United States v. Nacretia Lewis

Case: 12-13748 Date Filed: 03/28/2013 Page: 1 of 10
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 12-13748
Non-Argument Calendar
________________________
D.C. Docket No. 2:12-cr-00008-WHA-WC-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
NACRETIA LEWIS,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Alabama
________________________
(March 28, 2013)
Before CARNES, BARKETT and MARTIN, Circuit Judges.
PER CURIAM:
Case: 12-13748 Date Filed: 03/28/2013 Page: 2 of 10
The opinion of the panel issued on February 26, 2013 is vacated, with this
one substituted in its place.
Nacretia Lewis appeals her convictions and 15-month sentence, imposed
after a jury found her guilty of perjury, in violation of 18 U.S.C. § 1623, and
making a false statement, in violation of 18 U.S.C. § 1001. On appeal, Lewis
argues that: (1) the evidence was insufficient to support her convictions; and (2)
her sentence was procedurally and substantively unreasonable.
I.
Lewis’s perjury conviction stems from her giving false alibi testimony under
oath before the U.S. District Court for the Middle District of Alabama. She
testified at the jury trial of Janika Bates concerning the whereabouts of Bates on
January 20, 2011. Lewis’s false statement conviction is based on her repeating the
false alibi story to an IRS special agent after Bates’s conviction.
Bates went to trial on charges of conspiracy, identity theft, aggravated
identify theft, and wire fraud in September 2011. At Bates’s trial, the government
presented evidence from two witnesses, IRS special agent Lisa Fontanette and
Natasha Harris (Bates’s co-worker), that Bates fled from her workplace at NCO
Financial Systems, Inc. (NCO) on January 20, 2011, when IRS agents attempted to
arrest her.
2
Case: 12-13748 Date Filed: 03/28/2013 Page: 3 of 10
Lewis testified to a different version of events. Lewis testified that on
January 20, 2011, she was with Bates, a close friend from her childhood who she
referred to as her “cousin.” Lewis told the jury she picked up Bates from NCO at
around 10:00 a.m. and went to a couple of stores to waste time and have lunch
before Lewis’s shift started at noon. Lewis claimed she never took Bates back to
work, but rather dropped her off at a bail bondsman where Bates was meeting her
mother. Then, apparently, Lewis returned to NCO a few minutes after noon, where
she stayed working until 9:30 p.m. that night. Lewis further testified that she never
saw police around Bates’s car that day.
After Bates was convicted, IRS Agent Fontanette interviewed Lewis to
determine whether Lewis had given false testimony at Bates’s behest. The
question of whether Bates solicited perjury was relevant to Bates’s guideline
calculation for her sentencing. Lewis continued to claim that her testimony was
truthful.
Lewis was then indicted for perjury and making a false statement.
At Lewis’s trial, the government presented a number of witnesses. Agent
Fontanette testified that her team, in police attire, arrived at NCO’s parking lot
around 11:45 a.m. and discovered Bates’s car in the parking lot. After waiting for
Bates and unsuccessfully calling her at around 1:30 p.m., the agents looked inside
the NCO building but were unable to find her.
3
Case: 12-13748 Date Filed: 03/28/2013 Page: 4 of 10
Agent Fontanette also testified that she met with Lewis after Bates had been
convicted in order to question Lewis about her testimony. During that meeting,
Agent Fontanette informed Lewis that lying to federal agents was a crime and that
she had records from NCO showing that Lewis did not work on January 20, 2011,
and that NCO did not pay her for work that day. Lewis’s only response was that
the phone system employees used to log in was sometimes wrong. Agent
Fontanette then asked Lewis whether Bates had asked her to lie for her during the
trial. Lewis denied that Bates had done so, and asked Agent Fontanette to leave.
Lewis’s alibi testimony from the Bates trial was contradicted by several
witnesses. Natasha Harris, a supervisor at NCO, testified that she had seen Bates
and interacted with her at the NCO offices on January 20, 2011, after the police
arrived and surrounded Bates’s vehicle. Steven Behrend, the human resource
manager for NCO, testified that if an employee did not log into her phone, she
would not be able to do any work and that payroll records were based on phone
log-ins. He confirmed that the records did not show that Lewis worked on January
20, 2011, and that Lewis was not paid for working that day. Finally, Lewis’s
mother, Linda Hadnott, testified that she had a phone conversation in which Lewis
told her that a cousin wanted Lewis to lie for her, but did not mention the cousin by
name or mention that the lie would be on the witness stand.
