Flieger v. Eastern Suffolk Boces

16-2556-cv
Flieger v. E. Suffolk BOCES
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED
BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY
MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE
NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY
OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated Term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York on the
1st day of June, two thousand seventeen.
Present: JON O. NEWMAN,
ROSEMARY S. POOLER,
PETER W. HALL,
Circuit Judges.
_____________________________________________________
JEANNE FLIEGER,
Plaintiff-Appellant,
v. 16-2556-cv
EASTERN SUFFOLK BOCES,
Defendant-Appellee.
_____________________________________________________
Appearing for Appellant: Jonathan A. Tand, Jonathan A. Tand and
Associates, P.C., Garden City, NY.
Appearing for Appellee: Adam I. Kleinberg, Sokoloff Stern LLP, Carle
Place, NY.
Appeal from the United States District Court for the Eastern District of New York
(Seybert, J.).
ON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED, ADJUDGED,
AND DECREED that the judgment of said District Court be and it hereby is AFFIRMED.
Plaintiff-Appellant Jeanne Flieger appeals the June 24, 2016 judgment of the United
States District Court for the Eastern District of New York (Seybert, J.) granting summary
judgment in favor of Defendant-Appellee Eastern Suffolk BOCES (“BOCES”) on Flieger’s
discrimination, retaliation, hostile work environment, and failure to provide reasonable
accommodation claims under the Americans with Disabilities Act (“ADA”). Flieger v. E. Suffolk
BOCES, 13-CV-6282, 2016 WL 3527519, at *1 (E.D.N.Y. June 23, 2016). We assume the
parties’ familiarity with the underlying facts, procedural history, and specification of issues for
review.
“We review a district court’s grant of summary judgment de novo.” Marvel Characters,
Inc. v. Kirby, 726 F.3d 119, 135 (2d Cir. 2013) (citation omitted).
“ADA employment discrimination claims are subject to the familiar burden-shifting
analysis established by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792(1973).” Cortes v. MTA N.Y.C. Transit, 802 F.3d 226, 231 (2d Cir. 2015). In order to establish a
prima facie case, the plaintiff must show by a preponderance of the evidence that: “(1) [her]
employer is subject to the ADA; (2) [she] was disabled within the meaning of the ADA; (3) [she]
was otherwise qualified to perform the essential functions of [her] job, with or without
reasonable accommodation; and (4) [she] suffered adverse employment action because of [her]
disability.” Sista v. CDC Ixis N. Am., Inc., 445 F.3d 161, 169 (2d Cir. 2006). “Under the last
element, a plaintiff must show that the adverse employment action took place under
circumstances giving rise to an inference of discrimination.” Davis v. N.Y.C. Dep’t of Educ., 804
F.3d 231, 235 (2d Cir. 2015) (internal quotation marks omitted).
Flieger’s September 2011 back injury does not constitute a disability under the ADA.
“The ADA defines disability as a physical or mental impairment that substantially limits one or
more major life activities.” B.C. v. Mount Vernon Sch. Dist., 837 F.3d 152, 159 (2d Cir. 2016)
(internal quotation marks omitted) (citing 42 U.S.C. § 12102(1)(A)). On the day that Flieger
injured herself in September 2011, Flieger stated in her deposition that she did not leave work
early, but rather took some Aleve and kept working. Flieger explained that she came back to
work the next day and required no time off as a result of her injury. Flieger also reported that she
continued to be able to lift cases of water at work after her injury. Based on Flieger’s explanation
of her own limitations after her September 2011 injury, we conclude that Flieger was not
substantially impaired in any major life activity.
Flieger argues that she suffered three adverse employment actions as a result of ADA
disability discrimination: (1) denial of a Summer 2011 summer school position; (2) transfer to
Josette Celiberti’s classroom; and (3) transfer to Joe Sicuranza’s classroom. “To qualify as an
adverse employment action, the employer’s actions toward the plaintiff must be materially
adverse with respect to the terms and conditions of employment.” Davis, 804 F.3d at 235
(internal quotation marks omitted). In addition, it is axiomatic that the adverse employment
action must “t[a]k[e] place under circumstances giving rise to an inference of discrimination” in
order to be actionable under the ADA. Id.
