Michelle Lind v. United Parcel Service, Inc.

Michelle LIND, Plaintiff-Appellant,
v.
UNITED PARCEL SERVICE, INCORPORATED, a Foreign Corporation, Defendant-Appellee.
No. 99-12548.
United States Court of Appeals,
Eleventh Circuit.
June 25, 2001.
Appeal from the United States District Court for the Southern District of Florida. (No. 97-07278-CV-DLG),
Donald L. Graham, Judge.
Before EDMONDSON, BLACK and McKAY*, Circuit Judges.
BLACK, Circuit Judge:
I. BACKGROUND
Appellant Michelle Lind, a white female, began work as a package delivery driver with Appellee
United Parcel Service in 1987. In July 1996, Appellee discharged Appellant for allegedly directing a racial
epithet at an African-American co-worker. In August 1996, Appellant filed a charge with the Equal
Employment Opportunity Commission (EEOC), alleging Appellee had engaged in unlawful race
discrimination. Appellant also filed a grievance regarding her termination. Her grievance was denied.
Appellant claimed she could produce a witness who would testify she had not uttered the slur, and she was
given a second hearing. The grievance was again denied at the second hearing when it was discovered that
this witness did not hear the entire conversation in which Appellant allegedly uttered the slur. Appellant's
union argued Appellant was not properly discharged because uttering a racial slur was not among the
violations for which an employee could be fired with no warning. Appellee argued that uttering a racial slur
was equivalent to these "cardinal infractions." Appellant's supervisor testified that he had no doubt she had
uttered the epithet. The case was referred to the regional joint union-management panel, which deadlocked
in its decision. The matter was then sent to a "Deadlock Panel," which also deadlocked. The matter was
finally referred to binding arbitration.
Appellant's union business agent proposed that Appellee bring Appellant back to work pending the
outcome of the arbitration. Appellee agreed to allow Appellant to come back to work in a position where she
*
Honorable Monroe G. McKay, U.S. Circuit Judge for the Tenth Circuit, sitting by designation.
would not have contact with customers or other drivers.1 On February 7, 1997, while the union arbitration
was still pending, another co-worker accused Appellant of directing the same racial slur at him. On February
10, 1997, Appellant's supervisor took her "out of service" pending an investigation. This supervisor
(Hershberger) testified that he consulted with other managers on the decision to terminate Appellant's
employment. He was not sure if he could terminate her employment, since it technically already had been
terminated. He decided to proceed with the termination on February 12 or 13, 1997. The district court found
that, following the second racial slur incident, Appellant contacted her union business agent and told him she
wanted to speak with Hershberger directly to attempt to resolve the matter. The district court found Appellant
called Hershberger and left a message for him to call her back. Hershberger called Appellant at home,
allegedly to discuss settling the matter. He told her the company believed she had uttered the slurs. He then
told her she could have her job back, with no back pay, if she would admit to both racial slurs, publicly
apologize, and drop her discrimination claim (including her EEOC charge) and pending union grievances.
Hershberger told Appellant any final settlement would have to be discussed with the union. Appellant claims
this telephone call constituted unlawful retaliation. Appellee claims the call was a settlement negotiation.
Appellant filed a complaint alleging that Appellee retaliated against her for filing an employment
discrimination claim with the EEOC. Appellant filed a motion for summary judgment on the retaliation claim.
The district court denied this motion, as well as a summary judgment motion by Appellee, and the case
proceeded to a six-day trial before the court. After the trial, the district court issued extensive findings of fact
and conclusions of law, ruling that no act of retaliation had occurred. Appellant appeals only the denial of
her motion for summary judgment.2 She claims at the time the court considered the motion, Appellee had
not presented sufficient evidence to overcome it.
II. DISCUSSION
In Holley v. Northrop Worldwide Aircraft Services, Inc., 835 F.2d 1375 (11th Cir.1988), while
acknowledging that other circuits "have gone so far as to refuse appeals on all motions for summary
1
In its brief, Appellee claims it put Appellant back to work "to mitigate any back pay damages that
might be owed if Lind prevailed at arbitration."
2
Appellant's Amended Notice of Appeal states she is appealing both the order denying summary
judgment (the February 12, 1999, order) and the Findings of Fact and Conclusions of Law and Final
Judgment entered on June 30, 1999. Her initial brief, however, does not mention the Final Judgment, and
her reply brief is devoted to the argument that summary judgment should have been granted in her favor.
Arguments not raised in an appellant's initial brief are deemed waived. See Fed. R.App. P. 28(a); Fed.
