), in which we granted a successive application where an indictment charging a
§ 924(c) violation listed multiple companion offenses, at least one of which potentially implicated
§ 924(c)(3)(B)’s residual clause. That case involved a jury trial, and because the jury returned a
general verdict, it was unclear which crime or crimes the jury concluded actually supported the
§ 924(c) conviction. The concerns we identified in Gomez do not give us pause here, as there is
no uncertainty as to which of the three predicate offenses identified in the indictment underlie
Navarro’s § 924(c) conviction. Instead, the plea agreement and factual proffer make clear the
conviction was based on all three.
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cannot show that Davis benefits him in the context of his challenge to the Sentencing Guidelines.
See In re Henry, 757 F.3d at 1162. As an initial matter, Davis did not address the Sentencing
Guidelines. See generally Davis, 139 S. Ct. 2319. Further, the Supreme Court held in Beckles
that “the advisory Sentencing Guidelines are not subject to a vagueness challenge under the Due
Process Clause.” Beckles v. United States, 137 S. Ct. 886, 895 (2017). Therefore, Davis has no
application to U.S.S.G. § 2K2.1(a), and Navarro cannot meet the statutory criteria for his second
claim. See 28 U.S.C. § 2255(h)(2).
III. CONCLUSION
Based on the foregoing, Navarro has not made a prima facie showing that either of his
proposed claims meets the statutory criteria, and his application for leave to file a second or
successive § 2255 motion is DENIED.
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ROSENBAUM, Circuit Judge, concurring:
I concur in the panel’s order denying Navarro’s application for leave to file a
second or successive 28 U.S.C. § 2255 motion. I write separately to address the 18
U.S.C. § 924(c) claim. On this record, it is clear that Navarro was charged with and
knowingly and specifically pled guilty to “knowingly using and carrying a firearm
during and in relation to a crime of violence and a drug trafficking crime and
possessing a firearm in furtherance of such crimes.” (emphasis added). For that
reason, he cannot show he is entitled to relief under United States v. Davis, 139 S.
Ct. 2319 (2019). I would end the analysis of the Davis claim with that.
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