Giovanni Sairras v. Florida Department of Corrections

Case: 11-15163 Date Filed: 11/07/2012 Page: 1 of 14
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 11-15163
Non-Argument Calendar
________________________
D.C. Docket No. 1:10-cv-24280-MGC
GIOVANNI SAIRRAS,
llllllllllllllllllllllllllllllllllllllllPetitioner-Appellant,
versus
FLORIDA DEPARTMENT OF CORRECTIONS,
llllllllllllllllllllllllllllllllllllllllRespondent-Appellee.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(November 7, 2012)
Before DUBINA, Chief Judge, HULL and FAY, Circuit Judges.
PER CURIAM:
Case: 11-15163 Date Filed: 11/07/2012 Page: 2 of 14
Appellant Giovanni Sairras, a Florida state prisoner proceeding pro se,
appeals the district court’s denial of his petition for writ of habeas corpus, filed
pursuant to 28 U.S.C. § 2254. On appeal, Sairras argues that the Florida court’s
adjudication of his each of his claims was contrary to, or involved an unreasonable
application of, clearly established Federal law, or was based on an unreasonable
determination of the facts in light of the evidence presented in the state court
proceeding.
First, Sairras argues that, under State v. Warner, 762 So. 2d 507 (Fla. 2000),
there was a presumption of judicial vindictiveness in his sentencing that
constituted a reversible error, and his counsel was ineffective in failing to object
on this basis. Second, Sairras argues that his trial counsel was ineffective for
failing to file a motion to dismiss the charges against him on the basis that the
state did not receive sworn testimony from a material witness before commencing
the prosecution. Third, Sairras argues that his trial counsel was ineffective for
failing to move to suppress unlawfully intercepted communications that were
utilized at trial. Fourth, Sairras contends that trial counsel was ineffective for
failing to object to and agreeing with the trial court’s answer given to the jury’s
request for a definition of “distribution.” Fifth, Sairras argues that his appellate
counsel was ineffective in failing to argue on appeal that the prosecutor’s
2
Case: 11-15163 Date Filed: 11/07/2012 Page: 3 of 14
improper comments during closing argument rendered his trial fundamentally
unfair. The specific comments are that (1) Sairras was “part of an underworld
where drugs were bought and sold for a price,” and should not be compared to
“regular law abiding citizens,” (2) “[w]hen the ecstacy deal doesn’t work because
the defendant says, oh, but I can probably get you cocaine. The defense of
entrapment means that he has no predisposition in the world to be able to do it,”
(3) “at no point in time did he say no, no, no,” (4) [n]ormal law abiding citizens
don’t talk that way,” and (5) “crimes conceived in hell are not witnessed by
angels.” Sixth, Sairras argues that during closing argument, his trial counsel was
constitutionally ineffective for disclosing his incarcerated status to the jury.
Finally, Sairras argues that the trial court erred by denying his renewed motion to
dismiss and motion for judgment of acquittal, as the evidence established that he
was entrapped as a matter of law.
After reviewing the record, and reading the parties’ briefs, we affirm.
I.
We review a district court’s denial of a habeas petition under 28 U.S.C.
§ 2254 de novo and its factual findings for clear error. Sims v. Singletary, 155
F.3d 1297, 1304 (11th Cir. 1998). A habeas petition based on ineffective
assistance of counsel presents a mixed question of law and fact that we review de
3
Case: 11-15163 Date Filed: 11/07/2012 Page: 4 of 14
novo. Id.
A person in custody pursuant to the judgment of a state court shall not be
granted habeas relief unless the state court’s decision on the merits was
(1) “contrary to, or involved an unreasonable application of, clearly established
Federal law as determined by the Supreme Court of the United States; or (2) . . .
based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d). When a state
court’s application of governing federal law is challenged, the decision “must be
shown to be not only erroneous, but objectively unreasonable.” Yarborough v.
Gentry, 540 U.S. 1, 5, 124 S. Ct. 1, 4, 157 L. Ed. 2d 1 (2003). When reviewing a
state court’s decision applying federal law, a federal court must not determine the
accuracy of the result, but rather, whether the result was unreasonable, which is “a
substantially higher threshold.” Schriro v. Landrigan, 550 U.S. 465, 473, 127 S.