Sav. & Loan Ins. Corp. v. Haralson, 813 F.2d 370, 373 n. 3 (11th Cir.1987).
judgment[,]" we held that this Court would not, after a trial, review a district court's denial of summary
judgment "if the party admits that (a) by trial the evidence produced by the opposing party was sufficient to
be presented to the jury; or (b) by trial the evidence had been supplemented or changed in some manner
favorable to the party who opposed summary judgment." Id. at 1377-78 & n. 7. The Court noted that
"[s]ummary judgment was not intended to be a bomb planted within the litigation at its early stages and
exploded on appeal[.]" Id. at 1377. Appellant argues Holley does not apply here because she did not admit
the evidence had been supplemented or was sufficient to be submitted to the fact finder, so the denial of her
motion for summary judgment is therefore reviewable.
Upon review of the pertinent cases, however, we find the rule stated in Holley has since been
extended. See Stuckey v. N. Propane Gas Co., 874 F.2d 1563, 1567 (11th Cir.1989) ("This Court does not
review the propriety of orders denying summary judgment motions based on the evidence available when the
motion was made"); see also Univ. of Fl. v. KPB, Inc., 89 F.3d 773, 775 (11th Cir.1996). In KPB the court
declined to review the denial of summary judgment, stating that the inquiry "is directed to the sufficiency of
the evidence as presented at trial, which the record reveals to be competent support for the jury's verdict...."
89 F.3d at 775. The Court did not state that the moving party had conceded this point. See also Wenzel v.
Boyles Galvanizing Co., 920 F.2d 778, 782 (11th Cir.1991) ("Even if summary judgment might have been
granted at the time the motion was made, we examine the record to see if" the evidence at trial was more
favorable to the non-moving party.)3 Recently, we simply stated that the denial of a motion for summary
judgment is not reviewable after a trial on the merits has occurred. See Munoz v. Oceanside Resorts, 223 F.3d
1340, 1344 n. 3 (11th Cir.2000) ("[O]nce a trial on the merits has occurred, ... the denial of [a motion for
summary judgment] is unreviewable on appeal.") (citing Wenzel, 920 F.2d at 782).4
3
This extension is not inconsistent with Holley. In Holley, the moving party conceded that by trial,
the evidence was sufficient to go to a jury. See 835 F.2d at 1377. This Court held that in such a situation,
the denial of summary judgment was unreviewable. The Court did not have occasion to decide whether
the denial of summary judgment would be reviewable in other situations.
4
This conclusion is not inconsistent with prior precedent. Appellant cites no case, and we cannot find
one, in which this Court has actually reviewed the denial of summary judgment after a trial has occurred.
Appellant argues that review of the final judgment opens for consideration prior interlocutory orders. We
agree with the Federal Circuit's view on this issue:
A Rule 56(d) order granting partial summary judgment from which no immediate
appeal lies is merged into the final judgment and reviewable on appeal from that final
judgment....
An order granting [summary] judgment on certain issues is a judgment on those
Appellant claims the evidence produced by Appellee at trial was no different from the evidence at
the summary judgment stage, so we should review the district court's denial of summary judgment. The
district court denied summary judgment so it could determine who and what to believe. Even where, as here,
the trial testimony is essentially identical to the pretrial record, the testimony can supplement the record. See
Chesapeake Paper Prods. v. Stone & Webster Eng'g Corp., 51 F.3d 1229, 1236 (4th Cir.1995) ("Even when
the pretrial record and the trial testimony are identical, a judgment after a full trial is superior to a pretrial
decision because the factfinder's verdict depends on credibility assessments that a pretrial paper record simply
cannot allow.")
At least 10 circuits have held that the denial of summary judgment is not reviewable on appeal after
a full trial and final judgment on the merits. See Pahuta v. Massey-Ferguson, Inc., 170 F.3d 125, 130 (2d
Cir.1999); Chesapeake, 51 F.3d at 1234 (4th Cir.1995); Watson v. Amedco Steel, Inc., 29 F.3d 274, 277-78
(7th Cir.1994); Black v. J.I. Case Co., 22 F.3d 568, 570-72 (5th Cir.1994); Johnson Int'l Co. v. Jackson Nat'l
Life Ins. Co., 19 F.3d 431, 434 (8th Cir.1994); Lama v. Borras, 16 F.3d 473, 476 n. 5 (1st Cir.1994); Whalen
v. Unit Rig, Inc., 974 F.2d 1248, 1250-51 (10th Cir.1992); Jarrett v. Epperly, 896 F.2d 1013, 1016 (6th
Cir.1990); Locricchio v. Legal Servs. Corp., 833 F.2d 1352, 1358-59 (9th Cir.1987); Glaros v. H.H.
