L.M.P. v. The Fla. Dept. of Education

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
JUNE 23, 2009
No. 08-15710 THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D. C. Docket No. 06-61897-CV-KAM
L.M.P.,
on behalf of, E.P., D.P. and K.P., minors,
Plaintiff-Appellant,
versus
THE FLORIDA DEPARTMENT OF EDUCATION,
COMMISSIONER OF THE FLORIDA DEPARTMENT OF
EDUCATION,
John Winn,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(June 23, 3009)
Before BARKETT, HULL and FAY, Circuit Judges.
PER CURIAM:
L.M.P., on behalf of her autistic triplets, E.P., D.P. and K.P. (“Triplets”),
appeals from a final judgment dismissing her complaint which sought a declaration
that the Triplets’ right to a due process hearing under the Individuals with
Disabilities Education Act (“IDEA”), 20 U.S.C. § 1400 et seq.,was violated
because Administrative Law Judges (“ALJ”) in Florida do not have authority to
grant equitable relief. In dismissing L.M.P.’s complaint, the district court
concluded that it lacked authority over this matter as L.M.P. had not presented a
“case” or “controversy” as required by Article III of the United States Constitution.
I. Background
This is L.M.P.’s second appeal before this Court. In her prior appeal, D.P.
ex. rel. E.P. v. Sch. Bd. of Broward County, 483 F.3d 725 (11th Cir. 2007), L.M.P.
challenged the local school district’s denial of her request to continue services that
the Triplets received pursuant to Individualized Family Service Plans (“IFSPs”)
under the Early Intervention Program administered under Part C of the IDEA.1
Upon turning three years of age, the Triplets aged out of the Part C program and
1
“Pursuant to IFSPs, disabled infants and toddlers may be provided with developmental
services such as speech, occupational, and physical therapy services; medical services for
diagnosis and evaluation purposes; and social work services.” D.P. ex. rel. E.P. v. Sch. Bd. of
Broward County, 483 F.3d 725, 726 (11th Cir. 2007).
2
became eligible for services under Part B of the IDEA, which guarantees that
disabled children, three years and older, receive a free appropriate public education
(“FAPE”), see 20 U.S.C. § 1400(d)(1)(a), and attempts to do so through the
provision of services that have been identified in a child’s Individualized
Education Program (“IEP”). See 20 U.S.C. § 1414. This Court concluded that the
plain language of the IDEA did not entitle the Triplets to ongoing services under
their IFSPs even though the local school district and the parents had not agreed on
a valid IEP upon the Triplets’s third birthdays. D.P., 483 F.3d at 730.
In a separate administrative proceeding, L.M.P. also raised claims that the
local school district had denied the Triplets their substantive and procedural rights
to a FAPE under Part B of the IDEA. The ALJ dismissed the case, but without
making a determination whether the Triplets had been denied a FAPE. That case,
L.M.P. on behalf of E.P., D.P., and K.P., minors v. Sch. Bd. of Broward County,
Fla., Case No. 05-60845-Civ-Marra, is presently being litigated in the district
court.
This appeal stems from L.M.P.’s fourth administrative action before the
Florida Division of Administrative Hearings (“DOAH”) in which she sought a
declaration that the Florida Department of Education violated the Triplets’s rights
under the IDEA to a final decision in a due process hearing because the DOAH
3
does not give its ALJs power to grant the equitable relief that L.M.P. had been
seeking in this and all prior administrative proceedings. The specific equitable
remedy that L.M.P. asserts that the ALJ should be authorized to provide in this
appeal as well as in all previous administrative proceedings is the reimbursement
of the costs incurred by the Triplets’s parents for all of the services that they have
provided to the children from the time of their third birthdays. The ALJ dismissed
the case finding he lacked subject matter jurisdiction because L.M.P. had not raised
any complaint that the Triplets had been denied a FAPE due to the identification,
evaluation, or educational placement of the Triplets. L.M.P. sought review of the
unfavorable ALJ decision in district court as is provided for pursuant to § 1414 of
the IDEA.
In denying L.M.P.’s motion for summary judgment, the district court
concluded that the fact that the IDEA may make more remedies available to state
or federal courts than it does to ALJs in administrative due process hearings does
not render the decisions of the ALJs in such hearings less than “final.”2 Later
when dismissing the case, the district court found that the issue of whether the
2
The IDEA provides that “[i]n any action brought under this paragraph, the court— . . .
(iii) basing its decision on the preponderance of the evidence, shall grant such relief as the court
determines is appropriate.” 20 U.S.C. § 1415(i)(2)(C)(iii) (emphasis added). We agree with the
district court’s conclusion that this provision of the statute speaks to the authority for granting
relief that the courts possess and does not by its plain language extend the same authority to
ALJs.