Ct. 1933, 1939, 167 L. Ed. 2d 836 (2007). A state court’s factual determinations
are presumed correct unless rebutted by clear and convincing evidence. 28 U.S.C.
§ 2254(e)(1).
In Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d
674 (1984), the Supreme Court set out a two-part inquiry for ineffective assistance
of counsel claims:
4
Case: 11-15163 Date Filed: 11/07/2012 Page: 5 of 14
First, the defendant must show that counsel’s performance was
deficient. This requires showing that counsel made errors so serious
that counsel was not functioning as the “counsel” guaranteed the
defendant by the Sixth Amendment. Second, the defendant must
show that the deficient performance prejudiced the defense. This
requires showing that counsel’s errors were so serious as to deprive
the defendant of a fair trial, a trial whose result is reliable.
466 U.S. at 687, 104 S. Ct. at 2064. A habeas petitioner claiming ineffective
assistance of counsel must succeed on both prongs of the Strickland test. Johnson
v. Alabama, 256 F.3d 1156, 1176 (11th Cir. 2001). If the defendant makes an
insufficient showing on the prejudice prong, the court need not address the
performance prong, and vice versa. Holladay v. Haley, 209 F.3d 1243, 1248 (11th
Cir. 2000).
“To establish deficient performance, a defendant must show that his
counsel’s representation fell below an objective standard of reasonableness in light
of prevailing professional norms at the time the representation took place.”
Cummings v. Secretary for Dept. of Corrections, 588 F.3d 1331, 1356 (11th Cir.
2009) (internal quotation marks omitted). “In judging the reasonableness of
counsel’s performance, the issue is not what is possible or what is prudent or
appropriate, but only what is constitutionally compelled [, and performance must
fall] . . . . outside the wide range of professionally competent assistance” to be
considered deficient. Id. (internal quotation marks omitted). “The Federal
5
Case: 11-15163 Date Filed: 11/07/2012 Page: 6 of 14
Constitution imposes one general requirement: that counsel make objectively
reasonable choices.” Id. (internal quotation marks omitted). Reviewing courts
employ a strong presumption that trial counsel’s performance was reasonable and
that counsel exercised reasonable professional judgment in making all significant
decisions. Id.
Prejudice is a “reasonable probability that, but for counsel’s unprofessional
errors, the result of the proceeding would have been different.” Strickland, 466
U.S. at 694, 104 S. Ct. at 2068. A reasonable probability is one sufficient to
undermine confidence in the outcome. Id. It is not enough for the defendant to
show that the error had some conceivable effect on the outcome of the proceeding.
Id. at 693, 104 S. Ct. at 2067. He must show that the result would have been
different. See id.
The standard of review is “doubly deferential” when a Strickland claim is
evaluated under the § 2254(d)(1) standard. Knowles v. Mirzayance, 556 U.S. 111,
123, 129 S. Ct. 1411, 1420, 173 L. Ed. 2d 251 (2009). “The question is not
whether a federal court believes the state court’s determination under the
Strickland standard was incorrect but whether that determination was
unreasonable—a substantially higher threshold.” Id. (internal quotation marks
omitted).
6
Case: 11-15163 Date Filed: 11/07/2012 Page: 7 of 14
Florida law does not proscribe judicial participation in the plea bargaining
process, but rather, sets certain limits on judicial involvement in order to
“minimize the potential coercive effect on the defendant, to retain the function of
the judge as a neutral arbiter, and to preserve the public perception of the judge as
an impartial dispenser of justice.” Warner, 762 So. 2d at 513 (internal quotation
marks omitted). Where the trial judge participates in plea negotiations and then
imposes a harsher sentence after the defendant is convicted in a jury trial, instead
of applying a presumption of vindictiveness, Florida has adopted a totality of the
circumstances test to determine whether there is a “reasonable likelihood” that the
harsher sentence was imposed in retaliation for the defendant exercising his right
to a jury trial. In evaluating the totality of the circumstances, the reviewing court
considers: (1) whether the trial judge initiated the plea discussions in violation of
Warner; (2) whether the trial judge appears to have departed from his role as an
impartial arbiter, either by urging the defendant to accept a plea, or by implying or
stating that the sentence imposed would hinge on future procedural choices;
(3) the disparity between the plea offer and the sentence imposed; and (4) the lack
of any facts on the record that explain the reason for the increased sentence.
