United States v. Antoine Demetrius Moton

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
APRIL 4, 2007
No. 06-14435 THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D. C. Docket No. 05-00026-CR-1-2
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
ANTOINE DEMETRIUS MOTON,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
_________________________
(April 4, 2007)
Before ANDERSON, CARNES and BARKETT, Circuit Judges.
PER CURIAM:
Our previously issued opinion in this case is rescinded, and this one is issued
in its place.
The district court, in sentencing Antoine Demetrius Moton to a prison term
above the advisory guidelines range for Moton’s total offense level, achieved via a
variance what it could have done through a departure. Had the district court
applied an upward departure, Federal Rule of Criminal Procedure 32(h) would
have required the court to give the parties reasonable notice that it was
contemplating such a departure. Because the court used a variance to impose a
sentence that exceeded the guidelines range it was not required to give notice. See
United States v. Irizarry, 458 F.3d 1208 (11th Cir. 2006). Moton contends that we
ought to require district courts to use a departure where either a departure or
variance would reach the same result, because when a district court chooses a
variance instead of a departure the defendant is deprived of the right to advance
notice under Rule 32(h). Because Moton did not make this argument before the
district court, we review only for plain error. Finding none, we affirm.
I.
Moton pleaded guilty to possessing counterfeit currency and conspiring to
pass counterfeit currency in violation of 18 U.S.C. §§ 371 and 472. Although
Moton possessed the fake currency as part of a scheme to acquire drugs, the
government agreed as part of a plea agreement not to pursue drug charges. The
2
presentence investigation report calculated an offense level of 14 and a criminal
history category of VI, which produced an advisory guidelines range of 37 to 46
months.
Moton has an extensive criminal history. The PSI listed 6 juvenile
convictions ranging from simple battery to fleeing the police. Moton received no
criminal history points for these convictions. The PSI further listed 16 adult
convictions ranging from simple battery to armed robbery. It assigned Moton 22
criminal history points for his adult convictions. Moton argues that he should have
received one fewer point, but concedes that even with this reduction he has easily
accumulated the 13 criminal history points necessary to qualify for a criminal
history category of VI.
At the sentence hearing, Moton’s counsel stated that he had no objections to
the calculations in the PSI but asked the court to take into account the fact that he
had pleaded guilty. The government then argued for the first time that a sentence
within the guidelines range would be unreasonable. It presented three reasons for
its position: (1) the illegal conduct involved a scheme to purchase drugs; (2)
Moton had a very long criminal history; and (3) the evidence indicated that Moton
was more culpable than a codefendant whose sentencing range was more than
double Moton’s range.
3
After hearing from the parties, the district court imposed a sentence of 100
months imprisonment for possessing counterfeit currency and a concurrent
sentence of 60 months imprisonment for attempting to pass counterfeit currency.
The court explicitly stated that in imposing the sentence, it had “taken into
consideration [§] 3553.” The district court indicated that it was probably being too
lenient with the defendant. The court said that prior to the adoption of the
sentencing guidelines, it would have sentenced Moton at or near the statutory
maximum, but the advisory guidelines had tempered its judgment, and it found that
a sentence in between the guidelines range and the statutory maximum would be
reasonable.
The court declined to sentence Moton for any drug offenses to which he had
not pleaded guilty, but said that it had considered the fact that the counterfeit
money was to be used for drugs. However, it stated that Moton’s criminal history
was a more important factor in its sentencing decision.
Moton raises two arguments on appeal: First, he contends that the district
court erred by failing to state whether it was departing upwards under United
States Sentencing Guidelines (Nov. 2005) § 4A1.3 or making a variance under
United States v. Booker, 543 U.S. 220, 125 S. Ct. 738 (2005). If the district court
meant to apply a variance under Booker, Moton argues that it erred by failing to
4
first apply a § 4A1.3 departure. If the court meant to depart upward under § 4A1.3,
Moton argues that it failed to follow the correct procedure in so doing. Second,
Moton contends that his sentence is unreasonable. Because Moton presents his
Rule 32(h) objection for the first time on appeal, we review it for plain error.