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The denial of the Summer 2011 summer school position does not constitute an actionable
adverse employment action under the ADA because there is no inference that discrimination was
the reason for the denial of the position. Flieger explained in her deposition that she understood
from BOCES and her union that employment for a summer teaching position was discretionary
and not guaranteed. The express terms of the Hiring Guidelines for Summer 2011 indicated that
Flieger would be at a disadvantage if she missed more than seven days of school during the
2010-11 school year. Once the number of Flieger’s used sick days was decreased at her request,
she was offered a summer position that was then available. This Court can find no inference of
discrimination under these circumstances.
With respect to the two challenged transfers, we have explained that “a transfer is an
adverse employment action if it results in a change in responsibilities so significant as to
constitute a setback to the plaintiff’s career.” Kessler v. Westchester Cty. Dep’t of Soc. Servs.,
461 F.3d 199, 206 (2d Cir. 2006). “Moreover, we have held that an involuntary transfer may
constitute an adverse employment action if the plaintiff shows that the transfer created a
materially significant disadvantage with respect to the terms of her employment.” Id. at 207(internal quotation marks, brackets, and emphasis omitted). In contrast, “a transfer that does not
change the conditions of employment is a mere inconvenience or an alternation of job
responsibilities, and hence is not materially adverse.” Id. (internal quotation marks and brackets
omitted). Thus, “if a transfer is truly lateral and involves no significant changes in an employee’s
conditions of employment, the fact that the employee views the transfer either positively or
negatively does not of itself render the denial or receipt of the transfer an adverse employment
action.” Id. (internal quotation marks and brackets omitted).
Flieger presented no facts in her summary judgment motion and no argument before this
Court that would suggest the transfer to Celiberti’s classroom involved a demotion, a
disadvantage, or a setback with respect to her career. Instead, at the time the transfer was made,
Flieger only expressed a concern about Celiberti being a low talker. Flieger never expressed any
other concern about transferring to Celiberti’s classroom, and specifically never expressed that
she felt the transfer was anything other than a lateral move (notwithstanding that she would have
preferred not to have been transferred). The transfer to Celiberti’s classroom was therefore not an
adverse employment action.
With respect to Flieger’s transfer to Sicuranza’s classroom, assuming for the purposes of
argument that Flieger’s allegations that Principal Nancy Smalling had “refus[ed] to speak clearly
to [Flieger]” prior to the transfer and had declined to consider Flieger’s requested transfers are
sufficient to meet Flieger’s burden at the prima facie stage, Appellant’s Br. at 16, 20, BOCES
has proffered a legitimate, non-discriminatory reason for Flieger’s transfer. Smalling expressed
concern about Flieger’s “behavior with adults” and wanted to keep Flieger in a supervised
setting. App’x at 564-65. Both of the alternative transfers that Flieger proposed were
unsupervised. Smalling decided Flieger would not be an appropriate fit for those programs and
accordingly transferred Flieger to Sicuranza’s classroom instead.
Flieger has failed to meet her burden of persuasion to show that BOCES’ proffered
legitimate reasons for the transfer are pretextual. See Weinstock v. Columbia Univ., 224 F.3d 33,
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42 (2d Cir. 2000) (explaining a plaintiff must “produce not simply some evidence, but sufficient
evidence to support a rational finding that the legitimate, non-discriminatory reasons proffered
by the defendant were false, and that more likely than not discrimination was the real reason for
the employment action” (internal quotation marks, brackets, and citation omitted)). Flieger has
failed to offer any evidence that Smalling discriminated against Flieger on the basis of her
hearing loss—indeed, Flieger explained at her deposition that Smalling helped her receive funds
to travel to the Mayo Clinic and Flieger sent Smalling an incredibly effusive e-mail after her
transfer to Sicuranza’s classroom thanking Smalling for transferring her and referring to the
change in glowingly positive terms. The e-mail constitutes uncontroverted evidence that Flieger
did not believe she had been discriminated against in being transferred to Sicuranza’s classroom
at the time she was transferred. Flieger has also failed to offer any evidence that Smalling did not
have concerns about Flieger’s work in an unsupervised setting. Although Flieger points to her
strong evaluations from previous years, receipt of strong reviews in a supervised setting in the
past does not equate to an individual necessarily being considered fit to perform in an
unsupervised setting given more recent performance concerns.
