United States v. William L. Wilmoth, Sr.

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
APRIL 17, 2012
No. 11-10540
JOHN LEY
________________________
CLERK
D.C. Docket No. 1:09-cr-00242-KD-C-3
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
WILLIAM L. WILMOTH, SR.,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Alabama
________________________
(April 17, 2012)
Before BARKETT, HULL, Circuit Judges, and HINKLE,* District Judge.
PER CURIAM:
This criminal case arises from the illegal dumping of grease. Grease can
harm a public sewer system, causing blockages and overflows and thus adversely
affecting navigable waters. Because of a history of difficulties, restaurants in
Mobile, Alabama, must dispose of grease at appropriate sites, not through the
public sewer system. Restaurants accomplish this by hiring contractors to
transport the grease.
A grand jury indicted one such contractor together with its president and a
manager—the appellant William L. Wilmoth, Sr.—on charges arising from the
unlawful dumping of grease. One count charged conspiracy to violate the Clean
Water Act and to commit mail fraud. Six substantive counts charged mail fraud.
And 33 substantive counts charged intentional CWA violations. All of the
charged offenses were felonies.
After a five-day trial, the jury convicted Mr. Wilmoth on the conspiracy
count, acquitted him on the mail fraud counts and on five CWA counts, and on the
other 28 CWA counts found him guilty of only a lesser included
*
Honorable Robert L. Hinkle, United States District Judge for the Northern District of
Florida, sitting by designation.
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offense—violating the CWA negligently, not intentionally. A negligent CWA
violation is a misdemeanor. Mr. Wilmoth appeals, challenging the sufficiency of
the evidence on the conspiracy count and the prosecutor’s improper comment
before the jury, “If Mr. Wilmoth wants to testify to this, that’s fine.” As part of the
sufficiency argument, Mr. Wilmoth notes that he was acquitted of all the
substantive felony charges, and he says this is inconsistent with the felony
conspiracy conviction. After review and oral argument, we affirm.
I
Mr. Wilmoth asserts the evidence was insufficient to sustain the conspiracy
conviction. He preserved the position by moving for a judgment of acquittal at the
close of the evidence. We review de novo the sufficiency of the evidence to
sustain a conviction, “viewing the evidence in the light most favorable to the
government and drawing all reasonable inferences and credibility choices in favor
of the jury’s verdict.” United States v. Tampas, 493 F.3d 1291, 1297-98 (11th Cir.
2007) (internal quotation marks and citation omitted). We will not reverse a
conviction “unless no rational trier of fact could have found the essential elements
of the crime beyond a reasonable doubt.” United States v. U.S. Infrastructure,
Inc., 576 F.3d 1195, 1203 (11th Cir. 2009) (citations omitted).
The indictment identified two objects of the conspiracy: (1) to introduce
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grease into a publicly-owned wastewater treatment facility in violation of the
CWA, and (2) mail fraud.1 The CWA makes it a crime to knowingly discharge a
pollutant into a publicly-owned wastewater treatment facility except in compliance
with applicable regulations. See 33 U.S.C. § 1319(c)(2)(A); 40 C.F.R.
§ 403.5(b)(8). The mail-fraud statute, 18 U.S.C. § 1341, prohibits the use of the
mails to implement a scheme or artifice to defraud. Both objects are felonies.
Under 18 U.S.C. § 371, if the object of the conspiracy is a felony, the conspiracy is
a felony. But if the object of a conspiracy is a misdemeanor, the conspiracy is a
misdemeanor.
On a conspiracy charge, the government must prove (1) there was an
agreement to achieve an unlawful objective, (2) the defendant knowingly and
voluntarily participated in the conspiracy, and (3) an overt act was performed in
furtherance of the conspiracy. United States v. McNair, 605 F.3d 1152, 1195
(11th Cir. 2010). “[T]he existence of the agreement and a defendant’s
participation in the conspiracy may be proven entirely from circumstantial
evidence.” Id. And “[a] defendant may be found guilty of conspiracy if the
evidence demonstrates he knew the essential objective of the conspiracy, even if
he did not know all its details or played only a minor role in the overall scheme.”
1
The indictment originally charged two additional objects of the conspiracy. The court
struck one before the trial began. The government dropped the other at the close of its case.
4
Id. at 1195-96 (internal quotation marks and citation omitted). Also, a “guilty
verdict in a multi-object conspiracy will be upheld if the evidence is sufficient to
support a conviction of any of the alleged objects.” United States v. Ross, 131
F.3d 970, 984 (11th Cir. 1997) (citation omitted).
The evidence was easily sufficient to sustain a finding that Mr. Wilmoth
conspired to intentionally violate the CWA. Mr. Wilmoth was the supervisor of
four employees who testified that they either illegally dumped grease with Mr.
