Saladino and Saladino v. American Airlines

11-754(L)
Saladino and Saladino v. American Airlines et al.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER
FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER
IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER
MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held
at the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of
New York, on the 17th day of October, two thousand twelve.
PRESENT:
JON O. NEWMAN,
GERARD E. LYNCH,
RAYMOND J. LOHIER, Jr.,
Circuit Judges.
____________________________________________________________
VITO SALADINO and ANNMARIE SALADINO,
Appellees-Cross-Appellants,
v. Nos. 11-754(L),
11-907(CON),
11-1330(XAP)
AMERICAN AIRLINES, INC., et al.,
Appellants-Cross-Appellees.
___________________________________________________________
FOR APPELLANTS: TIMOTHY I. DUFFY (Michael J. Sullivan, Mark K.
Silver, on the brief), Coughlin Duffy LLP, Morristown,
New Jersey, for Stewart & Stevenson.
STEVEN J. AHMUTY, Jr. (Timothy R. Capowski,
Juan C. Gonzalez, on the brief), Shaub, Ahmuty, Citrin
& Spratt, LLP, New York, New York, for American
Airlines.
FOR APPELLEES: JONATHAN I. EDELSTEIN (Kevin McAndrew, on
the brief), McAndrew, Conboy & Prisco, Melville,
New York.
UPON DUE CONSIDERATION, it is hereby ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED.
A jury in the United States District Court for the Eastern District of New York
(Sandra L. Townes, J.) awarded substantial damages to plaintiffs Vito Saladino
(“Saladino”) and Annmarie Saladino based on serious injuries that Mr. Saladino sustained
in 1999 while employed as a baggage handler at JFK Airport for third-party defendant
American Airlines (“American”). While riding on a baggage tractor manufactured by
Stewart & Stevenson Services, Inc. and/or its related companies Stewart & Stevenson
Technical Services, Inc., and Stewart & Stevenson Tug, LLC (collectively, “S&S”),
Saladino was struck in the head by the tractor’s hood, rendering him quadriplegic.
Plaintiffs sued S&S in 2001 on various products liability theories; S&S impleaded
American, seeking contribution and indemnification. In 2007, the district court granted
summary judgment to S&S and American (collectively, “defendants”) on all claims
except plaintiffs’ failure to warn theory and the derivative claim for loss of consortium,
which proceeded to trial. In November 2008, a liability jury found for plaintiffs,
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apportioning the fault 30% to S&S and 70% to American. The court denied defendants’
Rule 50 and 59 motions in March 2010, and the parties tried the issue of damages to a
second jury, which awarded plaintiffs a pre-structuring judgment totaling $40,190,417.20.
After denying defendants’ motions for remittitur, the court entered a final structured
judgment totaling $48,323,925.93.
Defendants now appeal both the findings of liability and the denial of remittitur on
damages. Because we affirm the district court’s judgment, we need not reach plaintiffs’
conditional cross-appeal of the district court’s dismissal of their design defect claim. We
assume familiarity with the facts and lengthy history of the case, setting forth only the
basic facts to provide context for our discussion of the legal issues.
Saladino was injured while riding as a passenger in a baggage tractor
manufactured by S&S and driven by a coworker, Daniel Snow. The tractor rode behind a
parked jet on the tarmac, and when this jet started its engines in a test, the backwash from
the jet engines caused the hood of the tractor to rotate in a half circle, striking Saladino’s
head. The evidence permitted the jury to find that the tractor had once been equipped
with a cab that might have protected Saladino from the fly-away hood; that the tractor
was sold by S&S without the cab, which was offered by S&S as an option and ordered by
American separately and installed after the tractor’s delivery; that the cab had been
removed by American after it was damaged in an unrelated accident; that the tractor’s
hood was equipped with a hinge that – unlike conventional car hoods whose hinges limit
the extent to which the hood can open – permitted the hood to flip 180 degrees and enter
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the passenger compartment; and that the rubber latches that secure the hood had
deteriorated over time or been removed, thus permitting the unsecured hood of this
particular vehicle to fly open in the jetwash. Plaintiffs’ theory at trial was that S&S was
liable for its failure to warn users that operating the vehicle without a cab and without
adequate latches could lead to injury due to the design of the hood. Defendants argue that
this theory was defective, either on its face or as presented to the jury by plaintiffs’
evidence, for several reasons.
1. Liability
First, S&S argues that plaintiffs failed to establish a prima facie case for liability
on a failure to warn theory because their evidence did not establish that it was foreseeable
to S&S that the tractor would be used in its “modified” state. We reject this contention.
Under New York law, a “manufacturer [] has a duty to warn of the danger of unintended
uses of a product provided these uses are reasonably foreseeable.” Liriano v. Hobart
Corp., 92 N.Y.2d 232, 237 (1998). A jury could reasonably have found, based on the
evidence at trial, that it was foreseeable to S&S that the tractor would be used without a
cab, given the evidence that the cab was only an option, that this particular tractor – like
most tractors of that model sold by S&S – was initially ordered without a cab, and that the
cab was designed and marketed for the operator’s comfort rather than as a safety feature.