4
ALJs should have the same equitable powers under the IDEA as the courts is
speculative because L.M.P. has not yet established that the Triplets’s rights to a
FAPE under the IDEA has been violated such that they potentially are entitled to
an equitable remedy. Specifically, the court noted that no determination has been
made in an administrative hearing or state or federal court that the Triplets’s IEPs
are inadequate or that they are entitled to any services that the local school district
has not provided and thus, the Triplets have not shown any injury that an ALJ or
district court is able to redress.
II. Discussion
Upon review of the parties’ briefs, the record and the district court’s orders
we find no reversible error. We agree the district court properly dismissed
L.M.P.’s complaint on the basis that it lacks authority to decide this matter under
Article III of the United States Constitution. Federal courts are empowered under
Article III to adjudicate only “cases” or “controversies.” Midrash Sephardi, Inc. v.
Town of Surfside, 366 F.3d 1214, 1223 (11th Cir. 2004). In order for there to be a
“case” or “controversy” that a federal court can adjudicate, a plaintiff must make a
sufficient showing of an injury that the court’s decision-making can redress.3
3
Courts have developed various doctrines to evaluate the case or controversy
requirement of Article III, including the doctrines of standing and ripeness. The ripeness
doctrine “asks whether there is sufficient injury to meet Article III's requirement of a case or
controversy and, if so, whether the claim is sufficiently mature, and the issues sufficiently
5
We agree with the district court’s determination that L.M.P.’s claim that her
Triplets have been denied a final decision in their due process hearing because the
ALJ lacks authority to grant the equitable relief she requested, i.e. reimbursement
for the costs of the services that she has been providing since the Triplets’s third
birthdays, is not justiciable. It is not at all clear that the ALJ cannot order
reimbursement. However, before an ALJ or a court can consider whether L.M.P. is
eligible for reimbursement for the costs of services that she has been providing for
her children, L.M.P. must first establish that the Triplets’s rights under the IDEA
have been violated, i.e. that they have been denied their guaranteed right to a
FAPE. See M.M. ex rel. C.M. v. Sch. Bd. of Miami-Dade County, 437 F.3d 1085,
1097 (11th Cir. 2006); Burlington v. Dept. of Educ., 471 U.S. 359, 369-70 (1985).
This she has not done (although perhaps her pending federal court complaint
against the local school district will ultimately result in such a finding). Here, it is
defined and concrete, to permit effective decisionmaking by the court.” Cheffer v. Reno, 55
F.3d 1517, 1524 (11th Cir. 1995) (citation omitted). Standing is “a threshold jurisdictional
question which must be addressed prior to and independent of the merits of a party's claims.”
Bochese v. Town of Ponce Inlet, 405 F.3d 964, 974 (11th Cir. 2005) (citations omitted).
Standing requires the plaintiff to demonstrate: 1) an injury in fact or an invasion of a legally
protected interest; 2) a direct causal relationship between the injury and the challenged action;
and 3) a likelihood of redressability.” Midrash, 366 F.3d at 1223 (citing Lujan v. Defenders of
Wildlife, 504 U.S. 555, 560-61 (1992)). We find that because both doctrines, in essence, require
a showing of an injury that this court’s decision-making on the particular claim raised will
resolve and because L.M.P. has not shown any such injury, her claim is non-justiciable under
Article III.
6
merely speculative whether the ALJ would order reimbursement to the Triplets’s
parents for the costs of the services they have been providing on their own because
it has not yet been determined whether the local school district has violated the
Triplets’s rights under the IDEA, i.e. has denied them a FAPE. Without such an
injury, there is no trigger of relief and hence, it would be speculative on our part to
discuss the extent of the remedial powers of the ALJs.
L.M.P. argues, however, that her asserted injury is not that the Triplets have
been denied a FAPE but that they have been denied a final due process hearing and
that as a result the Triplets’s parents have incurred unnecessary litigation expenses.
L.M.P. claims that because the ALJ in the various administrative proceedings has
either not awarded her the relief requested or has concluded that he was without
jurisdiction to decide certain of L.M.P.’s claims, these administrative decisions are
not “final.”
We find no error in the district court’s conclusion that even if ALJs are
without the same power to grant equitable relief as the courts, this in no way
renders the decisions of the ALJs any less final for purposes of the administrative
action. Moreover, the determination by the ALJ that he was without jurisdiction to
render a decision on L.M.P.’s claims as presented does not make that decision less
than final. The relevant provisions of the IDEA statute explicitly state that the
7
decisions at both the initial due process hearing and at the administrative review
level are considered final and are capable of being reviewed by a state or federal
court if the aggrieved party so chooses, which L.M.P. has done. See 20 U.S.C. §
1415(i)(1). Simply because an ALJ may not be able to grant all possible forms of
relief does not make the decision that he does render any less final for purposes of
the IDEA. Thus, we do not agree that the Triplets have been injured because the
ALJs did not or were unable to order the relief that they were seeking.
Accordingly, the district court’s dismissal of L.M.P.’s complaint is hereby
AFFIRMED.
8