Wilson v. State, 845 So. 2d 142, 156 (Fla. 2003).
Here, we conclude from the record that the Florida court’s determination
7
Case: 11-15163 Date Filed: 11/07/2012 Page: 8 of 14
under the Strickland standard was not unreasonable. Although the court’s
initiation of the plea discussions is a factor, a totality of the circumstances analysis
shows that there was not a reasonable likelihood that the harsher sentence was
imposed in retaliation for Sairras’s exercise of his right to a jury trial. Therefore,
there was no judicial vindictiveness under Florida law, and, consequently,
Sairras’s counsel could not have been deficient in failing to object on this basis.
Because counsel’s performance was not deficient, we need not analyze prejudice
under Strickland.
II.
Florida Statute § 923.03(2) requires that any indictment or information
contain a sworn oath of the state attorney certifying that “the allegations as set
forth in the foregoing information are based upon facts that have been sworn to as
true and which, if true, would constitute the offense therein charged.” FLA. STAT.
§ 923.03(2) (2010).
Again, we conclude from the record that the state court’s adjudication of
this claim was reasonable because Sairras did not meet his burden of showing that
his counsel’s performance was deficient. To establish that his counsel was
ineffective in this regard, Sairras would have to show that the state did not receive
sworn testimony from a material witness before commencing the prosecution, and
8
Case: 11-15163 Date Filed: 11/07/2012 Page: 9 of 14
that his counsel knew that the state had not received such testimony. However,
there is no indication in the record that such testimony was not received, and
Sairras does not assert that his trial counsel was aware of the alleged deficiency.
III.
For purposes of obtaining evidence of a criminal act, FLA. STAT.
§ 934.03(2)(c), authorizes a law enforcement officer to intercept a communication
electronically when one of the parties to the communication has given prior
consent. State v. Welker, 536 So. 2d 1017, 1020 (Fla. 1988). Proof of consent for
this purpose is governed by the traditional rules of evidence, and there is no
requirement that consent be proven by the testimony of the consenting party. Id.
Sairras has failed to show that his counsel’s performance was deficient in
failing to file a motion to suppress. Counsel filed a motion in limine seeking to
prevent the state from mentioning, introducing, or inviting any hearsay statements
made by the confidential informant (“CI”) and any testimony regarding any
audiotapes of recorded conversations between the CI and Sairras, and counsel
objected to the disputed testimony at trial. Thus, while it would have been possible
for Sairras’s counsel to file a motion to suppress the evidence, counsel’s choice to
utilize a motion in limine to keep the disputed evidence from the jury was not
objectively unreasonable. Further, Sairras cannot establish prejudice because he
9
Case: 11-15163 Date Filed: 11/07/2012 Page: 10 of 14
has not shown that the trial court would have granted a motion to suppress the
recordings and any related testimony. It is clear from the testimony at trial that the
confidential informant consented to the recording, which is sufficient to prove
consent for purposes of FLA. STAT. § 934.03(2)(c).
IV.
Florida law gives courts discretion in responding to jury questions. FLA. R.
CRIM. P. 3.410 (upon request by the jurors, “the court may give them additional
instructions”). Further, Florida courts can define terms in the jury instructions by
referring the jurors to the instructions previously given, or giving them a “brief,
clear response.” See Perriman v. State, 731 So. 2d 1243, 1247 (Fla. 1999). The
court should not give instructions which are confusing or unclear. Id. at 1246–47.
Here, we conclude that Sairras’s counsel was not ineffective in failing to
object to the trial court’s answer to the jury’s request for a definition of the word
“distribution.” The court’s instruction for the jurors to use their experience and
common sense to interpret the term was brief and clear, not confusing or
misleading. Thus, because the trial court’s response to the jury’s question was
appropriate, Sairras’s counsel could not have been deficient for failing to object to
the response.
V.