Construing the evidence in the light most favorable to the verdict, see, e.g., Hugo Boss
Fashions, Inc. v. Fed. Ins. Co., 252 F.3d 608, 624 (2d Cir. 2001), it was hardly
unforeseeable that such tractors might be operated without cabs. Because we are
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persuaded that this case falls comfortably under the general rule of Liriano and does not
present a novel question of state law, we decline S&S’s request that we certify to the New
York Court of Appeals the question whether a manufacturer has a duty to warn of a
product’s operation in a “dismantled,” as opposed to “substantially modified,” state.
Second, American argues that plaintiffs’ case was legally insufficient because,
under the facts of this case, plaintiffs were required to present “expert proof regarding the
feasibility, actual content, form and placement of a proposed warning.” The argument is
without merit. As American’s counsel acknowledged at oral argument, New York does
not have a categorical rule requiring expert proof in failure to warn actions. We are not
persuaded that a jury would be so confused by lay testimony about the operation of the
tractor’s cab, hood hinge, or latches as to undermine the sufficiency of the evidence to
support the verdict. That expert testimony – or an exemplar warning – may have assisted
the jury, or advanced plaintiffs’ case, does not mean that jurors could not understand,
without such evidence, the basic mechanisms at issue in this case, including a hinge that
permitted the tractor’s inadequately secured hood to open 180 degrees when struck by
strong winds near a running jet engine, or the parties’ contentions about the nature and
potential efficacy of the warning that plaintiffs contended should have been provided.
Third, S&S argues that any failure to warn did not proximately cause Saladino’s
injuries because, as a matter of law, the product’s danger was open and obvious,
rendering a warning superfluous. The trial record, however, contains evidence from
which the jury reasonably could have found that the hinge’s ability to open in a half
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circle, and the resulting possibility that the tractor’s hood could rotate into the tractor’s
passenger compartment, was not obvious to any reasonably prudent person, since the
mechanism was not reasonably apparent. See Liriano, 92 N.Y.2d at 242 (“[T]he open and
obvious defense generally should not apply when there are aspects of the hazard which
are concealed or not reasonably apparent to the user.”).
Fourth, and relatedly, S&S and American both argue that the evidence at trial
required the jury to find that Saladino was a “knowledgeable user” of the tractor because
he knew or reasonably should have known of the specific danger based on his training
and experience operating tractors for many years. It is true that “where the injured party
was fully aware of the hazard through general knowledge, observation or common sense,
or participated in the removal of the safety device whose purpose is obvious, lack of a
warning about that danger may well obviate the failure to warn as a legal cause of an
injury resulting from that danger.” Id. at 241. But in this case, the jury could reasonably
have found, based on the trial evidence, that Saladino was not aware of the danger that the
hood could open into the passenger compartment, or that the hood presented a danger
when the tractor was operated away from full-power runway jet engines. For example,
most of American’s tractors, made by different companies, had hoods that would not flip
completely over, and Saladino testified that he believed the hood on this tractor, if
unsecured and subject to sufficiently high winds created by an engine, would open
partway and then stop, as he had witnessed on other tractors. Saladino also testified
repeatedly that he believed, based on his training, that though the wind created by a full-
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throttle jet engine on a runway could tear the hood totally off a tractor, the lower-speed
winds created by engine tests would at most cause the hood to open, obscuring his vision.
The jury thus could reasonably have found that, although Saladino had been trained and
was aware that operating a tractor in the high-speed winds present on a runway was
acutely dangerous, in part because of the risk that the hood might open, Saladino was
unaware of the danger that in fact materialized in this case.
Fifth, defendants both argue for a new trial based on an allegedly irrational jury
verdict. The jury found that Saladino was negligent, but found that his negligence did not
proximately cause his injury, and thus did not accord him any fault in the calculation of
liability. We are mindful that under New York law, a court may order a new trial only if
“the issues of negligence and proximate cause were so inextricably interwoven as to make
it logically impossible to find negligence without also finding proximate cause.” Rubin v.
Pecoraro, 141 A.D.2d 525, 527, 529 N.Y.S.2d 142 (2d Dep’t 1988) (emphasis added).
Where, as here, there was no special interrogatory, we must uphold the verdict if any
rational theory of the case is consistent with the jury’s determinations of cause. See
Waild v. Boulos, 2 A.D.3d 1284, 1286, 770 N.Y.S.2d 253 (4th Dep’t 2003). Here, the
jury may have found that, for example, Saladino and the tractor’s driver were negligent in
failing to inspect the vehicle before getting in, but that their failure to do so was not a
substantial factor in causing the injury. We therefore reject this argument.
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2. Damages
Finally, defendants argue that if we affirm the jury’s verdict on liability, we should
order a new trial on damages unless Saladino agrees to a substantial reduction of his
damages award for past and future pain and suffering. The damages jury awarded
Saladino $5 million for his past pain and suffering and $10 million for future pain and
suffering. At oral argument before this Court, S&S’s counsel suggested that a figure of
$1 million for past pain and suffering and $3.5 million for future pain and suffering would
be a fair figure. Because we identify no error in the district court’s careful decision
denying remittitur and cannot say that its decision to uphold the jury’s verdict was beyond
its discretion, we reject this argument.