Wilmoth’s knowledge or were encouraged by Mr. Wilmoth to do so. Mike
Edington testified that Mr. Wilmoth trained him on how to illegally dump grease
and that on one occasion Mr. Edington dumped grease into a manhole at Mr.
Wilmoth’s direction and in his presence. Chad Bethea, Cameron Clark, and Mike
McVay testified that when legal disposal sites were closed, Mr. Wilmoth told them
to get the jobs done anyway, to “make something happen,” and to get up with Mr.
Edington on where to dump the grease. Yet another employee, William Ethridge,
testified that he told Mr. Wilmoth that employees were illegally dumping grease
but the practice continued.
To be sure, Mr. Wilmoth presented evidence that he confronted Mr.
Edington about the illegal dumping and ultimately had a hand in Mr. Edington’s
firing. But the jury was entitled to believe the employees’ testimony that Mr.
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Wilmoth knew about and encouraged the dumping. On that view Mr. Wilmoth’s
later role in Mr. Edington’s firing was simply an effort to avoid responsibility. In
short, there was sufficient evidence to support a finding that Mr. Wilmoth
conspired to intentionally violate the CWA.
The evidence was also sufficient to support a finding that Mr. Wilmoth
conspired to commit mail fraud. Mail fraud consists of “(1) an intentional
participation in a scheme to defraud a person of money or property, and (2) the use
of the mails in furtherance of the scheme.” United States v. Downs, 870 F.2d 613,
615 (11th Cir. 1989) (citation omitted). “The latter element is satisfied if the
scheme’s completion was dependent in some way upon information and
documents passed through the mails and if the defendant acted with knowledge
that the use of the mails would follow in the ordinary course of business or could
reasonably be foreseen.” Id. (citations and footnote omitted).
Just as the jury could rationally conclude that Mr. Wilmoth conspired to
violate the CWA, the jury could also rationally conclude that Mr. Wilmoth
intentionally participated in a scheme to induce customers to pay for the legal
disposal of grease when in fact the grease was dumped. And the mails were used
as part of the scheme. The contractor sent invoices and manifests through the mail
to customers and received payments back through the mail.
6
To be sure, the jury acquitted Mr. Wilmoth of mail fraud and convicted him
of only negligently violating the CWA. Mr. Wilmoth asserts in effect that the
conspiracy conviction is inconsistent with the verdict on the substantive counts.
But the inconsistency assertion fails based on the well established principle that in
a criminal case, “inconsistency in a jury’s verdict does not require reversal.”
United States v. Brito, 721 F.2d 743, 749 (11th Cir. 1983) (citations omitted).
“This is true even where the jury convicts a defendant of conspiracy to commit an
underlying substantive offense but finds the defendant not guilty of committing
the underlying offense.” Id.; see also United States v. Powell, 469 U.S. 57, 69
(1984). That is precisely what happened here. Thus even though the jury
acquitted Mr. Wilmoth of mail fraud and of intentionally violating the CWA, the
jury properly could—and did—convict him of conspiring to commit those
offenses.
Mr. Wilmoth says this case is different because he was not acquitted of all
the substantive counts; on some he was convicted of the lesser included
misdemeanor offense of negligently violating the CWA. Conspiring to commit a
misdemeanor is a misdemeanor. But there is no reason to believe the jury thought
Mr. Wilmoth conspired only to commit a misdemeanor. To the contrary, the jury
instructions made clear that Mr. Wilmoth could be convicted of conspiring only to
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commit mail fraud or to intentionally—not negligently—violate the CWA.
Mr. Wilmoth did not request—and the court did not give—an instruction on
conspiracy to negligently violate the CWA. The election not to request such an
instruction made sense. First, it is not at all clear that one can conspire to be
negligent in circumstances like these. And second, a defendant often makes the
tactical choice not to request a lesser-included instruction, opting to go for an
outright acquittal. Mr. Wilmoth reasonably could have made that choice on the
conspiracy count here.
One could speculate on why the jury convicted Mr. Wilmoth of conspiring
to commit mail fraud and intentionally violate the CWA while acquitting him of
the same substantive charges. But it would be just that: speculation. What is
certain is that the jury was properly instructed on the conspiracy charge and found
Mr. Wilmoth guilty based on evidence that was easily sufficient to sustain the
charge. As a matter of well-settled law, the verdict on the substantive counts is
not a basis for setting aside the conspiracy conviction.
II
Mr. Wilmoth asserts that the district court erred by not granting a mistrial
based on prosecutor Jeremy F. Korzenik’s improper comment on Mr. Wilmoth’s
right to remain silent.