10
Case: 11-15163 Date Filed: 11/07/2012 Page: 11 of 14
Claims of ineffective assistance of appellate counsel are governed by the
same standards applied to claims of ineffective assistance of trial counsel under
Strickland. See Heath v. Jones, 941 F.2d 1126, 1130 (11th Cir. 1991). In assessing
an appellate attorney’s performance, we are mindful that “the Sixth Amendment
does not require appellate advocates to raise every non-frivolous issue.” Id. at
1130-31. Rather, an effective attorney will weed out weaker arguments, even
though they may have merit. See id. at 1131. In order to establish prejudice, we
must review the merits of the omitted claim. See id. at 1132. Counsel’s
performance will be deemed prejudicial if we find that “the neglected claim would
have a reasonable probability of success on appeal.” Id. Where an issue is not
preserved for appellate review, appellate counsel’s failure to raise the issue is not
constitutionally deficient as it is based on the reasonable conclusion that the
appellate court will not hear the issue on its merits. Atkins v. Singletary, 965 F.2d
952, 957 (11th Cir. 1992); see also Farina v. State, 937 So. 2d 612, 629 (Fla.
2006) (appellate counsel may not be deemed ineffective for failing to challenge an
unpreserved issue on appeal unless it resulted in fundamental error).
Pursuant to Florida law, failing to raise a contemporaneous objection when
improper closing argument comments are made waives any claim concerning such
comments for appellate review. Brooks v. State, 762 So. 2d 879, 898 (Fla. 2000).
11
Case: 11-15163 Date Filed: 11/07/2012 Page: 12 of 14
“The sole exception to the general rule is where the unobjected-to comments rise
to the level of fundamental error, which has been defined as error that reaches
down into the validity of the trial itself to the extent that a verdict of guilty could
not have been obtained without the assistance of the alleged error.” Id. at 898-99.
The role of the attorney in closing arguments is to assist the jury in
analyzing, evaluating, and applying the evidence. Ruiz v. State, 743 So. 2d 1, 4
(Fla. 1999). “Comments on matters outside the evidence are clearly improper.”
Pope v. Wainwright, 496 So. 2d 798, 803 (Fla. 1986).
The record demonstrates that all but one of the contested statements were
comments on matters in evidence, and were, therefore, not improper. On the other
hand, the comment—“[w]hen the ecstacy deal doesn’t work because the defendant
says, oh, but I can probably get you cocaine. The defense of entrapment means
that he has no predisposition in the world to be able to do it,”— was improper
because it referred to testimony that had been specifically struck by the court and
not admitted as evidence. However, the comment did not amount to fundamental
error under Florida law. Accordingly, appellate counsel was not deficient in failing
to raise this issue on appeal.
VI.
Viewed in the context of the trial as a whole, Sairras’s counsel chose to
12
Case: 11-15163 Date Filed: 11/07/2012 Page: 13 of 14
reveal that Sairras was still incarcerated in an attempt to appeal to the jury’s
sympathy, a choice which was not objectively unreasonable. Sairras has not
pointed to any authority establishing that revealing his incarcerated status was
constitutionally erroneous. Further, even if the comment was improper, Sairras has
not established prejudice, because there is not a reasonable probability that this
single, isolated comment changed the outcome of the proceeding. Accordingly, we
conclude that the state court’s application of Strickland to this issue was not
unreasonable.
VII.
It is well-settled that the defense of entrapment is not of constitutional
dimension. United States v. Russell, 411 U.S. 423, 433, 93 S. Ct. 1637, 1643, 36
L. Ed. 2d 366 (1983). However, the Supreme Court has recognized that there may
arise “a situation in which the conduct of law enforcement agents is so outrageous
that due process principles” would bar the prosecution. Id. at 431-32, 93 S. Ct. at
1643.
Here, there was no outrageous government conduct that would implicate
Due Process. The CI was supervised throughout the investigation, and an officer
instructed the CI prior to any meeting with Sairras. Thus, there is no indication
that the CI was allowed to operate in a manner that could be deemed outrageous.
13
Case: 11-15163 Date Filed: 11/07/2012 Page: 14 of 14
The Florida court’s adjudication of this issue was reasonable.
For the aforementioned reasons, we affirm the district court’s judgment
denying habeas relief.
AFFIRMED.
14