Lisa Williams v. City of Homestead, FL

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________ FILED
U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 06-11092 November 2, 2006
Non-Argument Calendar THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 04-22648-CV-JJO
LISA WILLIAMS,
Plaintiff-Appellant,
versus
CITY OF HOMESTEAD, FLORIDA,
a municipal corporation,
THOMAS SCHWARTZ, individually,
DENISE JONES, individually,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(November 2, 2006)
Before ANDERSON, BIRCH and CARNES, Circuit Judges.
PER CURIAM:
The plaintiff, Lisa Williams, appeals the district court’s grant of final
summary judgment in favor of the defendants, the City of Homestead (City) and
Officer Thomas Schwartz. Williams contends that the district court erred in
finding that Officer Schwartz had probable cause for her arrest following her
alleged attempted burglary of the home of Denise Jones, Williams’ ex-girlfriend.1
She argues that the court erred in dismissing both her 42 U.S.C. § 1983 claims and
her Florida state law claims of negligent investigation, malicious prosecution,
false imprisonment, false arrest, and battery. We affirm.
I.
We review de novo the district court’s grant of summary judgment,
“appraising all facts and reasonable inferences in the light most favorable to the
nonmoving party.” Iraola & CIA, S.A. v. Kimberly-Clark Corp., 325 F.3d 1274,
1283 (11th Cir. 2003). Summary judgment is appropriate “if the pleadings,
depositions, answers to interrogatories, and admissions on file, together with the
affidavits, if any, show that there is no genuine issue as to any material fact and
that the moving party is entitled to a judgment as a matter of law.” Fed. R. Civ. P.
56(c).
1
Although Williams was arrested for attempted burglary, victim tampering, and
violation of a temporary restraining order, we only address the existence of probable cause as to
the attempted burglary charge. If there is probable cause for one charge, the arrest was proper.
2
II.
Williams pleaded claims grounded in both federal law and state law against
Officer Schwartz. We will first address her federal constitutional claims. Because
a police officer may be entitled to qualified immunity protection from § 1983
claims, we begin with the two-part analysis established by Saucier v. Katz, 533
U.S. 194, 201, 121 S. Ct. 2151, 2156 (2001). Under that test, we first determine if,
taking the facts in the light most favorable to Williams, Schwartz violated her
constitutional rights. Id. Second, if a constitutional violation exists on the face of
the facts, we determine “whether the right was clearly established,” such that “a
reasonable official would understand that what he [was] doing violate[d] the rule.”
Id. at 201–02, 121 S. Ct. at 2156.
As applied here, “[i]n the context of a claim for false arrest, an officer is
entitled to qualified immunity where that officer had ‘arguable probable cause,’”
Davis v. Williams, 451 F.3d 759, 762–63 (11th Cir. 2006), which exists “if, under
all of the facts and circumstances, an officer reasonably could—not necessarily
would—have believed that probable cause was present.” Crosby v. Monroe
County, 394 F.3d 1328, 1332–33 (11th Cir. 2004) (citing Durruthy v. Pastor, 351
F.3d 1080, 1089 (11th Cir. 2003)). Schwartz need only show that he had arguable
probable cause, a lesser standard than actual probable cause, to be entitled to
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qualified immunity. Jones v. Cannon, 174 F.3d 1271, 1283 n.3 (11th Cir. 1999).
“Even if the officer makes a mistake, he may still be entitled to qualified
immunity. Hunter v. Bryant, 502 U.S. 224, 227, 112 S. Ct. 534, 536 (1991).
In view of the circumstances at the time of the arrest, we conclude that
Schwartz not only had arguable probable cause but had actual probable cause to
arrest Williams. In determining whether probable cause existed, we consider
whether the officer’s actions were “objectively reasonable” based on the “totality
of the circumstances.” Rankin v. Evans, 133 F.3d 1425, 1435 (11th Cir. 1998).
“This standard is met when ‘the facts and circumstances within the officer’s
knowledge, of which he or she has reasonably trustworthy information, would
cause a prudent person to believe, under the circumstances shown, that the suspect
has committed, is committing, or is about to commit an offense.’” Id. (quoting
Williamson v. Mills, 65 F.3d 155, 158 (11th Cir. 1995)). The standard of proof
necessary to support a conviction is not applicable at this stage. Durruthy, 351
F.3d at 1088. The subjective intent of the officer is immaterial; we are to consider
the facts objectively. Whren v. United States, 517 U.S. 806, 813, 116 S. Ct. 1769,
1774 (1996).
Regardless of the fact that a nolle prosequi was entered as to all charges
against Williams, Schwartz had the necessary probable cause at the time of the
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incident to make the arrest. Jones’ 911 call, her emotional state when Schwartz
arrived, and the physical damage to the door allowed Schwartz to reasonably
conclude that an attempted burglary had occurred. Furthermore, Jones’ statement
that Williams had tried to break in and had threatened her, the outstanding TRO
order, and the pending domestic battery charge allowed Schwartz to reasonably
conclude that Williams was a likely suspect. There was a history of animosity
between these two women. Schwartz’s conclusion that Williams attempted the
break-in was reasonable, and that is all that the probable cause standard requires.