4
Case: 12-13748 Date Filed: 03/28/2013 Page: 5 of 10
The government rested, and Lewis asked for a judgment of acquittal, which
the court denied. The jury found Lewis guilty on both counts. Lewis again moved
for a judgment of acquittal on both counts, arguing that the evidence was
insufficient to support her convictions. The court also denied that motion. The
district court sentenced Lewis to 15 months’ imprisonment on each count to run
concurrently.
II.
Lewis argues that the evidence was insufficient to sustain her convictions for
perjury and making a false statement to a federal agent. She asserts that the
government did not establish her trial testimony as material or that she knowingly
gave the false testimony. Lewis further asserts that her statements to Agent
Fontanette were not knowingly false or material.
We review the sufficiency of the evidence de novo, viewing the evidence in
the light most favorable to the government and drawing all reasonable inferences
and credibility choices in favor of the jury’s verdict. United States v. Friske, 640
F.3d 1288, 1290–91 (11th Cir. 2011). It is unnecessary for the government to
present evidence which “exclude[s] every reasonable hypothesis of innocence or
[is] wholly inconsistent with every conclusion except that of guilt.” United States
v. Harris, 20 F.3d 445, 453 (11th Cir. 1994). A jury is free to choose among
reasonable constructions of the evidence, and we must accept the jury’s credibility
5
Case: 12-13748 Date Filed: 03/28/2013 Page: 6 of 10
determinations and reasonable inferences from the evidence. United States v.
Garcia, 447 F.3d 1327, 1334 (11th Cir. 2006).
A. Perjury
To sustain a conviction for perjury under 18 U.S.C. § 1623(a), the
government must prove beyond a reasonable doubt that the testimony was: (1)
false; (2) material; and (3) made with knowledge of its falsity. United States v. De
La Torre, 634 F.2d 792, 795 (5th Cir. Unit A Jan. 1981).1 The test for materiality
is whether the false statement “has a natural tendency to influence, or was capable
of influencing, the decision making body to which it was addressed.” United
States v. Johnson, 485 F.3d 1264, 1270 (11th Cir. 2007) (quotation marks omitted).
Even if the statement did not actually influence the tribunal, it is sufficient if it
could have possibly influenced it. Id.Lewis’s alibi testimony at Bates’s trial directly contradicted the
government’s evidence of Bates’s flight from her impending arrest on January 20,
2011. Indeed, if Lewis’s testimony was believed it would have “a natural tendency
to influence” the jury’s assessment of Bates’s guilt. See Johnson, 485 F.3d at
1270. Therefore, Lewis’s testimony was material as a matter of law.
There was also sufficient evidence for a jury to find that Lewis’s statements
were made knowingly. Lewis testified that she referred to Bates as her “cousin.”
1
In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981) (en banc), we adopted as
binding precedent all decisions of the former Fifth Circuit handed down before October 1, 1981.
6
Case: 12-13748 Date Filed: 03/28/2013 Page: 7 of 10
Lewis’s mother testified that Lewis told her that a cousin wanted Lewis to lie for
her. A reasonable juror could have inferred that the cousin Lewis was referring to
was Bates, and that Lewis knew Bates wanted her to lie for Bates at the upcoming
trial. We must accept that reasonable inference here. See Garcia, 447 F.3d at
1334. Thus, Lewis’s mother’s testimony established the element of knowledge and
we affirm Lewis’s conviction for perjury.
B. Making a False Statement
To sustain a conviction under 18 U.S.C. § 1001 for making a false statement,
the government must prove: “(1) that the defendant made a false statement; (2) that
the statement was material; (3) that the defendant acted with specific intent to
mislead; and (4) that the matter was within the purview of a federal government
agency.” United States v. McCarrick, 294 F.3d 1286, 1290 (11th Cir. 2002).
Lewis does not contest that she made the statements or that they fell within
the purview of a federal government agency. However, she says her statements
were not false, were not material, and were not made with intent to mislead. There
was sufficient evidence to contradict Lewis’s testimony and support a finding that
her statements were false.