Claims of retaliation under the ADA are analyzed under the same burden-shifting
framework as are ADA discrimination claims. See Treglia v. Town of Manlius, 313 F.3d 713,
719 (2d Cir. 2002). “In order to establish a prima facie case for retaliation, [a plaintiff] must
show that: (1) [s]he engaged in an activity protected by the ADA; (2) the employer was aware of
this activity; (3) the employer took adverse employment action against [the plaintiff]; and (4) a
causal connection exists between the alleged adverse action and the protected activity.” Id.Activities protected by the ADA include complaints of ADA discrimination, including
complaints on a good faith belief that the employer’s actions violated the ADA, and requests for
reasonable accommodations. See, e.g., Weixel v. Bd. of Educ. of City of N.Y., 287 F.3d 138, 149
(2d Cir. 2002) (requests for accommodations are protected activity); Weissman v. Dawn Joy
Fashions, Inc., 214 F.3d 224, 234 (2d Cir. 2000) (complaints based on a good faith belief that
employer is violating the ADA are protected activity).
Although there is an unsettled question of law in this Circuit as to whether a plaintiff
must show, in order to succeed on her ADA retaliation claim, that the retaliation was a “but for”
cause of the adverse employment action or merely a “motivating factor,” we need not decide this
point of law as Flieger’s ADA retaliation claim fails under both tests. See, e.g., Eisner v.
Cardozo, No. 16-872-cv, 2017 WL 1103437, at *1 (2d Cir. Mar. 24, 2017) (summary order).
Flieger identifies as adverse employment actions for her retaliation claim the same three
actions that she identified under her discrimination claim. As with Flieger’s discrimination claim,
the denial of a Summer 2011 summer school position does not give rise to an inference of
retaliation because Flieger’s visit to the Mayo Clinic neither constituted a complaint of ADA
discrimination nor a request for accommodation and thus was not a protected activity. See, e.g.,
Weixel, 287 F.3d at 149 (requests for accommodations are protected activity); Weissman, 214
F.3d at 234 (complaints based on a good faith belief that employer is violating the ADA are
protected activity). Similarly, Flieger’s transfer to Celiberti’s classroom was not an adverse
employment action and therefore cannot be the basis for an ADA retaliation claim. With respect
to Flieger’s transfer to Sicuranza’s classroom, the district court correctly determined that Flieger
had stated a prima facie case based on the temporal proximity between her complaint about
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Celiberti’s comment with respect to Flieger’s hearing and Flieger’s transfer. BOCES proffers the
same legitimate, non-retaliatory reasons for the transfer as it did with respect to Flieger’s
discrimination claim. And, again, Flieger has failed to meet her burden of persuasion to show
that BOCES’ reasons are pretextual as she has provided no more evidence than she did with
respect to her discrimination claim.