Williams argues that Schwartz violated her constitutional rights by failing to
conduct a proper investigation prior to her arrest. She claims that Schwartz
wrongfully refused to consider her own protestation of innocence, her alibi
witness, and a tape recording she produced at the police station supposedly
exposing Jones’ plan to set her up. While we do recognize that “[a]n arresting
officer is required to conduct a reasonable investigation to establish probable
cause,” Rankin, 133 F.3d at 1435, “once an officer makes an arrest based on
probable cause, he need not investigate every claim of innocence.” Id. (internal
quotations omitted). An officer does not have to take “every conceivable step . . .
at whatever cost, to eliminate the possibility of convicting an innocent person.”
Tillman v. Coley, 886 F.2d 317, 321 (11th Cir. 1989). We agree with the Sixth
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Circuit’s finding that while a police officer should consider a suspect’s
explanation in evaluating the existence of probable cause, he “is under no
obligation to give any credence to a suspect’s story nor should a plausible
explanation in any sense require the officer to forego arrest pending further
investigation if the facts as initially discovered provide probable cause.” Criss v.
City of Kent, 867 F.2d 259, 263 (6th Cir. 1988). The Supreme Court has
explained: “The Constitution does not guarantee that only the guilty will be
arrested. If it did, § 1983 would provide a cause of action for every defendant
acquitted—indeed, for every suspect released.” Baker v. McCollan, 443 U.S. 137,
145, 99 S. Ct. 2689, 2695 (1979).
Schwartz conducted a sufficient investigation into the existence of probable
cause. He was not responsible for conducting a trial, but simply with deciding
whether there was probable cause to arrest. He was under no obligation to credit
Williams’ explanation or alibi. The tape recording Williams offered (which may
have been made in violation of Florida law) was more appropriate for use by her
defense attorney than by the arresting officer, and Schwartz reasonably declined to
listen to it. There was no constitutional violation, and therefore, Williams’§ 1983
claims of unconstitutional arrest and unconstitutional investigation fail.
In addition to her federal constitutional claims, Williams pleaded several
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state law claims against Schwartz: false imprisonment, false arrest and malicious
prosecution. The standard for determining probable cause is the same under
Florida law as federal law. Rankin, 133 F.3d at 1435. Therefore, our finding that
Schwartz had probable cause requires that we affirm the grant of summary
judgment against Williams on the state claims of false arrest and false
imprisonment. “The existence of probable cause constitutes an affirmative
defense to the claims of false arrest and imprisonment under Florida law.” Id. at
1436.
Additionally, our finding of probable cause forecloses Williams’ malicious
prosecution claim against Schwartz.2 Under Florida law there are six elements
that a plaintiff must prove to make out this claim:
(1) an original judicial proceeding against the present plaintiff was
commenced or continued; (2) the present defendant was the legal
cause of the original proceeding; (3) the termination of the original
proceeding constituted a bona fide termination of that proceeding in
favor of the present plaintiff; (4) there was an absence of probable
cause for the original proceeding; (5) there was malice on the part of
the present defendant; and (6) the plaintiff suffered damages as a
result of the original proceeding.
2
We note that the district court opinion states that Count VIII of Williams’ complaint
raises a claim for malicious prosecution against the City, when in fact, the claim raised in Count
VIII is a federal malicious prosecution claim against Schwartz. Williams alleges two malicious
prosecution claims against Schwartz, one based in federal law (Count VIII) and one based in
state law (Count V). This discrepancy does not affect our analysis or decision.
7
Kingsland v. City of Miami, 382 F.3d 1220, 1234 (11th Cir. 2004) (quoting
Durkin v. Davis, 814 So. 2d 1246, 1248 (Fla. 2d DCA 2002)) (emphasis added).
Because Williams’ cannot establish the fourth element, her malicious prosecution
claim fails.
III.
In addition to the claims raised against Schwartz, Williams pleaded three
claims against the City. She claimed that the City violated her federal
constitutional rights by failing to train, supervise and discipline its police officers.
She also asserted that the City is responsible for Schwartz’s negligent
investigation and battery, which are state law claims.
We will first address the federal claim. We have held that a § 1983 failure-
to-train claim against a municipality is valid only in the limited circumstances
where a plaintiff can show that: (1) the municipality inadequately trained or
supervised its officers; (2) the failure to train or supervise is a city policy; and (3)
the city’s policy caused the officer to violate the plaintiff’s constitutional rights.
Gold v. City of Miami, 151 F.3d 1346, 1350 (11th Cir. 1998). Given our
conclusion that Officer Schwartz did not violate Williams’ constitutional rights,
the district court did not err in granting summary judgment for the City on this
claim.
8
Williams contends that the district court improperly granted summary
judgment on her state law claims of negligent investigation and battery, arguing
that the district court misconstrued her negligent investigation claim as a negligent
arrest claim. Regardless of how the claim is construed it fails. We have already
determined that Schwartz conducted an adequate investigation, and that forecloses
this claim. Additionally, Williams’ battery claim fails, as it is akin to an excessive
force claim based on the assertion that, absent probable cause, any force is
excessive. Thornton v. City of Macon, 132 F.3d 1395, 1400 (11th Cir. 1998)
(finding that because the arrest lacked probable cause, “the officers were not
justified in using any force, and a reasonable officer thus would have recognized
that the force used was excessive”). Having found that Schwartz did have
probable cause in making the arrest, we also conclude that the reasonable force he
used to do so was not excessive.
AFFIRMED.
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