United States v. Noble

08-6204-cr
United States v. Noble
UNITED STATES COURT OF APPEALS
F OR T HE S ECOND C IRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1,
2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON
ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated Term of the United States Court of Appeals
for the Second Circuit, held at the Daniel Patrick Moynihan
United States Courthouse, 500 Pearl Street, in the City of
New York, on the 2 nd day of February, two thousand and ten.
Present: RICHARD C. WESLEY,
GERARD E. LYNCH,
Circuit Judges,
MARK R. KRAVITZ,
District Judge. *
________________________________________________
UNITED STATES OF AMERICA,
Appellee,
- v. - (08-6204-cr)
BRYAN NOBLE,
Defendant-Appellant. **
__________________________________________________
Appearing for Appellant: SAMUEL M. BRAVERMAN, Law Office
of Samuel M. Braverman, Bronx,
*
The Honorable Mark R. Kravitz, of the United States District Court
for the District of Connecticut, sitting by designation.
**
The Clerk of the Court is directed to amend the official caption as
set forth above.
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New York.
Appearing for Appellee: RICHARD C. TARLOWE and IRIS LAN,
Assistant United States
Attorneys, for Preet Bharara,
United States Attorney for the
Southern District of New York,
New York, New York.
Appeal from the United States District Court for the
Southern District of New York (Sullivan, J.).
1 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
2 AND DECREED that the judgment of the United States District
3 Court for the Southern District of New York be AFFIRMED,
4 except that Appellant’s claim that his former counsel
5 rendered ineffective assistance by failing to request a
6 hearing to establish facts relevant to an applicable
7 sentencing enhancement is DISMISSED WITHOUT PREJUDICE.
8 Defendant-Appellant Bryan Noble appeals from a judgment
9 of conviction entered on December 10, 2008 in the United
10 States District Court for the Southern District of New York.
11 The judgment was entered following a guilty plea before
12 Judge Richard J. Sullivan. Noble was indicted on April 11,
13 2007 with one count of possession of a firearm after having
14 previously been convicted of a felony in violation of 18
15 U.S.C. § 922(g)(1). Noble pled guilty without a plea
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1 agreement. We presume the parties’ familiarity with the
2 underlying facts, the procedural history of the case, and
3 the issues on appeal.
4 Appellant was sentenced principally to a term of
5 imprisonment of 120 months, the statutory maximum, to be
6 followed by a term of supervised release of three years.
7 Noting explicitly that the Sentencing Guidelines are
8 advisory, the district court found that U.S.S.G. §
9 2K2.1(a)(2) set out the applicable base offense level
10 because Appellant committed the instant crime after
11 sustaining two felony convictions involving controlled
12 substances. The court determined that a four-level
13 enhancement was warranted because the weapon involved in the
14 charged offense had a defaced serial number. U.S.S.G. §
15 2K2.1(b)(4). The court further determined that a second
16 four-level enhancement was applicable because Appellant
17 “used or possessed” the firearm “in connection with another
18 felony offense.” U.S.S.G. § 2K2.1(b)(6). A three-level
19 reduction was applied because of Appellant’s acceptance of
20 responsibility and timely notice of his intent to enter a
21 guilty plea. U.S.S.G. §§ 3E1.1(a) and (b).
22 Appellant’s contention that his Fifth and Sixth
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1 Amendment rights were violated when the district court found
2 facts required to apply the relevant sentencing enhancements
3 is without merit. See United States v. Legros, 529 F.3d
4 470, 477 (2d Cir. 2008); United States v. Martinez, 525 F.3d
5 211, 214-15 (2d Cir. 2008) (per curiam). The argument that
6 the factual underpinning that supports the application of a
7 sentencing enhancement must be found by a jury beyond a
8 reasonable doubt has been foreclosed in our Circuit. See,
9 e.g., Martinez, 525 F.3d at 214-15; United States v. Guang,
10 511 F.3d 110, 121-22 (2d Cir. 2007).
11 Noble’s argument based on Apprendi v. New Jersey, 530
12 U.S. 466 (2000) fails because “[n]othing in this Court’s
13 jurisprudence suggests any basis for applying a different
14 evidentiary standard to relevant facts merely because they
15 constitute a separate offense, so long as those facts do not
16 increase the maximum statutory punishment to which a
17 defendant is exposed.” Martinez, 525 F.3d at 215. As the
18 government argues in its brief to this Court, Appellant’s
19 argument obscures the distinction between facts that enhance
20 the advisory Guideline’s range and facts that increase a
21 defendant’s statutory maximum punishment.
22 Appellant argues that his former counsel provided him
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1 with ineffective assistance. Appellant raises two principal
2 contentions in this regard. First, that his then-counsel
3 failed to argue that the district court lacked the authority
4 to impose a sentencing enhancement under the Guidelines
5 absent a jury finding of the underlying facts beyond a
6 reasonable doubt. Second, that his former counsel was
7 ineffective because he failed to request a factfinding
8 hearing, see United States v. Fatico, 579 F.2d 707 (2d Cir.
9 1978), to establish whether the sentencing enhancement
10 imposed pursuant to U.S.S.G. § 2K2.1(b)(6) was warranted.
11 This Court has “expressed a baseline aversion to
12 resolving ineffectiveness claims on direct appeal.” United
13 States v. Pena, 233 F.3d 170, 173 (2d Cir. 2000) (internal
14 quotation marks omitted). In order to prevail on a claim of
15 ineffective assistance, Appellant must “establish deficient
16 performance and prejudice.” Knowles v. Mirzayance, — U.S.
17 —, 129 S. Ct. 1411, 1420 (2009).
18 Appellant’s first basis for his ineffective assistance
19 of counsel claim can be rejected based on the above
20 discussion. An attorney’s “[f]ailure to make a meritless
21 argument does not amount to ineffective assistance.” United
22 States v. Arena, 180 F.3d 380, 396 (2d Cir. 1999). We
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1 decline to reach the merits of Appellant’s second basis for
2 his ineffectiveness claim. Rather, we dismiss this portion
3 of Appellant’s claim without prejudice so that he remains
4 free to raise it in subsequent 28 U.S.C. § 2255 motion. As
5 the Supreme Court has noted, “in most cases a motion brought
6 under § 2255 is preferable to direct appeal for deciding
7 claims of ineffective assistance.” Massaro v. United
8 States, 538 U.S. 500, 504 (2003).
9 In this case, any claim that counsel’s failure to ask
10 for a hearing was a serious error constituting deficient
11 performance, and that such error prejudiced Appellant — both
12 of which would be required to establish a claim of
13 ineffective assistance, see Strickland v. Washington, 466
14 U.S. 668, 688, 693 (1984) — would require evidence that
15 counsel was or reasonably should have been aware that a
16 hearing could have benefitted Appellant. As any evidence to
17 support these findings would have to come from outside the
18 present record, the issue is best presented in a post-trial
19 application, in which Appellant could present any such
20 evidence that might exist.
21 For the foregoing reasons, the judgment of the district
22 court is hereby AFFIRMED, except that Appellant’s claim that
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1 his counsel rendered ineffective assistance by failing to
2 request a hearing to establish facts relevant to an
3 applicable sentencing enhancement is DISMISSED WITHOUT
4 PREJUDICE.
5
6 For the Court
7 Catherine O’Hagan Wolfe, Clerk
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