The Second Circuit has “not yet decided whether a hostile work environment claim is
cognizable under the ADA.” Robinson v. Dibble, 613 F. App’x 9, 12 n.2 (2d Cir. 2015)
(summary order). “For purposes of this discussion, we assume, without deciding, that it is.” Id.“To establish a prima facie case of hostile work environment, the plaintiff must show that
the discriminatory harassment was sufficiently severe or pervasive to alter the conditions of the
victim’s employment and create an abusive working environment, and that a specific basis exists
for imputing the objectionable conduct to the employer.” Tolbert v. Smith, 790 F.3d 427, 439 (2d
Cir. 2015) (internal quotation marks omitted). “Isolated acts, unless very serious, do not meet the
threshold of severity or pervasiveness.” Id. (internal quotation marks omitted). “It is axiomatic
that the plaintiff also must show that the hostile conduct occurred because of a protected
characteristic.” Id.Flieger argues that she suffered from a hostile work environment based on “the
circumstances of [her] tenure in Celiberti’s classroom.” Appellant’s Br. at 26. Flieger, however,
stated at her deposition that Celiberti did not learn about Flieger’s ADA-covered disability until
October 26, 2011 when Flieger told Celiberti that she has hearing loss. The only instance of
Celiberti’s hostile conduct that occurred because of Flieger’s protected disability, therefore, was
Celiberti’s comment immediately after learning of Flieger’s disability that she “didn’t ask for a
deaf assistant.” App’x at 247; see Tobert, 790 F.3d at 439 (explaining plaintiff “must show that
the hostile conduct occurred because of a protected characteristic”). This comment, while
inappropriate, does not rise to the level of severity required in order for a single comment to
support a claim for hostile work environment. In addition, Flieger conceded at her deposition that
she was transferred out of Celiberti’s classroom either on the same day or within a few days of
Celiberti’s comment. Flieger makes no allegations of any discriminatory or hostile conduct by
Sicuranza, even though her brief states the hostile work environment continued “until December
of 2011.” Appellant’s Br. at 26. Indeed, Flieger even thanked Smalling for transferring her into
Sicuranza’s classroom, explaining she felt she was being “treated with respect and as an equal.”
App’x at 800. Flieger has failed to state a prima facie case of hostile work environment.
“Discrimination in violation of the ADA includes, inter alia, not making reasonable
accommodations to the known physical or mental limitations of an otherwise qualified individual
with a disability.” Sheng v. M&TBank Corp., 848 F.3d 78, 86 (2d Cir. 2017) (internal quotation
marks omitted). “A qualified individual is an individual who, with or without reasonable
accommodation, can perform the essential functions of the employment position that such
individual holds or desires.” Id. (internal quotation marks omitted) (citing 42 U.S.C. § 12111(8)).
“In evaluating whether a particular job function is essential, this Court considers the employer’s
judgment, written job descriptions, the amount of time spent on the job performing the function,
the mention of the function in a collective bargaining agreement, the work experience of past
employees in the position, and the work experience of current employees in similar positions.”
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Stevens v. Rite Aid Corp., 851 F.3d 224, 229 (2d Cir. 2017) (internal quotation marks omitted).
“Of course, a reasonable accommodation can never involve the elimination of an essential
function of a job.” McMillan v. City of New York, 711 F.3d 120, 127 (2d Cir. 2013) (internal
quotation marks and brackets omitted).
As set forth in Flieger’s discussions with BOCES, and as she does not contest, Flieger is
currently unable to physically hold or escort a student in danger of causing injury to him or
herself or others, or perform or administer crisis intervention or prevention techniques because
she cannot engage in any kind of restricting. Flieger also does not contest, and readily admits,
that she is presently unable to assist or work with any students who are in wheelchairs. As an
accommodation for her present disability, Flieger asked to be placed in a role in which she will
never be required to work with wheelchair-bound students or be faced with a student who needs
to be restrained in order to protect that student, to protect other students, to prevent a crisis
situation, or to diffuse a crisis situation. These tasks, however, comprise seven of the top eleven
bullet points on BOCES’ written job description for the Teaching Assistant position. In addition,
Jill Diamond, a school personnel officer responsible for Teaching Assistants at BOCES, testified
that the ability to restrain a student was essential as “every single person that is staffing [a
BOCES] classroom needs to be able to intervene in a situation that may turn into a crisis or may
be a crisis in process.” App’x at 683-84. Flieger also conceded in her deposition that the ability
to restrain a student was part of a BOCES Teaching Assistant’s job regardless of to what room
the Teaching Assistant was assigned. Flieger further noted that she had had to restrain a handful
of children while she was employed as a Teaching Assistant at BOCES, and Flieger’s own
experience with wheelchair-bound students indicates that assisting such students is not an out of
the ordinary task that Teaching Assistants are required to perform. Flieger, therefore, has failed
to meet her burden of identifying an accommodation that would allow her to continue to perform
all of the essential functions of the Teaching Assistant job she once held. See McMillan, 711
F.3d at 127.
We have considered the remainder of Flieger’s arguments and find them to be without
merit. Accordingly, the judgment of the district court hereby is AFFIRMED.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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