United States v. Rodriguez

16-4177
United States v. Rodriguez
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST
CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
“SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT
ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at
the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York,
on the 18th day of April, two thousand eighteen.
Present:
ROBERT A. KATZMANN,
Chief Judge,
JOHN M. WALKER, JR.,
Circuit Judge,
VICTOR A. BOLDEN,
District Judge.*
_____________________________________
UNITED STATES OF AMERICA,
Appellee,
v. No. 16-4177
ANGELO RODRIGUEZ,
Defendant-Appellant,
MIGUEL DEASIS, HECTOR GAMEZ PARRA,
Defendants.
_____________________________________
*
Judge Victor A. Bolden of the United States District Court for the District of Connecticut,
sitting by designation.
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For Appellant: DEVIN MCLAUGHLIN, Langrock Sperry &
Wool, LLP, Middlebury, VT.
For Appellee: ROBERT T. POLEMENI, Assistant United
States Attorney (Susan Corkery, Julia Nestor,
Assistant United States Attorneys, on the
brief), for Richard P. Donoghue, United
States Attorney for the Eastern District of
New York, Brooklyn, NY.
Appeal from a judgment of the United States District Court for the Eastern District of New
York (Townes, J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED in part, REVERSED in part,
and REMANDED.
Defendant-appellant Angelo Rodriguez appeals from a judgment of the district court
(Townes, J.) entered on December 13, 2016 following his conviction at trial for conspiracy to
distribute and possess with intent to distribute five kilograms or more of cocaine, in violation of
21 U.S.C. §§ 846 and 841(b)(1)(A)(ii); conspiracy to launder money, in violation of 18 U.S.C.
§ 1956(h); and possession of a firearm in furtherance of a drug trafficking crime, in violation of
18 U.S.C. § 924(c)(1)(A)(i). Rodriguez challenges the district court’s admission of testimony by a
witness and the sufficiency of the evidence supporting his convictions. We assume the parties’
familiarity with the underlying facts, the procedural history of the case, and the issues on appeal.
On November 14, 2012, Rodriguez was stopped by police while he and another man were
on their way to deliver $300,000 in cash to an undercover agent. Police then searched a house
located at 249 Concord Road in Yonkers, where Rodriguez and the man had picked up the cash,
and in the basement of the house they found 40 kilograms of cocaine and a handgun. Rodriguez
was indicted for participating in a conspiracy to distribute cocaine between September 1, 2012 and
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November 14, 2012, as well as a conspiracy to commit money laundering and possession of the
firearm found in the basement during the search. At trial, the Government introduced testimony
from M.O., a cooperating witness who was not charged in the conspiracy, over Rodriguez’s
objections. A jury found Rodriguez guilty of all counts.
In his evidentiary challenge, Rodriguez argues that testimony by M.O. regarding other drug
transactions by Rodriguez that were not specifically charged in the indictment amounted to
evidence of other bad acts and therefore inadmissible character evidence under Federal Rule of
Evidence 404(b). See Fed. R. Evid. 404(b)(1) (“Evidence of a crime, wrong, or other act is not
admissible to prove a person’s character in order to show that on a particular occasion the person
acted in accordance with the character.”). We review the district court’s evidentiary rulings for
abuse of discretion, “reversing only if we find manifest error.” United States v. Miller, 626 F.3d
682, 688 (2d Cir. 2010) (internal quotation marks omitted).
Rodriguez contends that the district court abused its discretion in admitting M.O.’s
testimony that Rodriguez sold him three kilograms of cocaine on consignment in October 2012
(the “October 2012 sale”) as direct evidence of the charged conspiracy. We disagree. “When the
indictment contains a conspiracy charge, uncharged acts may be admissible as direct evidence of
the conspiracy itself[,] . . . as long as they are within the scope of the conspiracy,” because “[a]n
act that is alleged to have been done in furtherance of the alleged conspiracy is not an ‘other’ act
within the meaning of Rule 404(b); rather, it is part of the very act charged.” United States v. Thai,
29 F.3d 785, 812 (2d Cir. 1994) (internal quotation marks and citations omitted). Rodriguez argues
that the October 2012 sale had nothing to do with the charged conspiracy because, although the
sale occurred during the time period of the conspiracy, M.O. was not charged as a co-conspirator
and had no connection to the conspiracy. M.O.’s testimony about the sale indicated that, in October
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2012, Rodriguez possessed at least 30 kilograms of cocaine, some of which were wrapped in red
packaging, which M.O. noted was unusual. Given that a similar quantity of cocaine featuring some
similar packaging was found on November 14, 2012 at 249 Concord Road, a jury could infer that
the cocaine observed by M.O. in Rodriguez’s possession during the October 2012 sale was the
same cocaine that was later stored at 249 Concord Road, and therefore that Rodriguez’s earlier
distribution of some of that cocaine to M.O. was conducted in furtherance of the charged cocaine
distribution conspiracy. Accordingly, the October 2012 sale could properly be considered “[a]n
act that is alleged to have been done in furtherance of the alleged conspiracy.” Id.
