United States v. Gilleo

16-861-cr
United States v. Gilleo
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
Rulings by summary order do not have precedential effect. Citation to a summary order filed
on or after January 1, 2007, is permitted and is governed by Federal Rule of Appellate
Procedure 32.1 and this Court’s Local Rule 32.1.1. When citing a summary order in a
document filed with this Court, a party must cite either the Federal Appendix or an
electronic database (with the notation “summary order”). A party citing a summary order
must serve a copy of it on any party not represented by counsel.
At a stated term of the United States Court of Appeals for the Second Circuit, held at
the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York,
on the 21st day of March, two thousand seventeen.
PRESENT: JOSÉ A. CABRANES,
RICHARD C. WESLEY,
Circuit Judges,
VICTOR MARRERO,
District Judge.*
UNITED STATES,
Appellee, 16-861-cr
v.
SHANE GILLEO,
Defendant-Appellant.
FOR APPELLEE: Won S. Shin and Michael Ferrara,
Assistant United States Attorneys, for
Preet Bharara, United States Attorney for
the Southern District of New York, New
York, NY.
*
Judge Victor Marrero, of the United States District Court for the Southern District of New
York, sitting by designation.
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FOR DEFENDANT-APPELLANT: Randa D. Maher, Law Office of Randa D.
Maher, Great Neck, NY.
Appeal from a judgment of the United States District Court for the Southern District of
New York (Katherine B. Forrest, Judge).
UPON DUE CONSIDERATION WHEREOF, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment of the District Court be and hereby is
AFFIRMED.
Defendant-appellant Shane Gilleo (“Gilleo”) appeals from a March 18, 2016 judgment of
conviction. On December 1, 2015, Gilleo pleaded guilty to committing Hobbs Act robbery in
violation of 18 U.S.C. §§ 1951 and 2. On February 19, 2016, the District Court conducted a Fatico
hearing to resolve the parties’ dispute concerning whether Gilleo used a firearm or a dangerous
weapon in the course of the robbery, and whether Gilleo brandished or otherwise used the weapon.
In a March 9, 2016 Opinion & Order, the District Court found that Gilleo had brandished a firearm
during the robbery.1 The District Court imposed a 78-month term of imprisonment on March 16,
2016.
On appeal, Gilleo asserts that the District Court erred by (1) increasing his Sentencing
Guidelines offense level for brandishing a firearm (rather than a dangerous weapon) during the
robbery; (2) increasing his Guidelines offense level for obstruction of justice; (3) denying a reduction
of his Guidelines offense level for acceptance of responsibility; and (4) failing to reopen the Fatico
hearing to receive additional evidence. We assume the parties’ familiarity with the underlying facts,
the procedural history of the case, and the issues on appeal. For the reasons set forth below, each of
Gilleo’s four arguments on appeal lacks merit.
A. Brandishing a Firearm
Gilleo first argues that the District Court erred by applying a five-level enhancement to his
Guidelines offense level for brandishing a firearm during the robbery pursuant to U.S.S.G.
§ 2B3.1(b)(2)(C). Gilleo argued at his Fatico hearing that he merely used a BB gun, which merited
only a three-level enhancement for brandishing or possessing a dangerous weapon (as opposed to a
firearm). See id. § 2B3.1(b)(2)(E). The District Court ultimately found that Gilleo did indeed brandish
a firearm, not a BB gun.
1
After sentencing, the District Court issued a corrected Opinion & Order on March 18, 2016 to
clarify the timeline of the victim’s experience with BB guns.
2
Whether a firearm was used by Gilleo during the robbery is a question of fact. See United
States v. Johnson, 378 F.3d 230, 241–42 (2d Cir. 2004). “Facts in support of a sentencing calculation
need only be proven by a preponderance of the evidence, and the district court’s findings will not be
disturbed unless clearly erroneous.” United States v. Halloran, 821 F.3d 321, 341 (2d Cir. 2016). “When
reviewing for clear error, we may reverse only if we are left with the definite and firm conviction that
a mistake has been committed, and where there are two permissible views of the evidence, the
factfinder’s choice between them cannot be clearly erroneous.” United States v. Bershchansky, 788 F.3d
102, 110 (2d Cir. 2015) (internal quotation marks, brackets, and citation omitted). “Factual findings
based on the testimony and observation of witnesses are entitled to particular deference, since
assessing the credibility of witnesses is distinctly the province of the district court.” United States v.
Cuevas, 496 F.3d 256, 267 (2d Cir. 2007) (internal quotation marks and citations omitted).
Here, the District Court’s finding that Gilleo used a firearm during the robbery was not
clearly erroneous. In reaching its conclusion, the District Court credited the testimony of the victim,
Diana Aponte, who gave a detailed description of the weapon (which she touched and observed
during the robbery), and who had familiarity with handguns and BB guns. We owe particular
deference to the District Court’s assessment of Aponte’s credibility, as well as its conclusion that the
testimony of Gilleo and his mother were not credible. See id. Indeed, the District Court had the
opportunity to assess the criticisms of Aponte’s testimony that Gilleo raises here—including that
Aponte was a non-expert witness, that she was biased against Gilleo, and that her observations were
otherwise compromised—and nonetheless found Aponte’s testimony credible.