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What happened was this. During his opening statement, Mr. Wilmoth’s
attorney was beginning to set out witness Clark’s anticipated testimony. Defense
counsel stated, “Clark wanted to take off and do things on his private time. He
said I’m on commission and I can do what I want to. One day the evidence will
show . . . .” Mr. Korzenik interrupted and said, “I object. If Mr. Wilmoth wants to
testify to this, that’s fine.” The court promptly overruled the objection.
Mr. Korzenik’s objection was inexcusable at several levels. It was a plainly
unfounded objection to a perfectly proper opening statement setting out the
testimony a witness was reasonably expected to give. It was a speaking objection
in violation of the judge’s instruction not to make speaking objections. And much
more importantly, it was an improper comment on Mr. Wilmoth’s right to remain
silent.
Mr. Wilmoth, through his attorney, noted at the next opportunity outside the
jury’s hearing that this was an improper comment on silence. Mr. Wilmoth
explicitly said he did not want the judge to grant a mistrial. But Mr. Wilmoth
decided later the same day that he did want a mistrial. He so moved. The judge
denied the motion. But the judge gave a curative instruction that was properly
framed. Mr. Wilmoth did not object to the content of the curative instruction at
the time and takes no issue with it now.
9
The Fifth Amendment forbids comments on a defendant’s silence as
evidence of guilt. See Griffin v. California, 380 U.S. 609, 615 (1965). In order to
determine whether a prosecutor’s statements violate the defendant’s Fifth
Amendment right against self-incrimination, the court must determine “whether a
prosecutor’s remarks were manifestly intended to urge the jury to draw an
inference from the defendant’s silence that he or she is guilty, or whether a jury
would naturally and necessarily construe the prosecutor’s remarks as inviting such
an impermissible inference.” United States v. Thompson, 422 F.3d 1285, 1299
(11th Cir. 2005). That determination must be made in light of the context in
which the statement was made. Id. (citing United States v. Robinson, 485 U.S. 25,
31-33 (1988)). And because the district court “is in the best position to evaluate
the prejudicial effect of a statement,” we review the district court’s denial of a
mistrial for an abuse of discretion. United States v. Delgado, 321 F.3d 1338,
1346-47 (11th Cir. 2003) (internal quotation marks and citation omitted).
The government says that Mr. Korzenik’s comment that Mr. Wilmoth could
testify did not contravene the Thompson standard. But the comment could have
had no purpose other than to suggest to the jury that Mr. Wilmoth could testify to
whether Clark could take time off if he wanted to. And the comment is especially
inexcusable because Mr. Korzenik had previously participated in a prosecution
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involving an almost identical violation, this time by another prosecutor while Mr.
Korzenik sat at the government’s table as co-counsel. In United States v. Lucas,
516 F.3d 316 (5th Cir. 2008), the prosecutor said, while the defendant
Thompson’s attorney was cross-examining a government witness, “Your honor,
he’s just simply testifying. If they want to put Mr. Thompson on to say what
happened. But he’s testifying. I object to it.” Id. at 349 n.131. The Fifth Circuit
upheld the district court’s denial of a mistrial but added, “That does not mean that
we approve of this want of professionalism.” Id. at 349. Like the Fifth Circuit, we
do not approve this prosecutor’s want of professionalism.
Also like the Fifth Circuit, we uphold the district court’s denial of a mistrial.
A defendant is not entitled to relief on appeal unless any constitutional error was
“harmless beyond a reasonable doubt.” United States v. Hasting, 461 U.S. 499,
510 (1983); see also United States v. Guzman, 167 F.3d 1350, 1353 (11th Cir.
1999) (“constitutional errors must be proven to be harmless beyond a reasonable
doubt”). Furthermore, we have repeatedly said that a prosecutor’s improper
remark may be cured by an appropriate jury instruction. See, e.g., United States v.
McGarity, 669 F.3d 1218, 1241-42 (11th Cir. 2012); United States v. Lopez, 590
F.3d 1238, 1256 (11th Cir. 2009); United States v. Newsome, 475 F.3d 1221, 1227
(11th Cir. 2007). “[W]hen a district court gives a curative instruction, the
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reviewing court will reverse only if the evidence is so highly prejudicial as to be
incurable by the trial court’s admonition.” United States v. Delgado, 321 F.3d
1338, 1347 (2003) (internal quotations and citations omitted). Here the improper
remark came on the first day of a five-day trial, the district court promptly gave an
appropriate curative instruction, and the evidence of guilt was substantial. The
remark came after defense counsel’s reference to Mr. Clark’s being able to take
time off from work. Mr. Korzenik’s remark was therefore harmless beyond a
reasonable doubt.
III
The evidence was sufficient to sustain the verdict. And the prosecutor’s
inexcusable comment—“[i]f Mr. Wilmoth wants to testify to this, that’s
fine”—was harmless. Mr. Wilmoth was not entitled to a judgment of
acquittal or new trial. The judgment is
AFFIRMED.
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