Moreover, “evidence of uncharged criminal activity is not considered other crimes
evidence under Fed. R. Evid. 404(b) if it arose out of the same transaction or series of transactions
as the charged offense, if it is inextricably intertwined with the evidence regarding the charged
offense, or if it is necessary to complete the story of the crime on trial.” United States v. Carboni,
204 F.3d 39, 44 (2d Cir. 2000) (quoting United States v. Gonzalez, 110 F.3d 936, 942 (2d Cir.
1997)). The Government’s theory at trial was that, beginning on November 1, 2012, Rodriguez
worked to set up the house at 249 Concord Road as a stash house for the cocaine that police found
there on November 14, 2012. Testimony about the October 2012 sale, which allows the inference
that Rodriguez previously possessed the cocaine that was found in the basement of 249 Concord
Road, fills in a narrative of where the cocaine found at 249 Concord Road came from, why
Rodriguez took actions to set up 249 Concord Road as a stash house, and how Rodriguez came to
know of the drugs in the basement. See Gonzales, 110 F.3d at 942 (approving the admission of
evidence of uncharged conduct “to provide crucial background evidence that gave coherence to
the basic sequence of events” surrounding the charged crime); see also United States v. Robinson,
702 F.3d 22, 36–38 (2d Cir. 2012) (holding that, in a trial for child sex trafficking based on the
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defendant’s trafficking of one particular minor, the defendant’s discussion of his control of other
prostitutes was “necessary to complete the story of the crime on trial” because the defendant
“argued at trial that [the minor] was his ‘girlfriend’ and that he had no control over her prostitution
activities”).
Accordingly, we conclude that admitting M.O.’s testimony regarding the October 2012
sale was not an abuse of discretion. Given this conclusion, Rodriguez’s challenge to the admission
of M.O.’s testimony regarding drug transactions before the October 2012 sale necessarily fails as
well, since Rodriguez merely argues that such testimony should have been excluded if testimony
about the October 2012 sale had not been admitted.
Rodriguez also challenges the sufficiency of the evidence supporting each count for which
he was convicted. We review a challenge to the sufficiency of evidence de novo. United States v.
Coplan, 703 F.3d 46, 62 (2d Cir. 2012). “On such a challenge, we view the evidence in the light
most favorable to the government, drawing all inferences in the government’s favor and deferring
to the jury’s assessments of the witnesses’ credibility,” and “[w]e will sustain the jury’s verdict so
long as any rational trier of fact could have found the essential elements of the crime beyond a
reasonable doubt.” United States v. Hawkins, 547 F.3d 66, 70 (2d Cir. 2008) (internal quotation
marks omitted). “Our evaluation looks at the evidence in its totality, and the Government need not
negate every theory of innocence.” United States v. Lorenzo, 534 F.3d 153, 159 (2d Cir. 2008).
Regarding his conviction for conspiracy to distribute cocaine, Rodriguez contends that
Government offered insufficient evidence to prove that he knowingly participated in the charged
conspiracy. “To sustain a conspiracy conviction, the government must present some evidence from
which it can reasonably be inferred that the person charged with conspiracy knew of the existence
of the scheme alleged in the indictment and knowingly joined and participated in it.” United States
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v. Rodriguez, 392 F.3d 539, 545 (2d Cir. 2004) (internal quotation marks omitted). Specifically
with regard to drug conspiracies, the Government must prove “that the defendant knew that the
conspiracy involved a controlled substance.” United States v. Torres, 604 F.3d 58, 66 (2d Cir.
2010).