Moreover, it was not clear error for the District Court to accord lesser weight to the
testimony of Gilleo’s weapons expert, Brian Blume, than to Aponte’s testimony. As the District
Court explained, Blume’s testimony was not specific to the time period or place that Gilleo claimed
to have purchased his BB gun, and Blume conceded that silver BB guns were not as plentiful as
darker models.
B. Obstruction of Justice
Gilleo next contends that the District Court erred by applying a two-level Guidelines
enhancement for obstruction of justice pursuant to U.S.S.G. § 3C1.1. The District Court found that
Gilleo had committed perjury at his Fatico hearing by, among other things, claiming that he used a
BB gun during the robbery.
“The imposition of an obstruction-of-justice enhancement is subject to a mixed standard of
review. We review de novo the sentencing court’s interpretation of the Sentencing Guidelines but
review its related findings of fact only for clear error.” United States v. Fiore, 381 F.3d 89, 92 (2d Cir.
2004) (internal quotation marks and citation omitted). To qualify for the enhancement based on
perjury, “a sentencing court must find that the defendant 1) willfully 2) and materially 3) committed
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perjury, which is (a) the intentional (b) giving of false testimony (c) as to a material matter.” United
States v. Zagari, 111 F.3d 307, 329 (2d Cir. 1997).
Gilleo’s challenges to the obstruction of justice enhancements are unavailing. First, for the
reasons stated above, we find no merit in Gilleo’s contention that he was armed only with a BB gun.
Second, Gilleo’s argument that his testimony was not willfully false because “[i]t was clear from the
beginning . . . that the defense position would be that [Gilleo] used a BB-gun” is unpersuasive. Def.
Br. at 46. While the District Court and the Government certainly knew of the defendant’s position,
neither should have expected Gilleo to present false testimony in support of that position.2 Indeed,
given the numerous inconsistencies in Gilleo’s testimony observed by the District Court, we see no
reason to disturb its willfulness finding.3
We therefore find no error in the District Court’s application of an obstruction of justice
enhancement to Gilleo’s sentence.
C. Acceptance of Responsibility
Gilleo next contends that the District Court erred by denying a reduction of his Guidelines
offense level for acceptance of responsibility under U.S.S.G. § 3E1.1. “Ordinarily, a district court’s
decision not to grant a defendant a section 3E1.1 adjustment is entitled to great deference on review.
Whether the defendant has accepted responsibility is a factual question, and [a] district court’s
determination in this regard should not be disturbed unless it is without foundation.” United States v.
Taylor, 475 F.3d 65, 68 (2d Cir. 2007) (internal quotation marks and citation omitted).
2
Gilleo also obliquely states that “it was completely disingenuous—and in violation of its
obligations under the Plea Agreement” for the Government to seek an enhancement for obstruction
of justice. Def. Br. at 47. Even if we construe this argument as a claim that the Government
breached its plea agreement with Gilleo, it must be rejected. Since Gilleo failed to raise this
argument below, we review for plain error. See United States v. Taylor, 816 F.3d 12, 18 (2d Cir. 2016).
Gilleo’s plea agreement expressly allows the Government “to seek an enhancement for obstruction
of justice regardless of any stipulation set forth above, should it be determined that the defendant
has . . . engaged in conduct, unknown to the Government at the time of the signing of this
Agreement, that constitutes obstruction of justice.” A21. Accordingly, there was no error here, let
alone plain error, resulting from a violation of the plea agreement.
3
Gilleo more narrowly argues that his testimony about his 2008 state court guilty plea was not
willfully false, but rather the result of confusion, mistake, or faulty memory. The District Court
found that Gilleo’s testimony on this subject was “evasive and contradictory.” A388. Given the
District Court’s examination of the 2008 plea transcript and its uniquely situated position to evaluate
Gilleo’s Fatico testimony, this finding was not clearly erroneous.
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Here, we see no reason to disturb the District Court’s denial of this reduction. “The validity
of the obstruction enhancement adequately supports the District Court’s decision not to accord
[Gilleo] a reduction in the adjusted offense level for acceptance of responsibility despite his guilty
pleas.” See United States v. Malki, 609 F.3d 503, 511 (2d Cir. 2010). Moreover, this is not an
“extraordinary case” in which a reduction for acceptance of responsibility is nevertheless warranted.
See U.S.S.G. § 3E1.1 cmt. n.4.
D. Reopening the Fatico Hearing
Lastly, Gilleo argues that the District Court denied him due process by failing to reopen the
Fatico hearing to receive certain additional evidence about the availability of silver BB guns at Wal-
Mart between 2007 and 2008. Because a district court “has broad discretion as to what types of
procedure are needed at a sentencing proceeding for determination of relevant disputed facts,” we
review a district court’s fact-finding procedures at sentencing for abuse of discretion, taking account
of, “among other things, the probative value and burdens of the proposed procedure.” United States
v. Perez, 295 F.3d 249, 254 (2d Cir. 2002) (internal quotation marks omitted). We find no abuse of
discretion here. The additional evidence proffered by Gilleo is of limited probative value, particularly
since the District Court’s rulings turned on its credibility determinations, not the selection of BB
guns available at Wal-Mart.
CONCLUSION
We have reviewed all of the arguments raised by Gilleo on appeal and find them to be
without merit. For the foregoing reasons, we AFFIRM the March 18, 2016 judgment of the District
Court.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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