Robertson Co., 797 F.2d 1564, 1573 & n. 14 (Fed.Cir.1986), cert. dismissed, 479 U.S. 1072, 107 S.Ct. 1262,
94 L.Ed.2d 124 (1987).
As other circuits have observed, a party that believes the district court improperly denied summary
judgment has adequate remedies. The party may argue that an immediate appeal will substantially advance
the termination of the litigation and move the court to certify the denial of summary judgment for
interlocutory appeal pursuant to 28 U.S.C. § 1292(b). See Lum v. City of Honolulu, 963 F.2d 1167, 1169-70
(9th Cir.1992) (holding that the "appropriate forum to review the denial of a summary judgment motion is
through interlocutory appeal under 28 U.S.C. § 1292(b)"); see also Ayres v. General Motors Corp., 234 F.3d
514, 516 (11th Cir.2000) (hearing interlocutory appeal, under § 1292(b), from denial of summary judgment).
Additionally, where a jury trial has occurred, the party may move for judgment as a matter of law under
issues. It forecloses further dispute on those issues at the trial stage. An order denying a
motion for partial summary judgment, on the other hand, is merely a judge's
determination that genuine issues of material fact exist. It is not a judgment, and does not
foreclose trial on the issues on which summary judgment was sought.
Glaros v. H.H. Robertson Co., 797 F.2d 1564, 1573 (Fed.Cir.1986), cert. dismissed, 479 U.S.
1072, 107 S.Ct. 1262, 94 L.Ed.2d 124 (1987) (citations omitted).
Fed.R.Civ.P. 50 and seek appellate review of the motion if it is denied. See Chesapeake Paper, 51 F.3d at
1236; Watson, 29 F.3d at 279; Whalen, 974 F.2d at 1251; see also Pahuta, 170 F.3d at 131 (declining to
review denial of summary judgment, and noting that " 'it would be odd indeed for us to consider whether
summary judgment was properly denied in a case where the identical issue was presented at trial and the
requisite motions for judgment as a matter of law were not made.' ") (quoting Watson, 29 F.3d at 279).
We also find persuasive the Ninth Circuit's reasoning in Locricchio, quoted by several other circuits
in reaching their decisions to deny appellate review of the denial of summary judgment:
To be sure, the party moving for summary judgment suffers an injustice if his motion is
improperly denied. This is true even if the jury decides in his favor. The injustice arguably is greater
when the verdict goes against him. However, we believe it would be even more unjust to deprive a
party of a jury verdict after the evidence was fully presented, on the basis of an appellate court's
review of whether the pleadings and affidavits at the time of the summary judgment motion
demonstrated the need for a trial.
833 F.2d at 1359.
Additionally, as the Fifth Circuit noted in Black, the Supreme Court has acknowledged that, "even
in the absence of a factual dispute, a district court has the power to 'deny summary judgment in a case where
there is reason to believe that the better course would be to proceed to a full trial.' " Black, 22 F.3d at 572
(quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 2513, 91 L.Ed.2d 202 (1986)).
See also United States v. Certain Real and Personal Prop. Belonging to Hayes, 943 F.2d 1292 (11th
Cir.1991) ("A trial court is permitted, in its discretion, to deny even a well-supported motion for summary
judgment, if it believes the case would benefit from a full hearing.") See also Pahuta, 170 F.3d at 131:
If we were routinely to hear post-trial appeals of summary judgment motion denials, we would
provide an unwarranted incentive for trial judges to grant such motions in close cases. The only way
for a district court to defuse the "bomb" of a denial's reversal following what would be a therefore
superfluous trial would be to grant the motion, enter an appealable judgment dismissing the
complaint, and await the outcome of the appeal. Then, only in the event of reversal, would the court
and parties proceed to trial secure in the knowledge that one is necessary.
We agree with these other circuits and hold that this Court will not review the pretrial denial of a
motion for summary judgment after a full trial and judgment on the merits.5 The district court found that no
act of retaliation had occurred. That finding has gone unchallenged before this Court,6 and we have no basis
5
Even if we were to review the denial of summary judgment in this case, it is clear that summary
judgment was properly denied to Appellant. We agree with the district court that the competing
interpretations of the telephone conversation between Appellant and Hershberger presented a genuine
issue of material fact, thus precluding summary judgment.
6
See supra note 2.
for setting it aside. See Watson, 29 F.3d at 280. The judgment of the district court is therefore affirmed.
AFFIRMED.