United States v. Olano, 507 U.S. 725, 732, 113 S. Ct. 1770, 1776 (1993). Under
plain error review, Moton must show: (1) error; (2) that is plain; (3) that affected
his substantial rights; and (4) that seriously affected the fairness and integrity of the
proceedings. Id. We review his sentence for reasonableness. United States
v. Winingear, 422 F.3d 1241, 1244 (11th Cir. 2005)
II.
Moton begins arguing his first contention by characterizing the district court
as being unclear about whether it was applying a variance under § 3553(a) or a
departure under U.S.S.G. § 4A1.3. We think the district court made clear that it
was applying a variance. It expressly indicated “that the court ha[d] taken into
consideration [§] 3553.” We have never held that the term “variance” is a magic
word that district courts must utter during sentence hearings. Although we have
used “variance” to distinguish sentences based on § 3553 factors from departures,
see, e.g., Irizarry, 458 F.3d at 1211, the term “variance” does not appear in Booker,
nor is it the only term used by the federal courts to describe a sentence not based
5
exclusively on the guidelines. See, e.g., United States v. Crosby, 397 F.3d 103,
111 n.9 (2d Cir. 2005) (referring to a “non-Guidelines” sentence).
Because the district court applied a variance, it was under no obligation to
give Moton advance notice of that variance under Rule 32(h). See Irizarry, 458
F.3d at 1212 ( “After Booker, parties are inherently on notice that the sentencing
guidelines range is advisory . . . . [P]arties cannot claim unfair surprise or inability
to present informed comment . . . when a district court imposes a sentence above
the guidelines range based on the section 3553(a) sentencing factors.”). However,
Moton contends for the first time on appeal that the district court could have just as
easily applied an upward departure under § 4A1.3. Subsection (a)4(B) of that
provision provides:
UPWARD DEPARTURES FROM CATEGORY VI.—In a case in
which the court determines that the extent and nature of the
defendant’s criminal history, taken together, are sufficient to warrant
an upward departure from Criminal History Category VI, the court
should structure the departure by moving incrementally down the
sentencing table to the next higher offense level in Criminal History
VI until it finds a guidelines range appropriate to the case.
The district court varied upward primarily because Moton’s criminal-history points
amply exceeded the minimum necessary for him to qualify for criminal history
category VI. This same reason, according to Moton, could have warranted an
upward departure under § 4A1.3.
6
Had the district court applied § 4A1.3, Moton would have been entitled to
advance notice of that possibility. Federal Rule of Criminal Procedure 32(h)
requires that:
Before the court may depart from the applicable sentencing range on a
ground not identified for departure either in the presentence report or
in a party’s prehearing submission, the court must give the parties
reasonable notice that it is contemplating such a departure. The notice
must specify any ground on which the court is contemplating a
departure.
Fed. R. Crim. P. 32(h). Moton argues that the district court should have applied §
4A1.3, because even after Booker district courts have an obligation to correctly
calculate the appropriate advisory guidelines range. See United States v.
Crawford, 407 F.3d 1174, 1178 (2005) (“This consultation requirement, at a
minimum, obliges the district court to calculate correctly the sentencing range
prescribed by the Guidelines.” (emphasis in original)). Moreover, he says that by
reading Irizarry to apply to variances in situations where the district court might
have achieved a similar sentence via the application of a departure, the district
court created an asymmetry in which the defendant’s right to notice turned on how
the court chose to characterize its decision making process. If the court had said
that it was applying a departure, the defendant would have been entitled to notice,
but because the court said it was using a variance, the defendant loses that
procedural right.
7
If there is error here, it is certainly not plain. “Plain” is “a term synonymous
with ‘clear’ or, equivalently, ‘obvious.’” Olano, 507 U.S. at 725, 113 S. Ct. at
1773. We have “repeatedly recognized” that “an error cannot meet the ‘plain’
requirement of the plain error rule if it is not clear under current law.” United
States v. Chau, 426 F.3d 1318, 1322 (11th Cir. 2005) (internal quotation marks
omitted). When “the explicit language of a statute or rule does not specifically
resolve an issue, there can be no plain error where there is no precedent from the
Supreme Court or this Court directly resolving it.” Id. (quoting United States v.
Lejarde-Rada, 319 F.3d 1288, 1291 (11th Cir. 2003)).