We conclude that a reasonable jury could have found that Rodriguez knowingly
participated in the charged cocaine distribution conspiracy. As noted above, M.O.’s testimony
indicated that, in October 2012, Rodriguez possessed at least 30 kilograms of cocaine, some of
which featured red wrapping. Other evidence adduced at trial, viewed in the light most favorable
to the Government, showed that Rodriguez was in frequent contact with the lessee of 249 Concord
Road before and shortly after November 1, 2012, the date the lease began; that his phone number
was provided as an alternate number at which the lessor could reach the lessee; that he ordered
Verizon service for 249 Concord Road in his name on November 6, 2012; that his phone number
was listed as the alternate number on a water turn-on request dated November 13, 2012; and that
he ordered and paid for $2409 worth of furniture on November 1, 2012 and took delivery of that
furniture at 249 Concord Road on November 3, 2012. In addition, Rodriguez was inside 249
Concord Road with his two alleged co-conspirators for at least 40 minutes on November 14, 2012
before exiting the house carrying a box that resembled the box that had been dropped off earlier to
the undercover agent. Later that same day, police found 40 kilograms of cocaine, some of which
were wrapped in red packaging, in the basement of 249 Concord Road. From that evidence,
considered “in its totality,” Lorenzo, 534 F.3d at 159, a reasonable jury could infer that Rodriguez
possessed a significant quantity of cocaine, set up 249 Concord Road as a stash house to store that
cocaine, and then brought the cocaine there so that it could be stored and distributed. Accordingly,
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we find there to be sufficient evidence of Rodriguez’s knowing participation in the charged cocaine
conspiracy, and we affirm his conviction for conspiracy under 21 U.S.C. § 846.1
In contrast, we conclude that the evidence at trial was insufficient to sustain Rodriguez’s
conviction under 18 U.S.C. § 1956(a)(1)(B)(i). Section 1956(a)(1)(B)(i) “prohibits certain
financial transactions—including the transfer or delivery of cash—involving the proceeds of
certain unlawful activities when the defendant knows ‘that the transaction is designed in whole or
in part . . . to conceal or disguise the nature, the location, the source, the ownership, or the control
of the proceeds of specified unlawful activity.’” United States v. Garcia, 587 F.3d 509, 515–16
(2d Cir. 2009) (ellipsis in original) (quoting 18 U.S.C. § 1956(a)(1)(B)(i)). A conviction under this
provision “requires proof that the purpose or intended aim of the transaction was to conceal or
disguise a specified attribute of the funds.” United States v. Huezo, 546 F.3d 174, 179 (2d Cir.
2008). The fact that a “transaction was effected covertly in an effort to conceal the transaction
from the authorities” does not, on its own, entail “that the transaction itself was an effort to conceal
anything about the money.” Garcia, 587 F.3d at 519.
The record before us is devoid of evidence proving that Rodriguez’s attempted delivery of
cash to the undercover agent was designed to conceal a specified attribute of the funds he carried.
The Government identifies three pieces of evidence that, it contends, permit an inference that the
transaction in question had such a purpose: (1) that Rodriguez’s co-conspirator told the agent that
he was being directed to deliver drug money to the agent in installments of particular sizes; (2)
that Rodriguez and another alleged co-conspirator together delivered or attempted to deliver
1
Because Rodriguez’s challenge to his conviction for possession of a firearm in furtherance of a drug
trafficking crime is based entirely on the premise that he was not liable for any underlying drug crime, we
reject that challenge and affirm his conviction under 18 U.S.C. § 924(c).
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$450,000 in cash packaged in vacuum-sealed plastic wrap; and (3) that a vacuum-sealing machine
and plastic wrap were found at 249 Concord Road. However, that evidence does not prove that the
purpose of the delivery of cash to the agent was to conceal an attribute of the funds; rather, it is
equally consistent with the purpose of paying off a drug supplier or purchasing additional drugs,
which aims do not entail the intent to conceal required by § 1956(a)(1)(B)(i). See Garcia, 587 F.3d
at 518 (explaining that “the mere fact of transporting large amounts of cash” in order to pay for
drugs “does not provide a basis to find a purpose to conceal”).
For the same reason, we are unconvinced by the Government’s argument that the secretive
transportation of the cash away from 249 Concord Road, where the 40 kilograms of cocaine were
stored, permits an inference that the transaction with the agent was designed to disguise the fact
that the source of the cash was drug sales. See Cuellar v. United States, 553 U.S. 550, 564–65
(2008) (rejecting a construction of the money laundering statute that “would apply whenever a
person transported illicit funds in a secretive manner”). The Government also argues in passing
that the transaction with the agent was intended to conceal the ownership of the funds, but it has
put forth no evidence substantiating this assertion beyond the mere fact of the transaction, which
cannot satisfy § 1956(a)(1)(B)(i)’s requirement of a purpose to conceal. See Garcia, 587 F.3d at
519 (holding that the evidence was insufficient to sustain a conviction under § 1956(a)(1)(B)(i)
because “it evince[d] only how the money was moved, and d[id] not speak to why it was moved”).
Accordingly, we find the evidence insufficient to sustain Rodriguez’s conviction for conspiracy to
launder money, and we therefore reverse that conviction.
For the foregoing reasons, the judgment of the district court is AFFIRMED as to
Rodriguez’s convictions for conspiracy to distribute and possess with intent to cocaine and for
possession of a firearm in furtherance of a drug trafficking crime, and REVERSED as to his
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conviction for conspiracy to launder money. The matter is REMANDED for entry of a judgment
of acquittal on the count of conspiracy to launder money, and to allow the district court judge to
consider whether resentencing is appropriate in light of this order.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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