Lewis’s statements were material because at the time they were made the
government was investigating whether it should pursue a sentencing enhancement
against Bates. Therefore, Lewis’s reiteration of her false testimony to Agent
7
Case: 12-13748 Date Filed: 03/28/2013 Page: 8 of 10
Fontanette was material because it could have influenced the sentence the
government sought for Bates. See United States v. Boffil-Rivera, 607 F.3d 736,
741 (11th Cir. 2010).
Finally, Lewis’s mother’s testimony established that Lewis knew her in-
court testimony was a lie and Agent Fontanette explained to Lewis that lying to a
federal agent was a crime. Thus, the element of specific intent to mislead was
satisfied and we affirm Lewis’s conviction for making a false statement.
III.
Lewis also challenges the procedural and substantive reasonableness of her
15-month sentence of imprisonment. Prior to sentencing, the probation officer
calculated Lewis’s guideline range to be 15 to 21 months’ imprisonment, based on
a total offense level of 14 and criminal history category of I. Lewis argues that her
15-month sentence, imposed at the low end of the guideline range, was
procedurally unreasonable because the court failed to consider the possibility of
probation and did not adequately consider the § 3553(a) factors. She also argues
that her sentence was substantively unreasonable because, among other things, a
non-prison sentence would enable her to care for her special-needs son and receive
the weekly therapy she needs to treat her mental illness.
We review the reasonableness of a sentence “under a deferential abuse of
discretion standard.” Gall v. United States, 552 U.S. 38, 41, 128 S. Ct. 586, 591
8
Case: 12-13748 Date Filed: 03/28/2013 Page: 9 of 10
(2007). The district court must impose a sentence “sufficient, but not greater than
necessary, to comply with the purposes” listed in 18 U.S.C. § 3553(a)(2). 18
U.S.C. § 3553(a). The court must also consider the other statutory factors listed in
§ 3553(a)(1), (3)–(7), such as the history and characteristics of the defendant and
the kinds of sentences available. Id.
We first ensure that the sentence was procedurally reasonable, meaning that
the district court properly calculated the guideline range, treated the guidelines as
advisory, considered the § 3553(a) factors, did not select a sentence based on
clearly erroneous facts, and adequately explained the chosen sentence. Gall, 552
U.S. at 51, 128 S. Ct. at 597. Once we determine that a sentence was procedurally
sound, we examine whether the sentence was substantively reasonable. Id.The party who challenges the sentence bears the burden of showing that it is
unreasonable in light of the record and the § 3553(a) factors. United States v.
Tome, 611 F.3d 1371, 1378 (11th Cir. 2010). Although we do not automatically
presume that a sentence falling within the guideline range is reasonable, we
ordinarily expect such a sentence to be reasonable. United States v. Hunt, 526
F.3d 739, 746 (11th Cir. 2008).
Lewis argues that her sentence was procedurally unreasonable because the
district court did not consider imposing only probation given Lewis’s medical and
familial issues. However, the record clearly shows to the contrary that the district
9
Case: 12-13748 Date Filed: 03/28/2013 Page: 10 of 10
court carefully considered all of Lewis’s arguments for a downward variance and
the § 3553(a) factors, including her medical and familial issues. See United States
v. Talley, 431 F.3d 784, 786 (11th Cir. 2005) (stating that “an acknowledgment by
the district court that it has considered the defendant’s arguments and the factors in
§ 3553(a) is sufficient”). The court explained both that it considered Lewis’s
actions to be serious enough to “undermine[] the entire justice system” and that the
medical attention available in prison would be sufficient to “lay a foundation for
further help after getting out of prison.” The sentence was therefore not
procedurally unreasonable.
Lewis’s sentence was also substantively reasonable. Under Tome and Hunt,
there is a high burden for establishing substantive unreasonableness—a burden
Lewis cannot meet. Nothing in the record suggests that the district court made a
clear error in judgment in determining that the seriousness of Lewis’s offense, the
need to create adequate deterrence, and the need to avoid unwarranted sentence
disparities with similarly situated defendants outweighed Lewis’s personal and
family characteristics. 2 Accordingly, Lewis’s sentence is substantively reasonable.
AFFIRMED.
2
Lewis also argues in her reply brief that the district court was substantively unreasonable
because it did not impose a downward departure pursuant to U.S.S.G. §§ 5K2.0, 5K2.13, 5H1.3,
5C1.1, and 5H1.6. However, we lack jurisdiction to hear this argument. United States v. Norris,
452 F.3d 1275, 1282 (11th Cir. 2006).
10