Under New York Civil Practice Law and Rules § 5501(c), the Appellate Division
is charged with ensuring the uniformity of monetary judgments awarded in the state
courts:
In reviewing a money judgment . . . in which it
is contended that the award is excessive or
inadequate and that a new trial should have been
granted unless a stipulation is entered to a
different award, the appellate division shall
determine that an award is excessive or
inadequate if it deviates materially from what
would be reasonable compensation.
N.Y. C.P.L.R. § 5501(c). In Gasperini v. Ctr. for Humanities, Inc., 518 U.S. 415, 428,
437-38 (1996), the United States Supreme Court held that, in order to prevent forum
shopping, federal courts should also apply the state scheme. In the federal system,
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however, the district court that tries the case performs the initial review of the award,
taking the place of the Appellate Division, and our Court reviews that decision only for
abuse of discretion. Patterson v. Balsamico, 440 F.3d 104, 119-20 (2d Cir. 2006), citing
Gasperini, 518 U.S. at 437-38. Thus, we will reverse the district court’s decision only if
it was tainted by legal error or clear factual error, or otherwise fell outside the range of
permissible decisions. See, e.g., Ericksson v. Comm’r of Soc. Sec., 557 F.3d 79, 82 (2d
Cir. 2009).
Initially, defendants argue that the district court was legally required to examine
only cases arising in the Second Department. But they have failed to point us to any
binding authority for this proposition. Given the paucity of cases factually similar to
Saladino’s, and in the absence of any evidence that community standards differ between,
for example, Manhattan and Queens, we believe it would be odd for a federal court to
disregard potentially informative cases arising in other parts of the state. Similarly,
although it is true that awards affirmed by the Appellate Division are the most important
to a federal court’s § 5501(c) analysis, that does not mean that unappealed state trial court
verdicts or federal court verdicts are irrelevant. Thus, the district court did not err by
examining federal cases, state appellate cases from outside the Second Department, or a
state trial court decision.
Furthermore, although defendants compare this case to others largely on the basis
of physical pain, it is also clear that New York law permits monetary awards for both the
physical pain resulting from an injury and the emotional suffering and loss of enjoyment
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of life that also results proximately from that injury. See, e.g., 36 N.Y. Jur. 2d Damages
§ 97; Ditingo v. Dreyfuss, 27 A.D.3d 1024, 1026, 812 N.Y.S.2d 165, 168 (3d Dep’t
2006); Tenuto v. Lederle Laboratories, 26 Misc. 3d 1225(A), 907 N.Y.S.2d 441 (Sup. Ct.
2010). The district court instructed the jury that it could consider the effect Saladino’s
injuries had on his ability to enjoy life, and defendants do not challenge those instructions
or the verdict form. Thus, we assume that the jury permissibly awarded compensation for
both physical and mental suffering.
After noting the $17.5 million trial award for pain and suffering in Tenuto, the
district court examined verdicts affirmed by various departments of the Appellate
Division in cases involving paralysis. See Saladino v. Stewart & Stevenson Servs., Inc.,
01-CV-7644 SLT JMA, 2011 WL 284476, at *6-7 (E.D.N.Y. Jan. 26, 2011). The district
court noted that in Miraglia v. H & L Holding Corp., 36 A.D.3d 456, 828 N.Y.S.2d 329(1st Dep’t 2007), the Appellate Division approved the trial court’s award of $5 million for
past pain and suffering, but reduced the $10 million future pain and suffering award to $5
million. The district court then noted that in several other cases, the Appellate Division
has approved aggregate past and future awards of $10 million. See Bissell v. Town of
Amherst, 56 A.D.3d 1144, 867 N.Y.S.2d 582 (4th Dep’t 2008); Ruby v. Budget Rent A
Car Corp., 23 A.D.3d 257, 806 N.Y.S.2d 12 (1st Dep’t 2005). The district court
reasoned, however, that the victims in all of those previous cases suffered from lesser
paralysis than Saladino does. In light of relevant case law, the court found the jury’s
award permissible under § 5501(c).
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We cannot deem that conclusion an abuse of discretion. The district court’s
decision does not rest on a factual or legal error. Furthermore, in exercising its discretion
to make a reasoned judgment to determine whether the award “deviate[d] materially from
what would be reasonable compensation,” N.Y. C.P.L.R. § 5501(c), the court reasonably
relied on the fact that Saladino’s physical injuries were more extensive than in any of the
analogous cases. Defendants argue that Saladino’s nervous system is so damaged that,
unlike some of the plaintiffs in comparator cases, he does not suffer physical pain.
Perhaps a court could conclude that the pain suffered by plaintiffs in other cases merited
greater compensation than Saladino’s paralysis and other loss of function, such as his
inability to regulate his body temperature. But we do not deem the district court’s
contrary conclusion to be outside the range of permissible decisions.
3. Conclusion
We have considered all of appellants’ arguments and find them to be without
merit. Accordingly, the judgment of the district court is AFFIRMED.
FOR THE COURT:
CATHERINE O’HAGAN WOLFE, Clerk of Court
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