To prevail under plain error review, Moton would need to establish that at
least one of two principles is clear under current law: (1) that district courts have
an obligation under Booker to sua sponte apply upward departures under § 4A1.3
(and hence to provide notice under Rule 32(h)); or (2) that there is an exception to
Irizarry in cases in which a departure might be applicable. Neither principle is
clearly established under current law.
It is true that in Crawford we said that Booker’s requirement that district
courts “consult” with the guidelines “at a minimum, obliges the district court to
calculate correctly the sentencing range prescribed by the Guidelines.” Crawford,
407 F.3d at 1178 (emphasis in original). However, that statement is a far cry from
8
a clear rule requiring that district courts apply departures under § 4A1.3 even when
neither party requests that it do so. Crawford simply “requires the sentencing court
to calculate the Guidelines sentencing range in the same manner as before Booker.”
Id. Moton has not presented any case law suggesting that prior to Booker,
application of § 4A1.3, which the guidelines describe as a “policy statement,” was
mandatory. To the contrary, we have used permissive language to describe the
district courts’ obligation under that provision. See United States v. Simmons, 368
F.3d 1355, 1341 (11th Cir. 2004) (stating that § 4A1.3 “permits district courts to
make upward departures” under limited circumstances). He also has not cited any
decision supporting the principle that the district court must apply an upward
departure under § 4A1.3 on its own initiative even if it is not requested to do so by
the government (a claim to which most criminal defendants would vociferously
object). Nor has Moton cited a decision holding that the failure to apply an upward
departure under § 4A1.3 sua sponte constitutes reversible error.
Since the district court did not clearly err by failing to apply a sua sponte
departure under § 4A1.3, Moton can only establish plain error if current law clearly
establishes an exception to Irizarry in cases in which a departure might be
applicable. We have not yet cited Irizarry in a published opinion, so the only case
that could clearly establish that principle is Irizarry itself. Yet, if anything, Irizarry
9
implies the opposite, because reading such an exception into the case would
effectively thwart the decision. All variances under § 3553(a) could be recast as
departures under the sentencing guidelines. For example, under § 5K2.0(a)(2), the
district court may take into account any circumstance specifically identified in the
guidelines, § 5K2.0(a)(2)(A), and any circumstance “not identified in the
guidelines but that nonetheless is relevant to determining the appropriate
sentence.” § 5K2.0(a)(2)(B). In other words, any circumstances relevant to
sentencing can be used to justify a departure. That means, under Moton’s theory,
Irizarry contradicts itself and can have no application to any case. We decline to
read it that way.
III.
Moton’s second contention is that his sentence was unreasonable. “After the
district court has accurately calculated the [g]uideline range, it may impose a more
severe or more lenient sentence that we review for reasonableness.” Winingear,
422 F.3d at 1244 (citation quotation marks omitted). Such review is deferential,
requiring us to “evaluate whether the sentence imposed by the district court fails to
achieve the purposes of sentencing as stated in Section 3553(a).” United States v.
Talley, 431 F.3d 784, 788 (11th Cir. 2005). “There is a range of reasonable
sentences from which the district court may choose. . . .” Id. We will not review
10
“each individual decision made during the sentencing process” for reasonableness,
but only the “final sentence.” Winingear, 422 F.3d at 1245.
Moton’s criminal history implicated several of the § 3553(a) factors,
including the history and characteristics of the defendant, the need for the sentence
to promote respect for the law, and the need to protect the public from further
crimes of the defendant. That the counterfeit money was to be used for drugs
speaks to the nature and circumstances of the offense. The court also considered
the need to avoid unwarranted sentence disparities, noting that Moton’s
codefendant, Charles Timothy Styles, had received a much harsher sentence.
Moton’s specific criticism of the sentence centers on the district court’s
statement that it believed that the guidelines inadequately address the problems
posed by defendants with extensive criminal histories. But a district court’s
conclusion that the sentence should not be what the guidelines range indicates is
not error; it is the premise behind variances. The district court considered the §
3553(a) factors and imposed a sentence that was still well below the statutory
maximum.
Moton also argues that the district court should not have considered drug
offenses to which he did not plead guilty. The district court expressly stated that it
was not sentencing Moton as if he had committed those offenses. The court
11
merely took cognizance of the fact that the crime for which it was sentencing
Moton—counterfeiting—was connected with the sale of drugs. This fact is
probative of “the nature and circumstances of the offense” under § 3553(a).
AFFIRMED.
12